Offerings (SEC Form D)
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
Offerings at a glance — 6 offerings, 10 filings (one row per SEC file number)
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
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| 021-213384 | Mar 12, 2014 EDGAR ↗ | Mar 12, 2014 D EDGAR ↗ | 0 | $1,500,000 | $1,500,000 | Other |
| 021-157646 | Mar 31, 2011 EDGAR ↗ | Apr 6, 2011 D/A EDGAR ↗ | 1 latest Apr 6, 2011 | $318,573 | $318,573 | Other |
| 021-148097 | Sep 23, 2010 EDGAR ↗ | Sep 23, 2010 D EDGAR ↗ | 0 | $37,145 | $37,145 | Other |
| 021-146662 | Aug 19, 2010 EDGAR ↗ | Aug 19, 2010 D EDGAR ↗ | 0 | $2,129,910 | $2,129,910 | Other |
| 021-145976 | Aug 5, 2010 EDGAR ↗ | Aug 5, 2010 D EDGAR ↗ | 0 | $12,148 | $12,148 | Other |
| 021-43032 | Sep 24, 2009 EDGAR ↗ | Mar 16, 2010 D/A EDGAR ↗ | 1 latest Mar 16, 2010 | $1,357,841 | $644,917 | Other |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
Mar 12, 2014 D Other — $1,500,000 sold of $1,500,000 · 69 investors EDGAR ↗
| Filing | Form D filed Mar 12, 2014SEC file no. 021-213384 · accession 0001176256-14-000085 |
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| Raise progress | $1,500,000 sold of $1,500,000 offered (100%) · $0 remaining · first sale Feb 28, 2014 |
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| Filing timing | Date of first sale: Feb 28, 2014 · Form D filed: Mar 12, 2014 (12 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 4,621 days (12.7 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 69 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Option, warrant or other right to acquire |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | Sprott Global Resource Investments Ltd — FINRA BrokerCheck CRD 35878 ↗ Solicits in: AL, AZ, CA, CO, CT, FL, GA, IA, IN, MA, MD, MN, MT, NJ, NV, NY, OH, OR, PA, TN, TX, VT, WA |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: 1. 1,050,000 units of 1 share/1 warrant. Same terms as other investors. 2. 1,050,000 compensation units. Different terms. · Issuer's note: Proceeds net of offering costs will be used as working capital. |
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| Signed by | Chris Kerr, Chief Financial Officer (Mar 6, 2014) |
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| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $1,500,000. Typical range: $500,000–$7,000,000.
Investors: 69. Typical range: 2–14."Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Apr 6, 2011 D/A Other — $318,573 sold of $318,573 · 3 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Apr 6, 2011 · amends 0001135347-11-000009 ↗SEC file no. 021-157646 · accession 0001135347-11-000010 · filing 2 of 2 in this offering |
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| Raise progress | $318,573 sold of $318,573 offered (100%) · $0 remaining · first sale Mar 23, 2011 Issuer's note: Total off. amt./amt. sold in the U.S. under Rule 506 of Regulation D was CAD$310,500/USD$318,573 (3 investors) and outside the U.S. under Rule 903(b)(1) of Regulation S was CAD$17,014,250/USD$17,456,621 (approximately 200 investors). |
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| Filing timing | Date of first sale: Mar 23, 2011 · Original Form D filed: Mar 31, 2011 (8 days after first sale) · This amendment (Form D/A) filed: Apr 6, 2011 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
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| Time since first sale | 5,694 days (15.6 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Apr 6, 2011. Most recent amendment for this offering in our index: this filing, Apr 6, 2011. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 3 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit of one common share and one-half of one common share purchase warrant at a CAD$1.15 price per Unit. Each warrant entitles the holder to purchase one additional common share at a CAD$1.60 exercise price until March 23, 2013. |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | Raymond James (USA) Ltd. — FINRA BrokerCheck CRD 25853 ↗ Solicits in: ID, MA, NY
Haywood Securities (USA) Inc. — FINRA BrokerCheck CRD 42072 ↗Solicits in: ID |
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| Money to insiders | Sales commissions: $20,006 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: For sales of Units under Rule 506, commission paid to Raymond James (USA) was CAD$18,630/US$19,114 and to Haywood (USA) was CAD$863/US$892. For information re: commissions paid on entire offering, see Issuer's 3/23/11 news release filed at www.sedar.com. |
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| Signed by | Adrian Rothwell, Chief Financial Officer (Apr 5, 2011) |
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| Changes vs previous filing | - sales commissions: $19,114 (Mar 31, 2011) → $20,006 (Apr 6, 2011)
- sales-compensation recipients added (Apr 6, 2011): Haywood Securities (USA) Inc.
