PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:21 AM ET

Sponsor Check › Sponsor group

HR

Hawk Ridge

One sponsor team, 4 deal companies · Los Angeles, CA

Grouped because: 7 shared people, 1 shared management entity, similar issuer names (4) (automatic match from the filings) · not the same sponsor?

4deal companies
$3.29Breported sold
2,240investors
46Form D filings
2012–2026active
1new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Mar 11, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Hawk Ridge is a sponsor group of 4 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names; automatic match from the filings), filing 46 Form D filings between Jan 2012 and Mar 2026.

What this means One team, 4 deal companies, about 14 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $3.29B to 2,240 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (4). Issuers are based in CA (4).

What this means $3.29B raised across the group, about $1.47M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: David Bradley (4 issuers, executive officer and director), Justine Leung (4 issuers, executive officer and director), Adam Richard Wagner (3 issuers, executive officer), David Brown (3 issuers, executive officer), Eric Wolff (3 issuers, executive officer) and 5 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 1 new offering in the last 12 months; latest filing Mar 11, 2026.

What this means still raising money this year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 46 public filings for Hawk Ridge and found 20 differences, 8 worth asking the sponsor about: 7 offerings reported less sold on a later filing than an earlier one; 8 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Hawk Ridge has not run yet — it is joining a line of 52,365 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 open, 1 dismissed

Guest v. Hawk Ridge Systems, LLC open matched at sponsor-group level (Hawk Ridge)
District Court, N.D. Ohio · No. 5:25-cv-01846 · Filed Sep 5, 2025
Role of Hawk Ridge Systems, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in OH (not the issuer's state)
Grey Hawk Ridge Development Co., Inc. v. Hawk's Ridge Development, LLC dismissed matched at sponsor-group level (Hawk Ridge)
District Court, N.D. Georgia · No. 2:08-cv-00037 · Filed Feb 21, 2008 · Closed Jun 24, 2008 · Nature of suit: 210 Land condemnation
Role of Grey Hawk Ridge Development Co., Inc. v. Hawk's Ridge Development, LLC: Party · Outcome: Terminated 2008-06-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Hawk Ridge..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 1 open, 1 closed (disposition not in docket feed)

The BowFlex Liquidating Trust v. Hawk Ridge Systems, LLC open matched at sponsor-group level (Hawk Ridge)
United States Bankruptcy Court, D. New Jersey · No. 26-01081 · Filed Feb 27, 2026
Role of Hawk Ridge Systems, LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; court in NJ (not the issuer's state)
Heritage at Hawk Ridge, L.L.C. closed matched at sponsor-group level (Hawk Ridge)
United States Bankruptcy Court, E.D. Missouri · No. 09-50344 · Filed Oct 15, 2009 · Closed Oct 17, 2011
Role of Heritage at Hawk Ridge, L.L.C.: Party · Outcome: Case closed 2011-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

20 differences found between the filings for Hawk Ridge — 8 worth asking about (compared 46 filings on Oct 24, 2026)

Note · Feb 27, 2026

Bankruptcy case: The BowFlex Liquidating Trust v. Hawk Ridge Systems, LLC — filed Feb 27, 2026

United States Bankruptcy Court, D. New Jersey docket "The BowFlex Liquidating Trust v. Hawk Ridge Systems, LLC" filed Feb 27, 2026 (Open). Hawk Ridge is listed as Defendant ("Hawk Ridge Systems, LLC"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Dec 4, 2019 – Dec 3, 2025

7 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Hawk Ridge Partners II, L.P. · Amount sold went down between filings — Hawk Ridge Partners LP · Amount sold went down between filings — Hawk Ridge Partners LP · Amount sold went down between filings — Hawk Ridge Partners LP · Amount sold went down between filings — Hawk Ridge Partners II, L.P. · and 2 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Sources
Worth asking · Apr 23, 2015 – Dec 3, 2025

