Golden Gate

The filing says the first sale was Mar 20, 2018. The Form D was filed Apr 25, 2018 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jun 14, 2017. The Form D was filed Jul 6, 2017 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jun 27, 2016. The Form D was filed Aug 2, 2016 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Apr 19, 2012 filing lists DAVID DOMINIK as executive officer, director; the Aug 2, 2016 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Apr 19, 2012 filing lists Prescott Ashe as executive officer, director; the Aug 2, 2016 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The May 15, 2024 filing says an indefinite amount offered; the Jul 20, 2026 Form D/A says $1,501,642,266.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Jun 9, 2015 filing says $3,500,000,000 offered; the Jun 8, 2016 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Jun 9, 2015 filing says $3,500,000,000 offered; the Jun 8, 2016 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P. (latest filing Aug 14, 2020) · No amendment in the last 12 months on an offering that may still be open — GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. (latest filing Aug 14, 2020) · No amendment in the last 12 months on an offering that may still be open — EMERALD GATE EQUITIES PORTFOLIO, LP (latest filing May 8, 2020) · No amendment in the last 12 months on an offering that may still be open — GGCOF THIRD-PARTY CO-INVEST, L.P. (latest filing Feb 11, 2020) · No amendment in the last 12 months on an offering that may still be open — GGCOF Third-Party Co-Invest (AI), L.P. (latest filing Jan 22, 2019) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

listed as "Stephen D. Oetgen" on 8 filings (from Jun 8, 2016), and "Stephen Oetgen" on 9 filings (from Aug 17, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

The Sep 9, 2010 filing lists a minimum of $0; the Sep 6, 2011 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The latest filing lists C/O Golden Gate Private Equity, Inc., One Embarcadero Center, Suite 3900, San Francisco, CA. That address is used by 61 issuers in our index (61 issuers in 32 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Cayman Islands (8), Delaware (5) — out of 13 member issuers. The odd ones out: GGCOF Third-Party Co-Invest (AI), L.P. (Delaware); Infor Topco GP, Inc. (Delaware); Infor Enterprise Applications, LP (Delaware); Mavis Tire Express Services TopCo, L.P. (Delaware); EMERALD GATE EQUITIES PORTFOLIO, LP (Delaware).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Issuer used a different name before — GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P. · Issuer used a different name before — GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. · Issuer used a different name before — GGCOF THIRD-PARTY CO-INVEST, L.P. · Issuer used a different name before — Mavis Tire Express Services TopCo, L.P. · Issuer used a different name before — Infor Enterprise Applications, LP

What this means Match the CIK on your documents, not just the name.