PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:46 AM ET

Sponsor Check › Sponsor group

I

Iaa

One sponsor team, 3 deal companies · Raleigh, NC

Grouped because: 1 shared person (automatic match from the filings) · not the same sponsor?

3deal companies
$13.8Mreported sold
103investors
3Form D filings
2010–2020active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 12, 2020 · Courts (RECAP) last checked: Oct 24, 2026, 2:13 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Iaa is a sponsor group of 3 issuers that PartnerFacts links to one sponsor (shared people; automatic match from the filings), filing 3 Form D filings between Mar 2010 and Feb 2020.

What this means One team, 3 deal companies, about 10 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $13.8M to 103 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (2), Commercial Banking (1). Issuers are based in NC (3).

What this means $13.8M raised across the group, about $134K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: B. Grant Yarber (3 issuers, executive officer and director), Andrew Ross (1 issuer, executive officer), Carl H Ricker, Jr. (1 issuer, director), Charles F. Atkins (1 issuer, director), David C. Morgan (1 issuer, executive officer) and 12 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Feb 12, 2020.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 55 court cases matching the name, 55 bankruptcy cases matching the name listed in Key records below.

What this means 110 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Iaa and found 11 differences, 1 worth asking the sponsor about: 29% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Iaa has not run yet — it is joining a line of 40,557 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

55 cases: 16 closed (disposition not in docket feed), 29 dismissed, 9 judgment, 1 open

