Sponsor Check › Sponsor group
One sponsor team, 8 deal companies · New York, NY
Grouped because: 8 shared people, 7 shared management entities, similar issuer names (8) (automatic match from the filings) · not the same sponsor?
Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 13, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Kellner Dileo is a sponsor group of 8 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names; automatic match from the filings), filing 45 Form D filings between Oct 2009 and Mar 2025.
What this means One team, 8 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $1.22B to 754 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (8). Issuers are based in NY (6), Cayman Islands (as filed: E9) (1), FL (1).
What this means $1.22B raised across the group, about $1.61M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: George A. Kellner (8 issuers, executive officer and director), Glen Friedman (6 issuers, executive officer and director), Kellner DiLeo & Co., LLC (5 issuers, promoter, entity), Christopher Pultz (4 issuers, executive officer, director, and promoter), KDC Investment Management, LP (4 issuers, promoter, entity) and 15 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Mar 13, 2025.
What this means No new raise filed in the past year.
Adviser registration (Form ADV) on record: CASTLE LIGHT PARTNERS LP.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name, 2 state regulator orders listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 45 public filings for Kellner Dileo and found 14 differences, 4 worth asking the sponsor about: Regulator action naming a team member: Domenick Migliorato (Oct 15, 2019); 5 paid sellers are listed without a CRD number; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Kellner Dileo has not run yet — it is #39,384 of 46,539 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 dismissed
190 Other contract actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
2 state regulator orders
KDC Merger Arbitrage Fund, LP (CRD #10019, New York, New York) submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $350,000. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that employees in its securities lending department knowingly made false entries into the firm’s system indicating that finders had been used to locate securities or counterparties when in fact the finders had performed no legitimate services.Order / docket ↗ Regulator's list ↗
KDC Merger Arbitrage Fund, LP (CRD #10019, New York, New York) submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $82,500, which includes disgorgement of $33,300 in profits realized in connection with the loans the firm made while not in compliance with SEC Regulation SHO. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it mismarked a short sale as a long sale; failed to timely deliver on its sale of a threshold security, which sale was marked long, on or before the settlement date of the trade; and failed to deliver position in a threshold security for 13 consecutive settlement dates and failed to immediately thereafter close out the fail to deliver position. FINRA found that the firm’s written supervisory procedures had been prepared prior to Regulation SHO; although these procedures were in effect, they had not been updated to reflect Regulation SHO requirements.Order / docket ↗ Regulator's list ↗
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kellner Dileo..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No comparisons published
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
14 differences found between the filings for Kellner Dileo — 4 worth asking about (compared 45 filings on Oct 24, 2026)
A ap release dated Oct 15, 2019 names Domenick Migliorato (listed on the same filings). Our match estimate: 80%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
Paid seller listed without a CRD number: Panther Partners — KDC DISTRESSED & HIGH INCOME SECURITIES FUND L P · Paid seller listed without a CRD number: Jane Dressner — KDC Merger Arbitrage Fund, LP · Paid seller listed without a CRD number: Lynn Levy — KDC Merger Arbitrage Fund, LP · Paid seller listed without a CRD number: Panther Partners — Kellner Catalyst Fund, LP · Paid seller listed without a CRD number: Barry Tannen — KDC Alpha Securities Fund, LP
What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.
The address on file, 900 Third Ave, Suite 1000, New York, NY, is used by 43 issuers in our index across 16 sponsor groups; 40 are outside this group. It is on our registered-agent / shared-office list (56 issuers in 36 unrelated clusters).
What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.