Compared with the D filed Mar 31, 2011 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Mar 31, 2011 D Other — $318,573 sold of $318,573 · 3 investors EDGAR ↗
| Filing | Form D filed Mar 31, 2011SEC file no. 021-157646 · accession 0001135347-11-000009 · filing 1 of 2 in this offering |
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| Raise progress | $318,573 sold of $318,573 offered (100%) · $0 remaining · first sale Mar 23, 2011 Issuer's note: Total off. amt./amt. sold in the U.S. under Rule 506 of Regulation D was CAD$310,500/USD$318,573 (3 investors) and outside the U.S. under Rule 903(b)(1) of Regulation S was CAD$17,014,250/USD$17,456,621 (approximately 200 investors). |
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| Filing timing | Date of first sale: Mar 23, 2011 · Form D filed: Mar 31, 2011 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 5,694 days (15.6 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Apr 6, 2011 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 3 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit of one common share and one-half of one common share purchase warrant at a CAD$1.15 price per Unit. Each warrant entitles the holder to purchase one additional common share at a CAD$1.60 exercise price until March 23, 2013. |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | Raymond James (USA) Ltd. — FINRA BrokerCheck CRD 25853 ↗ Solicits in: ID, MA, NY |
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| Money to insiders | Sales commissions: $19,114 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Sales comms. paid to Raymond James (USA) Ltd. for sale of Units under Rule 506 was CAD$18,630/USD$19,114. For information re: sales comms. paid to the underwriters on the entire offering, please see Issuer's 3/23/11 news release filed at www.sedar.com. |
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| Signed by | Adrian Rothwell, Chief Financial Officer (Mar 31, 2011) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Sep 23, 2010 D Other — $37,145 sold of $37,145 · 1 investors EDGAR ↗
| Filing | Form D filed Sep 23, 2010SEC file no. 021-148097 · accession 0001135347-10-000029 |
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| Raise progress | $37,145 sold of $37,145 offered (100%) · $0 remaining · first sale Sep 15, 2010 Issuer's note: Share issued upon exercise of options by a former director at C$0.90 per share converted at the Bank of Canada closing rate September 22, 2010 of US$1 = C$1.0298. |
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| Filing timing | Date of first sale: Sep 15, 2010 · Form D filed: Sep 23, 2010 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 5,883 days (16.1 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 1 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Security to be acquired upon exercise |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | No sales compensation recipients listed on this filing. |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Dorothy Miller, C.F.O. (Sep 23, 2010) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Aug 19, 2010 D Other — $2,129,910 sold of $2,129,910 · 69 investors EDGAR ↗
| Filing | Form D filed Aug 19, 2010SEC file no. 021-146662 · accession 0001135347-10-000024 |
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| Raise progress | $2,129,910 sold of $2,129,910 offered (100%) · $0 remaining · first sale Aug 16, 2010 Issuer's note: Total offering amt./amt. sold under Rule 506 was CDN$2,191,040/US$2,129,910 (69 investors), and under Rule 903(b)(l) of Reg. S was CDN$4,244,659/ US$4,126,233 (30 investors). |
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| Filing timing | Date of first sale: Aug 16, 2010 · Form D filed: Aug 19, 2010 (3 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 5,913 days (16.2 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 69 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit - consists of 1 comm. share and 1/2 non-transferable warrant. Each whole warrant allows holder to buy 1 comm. share at C$1.15 per share until Aug. 16/12. Each agent's warrant allows holder to buy 1 comm. share at C$0.82 per share until Aug.16/12. |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | Global Resource Investments Ltd. — FINRA BrokerCheck CRD 35878 ↗ Solicits in: AL, AZ, CA, CO, CT, FL, IA, ID, IL, MA, MD, MO, MT, NC, NM, NY, OH, OR, SD, TN, TX, WA |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $121,338 · Proceeds to officers, directors, promoters: $0 Issuer's note: For units sold under Rule 506, the Issuer paid cash of C$124,820/US$ 121,338 and 152,220 agent's warrants. For units sold under Rule 903(b)(1) of Reg. S, the issuer paid cash of C$247,644/US$240,735 and 82,493 agents warrants to a broker-dealer in Canada. |