Hicks v. Capital Bank closed
District Court, N.D. Texas · No. 3:24-cv-00517 · Filed Mar 4, 2024 · Closed Mar 26, 2024 · Nature of suit: Contract: Other Contract · Cause: 28:1331 Fed. Question
Role of Capital Bank: Defendant · Outcome: Terminated 2024-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state)
Tremko v. Capital Bank closed
District Court, D. Nevada · No. 2:24-cv-00307 · Filed Feb 13, 2024 · Closed Nov 18, 2024 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Capital Bank: Defendant · Outcome: Terminated 2024-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in NV (not the issuer's state)
Herndon v. Capital Bank closed
District Court, S.D. Texas · No. 4:22-mc-01302 · Filed Aug 1, 2022 · Closed Aug 2, 2022
Role of Capital Bank: Defendant · Outcome: Terminated 2022-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state)
Tate v. Capital Bank dismissed
District Court, E.D. Michigan · No. 2:17-cv-12221 · Filed Jul 7, 2017 · Closed Apr 16, 2018 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Capital Bank: Defendant · Outcome: Terminated 2018-04-16 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
exact company name; name made of generic words; court in MI (not the issuer's state)
Tate v. Capital Bank closed
District Court, W.D. Michigan · No. 1:17-cv-00597 · Filed Jun 30, 2017 · Closed Jul 6, 2017 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Capital Bank: Defendant · Outcome: Terminated 2017-07-06 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
exact company name; name made of generic words; court in MI (not the issuer's state)
Hakan Nilsson v. Capital Bank dismissed
District Court, C.D. California · No. 2:17-cv-01215 · Filed Feb 15, 2017 · Closed Apr 20, 2017 · Nature of suit: 890 Other Statutory Actions · Cause: 47:0227 Violation of Telephone Consumer Protection Act
Role of Capital Bank: Defendant · Outcome: Terminated 2017-04-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in CA (not the issuer's state)
Short v. Capital Bank dismissed
District Court, W.D. North Carolina · No. 1:13-cv-00179 · Filed Jun 25, 2013 · Closed May 1, 2014 · Nature of suit: Consumer Credit · Cause: 28:1331 Fed. Question
Role of Capital Bank: Defendant · Outcome: Terminated 2014-05-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in the issuer's state (NC)
Capital Bank v. Sailboat Properties, LLC dismissed
District Court, E.D. North Carolina · No. 5:11-cv-00225 · Filed May 6, 2011 · Closed May 27, 2011 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Capital Bank: Plaintiff · Outcome: Terminated 2011-05-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name made of generic words; court in the issuer's state (NC)
Cummings v. Capital Bank judgment
District Court, E.D. Arkansas · No. 4:05-cv-01372 · Filed Oct 6, 2005 · Closed Jan 17, 2006 · Nature of suit: 290 Other real property actions
Role of Capital Bank: Defendant · Outcome: Terminated 2006-01-17 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
exact company name; name made of generic words; court in AR (not the issuer's state)
Capital Bank PLC v. Charter Adjustments dismissed
District Court, S.D. Texas · No. 4:03-cv-01685 · Filed May 19, 2003 · Closed Jul 29, 2003 · Nature of suit: 190 Other contract actions
Role of Capital Bank PLC: Plaintiff · Outcome: Terminated 2003-07-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state); different legal form (plc vs corp)
OAG International v. Capital Bank dismissed
District Court, S.D. Florida · No. 1:96-cv-03604 · Filed Dec 18, 1996 · Closed Aug 24, 1998 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Defendant · Outcome: Terminated 1998-08-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state)
Invest Fin Corp v. Capital Bank dismissed
District Court, E.D. Missouri · No. 4:96-cv-00109 · Filed Jan 17, 1996 · Closed May 29, 1996 · Nature of suit: 290 Other real property actions
Role of Capital Bank: Defendant · Outcome: Terminated 1996-05-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name made of generic words; court in MO (not the issuer's state)
First Security Bk Of v. Capital Bank dismissed
District Court, S.D. Texas · No. 4:94-cv-04102 · Filed Dec 5, 1994 · Closed Mar 13, 1996 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Defendant · Outcome: Terminated 1996-03-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state); filed 1994, first Form D 2010
Sidhu v. Capital Bank dismissed
District Court, C.D. California · No. 2:94-cv-07558 · Filed Nov 8, 1994 · Closed Aug 25, 1995 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Defendant · Outcome: Terminated 1995-08-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in CA (not the issuer's state); filed 1994, first Form D 2010
Heaton v. Capital Bank closed
District Court, D. Minnesota · No. 3:92-cv-00849 · Filed Dec 24, 1992 · Closed Jul 9, 1993
Role of Capital Bank: Defendant · Outcome: Terminated 1993-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in MN (not the issuer's state); filed 1992, first Form D 2010
FDIC/CAPITAL BANK v. ENVIRONMENTAL POWER, ET AL judgment
District Court, W.D. Texas · No. · Filed Jun 24, 1992 · Closed Apr 21, 1993 · Nature of suit: 140 Negotiable instruments
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1993-04-21 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state); filed 1992, first Form D 2010
Dillon v. Capital Bank dismissed
District Court, C.D. California · No. 2:92-cv-01874 · Filed Mar 26, 1992 · Closed Jan 8, 1993 · Nature of suit: 140 Negotiable instruments
Role of Capital Bank: Defendant · Outcome: Terminated 1993-01-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in CA (not the issuer's state); filed 1992, first Form D 2010
INCO Limited v. Capital Bank closed
District Court, S.D. Florida · No. 1:91-cv-02785 · Filed Dec 5, 1991 · Closed May 29, 1992 · Nature of suit: 430 Banks and banking
Role of Capital Bank: Defendant · Outcome: Terminated 1992-05-29 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1991, first Form D 2010
Slapikas v. Capital Bank dismissed
District Court, S.D. Florida · No. 1:91-cv-02648 · Filed Nov 18, 1991 · Closed Feb 28, 1992 · Nature of suit: 890 Other statutory actions