Form D filed 8,301 days after the first sale — Kellner Catalyst Fund, LP · Form D filed 7,923 days after the first sale — Kellner Catalyst Fund, LP · Form D filed 7,560 days after the first sale — Kellner Catalyst Fund, LP · Form D filed 5,063 days after the first sale — Kellner Catalyst Fund, LP · Form D filed 10,386 days after the first sale — KDC Merger Arbitrage Fund, LP · and 2 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — KC Absolute Merger Fund LP (latest filing Mar 13, 2025) · No amendment in the last 12 months on an offering that may still be open — KC Absolute Offshore Merger Fund Ltd. (latest filing Mar 13, 2025) · No amendment in the last 12 months on an offering that may still be open — Kellner Catalyst Fund, LP (latest filing Jan 21, 2025) · No amendment in the last 12 months on an offering that may still be open — Kellner Catalyst Fund, LP (latest filing Jan 9, 2024) · No amendment in the last 12 months on an offering that may still be open — Kellner Catalyst Fund, LP (latest filing Jan 11, 2023) · and 7 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
George A. Kellner is no longer listed on the Mar 13, 2025 amendment — KC Absolute Merger Fund LP · George A. Kellner is no longer listed on the Mar 13, 2025 amendment — KC Absolute Offshore Merger Fund Ltd. · Glen Friedman is no longer listed on the Mar 13, 2025 amendment — KC Absolute Offshore Merger Fund Ltd. · Kellner Management, LP is no longer listed on the Mar 13, 2025 amendment — KC Absolute Merger Fund LP · Kellner Management, LP is no longer listed on the Mar 13, 2025 amendment — KC Absolute Offshore Merger Fund Ltd. · and 12 more
What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.
The Nov 22, 2011 filing lists a minimum of $200,000; the Jan 31, 2012 Form D/A lists $500,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
Christopher Pultz is written 2 different ways on the filings · Glen Friedman is written 2 different ways on the filings · George A. Kellner is written 2 different ways on the filings · Katalin E. Kutasi is written 2 different ways on the filings
What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.
The people listed on the Mar 8, 2024 filing give New York, NY; on the Mar 13, 2025 filing they give Centerport, NY.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The people listed on the Mar 8, 2024 filing give New York, NY; on the Mar 13, 2025 filing they give Centerport, NY. The address now on file (C/O Maples Corporate Services Ltd, Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 353 issuers.
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.
Address on file is a registered agent / shared office — KC Absolute Offshore Merger Fund Ltd. · Address on file is a registered agent / shared office — KDC Alpha Securities Fund, LP · Address on file is a registered agent / shared office — KDC Merger Arbitrage Fund, LP · Address on file is a registered agent / shared office — KDC OFFSHORE DISTRESSED & HIGH INCOME SECURITIES FUND B V · Address on file is a registered agent / shared office — KDC DISTRESSED & HIGH INCOME SECURITIES FUND L P
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.
Delaware (6), Netherlands Antilles (1), Cayman Islands (1) — out of 8 member issuers. The odd ones out: KDC OFFSHORE DISTRESSED & HIGH INCOME SECURITIES FUND B V (Netherlands Antilles); KC Absolute Offshore Merger Fund Ltd. (Cayman Islands).
What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.
NY (6), FL (1), Cayman Islands (as filed: E9) (1). 5 members use a registered-agent or shared-office address: KDC DISTRESSED & HIGH INCOME SECURITIES FUND L P (900 Third Ave, Suite 1000, New York, NY); KDC OFFSHORE DISTRESSED & HIGH INCOME SECURITIES FUND B V (900 Third Ave Suite 1000, New York, NY); KDC Alpha Securities Fund, LP (C/O Kellner Capital, Llc, 900 Third Avenue, Suite 1000, New York, NY); KDC Merger Arbitrage Fund, LP (900 Third Avenue, Suite 1000, New York, NY).
What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.
