Higher Moment is a sponsor group of 4 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names; automatic match from the filings), filing 19 Form D filings between Jan 2012 and Sep 2018.
What this means One team, 4 deal companies, about 6 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $425M to 133 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (4). Issuers are based in MA (3), Cayman Islands (as filed: E9) (1).
What this means $425M raised across the group, about $3.2M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Higher Moment Capital, LLC (4 issuers, promoter, entity), Ravi Singh (4 issuers, executive officer), Mark Kuper (2 issuers, executive officer), Sundar Subramaniam (2 issuers, executive officer), Sundar Subramanian (2 issuers, executive officer) and 9 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Sep 18, 2018.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.
What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 19 public filings for Higher Moment and found 16 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Form D filed 79 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.