Role of Capital Bank: Defendant · Outcome: Terminated 1992-02-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1991, first Form D 2010
CAPITAL BANK v. MORGAN STANLEY & CO. closed
District Court, M.D. North Carolina · No. 2:91-mc-00113 · Filed Nov 14, 1991 · Closed Apr 8, 1992
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1992-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in the issuer's state (NC); filed 1991, first Form D 2010
Kaybee Export Import v. Capital Bank judgment
District Court, S.D. Florida · No. 1:91-cv-02502 · Filed Nov 1, 1991 · Closed Jan 8, 1992 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Defendant · Outcome: Terminated 1992-01-08 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1991, first Form D 2010
Capital Bank v. Modern Fitness Cen dismissed
District Court, N.D. Texas · No. 3:91-cv-01119 · Filed Jun 12, 1991 · Closed Sep 20, 1992 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Plaintiff · Outcome: Terminated 1992-09-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state); filed 1991, first Form D 2010
Russell v. Capital Bank judgment
District Court, N.D. Texas · No. 3:91-cv-01035 · Filed May 31, 1991 · Closed Nov 23, 1992 · Nature of suit: 140 Negotiable instruments
Role of Capital Bank: Defendant · Outcome: Terminated 1992-11-23 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state); filed 1991, first Form D 2010
Goveart v. Capital Bank dismissed
District Court, S.D. Florida · No. 1:91-cv-00741 · Filed Apr 8, 1991 · Closed Apr 28, 1992 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Capital Bank: Defendant · Outcome: Terminated 1992-04-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1991, first Form D 2010
MERRILL LYNCH,PIERCE v. CAPITAL BANK closed
District Court, E.D. Pennsylvania · No. 2:91-mc-00127 · Filed Feb 22, 1991 · Closed May 20, 2003
Role of CAPITAL BANK: Defendant · Outcome: Terminated 2003-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in PA (not the issuer's state); filed 1991, first Form D 2010
Merrill Lynch Pierce v. Capital Bank closed
District Court, W.D. Missouri · No. 4:91-mc-09064 · Filed Feb 21, 1991 · Closed Feb 21, 1991
Role of Capital Bank: Defendant · Outcome: Terminated 1991-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in MO (not the issuer's state); filed 1991, first Form D 2010
Capital Bank Corp. v. Aspen Group, Inc. closed
District Court, D. Colorado · No. 1:90-rj-00082 · Filed Nov 15, 1990 · Closed Jun 26, 2015 · Cause: Civil Miscellaneous Case
Role of Capital Bank Corp.: Plaintiff · Outcome: Terminated 2015-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in CO (not the issuer's state); filed 1990, first Form D 2010
Capital Bank v. Grimm Co. closed
District Court, E.D. Virginia · No. 1:90-cv-01534 · Filed Nov 14, 1990 · Closed Mar 15, 1991
Role of Capital Bank: Plaintiff · Outcome: Terminated 1991-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in VA (not the issuer's state); filed 1990, first Form D 2010
Revere Steel v. Capital Bank dismissed
District Court, S.D. Florida · No. 0:90-cv-06882 · Filed Oct 29, 1990 · Closed Jun 25, 1992 · Nature of suit: 370 Other fraud
Role of Capital Bank: Defendant · Outcome: Terminated 1992-06-25 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1990, first Form D 2010
Capital Bank v. Welters closed
District Court, E.D. Virginia · No. 1:90-cv-01432 · Filed Oct 23, 1990 · Closed Nov 29, 1990
Role of Capital Bank: Plaintiff · Outcome: Terminated 1990-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in VA (not the issuer's state); filed 1990, first Form D 2010
Merrill Lynch Pierce v. Capital Bank dismissed
District Court, S.D. Florida · No. 1:90-cv-02219 · Filed Sep 25, 1990 · Closed Jul 6, 1992 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Defendant · Outcome: Terminated 1992-07-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1990, first Form D 2010
CAPITAL BANK CORP. v. THE ASPEN GROUP, INC open
District Court, D. New Jersey · No. 3:90-mc-00677 · Filed Sep 19, 1990
Role of CAPITAL BANK CORP.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name made of generic words; court in NJ (not the issuer's state); filed 1990, first Form D 2010
Capital Bank v. Davis closed
District Court, W.D. Virginia · No. 4:90-cv-00032 · Filed Jun 13, 1990 · Closed Dec 16, 1991
Role of Capital Bank: Plaintiff · Outcome: Terminated 1991-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in VA (not the issuer's state); filed 1990, first Form D 2010
Revere Steel Corp. v. Capital Bank Corp. dismissed
District Court, S.D. Florida · No. 0:90-cv-06334 · Filed Apr 27, 1990 · Closed Jul 10, 1990 · Nature of suit: 370 Other fraud
Role of Capital Bank Corp.: Defendant · Outcome: Terminated 1990-07-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1990, first Form D 2010
Capital Bank v. Hurst dismissed
District Court, S.D. Florida · No. 0:90-cv-06164 · Filed Mar 1, 1990 · Closed Aug 31, 1990 · Nature of suit: 220 Foreclosure
Role of Capital Bank: Plaintiff · Outcome: Terminated 1990-08-31 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1990, first Form D 2010
Capital Bank v. Lloyd's US judgment
District Court, N.D. Texas · No. 3:89-cv-03119 · Filed Dec 11, 1989 · Closed Oct 21, 1991 · Nature of suit: 890 Other statutory actions
Role of Capital Bank: Plaintiff · Outcome: Terminated 1991-10-21 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state); filed 1989, first Form D 2010
Schorling Inc. v. Capital Bank dismissed
District Court, S.D. Florida · No. 1:89-cv-01918 · Filed Sep 13, 1989 · Closed Jan 31, 1990 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Defendant · Outcome: Terminated 1990-01-31 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1989, first Form D 2010
Revere Steel Corp. v. Capital Bank Corp. dismissed
District Court, D. New Jersey · No. 2:89-cv-03462 · Filed Aug 14, 1989 · Closed Jun 17, 1993 · Nature of suit: 370 Other fraud
Role of Capital Bank Corp.: Defendant · Outcome: Terminated 1993-06-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in NJ (not the issuer's state); filed 1989, first Form D 2010