8 offerings reported fewer investors on a later filing

Investor count went down between filings — Hawk Ridge Partners Offshore Ltd. · Investor count went down between filings — Hawk Ridge Partners II, L.P. · Investor count went down between filings — Hawk Ridge Partners LP · Investor count went down between filings — Hawk Ridge Partners LP · Investor count went down between filings — Hawk Ridge Partners LP · and 3 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Note · Dec 3, 2025 – Mar 11, 2026

48 other issuers file from the same address — 4 member issuers (Hawk Ridge Partners LP; Hawk Ridge Partners II, L.P.; Hawk Ridge Partners Offshore Ltd.; …)

The address on file, 12121 Wilshire Blvd Ste 900, Los Angeles, CA, is used by 52 issuers in our index across 5 sponsor groups; 48 are outside this group. It is on our registered-agent / shared-office list (53 issuers in 16 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Worth asking · May 1, 2014 – Dec 4, 2024

Form D filed 3,870 days after the first sale — Hawk Ridge Partners II, L.P.

The filing says the first sale was May 1, 2014. The Form D was filed Dec 4, 2024 — 3,870 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3,855 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Aug 1, 2007 – Dec 4, 2024

Form D filed 6,335 days after the first sale — Hawk Ridge Partners LP

The filing says the first sale was Aug 1, 2007. The Form D was filed Dec 4, 2024 — 6,335 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6,320 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Nov 1, 2016 – Dec 2, 2024

Form D filed 2,953 days after the first sale — Hawk Ridge Partners Offshore Ltd.

The filing says the first sale was Nov 1, 2016. The Form D was filed Dec 2, 2024 — 2,953 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,938 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · May 1, 2014 – Mar 6, 2025

No amendment in the last 12 months on an offering that may still be open — Hawk Ridge Partners II, L.P. (latest filing Mar 6, 2025)

The latest filing for this offering is dated Mar 6, 2025 (first sale May 1, 2014). It reports $1,935,643,336 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Aug 1, 2007 – Mar 6, 2025

No amendment in the last 12 months on an offering that may still be open — Hawk Ridge Partners LP (latest filing Mar 6, 2025)

The latest filing for this offering is dated Mar 6, 2025 (first sale Aug 1, 2007). It reports $137,295,079 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Nov 1, 2016 – Dec 2, 2024

No amendment in the last 12 months on an offering that may still be open — Hawk Ridge Partners Offshore Ltd. (latest filing Dec 2, 2024)

The latest filing for this offering is dated Dec 2, 2024 (first sale Nov 1, 2016). It reports $1,106,034,156 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Worth asking · Dec 6, 2022 – Dec 13, 2023

Eric Wolff is no longer listed on the Dec 13, 2023 amendment — Hawk Ridge Partners LP

Eric Wolff appears on the Dec 6, 2022 Form D/A (executive officer) but not on the Dec 13, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Dec 6, 2022 – Dec 12, 2023

Eric Wolff is no longer listed on the Dec 12, 2023 amendment — Hawk Ridge Partners Offshore Ltd.

Eric Wolff appears on the Dec 6, 2022 Form D/A (executive officer) but not on the Dec 12, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Dec 6, 2022 – Dec 12, 2023

Eric Wolff is no longer listed on the Dec 12, 2023 amendment — Hawk Ridge Partners II, L.P.

Eric Wolff appears on the Dec 6, 2022 Form D/A (executive officer) but not on the Dec 12, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Sep 26, 2016 – Nov 14, 2017

Minimum investment changed between filings — Hawk Ridge Partners II, L.P.