Issuer used a different name before — Kellner Catalyst Fund, LP · Issuer used a different name before — KDC Merger Arbitrage Fund, LP · Issuer used a different name before — KDC OFFSHORE DISTRESSED & HIGH INCOME SECURITIES FUND B V · Issuer used a different name before — KDC DISTRESSED & HIGH INCOME SECURITIES FUND L P
What this means Match the CIK on your documents, not just the name.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 12 offerings report sales commissions; 11 report finder's fees totalling $4,256,232; 0 report proceeds to related persons.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Mar 13, 2025 D/A KC Absolute Merger Fund LP File 021-334751 | $0 | $187,219 | $0 The Investment Manager receives a management fee based on assets under management, and an affiliate of the General Partner receives compensation based on a percentage of net annual profits, as described in the Issuer's confidential offering materials. | Herald Investment Marketing, LLC BrokerCheck CRD 285573 ↗ | EDGAR ↗ |
| Mar 13, 2025 D/A KC Absolute Offshore Merger Fund Ltd. File 021-334754 | $0 | $33,057 | $0 The Investment Manager receives a management fee based on assets under management, and an affiliate of the General Partner receives compensation based on a percentage of net annual profits, as described in the Issuer's confidential offering materials. | Herald Investment Marketing, LLC BrokerCheck CRD 285573 ↗ | EDGAR ↗ |
| Jan 21, 2025 D Kellner Catalyst Fund, LP File 021-535742 | $0 | $150,628 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 9, 2024 D Kellner Catalyst Fund, LP File 021-501889 | $0 | $150,628 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 11, 2023 D Kellner Catalyst Fund, LP File 021-470296 | $0 | $150,628 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2022 D/A Kellner Catalyst Fund, LP File 021-259084 | $0 | $150,628 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 27, 2020 D/A Richmond Global Compass Capital, LP File 021-308650 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Feb 6, 2015 D/A Kellner Catalyst Fund, LP File 021-44614 | $0 | $150,628 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 31, 2012 D/A KDC Alpha Securities Fund, LP File 021-135067 | $0 | $119,975 | $0 | KJM Securities, Inc. BrokerCheck CRD 20277 ↗ KDC Securities, LP BrokerCheck CRD 10019 ↗ | EDGAR ↗ |
| Oct 7, 2010 D/A KDC OFFSHORE DISTRESSED & HIGH INCOME SECURITIES FUND B V File 021-41317 | $0 | $28,085 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 7, 2010 D/A KDC DISTRESSED & HIGH INCOME SECURITIES FUND L P File 021-41260 | $0 | $269,643 | $0 | Panther Partners no CRD number reported | EDGAR ↗ |
| Oct 7, 2010 D/A KDC Merger Arbitrage Fund, LP File 021-135475 | $0 | $2,865,113 | $0 | Sontag Advisory LLC BrokerCheck CRD 127587 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 8 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Kellner Dileo in the sources searched.
Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | KO KDC OFFSHORE DISTRESSED & HIGH INCOME SECURITIES FUND B V | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $26,907,171 | 7 | $200,000 | 2009–2010 |
| EDGAR ↗ | KA KDC Alpha Securities Fund, LP | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 5 | $114,490,228 | 70 | $200,000 | 2009–2012 |
| EDGAR ↗ | KD KDC DISTRESSED & HIGH INCOME SECURITIES FUND L P | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $116,737,811 | 66 | $200,000 | 2009–2010 |
| EDGAR ↗ | KC Kellner Catalyst Fund, LP | shared people, shared management entity, similar issuer names | BOCA RATON, FL | Pooled Investment Fund | 17 | $247,746,109 offering Indefinite · similar: $155,000–$5,250,000 | 136 similar: 4–27 | $500,000 similar: $1,000–$100,000 | 2009–2025 |
| EDGAR ↗ | KM KDC Merger Arbitrage Fund, LP | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $621,257,970 | 370 | $200,000 | 2009–2010 |
| EDGAR ↗ | RG Richmond Global Compass Capital, LP | shared people, shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 3 | $13,193,882 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2018–2020 |