FDIC/CAPITAL BANK v. W.P. WILLIAMS PROP., ET AL dismissed
District Court, W.D. Texas · No. · Filed Jul 13, 1989 · Closed Feb 28, 1990 · Nature of suit: 140 Negotiable instruments
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1990-02-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state); filed 1989, first Form D 2010
FDIC/CAPITAL BANK v. WILLIAMS judgment
District Court, W.D. Texas · No. · Filed Jul 13, 1989 · Closed May 29, 1990 · Nature of suit: 140 Negotiable instruments
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1990-05-29 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state); filed 1989, first Form D 2010
Capital Bank v. Aspen Group Inc. judgment
District Court, S.D. New York · No. 1:88-cv-07605 · Filed Oct 26, 1988 · Closed Aug 2, 1990 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Plaintiff · Outcome: Terminated 1990-08-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name made of generic words; court in NY (not the issuer's state); filed 1988, first Form D 2010
CAPITAL BANK v. U S A dismissed
District Court, C.D. California · No. · Filed Sep 29, 1988 · Closed Apr 24, 1989 · Nature of suit: 890 Other statutory actions
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1989-04-24 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name made of generic words; court in CA (not the issuer's state); filed 1988, first Form D 2010
Castle Associates Lt v. Capital Bank dismissed
District Court, D. Maryland · No. 1:87-cv-03489 · Filed Dec 31, 1987 · Closed Jan 29, 1988 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Capital Bank: Defendant · Outcome: Terminated 1988-01-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name made of generic words; court in MD (not the issuer's state); filed 1987, first Form D 2010
CAPITAL BANK AND TRUST v. WBC INT dismissed
District Court, M.D. Louisiana · No. · Filed Dec 30, 1987 · Closed Jan 31, 1990 · Nature of suit: 190 Other contract actions
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1990-01-31 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name made of generic words; court in LA (not the issuer's state); filed 1987, first Form D 2010
Capital Bank v. City Of Hyattsville dismissed
District Court, D. Maryland · No. 1:87-cv-01127 · Filed May 6, 1987 · Closed Oct 28, 1988 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Plaintiff · Outcome: Terminated 1988-10-28 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name made of generic words; court in MD (not the issuer's state); filed 1987, first Form D 2010
Capital Bank v. Flota Mercante Granc judgment
District Court, S.D. Florida · No. 1:87-cv-00658 · Filed Apr 3, 1987 · Closed Sep 12, 1988 · Nature of suit: 470 Civil (RICO)
Role of Capital Bank: Plaintiff · Outcome: Terminated 1988-09-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1987, first Form D 2010
Capital Bank v. Bernstein dismissed
District Court, D. Maryland · No. 1:86-cv-02576 · Filed Aug 18, 1986 · Closed Jun 8, 1989 · Nature of suit: 190 Other contract actions
Role of Capital Bank: Plaintiff · Outcome: Terminated 1989-06-08 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name made of generic words; court in MD (not the issuer's state); filed 1986, first Form D 2010
HUGHES, JOE D. v. CAPITAL BANK dismissed
District Court, N.D. Texas · No. · Filed Apr 23, 1986 · Closed Jul 1, 1987 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of CAPITAL BANK: Defendant · Outcome: Terminated 1987-07-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state); filed 1986, first Form D 2010
CAPITAL BANK v. WOLPE closed
District Court, District of Columbia · No. 1:86-cv-00268 · Filed Jan 29, 1986 · Closed Apr 15, 1986
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1986-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in DC (not the issuer's state); filed 1986, first Form D 2010
CAPITAL BANK v. CORNEAL closed
District Court, District of Columbia · No. 1:85-cv-03387 · Filed Oct 24, 1985 · Closed Feb 27, 1986
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1986-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in DC (not the issuer's state); filed 1985, first Form D 2010
CAPITAL BANK v. FRANKEL judgment
District Court, District of Columbia · No. 1:85-cv-03226 · Filed Oct 9, 1985 · Closed Mar 13, 1986 · Nature of suit: 140 Negotiable instruments
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1986-03-13 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
exact company name; name made of generic words; court in DC (not the issuer's state); filed 1985, first Form D 2010
CAPITAL BANK v. LONGEST closed
District Court, District of Columbia · No. 1:85-cv-02920 · Filed Sep 13, 1985 · Closed Sep 18, 1986
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1986-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in DC (not the issuer's state); filed 1985, first Form D 2010
CAPITAL BANK v. ORLANDO dismissed
District Court, District of Columbia · No. 1:85-cv-02921 · Filed Sep 13, 1985 · Closed May 22, 1987 · Nature of suit: 190 Other contract actions
Role of CAPITAL BANK: Plaintiff · Outcome: Terminated 1987-05-22 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name made of generic words; court in DC (not the issuer's state); filed 1985, first Form D 2010
Capital Bank v. Barkley dismissed
District Court, S.D. Florida · No. 1:84-cv-01601 · Filed Jul 3, 1984 · Closed May 10, 1989 · Nature of suit: 220 Foreclosure
Role of Capital Bank: Plaintiff · Outcome: Terminated 1989-05-10 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1984, first Form D 2010
Robson v. Capital Bank dismissed
District Court, S.D. Florida · No. 1:84-cv-01550 · Filed Jun 27, 1984 · Closed Sep 18, 1989 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Capital Bank: Defendant · Outcome: Terminated 1989-09-18 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1984, first Form D 2010
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:13 AM ET. Searched so far: 3 of 3 issuers in this group; 0 still to be searched. Results are added automatically.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Iaa..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