The Sep 26, 2016 filing lists a minimum of $250,000; the Nov 14, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Sep 26, 2016 – Nov 14, 2017

Minimum investment changed between filings — Hawk Ridge Partners LP

The Sep 26, 2016 filing lists a minimum of $250,000; the Nov 14, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jan 3, 2012 – Mar 11, 2026

4 people are written more than one way across the filings

David Bradley is written 2 different ways on the filings · Zane Alajou is written 2 different ways on the filings · Adam Richard Wagner is written 2 different ways on the filings · Hawk Ridge Management, LLC is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Note · Dec 28, 2012 – Sep 12, 2013

Address moved from Santa Monica, CA to Los Angeles, CA — Hawk Ridge Partners LP

The people listed on the Dec 28, 2012 filing give Santa Monica, CA; on the Sep 12, 2013 filing they give Los Angeles, CA. The address now on file (12121 Wilshire Blvd Ste 900, Los Angeles, CA) is a registered-agent or shared-office address used by 53 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Dec 3, 2025 – Mar 11, 2026

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Hawk Ridge Partners III, L.P. · Address on file is a registered agent / shared office — Hawk Ridge Partners Offshore Ltd. · Address on file is a registered agent / shared office — Hawk Ridge Partners II, L.P. · Address on file is a registered agent / shared office — Hawk Ridge Partners LP

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Sources
Note · Dec 3, 2025 – Mar 11, 2026

Member companies were formed in 2 different states

Delaware (3), Cayman Islands (1) — out of 4 member issuers. The odd ones out: Hawk Ridge Partners Offshore Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Apr 25, 2014 – Dec 3, 2025

Issuer used a different name before — Hawk Ridge Partners II, L.P.

SEC records list prior names for this filer: Hawk Ridge Partners II L.P.. The current name on file is "Hawk Ridge Partners II, L.P.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 7 report proceeds to related persons totalling $80,551,400. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 11, 2026 D
Hawk Ridge Partners III, L.P.
File 021-576081
$0$0$5,000 (est.)
Hawk Ridge Capital Management, LP typically receives a management fee equal to 2% on an annual basis of the Issuer's assets under management for its investment management services. Reported amount as of 3/1/2026.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 3, 2025 D/A
Hawk Ridge Partners Offshore Ltd.
File 021-274390
$0$0$1,544,612 (est.)
Hawk Ridge Capital Management, L.P. typically receives a management fee equal to 1.75% on an annual basis of the Issuer's assets under management for its investment management services. Proceeds as of 10/31/2025.
Merril Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
Steve Friedman BrokerCheck CRD 173366 ↗
via HOLLISTER ASSOCIATES, LLC (CRD 118719 ↗)

ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗
CITI PRIVATE ADVISORY LLC BrokerCheck CRD 153777 ↗
EDGAR ↗
Dec 3, 2025 D/A
Hawk Ridge Partners LP
File 021-531017
$0$0$1,345,031 (est.)
Hawk Ridge Capital Management, LP receives a management fee equal to 1.75% on an annual basis of the Issuer's assets under management for its investment management services. As of 11/1/2024
Steve Friedman BrokerCheck CRD 6135941 ↗
via HOLLISTER ASSOCIATES, LLC (CRD 173366 ↗)
EDGAR ↗
Dec 3, 2025 D/A
Hawk Ridge Partners II, L.P.
File 021-531015
$0$0$26,020,001 (est.)
Hawk Ridge Capital Management, LP typically receives a management fee equal to 1.75% on an annual basis of the Issuer's assets under management for its investment management services. Reported amount as of 10/31/2025.
Steve Friedman BrokerCheck CRD 6135941 ↗
via HOLLISTER ASSOCIATES LLC (CRD 173366 ↗)

Merril Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗
CITI PRIVATE ADVISORY LLC BrokerCheck CRD 153777 ↗
EDGAR ↗
Mar 6, 2025 D/A
Hawk Ridge Partners LP
File 021-107858
$0$0$1,734,299 (est.)
Hawk Ridge Capital Management, LP receives a management fee equal to 1.75% on an annual basis of the Issuer's assets under management for its investment management services. As of 02/01/2025.
Steve Friedman BrokerCheck CRD 6135941 ↗
via HOLLISTER ASSOCIATES, LLC (CRD 173366 ↗)
EDGAR ↗
Mar 6, 2025 D/A
Hawk Ridge Partners II, L.P.
File 021-216318
$0$0$31,391,258 (est.)
Hawk Ridge Capital Management, LP typically receives a management fee equal to 1.75% on an annual basis of the Issuer's assets under management for its investment management services. Reported amount as of 02/01/2025.
Steve Friedman BrokerCheck CRD 6135941 ↗
via HOLLISTER ASSOCIATES LLC (CRD 173366 ↗)