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| Signed by | Dorothy Miller, Chief Financial Officer (Aug 19, 2010) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Aug 5, 2010 D Other — $12,148 sold of $12,148 · 1 investors EDGAR ↗
| Filing | Form D filed Aug 5, 2010SEC file no. 021-145976 · accession 0001135347-10-000021 |
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| Raise progress | $12,148 sold of $12,148 offered (100%) · $0 remaining · first sale Jul 26, 2010 Issuer's note: Share issued upon exercise of options by a former director at C$0.25 per share converted at the Bank of Canada closing rate August 4, 2010 of US$1 = C$1.0176. |
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| Filing timing | Date of first sale: Jul 26, 2010 · Form D filed: Aug 5, 2010 (10 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 5,934 days (16.3 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 1 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Security to be acquired upon exercise |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | No sales compensation recipients listed on this filing. |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Dorothy Miller, C.F.O. (Aug 5, 2010) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Mar 16, 2010 D/A Other — $644,917 sold of $1,357,841 · 2 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Mar 16, 2010 · amends 0001135347-10-000004 ↗SEC file no. 021-43032 · accession 0001135347-10-000009 · filing 4 of 4 in this offering |
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| Raise progress | $644,917 sold of $1,357,841 offered (47%) · $712,924 remaining · first sale Mar 1, 2010 Issuer's note: Total off. amt. under Rule 506 was CDN$1,395,317/US$1,357,841 and under Rule 903(b)(1) of Reg. S was CDN$4,567,783/US$4,445,098. Total amt. sold under Rule 506 was CDN$662,717/US$644,917 and under Rule 903(b)(1) of Reg. S was CDN$3,772,483/US$3,671,159. |
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| Filing timing | Date of first sale: Mar 1, 2010 · Original Form D filed: Sep 24, 2009 (158 days before first sale) · This amendment (Form D/A) filed: Mar 16, 2010 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
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| Time since first sale | 6,081 days (16.7 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Mar 16, 2010. Most recent amendment for this offering in our index: this filing, Mar 16, 2010. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 2 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit consisting of one common share and one-half non-transferable share purchase warrant |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | No sales compensation recipients listed on this filing. |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: No commissions or finders' fees expenses were paid by the Issuer in connection with units sold under Rule 506. In connection with units sold under Rule 903(b)(1) of Reg.S, the Issuer paid cash of C$114,840 and 24,000 agent's warrants to agents in Canada. |
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| Signed by | Dorothy Miller, C.F.O. (Mar 15, 2010) |
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| Changes vs previous filing | - total sold: $717,040 (Mar 15, 2010) → $644,917 (Mar 16, 2010)
- total offering: $717,040 (Mar 15, 2010) → $1,357,841 (Mar 16, 2010)
- remaining: $0 (Mar 15, 2010) → $712,924 (Mar 16, 2010)
- investors: 37 (Mar 15, 2010) → 2 (Mar 16, 2010)
- finder's fees: $43,022 (Mar 15, 2010) → $0 (Mar 16, 2010)
- date of first sale: Mar 9, 2010 (Mar 15, 2010) → Mar 1, 2010 (Mar 16, 2010)
- sales-compensation recipients no longer listed (Mar 16, 2010): Global Resource Investments Ltd