55 cases: 1 open, 54 closed (disposition not in docket feed)

CAPITAL BANK open
United States Bankruptcy Court, S.D. Texas · No. 24-00595 · Filed Apr 22, 2024
Role of CAPITAL BANK: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state)
Delp v. Capital Bank closed
United States Bankruptcy Court, S.D. Ohio · No. 3:20-ap-03032 · Filed Sep 24, 2020 · Closed Feb 23, 2022
Role of Capital Bank: Defendant · Outcome: Case closed 2022-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in OH (not the issuer's state)
Cox v. The Capital Bank closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:16-ap-01156 · Filed Nov 21, 2016 · Closed Oct 19, 2017
Role of The Capital Bank: Defendant · Outcome: Case closed 2017-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in AR (not the issuer's state)
Ivens Properties, Inc. v. Capital Bank closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:15-ap-03012 · Filed Apr 16, 2015 · Closed Dec 28, 2016
Role of Capital Bank: Defendant · Outcome: Case closed 2016-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in TN (not the issuer's state)
Northrup v. Capital Bank closed
United States Bankruptcy Court, S.D. Texas · No. 15-03030 · Filed Jan 22, 2015 · Closed Sep 23, 2015
Role of Capital Bank: Defendant · Outcome: Case closed 2015-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state)
GIGANDET v. Capital Bank closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:12-ap-90510 · Filed Sep 13, 2012 · Closed Mar 29, 2013
Role of Capital Bank: Defendant · Outcome: Case closed 2013-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in TN (not the issuer's state)
Dellinger v. Capital Bank closed
United States Bankruptcy Court, W.D. North Carolina · No. 11-05041 · Filed Jul 15, 2011 · Closed Feb 9, 2012
Role of Capital Bank: Defendant · Outcome: Case closed 2012-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in the issuer's state (NC)
Estrada v. Capital Bank closed
United States Bankruptcy Court, S.D. Texas · No. 11-03379 · Filed Jul 11, 2011 · Closed Aug 29, 2012
Role of Capital Bank: Defendant · Outcome: Case closed 2012-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state)
Capital Bank v. Everhart closed
United States Bankruptcy Court, E.D. Tennessee · No. 4:11-ap-01071 · Filed Jun 13, 2011 · Closed Nov 1, 2011
Role of Capital Bank: Plaintiff · Outcome: Case closed 2011-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in TN (not the issuer's state)
The Capital Bank v. Russell, Jr. closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:09-ap-01315 · Filed Dec 17, 2009 · Closed Apr 8, 2010
Role of The Capital Bank: Plaintiff · Outcome: Case closed 2010-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in AR (not the issuer's state)
Capital Bank v. Wright closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:09-ap-01047 · Filed Feb 11, 2009 · Closed May 22, 2009
Role of Capital Bank: Plaintiff · Outcome: Case closed 2009-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in AR (not the issuer's state)
Farinash v. Capital Bank closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:08-ap-01060 · Filed May 28, 2008 · Closed Jan 11, 2010
Role of Capital Bank: Defendant · Outcome: Case closed 2010-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in TN (not the issuer's state)
The Capital Bank v. Crutchfield closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:08-ap-01076 · Filed Jan 22, 2008 · Closed Aug 21, 2008
Role of The Capital Bank: Plaintiff · Outcome: Case closed 2008-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in AR (not the issuer's state)
Leslie v. Capital Bank closed
United States Bankruptcy Court, C.D. California · No. 2:07-ap-01572 · Filed Jul 26, 2007 · Closed Jun 3, 2008
Role of Capital Bank: Defendant · Outcome: Case closed 2008-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in CA (not the issuer's state)
Mathis v. Capital Bank closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:05-ap-01067 · Filed Mar 14, 2005 · Closed Jul 6, 2005
Role of Capital Bank: Defendant · Outcome: Case closed 2005-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in AR (not the issuer's state)
Adams v. Capital Bank closed
United States Bankruptcy Court, D. South Carolina · No. 05-80055 · Filed Feb 11, 2005 · Closed Mar 7, 2005
Role of Capital Bank: Defendant · Outcome: Case closed 2005-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in SC (not the issuer's state)
Campisano v. Capital Bank closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-03331 · Filed Dec 26, 2003 · Closed Mar 8, 2004
Role of Capital Bank: Defendant · Outcome: Case closed 2004-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in PA (not the issuer's state)
The Capital Bank v. Riggs closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:03-ap-01333 · Filed Nov 12, 2003 · Closed Apr 4, 2005
Role of The Capital Bank: Plaintiff · Outcome: Case closed 2005-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in AR (not the issuer's state)
The Capital Bank v. Brannon closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:03-ap-01118 · Filed Apr 14, 2003 · Closed Aug 4, 2006
Role of The Capital Bank: Plaintiff · Outcome: Case closed 2006-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in AR (not the issuer's state)
The Capital Bank v. Trammell closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:02-ap-01214 · Filed Aug 19, 2002 · Closed Jan 12, 2005
Role of The Capital Bank: Plaintiff · Outcome: Case closed 2005-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in AR (not the issuer's state)
Angelini v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 02-01178 · Filed Mar 8, 2002 · Closed Jul 12, 2002
Role of Capital Bank: Defendant · Outcome: Case closed 2002-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state)
Capital Bank v. Adams closed
United States Bankruptcy Court, S.D. Texas · No. 98-03187 · Filed Apr 3, 1998 · Closed Mar 26, 1999
Role of Capital Bank: Plaintiff · Outcome: Case closed 1999-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in TX (not the issuer's state)
Adams v. Capital Bank closed
United States Bankruptcy Court, N.D. Oklahoma · No. 98-00068 · Filed Mar 11, 1998 · Closed May 6, 1998
Role of Capital Bank: Defendant · Outcome: Case closed 1998-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in OK (not the issuer's state)
Tabas v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 97-00326 · Filed Mar 27, 1997 · Closed Jun 30, 1997
Role of Capital Bank: Defendant · Outcome: Case closed 1997-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state)
Capital Bank v. Reichbach closed
United States Bankruptcy Court, S.D. Florida. · No. 95-01615 · Filed Dec 5, 1995 · Closed May 17, 1996
Role of Capital Bank: Plaintiff · Outcome: Case closed 1996-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state)
Blackwell v. Capital Bank and Trust Company closed
United States Bankruptcy Court, E.D. Missouri · No. 95-04609 · Filed Aug 23, 1995 · Closed May 1, 1996
Role of Capital Bank: Defendant · Outcome: Case closed 1996-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in MO (not the issuer's state)
Capital Bank v. Newman closed
United States Bankruptcy Court, S.D. Florida. · No. 95-00539 · Filed Apr 25, 1995 · Closed Dec 29, 1995
Role of Capital Bank: Plaintiff · Outcome: Case closed 1995-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state)
Capital Bank v. Newman closed
United States Bankruptcy Court, S.D. Florida. · No. 95-00538 · Filed Apr 25, 1995 · Closed Oct 24, 1995
Role of Capital Bank: Plaintiff · Outcome: Case closed 1995-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state)
Capital Bank v. Coronado closed