Merril Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗
CITI PRIVATE ADVISORY LLC BrokerCheck CRD 153777 ↗
EDGAR ↗
Dec 2, 2024 D
Hawk Ridge Partners Offshore Ltd.
File 021-530867
$0$0$18,511,199 (est.)
Hawk Ridge Capital Management, L.P. typically receives a management fee equal to 1.75% on an annual basis of the Issuer's assets under management for its investment management services. Proceeds as of 11/1/2024.
Merril Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
Steve Friedman BrokerCheck CRD 173366 ↗
via HOLLISTER ASSOCIATES, LLC (CRD 118719 ↗)

ROCKEFELLER FINANCIAL LLC BrokerCheck CRD 291361 ↗
CITI PRIVATE ADVISORY LLC BrokerCheck CRD 153777 ↗
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 4 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Hawk Ridge in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗HR Hawk Ridge Partners LPshared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund17$184,942,940
offering Indefinite · similar: $155,000–$5,250,000
91
similar: 4–27
$100,000
similar: $1,000–$100,000
2012–2025
EDGAR ↗HR Hawk Ridge Partners II, L.P.shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund15$2,052,303,487
offering Indefinite · similar: $155,000–$5,250,000
1806
similar: 4–27
$100,000
similar: $1,000–$100,000
2014–2025
EDGAR ↗HR Hawk Ridge Partners Offshore Ltd.shared people, similar issuer namesLOS ANGELES, CAPooled Investment Fund13$1,171,374,458
offering Indefinite · similar: $155,000–$5,250,000
342
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2025
EDGAR ↗HR Hawk Ridge Partners III, L.P.shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$250,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$250,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Mar 11, 2026Hawk Ridge Partners III, L.P.DPooled Investment FundIndefinite$250,000
EDGAR ↗Dec 3, 2025Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$1,171,374,458
EDGAR ↗Dec 3, 2025Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$2,001,650,053
EDGAR ↗Dec 3, 2025Hawk Ridge Partners LPD/APooled Investment FundIndefinite$120,513,133
EDGAR ↗Mar 6, 2025Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$1,935,643,336
EDGAR ↗Mar 6, 2025Hawk Ridge Partners LPD/APooled Investment FundIndefinite$137,295,079
EDGAR ↗Mar 5, 2025Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$1,111,332,940
EDGAR ↗Dec 4, 2024Hawk Ridge Partners II, L.P.DPooled Investment FundIndefinite$2,052,303,487
EDGAR ↗Dec 4, 2024Hawk Ridge Partners LPDPooled Investment FundIndefinite$143,772,489
EDGAR ↗Dec 2, 2024Hawk Ridge Partners Offshore Ltd.DPooled Investment FundIndefinite$1,106,034,156
EDGAR ↗Dec 13, 2023Hawk Ridge Partners LPD/APooled Investment FundIndefinite$149,662,918
EDGAR ↗Dec 12, 2023Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$863,955,507
EDGAR ↗Dec 12, 2023Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$863,955,507
EDGAR ↗Dec 6, 2022Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$666,010,538
EDGAR ↗Dec 6, 2022Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$1,434,897,834
EDGAR ↗Dec 6, 2022Hawk Ridge Partners LPD/APooled Investment FundIndefinite$156,967,324
EDGAR ↗Dec 2, 2021Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$577,086,947
EDGAR ↗Dec 2, 2021Hawk Ridge Partners LPD/APooled Investment FundIndefinite$184,942,940
EDGAR ↗Dec 2, 2021Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$1,355,507,995
EDGAR ↗Dec 4, 2020Hawk Ridge Partners LPD/APooled Investment FundIndefinite$161,813,260
EDGAR ↗Dec 4, 2020Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$924,309,113
EDGAR ↗Dec 4, 2020Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$441,630,689
EDGAR ↗Dec 4, 2019Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$285,100,000
EDGAR ↗Dec 4, 2019Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$539,400,000
EDGAR ↗Dec 4, 2019Hawk Ridge Partners LPD/APooled Investment FundIndefinite$166,100,000
EDGAR ↗Dec 5, 2018Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$139,000,000
EDGAR ↗Dec 5, 2018Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$351,000,000
EDGAR ↗Dec 5, 2018Hawk Ridge Partners LPD/APooled Investment FundIndefinite$134,000,000
EDGAR ↗Nov 14, 2017Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Nov 14, 2017Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Nov 14, 2017Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$300,000,000
EDGAR ↗Nov 14, 2017Hawk Ridge Partners LPD/APooled Investment FundIndefinite$126,000,000
EDGAR ↗Nov 15, 2016Hawk Ridge Partners Offshore Ltd.D/APooled Investment FundIndefinite$11,930,000
EDGAR ↗Nov 14, 2016Hawk Ridge Partners Offshore Ltd.DPooled Investment FundIndefinite$11,930,000
EDGAR ↗Sep 26, 2016Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$196,000,000
EDGAR ↗Sep 26, 2016Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$196,000,000
EDGAR ↗Sep 26, 2016Hawk Ridge Partners LPD/APooled Investment FundIndefinite$107,000,000
EDGAR ↗May 19, 2016Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$147,943,255
EDGAR ↗May 19, 2016Hawk Ridge Partners LPD/APooled Investment FundIndefinite$97,000,000
EDGAR ↗Apr 23, 2015Hawk Ridge Partners II, L.P.D/APooled Investment FundIndefinite$96,542,255
EDGAR ↗Apr 23, 2015Hawk Ridge Partners LPD/APooled Investment FundIndefinite$91,000,000
EDGAR ↗Sep 10, 2014Hawk Ridge Partners LPD/APooled Investment FundIndefinite$88,000,000
EDGAR ↗Apr 25, 2014Hawk Ridge Partners II, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 12, 2013Hawk Ridge Partners LPD/APooled Investment FundIndefinite$55,000,000
EDGAR ↗Dec 28, 2012Hawk Ridge Partners LPD/APooled Investment FundIndefinite$22,350,000
EDGAR ↗Jan 3, 2012Hawk Ridge Partners LPD/APooled Investment FundIndefinite$22,000,000

Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Mar 11, 2026. Industry history, as reported on each offering's latest filing: All 7 offerings reported: Pooled Investment Fund (2012–2026).

People across the group

NameRolesIssuers hereFirst → last listed
DB David BradleyExecutive Officer, Director4Apr 25, 2014 → Mar 11, 2026
JL Justine LeungExecutive Officer, Director4Dec 6, 2022 → Mar 11, 2026
HR Hawk Ridge Management, LLC entityExecutive Officer, Director3Jan 3, 2012 → Mar 11, 2026
ZA Zane AlajouExecutive Officer, Director3Dec 4, 2024 → Mar 11, 2026
RP Ravi PatnaExecutive Officer3Dec 12, 2023 → Dec 3, 2025
DB David BrownExecutive Officer3Jan 3, 2012 → Dec 3, 2025
AW Adam Richard WagnerExecutive Officer3Mar 5, 2025 → Dec 3, 2025
EW Eric WolffExecutive Officer3May 19, 2016 → Dec 6, 2022
DB David G. BrownExecutive Officer, Director1Mar 11, 2026 → Mar 11, 2026
IP Investment Manager Hawk Ridge Capital Management, L.P..Executive Officer1Nov 14, 2016 → Dec 3, 2025

Business registration (state registry / Secretary of State)

None of the 4 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Hawk Ridge.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Hawk Ridge as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Hawk Ridge's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #51,736 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

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