| EDGAR ↗ | KA KC Absolute Offshore Merger Fund Ltd. | shared people, shared management entity, similar issuer names | GEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 7 | $6,864,000 offering Indefinite · similar: $155,000–$5,250,000 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2019–2025 |
| EDGAR ↗ | KA KC Absolute Merger Fund LP | shared people, shared management entity, similar issuer names | HUNTINGTON, NY | Pooled Investment Fund | 7 | $68,350,000 offering Indefinite · similar: $155,000–$5,250,000 | 69 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2019–2025 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Mar 13, 2025 | KC Absolute Merger Fund LP | D/A | Pooled Investment Fund | Indefinite | $68,350,000 |
| EDGAR ↗ | Mar 13, 2025 | KC Absolute Offshore Merger Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $6,864,000 |
| EDGAR ↗ | Jan 21, 2025 | Kellner Catalyst Fund, LP | D | Pooled Investment Fund | Indefinite | $247,746,109 |
| EDGAR ↗ | Mar 8, 2024 | KC Absolute Offshore Merger Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $6,364,000 |
| EDGAR ↗ | Mar 8, 2024 | KC Absolute Merger Fund LP | D/A | Pooled Investment Fund | Indefinite | $63,000,000 |
| EDGAR ↗ | Jan 9, 2024 | Kellner Catalyst Fund, LP | D | Pooled Investment Fund | Indefinite | $247,746,109 |
| EDGAR ↗ | Mar 10, 2023 | KC Absolute Offshore Merger Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $5,864,000 |
| EDGAR ↗ | Mar 10, 2023 | KC Absolute Merger Fund LP | D/A | Pooled Investment Fund | Indefinite | $53,665,000 |
| EDGAR ↗ | Jan 11, 2023 | Kellner Catalyst Fund, LP | D | Pooled Investment Fund | Indefinite | $247,746,109 |
| EDGAR ↗ | Mar 11, 2022 | KC Absolute Offshore Merger Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $5,864,000 |
| EDGAR ↗ | Mar 11, 2022 | KC Absolute Merger Fund LP | D/A | Pooled Investment Fund | Indefinite | $53,465,000 |
| EDGAR ↗ | Jan 12, 2022 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $247,746,109 |
| EDGAR ↗ | Mar 12, 2021 | KC Absolute Offshore Merger Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $5,114,000 |
| EDGAR ↗ | Mar 12, 2021 | KC Absolute Merger Fund LP | D/A | Pooled Investment Fund | Indefinite | $53,465,000 |
| EDGAR ↗ | Jan 28, 2021 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $246,746,109 |
| EDGAR ↗ | Mar 27, 2020 | Richmond Global Compass Capital, LP | D/A | Pooled Investment Fund | Indefinite | $13,193,882 |
| EDGAR ↗ | Mar 13, 2020 | KC Absolute Offshore Merger Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $5,114,000 |
| EDGAR ↗ | Mar 13, 2020 | KC Absolute Merger Fund LP | D/A | Pooled Investment Fund | Indefinite | $27,050,000 |
| EDGAR ↗ | Mar 27, 2019 | Richmond Global Compass Capital, LP | D/A | Pooled Investment Fund | Indefinite | $3,750,000 |
| EDGAR ↗ | Mar 13, 2019 | KC Absolute Offshore Merger Fund Ltd. | D | Pooled Investment Fund | Indefinite | $1,700,000 |
| EDGAR ↗ | Mar 13, 2019 | KC Absolute Merger Fund LP | D | Pooled Investment Fund | Indefinite | $6,975,000 |
| EDGAR ↗ | Jan 4, 2019 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $241,236,109 |
| EDGAR ↗ | Mar 27, 2018 | Richmond Global Compass Capital, LP | D | Pooled Investment Fund | Indefinite | $3,000,000 |
| EDGAR ↗ | Jan 8, 2018 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $237,381,109 |
| EDGAR ↗ | Feb 6, 2017 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $230,501,109 |
| EDGAR ↗ | Mar 11, 2016 | Kellner Catalyst Fund, LP | D | Pooled Investment Fund | Indefinite | $222,413,362 |
| EDGAR ↗ | Feb 6, 2015 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $214,206,770 |
| EDGAR ↗ | Mar 14, 2014 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $214,206,770 |
| EDGAR ↗ | Feb 22, 2013 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $202,986,400 |
| EDGAR ↗ | Feb 24, 2012 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $183,324,483 |
| EDGAR ↗ | Jan 31, 2012 | KDC Alpha Securities Fund, LP | D/A | Pooled Investment Fund | Indefinite | $114,490,228 |
| EDGAR ↗ | Jan 31, 2012 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $183,324,483 |
| EDGAR ↗ | Nov 22, 2011 | KDC Alpha Securities Fund, LP | D/A | Pooled Investment Fund | Indefinite | $94,173,830 |
| EDGAR ↗ | Nov 22, 2011 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $165,185,133 |