United States Bankruptcy Court, S.D. Florida. · No. 94-00515 · Filed Jun 9, 1994 · Closed Oct 6, 1994
Role of Capital Bank: Plaintiff · Outcome: Case closed 1994-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1994, first Form D 2010
Wenacur v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 94-00339 · Filed Apr 13, 1994 · Closed Jul 21, 1994
Role of Capital Bank: Defendant · Outcome: Case closed 1994-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1994, first Form D 2010
Capital Bank v. Vilasuso closed
United States Bankruptcy Court, S.D. Florida. · No. 94-00271 · Filed Mar 25, 1994 · Closed Oct 11, 1994
Role of Capital Bank: Plaintiff · Outcome: Case closed 1994-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1994, first Form D 2010
Capital Bank v. Suchman closed
United States Bankruptcy Court, S.D. Florida. · No. 94-00241 · Filed Mar 21, 1994 · Closed Oct 12, 1994
Role of Capital Bank: Plaintiff · Outcome: Case closed 1994-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1994, first Form D 2010
Capital Bank v. Schoenwetter closed
United States Bankruptcy Court, S.D. Florida. · No. 93-00898 · Filed Aug 30, 1993 · Closed Nov 23, 1993
Role of Capital Bank: Plaintiff · Outcome: Case closed 1993-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1993, first Form D 2010
General Plastics Corp. v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 92-01274 · Filed Dec 11, 1992 · Closed Apr 26, 1993
Role of Capital Bank: Defendant · Outcome: Case closed 1993-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1992, first Form D 2010
Capital Bank v. Old Cutler Bay Associates closed
United States Bankruptcy Court, S.D. Florida. · No. 92-01239 · Filed Nov 25, 1992 · Closed Dec 18, 1992
Role of Capital Bank: Plaintiff · Outcome: Case closed 1992-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1992, first Form D 2010
Petrisko, D.M.D., P.A. v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 92-00871 · Filed Sep 1, 1992 · Closed Apr 6, 1993
Role of Capital Bank: Defendant · Outcome: Case closed 1993-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1992, first Form D 2010
Courembis v. Capital Bank closed
United States Bankruptcy Court, D. Maryland · No. 92-00256 · Filed Aug 6, 1992 · Closed Aug 3, 1995
Role of Capital Bank: Defendant · Outcome: Case closed 1995-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in MD (not the issuer's state); filed 1992, first Form D 2010
Tavormina v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 92-00717 · Filed Jul 23, 1992 · Closed Nov 30, 1992
Role of Capital Bank: Defendant · Outcome: Case closed 1992-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1992, first Form D 2010
Govaert v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 92-00658 · Filed Jul 2, 1992 · Closed Nov 9, 1992
Role of Capital Bank: Defendant · Outcome: Case closed 1992-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1992, first Form D 2010
Capital Bank v. Kleppe closed
United States Bankruptcy Court, S.D. Florida. · No. 92-00478 · Filed May 18, 1992 · Closed Dec 7, 1992
Role of Capital Bank: Plaintiff · Outcome: Case closed 1992-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1992, first Form D 2010
Bumgardner v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 92-00252 · Filed Mar 19, 1992 · Closed Oct 30, 1992
Role of Capital Bank: Defendant · Outcome: Case closed 1992-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1992, first Form D 2010
Capital Bank v. Miller closed
United States Bankruptcy Court, S.D. Florida. · No. 92-00131 · Filed Feb 21, 1992 · Closed Apr 23, 1992
Role of Capital Bank: Plaintiff · Outcome: Case closed 1992-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1992, first Form D 2010
Capital Bank v. Meers closed
United States Bankruptcy Court, D. Maryland · No. 91-00314 · Filed Oct 21, 1991 · Closed Jan 31, 1993
Role of Capital Bank: Plaintiff · Outcome: Case closed 1993-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in MD (not the issuer's state); filed 1991, first Form D 2010
Tolz v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 91-00685 · Filed Jul 30, 1991 · Closed Feb 24, 1992
Role of Capital Bank: Defendant · Outcome: Case closed 1992-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1991, first Form D 2010
Capital Bank v. Solomon closed
United States Bankruptcy Court, S.D. Florida. · No. 91-00310 · Filed Apr 22, 1991 · Closed Aug 2, 1991
Role of Capital Bank: Plaintiff · Outcome: Case closed 1991-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1991, first Form D 2010
Capital Bank v. Lanza closed
United States Bankruptcy Court, S.D. Florida. · No. 91-00256 · Filed Apr 2, 1991 · Closed Aug 26, 1991
Role of Capital Bank: Plaintiff · Outcome: Case closed 1991-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1991, first Form D 2010
Capital Bank v. Isabella closed
United States Bankruptcy Court, S.D. Florida. · No. 90-00492 · Filed Sep 27, 1990 · Closed Jan 7, 1991
Role of Capital Bank: Plaintiff · Outcome: Case closed 1991-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1990, first Form D 2010
Capital Bank v. Patron Financial Services, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 89-90552 · Filed Dec 1, 1989 · Closed Jan 31, 1990
Role of Capital Bank: Plaintiff · Outcome: Case closed 1990-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1989, first Form D 2010
Capital Bank v. Patron Financial Services, Inc. closed
United States Bankruptcy Court, S.D. Florida. · No. 89-00552 · Filed Dec 1, 1989 · Closed Jan 31, 1990
Role of Capital Bank: Plaintiff · Outcome: Case closed 1990-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1989, first Form D 2010
Capital Bank v. Van Den Heuval closed
United States Bankruptcy Court, S.D. Florida. · No. 89-00492 · Filed Oct 24, 1989 · Closed Nov 29, 1989
Role of Capital Bank: Plaintiff · Outcome: Case closed 1989-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1989, first Form D 2010
Capital Bank v. Van Den Heuval closed
United States Bankruptcy Court, S.D. Florida. · No. 89-90492 · Filed Oct 24, 1989 · Closed Nov 29, 1989
Role of Capital Bank: Plaintiff · Outcome: Case closed 1989-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1989, first Form D 2010
Capital Bank v. Carson closed
United States Bankruptcy Court, S.D. Florida. · No. 89-90273 · Filed Jun 14, 1989 · Closed Aug 3, 1989
Role of Capital Bank: Plaintiff · Outcome: Case closed 1989-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1989, first Form D 2010
Capital Bank v. Carson closed
United States Bankruptcy Court, S.D. Florida. · No. 89-00273 · Filed Jun 14, 1989 · Closed Aug 7, 1989
Role of Capital Bank: Plaintiff · Outcome: Case closed 1989-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1989, first Form D 2010
Govaert v. Capital Bank closed
United States Bankruptcy Court, S.D. Florida. · No. 89-90265 · Filed Jun 6, 1989 · Closed Dec 10, 1991
Role of Capital Bank: Defendant · Outcome: Case closed 1991-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in FL (not the issuer's state); filed 1989, first Form D 2010
Employer's Insurance of Wausau v. Capital Bank and Trust Co closed
United States Bankruptcy Court, D. Massachusetts · No. 89-01031 · Filed Feb 6, 1989 · Closed Dec 26, 1989
Role of Capital Bank: Defendant · Outcome: Case closed 1989-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in MA (not the issuer's state); filed 1989, first Form D 2010
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:13 AM ET. Searched so far: 3 of 3 issuers in this group; 0 still to be searched. Results are added automatically.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