| EDGAR ↗ | Nov 12, 2010 | KDC Alpha Securities Fund, LP | D/A | Pooled Investment Fund | Indefinite | $58,432,918 |
| EDGAR ↗ | Oct 7, 2010 | KDC Merger Arbitrage Fund, LP | D/A | Pooled Investment Fund | Indefinite | $621,257,970 |
| EDGAR ↗ | Oct 7, 2010 | KDC Alpha Securities Fund, LP | D/A | Pooled Investment Fund | Indefinite | $57,655,532 |
| EDGAR ↗ | Oct 7, 2010 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $165,185,133 |
| EDGAR ↗ | Oct 7, 2010 | KDC OFFSHORE DISTRESSED & HIGH INCOME SECURITIES FUND B V | D/A | Pooled Investment Fund | Indefinite | $26,907,171 |
| EDGAR ↗ | Oct 7, 2010 | KDC DISTRESSED & HIGH INCOME SECURITIES FUND L P | D/A | Pooled Investment Fund | Indefinite | $116,737,811 |
| EDGAR ↗ | Oct 21, 2009 | KDC Merger Arbitrage Fund, LP | D | Pooled Investment Fund | Indefinite | $618,516,269 |
| EDGAR ↗ | Oct 9, 2009 | Kellner Catalyst Fund, LP | D/A | Pooled Investment Fund | Indefinite | $164,106,192 |
| EDGAR ↗ | Oct 9, 2009 | KDC DISTRESSED & HIGH INCOME SECURITIES FUND L P | D/A | Pooled Investment Fund | Indefinite | $113,883,871 |
| EDGAR ↗ | Oct 8, 2009 | KDC Alpha Securities Fund, LP | D | Pooled Investment Fund | Indefinite | $29,551,023 |
| EDGAR ↗ | Oct 8, 2009 | KDC OFFSHORE DISTRESSED & HIGH INCOME SECURITIES FUND B V | D/A | Pooled Investment Fund | Indefinite | $26,907,171 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 13, 2025. Industry history, as reported on each offering's latest filing: All 12 offerings reported: Pooled Investment Fund (2009–2025).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| GK George A. Kellner | Executive Officer, Director | 8 | Oct 8, 2009 → Jan 21, 2025 |
| GF Glen Friedman | Executive Officer, Director | 6 | Oct 8, 2009 → Jan 21, 2025 |
| KD Kellner DiLeo & Co., LLC entity | Promoter | 5 | Oct 8, 2009 → Nov 22, 2011 |
| CP Christopher Pultz | Executive Officer, Director, Promoter | 4 | Oct 21, 2009 → Mar 13, 2025 |
| KM Kellner Management, LP entity | Promoter | 4 | Jan 31, 2012 → Mar 8, 2024 |
| KI KDC Investment Management, LP entity | Promoter | 4 | Oct 8, 2009 → Nov 22, 2011 |
| DM Domenick Migliorato | Executive Officer | 3 | Oct 8, 2009 → Oct 7, 2010 |
| CL Castle Light Partners LP entity | Executive Officer, Promoter | 2 | Mar 13, 2025 → Mar 13, 2025 |
| SS Stephanie P. Spinola | Director, Executive Officer, Promoter | 2 | Mar 13, 2025 → Mar 13, 2025 |
| KG Kellner Group, LLC entity | Promoter, Executive Officer | 2 | Mar 14, 2014 → Jan 21, 2025 |
| KP Kellner Private Fund Management, LP entity | Promoter | 2 | Mar 14, 2014 → Jan 21, 2025 |
| KM Kevin McHale | Executive Officer | 2 | Oct 9, 2009 → Jan 9, 2024 |
| KC Kellner Capital, LLC entity | Promoter | 2 | Jan 31, 2012 → Feb 22, 2013 |
| VD Victoria DePaolo | Executive Officer | 2 | Oct 9, 2009 → Nov 22, 2011 |
| KK Katalin E. Kutasi | Executive Officer | 2 | Oct 8, 2009 → Oct 7, 2010 |
| CL Castle Light Partners GP LLC entity | Director, Promoter | 1 | Mar 13, 2025 → Mar 13, 2025 |
| RG Richmond Global Compass Capital GP, LLC entity | Executive Officer | 1 | Mar 27, 2018 → Mar 27, 2020 |
| RZ Rory Zirpolo | Executive Officer | 1 | Nov 12, 2010 → Jan 31, 2012 |
| KM KDC Merger Arbitrage Fund, LP entity | Promoter | 1 | Oct 9, 2009 → Oct 7, 2010 |
| AF Amicorp Fund Services, N.V. entity | Director | 1 | Oct 8, 2009 → Oct 7, 2010 |
2 of 8 issuers have a matched state registry record — records by status: inactive 1 · active 1.
Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.
CASTLE LIGHT PARTNERS LP — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Apr 12, 2019 · SEC file 802-115279 · Main office: Not reported · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.
Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/castle-light-partners ↗
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
No Meta Pixel ids or Facebook / Instagram page links on file for Kellner Dileo as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
No website or social profile named in Kellner Dileo's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #358,014 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
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