11 differences found between the filings for Iaa — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Note · Jul 15, 2011 – Feb 9, 2012

Bankruptcy case: Dellinger v. Capital Bank — filed Jul 15, 2011

United States Bankruptcy Court, W.D. North Carolina docket "Dellinger v. Capital Bank" filed Jul 15, 2011, closed Feb 9, 2012. CAPITAL BANK CORP (member issuer) is listed as Defendant ("Capital Bank"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. North Carolina ↗CAPITAL BANK CORP — PartnerFacts page ↗
Sources
Note · Apr 8, 1993 – Aug 31, 1993

Bankruptcy case: First Union National Bank of N.C. v. Wornom — filed Apr 8, 1993

United States Bankruptcy Court, W.D. North Carolina docket "First Union National Bank of N.C. v. Wornom" filed Apr 8, 1993, closed Aug 31, 1993. Samuel J. Wornom, III (listed on the same filings) is listed as Defendant ("Wornom"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. North Carolina ↗Samuel J. Wornom, III — PartnerFacts page ↗
Sources
Worth asking · Feb 12, 2020

29% of the money raised went to insiders — IAA Academy Park Fund, L.P.

The Feb 12, 2020 Form D reports $850,000 sold and $250,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "In lieu of customary mgmt fee & carried interest, fund's GP is entitled to receive at initial closing a $250k limited partner interest in fund represented by corresponding capital account credit in th".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Feb 12, 2020 ↗IAA Academy Park Fund, L.P. — PartnerFacts page ↗
Sources
Note · Dec 13, 2019 – Feb 12, 2020

Iaa includes 2 deals that stopped filing before reaching their target

IAA Academy Park Fund, L.P. (last filing Feb 12, 2020; $850,000 sold of $12,000,000); IAA OZ Fund I, LP (last filing Dec 13, 2019; $4,500,000 sold of $60,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

IAA Academy Park Fund, L.P. — PartnerFacts page ↗IAA OZ Fund I, LP — PartnerFacts page ↗
Sources
Note · Jan 23, 2020 – Feb 12, 2020

Form D filed 20 days after the first sale — IAA Academy Park Fund, L.P.

The filing says the first sale was Jan 23, 2020. The Form D was filed Feb 12, 2020 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 12, 2020 ↗IAA Academy Park Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jan 23, 2020 – Feb 12, 2020

No amendment in the last 12 months on an offering that may still be open — IAA Academy Park Fund, L.P. (latest filing Feb 12, 2020)

The latest filing for this offering is dated Feb 12, 2020 (first sale Jan 23, 2020). It reports $850,000 sold of $12,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 12, 2020 ↗IAA Academy Park Fund, L.P. — PartnerFacts page ↗
Sources
Note · Dec 5, 2019 – Dec 13, 2019

No amendment in the last 12 months on an offering that may still be open — IAA OZ Fund I, LP (latest filing Dec 13, 2019)

The latest filing for this offering is dated Dec 13, 2019 (first sale Dec 5, 2019). It reports $4,500,000 sold of $60,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 13, 2019 ↗IAA OZ Fund I, LP — PartnerFacts page ↗
Sources
Note · Mar 18, 2010 – Mar 24, 2010

No amendment in the last 12 months on an offering that may still be open — CAPITAL BANK CORP (latest filing Mar 24, 2010)

The latest filing for this offering is dated Mar 24, 2010 (first sale Mar 18, 2010). It reports $8,490,000 sold of $15,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 24, 2010 ↗CAPITAL BANK CORP — PartnerFacts page ↗
Sources
Note · Feb 12, 2020

Address on file is a registered agent / shared office — IAA Academy Park Fund, L.P.

The latest filing lists 1400 Crescent Green Drive, Cary, NC. That address is used by 10 issuers in our index (10 issuers in 5 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Feb 12, 2020 ↗IAA Academy Park Fund, L.P. — PartnerFacts page ↗
Sources
Note · Dec 13, 2019

Address on file is a registered agent / shared office — IAA OZ Fund I, LP

The latest filing lists 1400 Crescent Green Drive Ste 212, Cary, NC. That address is used by 10 issuers in our index (10 issuers in 5 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Dec 13, 2019 ↗IAA OZ Fund I, LP — PartnerFacts page ↗
Sources
Note · Mar 24, 2010 – Feb 12, 2020

Member companies were formed in 2 different states

Delaware (2), North Carolina (1) — out of 3 member issuers. The odd ones out: CAPITAL BANK CORP (North Carolina).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Iaa — sponsor group page ↗CAPITAL BANK CORP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 3 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $250,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 12, 2020 D
IAA Academy Park Fund, L.P.
File 021-360384
$0$0$250,000
In lieu of customary mgmt fee & carried interest, fund's GP is entitled to receive at initial closing a $250k limited partner interest in fund represented by corresponding capital account credit in that amount (+ cash distribution to cover est. taxes)
N/A no CRD number reportedEDGAR ↗
Dec 13, 2019 D
IAA OZ Fund I, LP
File 021-355523
$0$0$0N/A no CRD number reportedEDGAR ↗
Mar 24, 2010 D
CAPITAL BANK CORP
File 021-139904
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 3 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Iaa in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗CB CAPITAL BANK CORPshared peopleRALEIGH, NCCommercial Banking1$8,490,00096$10,0002010–2010
EDGAR ↗IO IAA OZ Fund I, LPshared peopleCARY, NCPooled Investment Fund1$4,500,0004$250,0002019–2019
EDGAR ↗IA IAA Academy Park Fund, L.P.shared peopleCARY, NCPooled Investment Fund1$850,000
offering $12,000,000 · similar: $155,000–$5,250,000
3
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 12, 2020IAA Academy Park Fund, L.P.DPooled Investment Fund$12,000,000$850,000
EDGAR ↗Dec 13, 2019IAA OZ Fund I, LPDPooled Investment Fund$60,000,000$4,500,000
EDGAR ↗Mar 24, 2010CAPITAL BANK CORPDCommercial Banking$15,000,000$8,490,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 12, 2020. Industry history, as reported on each offering's latest filing: Previous offerings: Commercial Banking (2010). Latest offering: Pooled Investment Fund (2019–2020; most recent Feb 12, 2020).

People across the group

NameRolesIssuers hereFirst → last listed
BY B. Grant YarberExecutive Officer, Director3Mar 24, 2010 → Feb 12, 2020
AR Andrew RossExecutive Officer1Dec 13, 2019 → Dec 13, 2019
FF Frank FloydExecutive Officer1Dec 13, 2019 → Dec 13, 2019
GP George R. Perkins, IIIDirector1Mar 24, 2010 → Mar 24, 2010
DP Don W. PerryDirector1Mar 24, 2010 → Mar 24, 2010
JG John Grimes, IIIDirector1Mar 24, 2010 → Mar 24, 2010
RE Ralph EdwardsExecutive Officer1Mar 24, 2010 → Mar 24, 2010
CR Carl H Ricker, Jr.Director1Mar 24, 2010 → Mar 24, 2010
WK W. Carter KellerDirector1Mar 24, 2010 → Mar 24, 2010
MR Mark RedmondExecutive Officer1Mar 24, 2010 → Mar 24, 2010
EK Ernest A. Koury, Jr.Director1Mar 24, 2010 → Mar 24, 2010
OK Oscar A. Keller, IIIDirector1Mar 24, 2010 → Mar 24, 2010
SW Samuel J. Wornom, IIIDirector1Mar 24, 2010 → Mar 24, 2010
CA Charles F. AtkinsDirector1Mar 24, 2010 → Mar 24, 2010
MM Michael R. MooreExecutive Officer1Mar 24, 2010 → Mar 24, 2010
RJ Robert L. JonesDirector1Mar 24, 2010 → Mar 24, 2010
DM David C. MorganExecutive Officer1Mar 24, 2010 → Mar 24, 2010

Business registration (state registry / Secretary of State)

None of the 3 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Iaa.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Iaa as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Iaa's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #362,841 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

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Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗North Carolina eCourts portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

North Carolina Secretary of State business search ↗OpenCorporates ↗