Compared with the D filed Mar 15, 2010 ( EDGAR ↗). The issuer's form cites 0001135347-10-000004 as the filing it amends; the comparison here is with the filing immediately before this one in the same offering. Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Mar 15, 2010 D Other — $717,040 sold of $717,040 · 37 investors EDGAR ↗
| Filing | Form D filed Mar 15, 2010SEC file no. 021-43032 · accession 0001135347-10-000008 · filing 3 of 4 in this offering |
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| Raise progress | $717,040 sold of $717,040 offered (100%) · $0 remaining · first sale Mar 9, 2010 Issuer's note: Total offering amount under Rule 506 was CDN$732,600/US$717,040 and under Rule 903(b)(1) of Reg. S was CDN$833,250/US$815,553. Total amount sold under Rule 506 was CDN$732,600/US$717,040 and under Rule 903(b)(1) of Reg. S was CDN$833,250/US$815,553. |
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| Filing timing | Date of first sale: Mar 9, 2010 · Form D filed: Mar 15, 2010 (6 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 6,073 days (16.6 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Mar 16, 2010 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 37 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit consisting of one common share and one-half non-transferable share purchase warrant |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | Global Resource Investments Ltd — FINRA BrokerCheck CRD 35878 ↗ |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $43,022 · Proceeds to officers, directors, promoters: $0 Issuer's note: In connection with units sold under Rule 506, the Issuer paid cash of C$43,956/US$43,022 and 66,600 agent's warrants. For units sold under Rule 903(b)(1) of Reg. S, the issuer paid cash of C$29,502 and 44,700 agent's warrants to a broker-dealer in Canada. |
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| Signed by | Dorothy Miller, C.F.O. (Mar 15, 2010) |
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| Changes vs previous filing | - total sold: $644,917 (Mar 9, 2010) → $717,040 (Mar 15, 2010)
- total offering: $1,357,841 (Mar 9, 2010) → $717,040 (Mar 15, 2010)
- remaining: $712,924 (Mar 9, 2010) → $0 (Mar 15, 2010)
- investors: 2 (Mar 9, 2010) → 37 (Mar 15, 2010)
- finder's fees: $0 (Mar 9, 2010) → $43,022 (Mar 15, 2010)
- date of first sale: Mar 1, 2010 (Mar 9, 2010) → Mar 9, 2010 (Mar 15, 2010)
- sales-compensation recipients added (Mar 15, 2010): Global Resource Investments Ltd
Compared with the D filed Mar 9, 2010 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Mar 9, 2010 D Other — $644,917 sold of $1,357,841 · 2 investors EDGAR ↗
| Filing | Form D filed Mar 9, 2010SEC file no. 021-43032 · accession 0001135347-10-000004 · filing 2 of 4 in this offering |
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| Raise progress | $644,917 sold of $1,357,841 offered (47%) · $712,924 remaining · first sale Mar 1, 2010 Issuer's note: Total off. amt. under Rule 506 was CDN$1,395,317/US$1,357,841 and under Rule 903(b)(1) of Reg. S was CDN$4,567,783/US$4,445,098. Total amt. sold under Rule 506 was CDN$662,717/US$644,917 and under Rule 903(b)(1) of Reg. S was CDN$3,772,483/US$3,671,159. |
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| Filing timing | Date of first sale: Mar 1, 2010 · Form D filed: Mar 9, 2010 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 6,081 days (16.7 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Mar 16, 2010 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 2 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit consisting of one common share and one-half non-transferable share purchase warrant |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | No sales compensation recipients listed on this filing. |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: A cash commission of CDN$114,840 and 24,000 agent's warrants was paid by the Issuer, with such payment equal to 6% of the number of units sold outside of the United States under Rule 903(b)(1) of Regulation S. |
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| Signed by | Dorothy Miller, C.F.O. (Mar 9, 2010) |
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| Changes vs previous filing | - total sold: $4,615,875 (Sep 24, 2009) → $644,917 (Mar 9, 2010)
- total offering: $4,615,875 (Sep 24, 2009) → $1,357,841 (Mar 9, 2010)
- remaining: $0 (Sep 24, 2009) → $712,924 (Mar 9, 2010)
- investors: 124 (Sep 24, 2009) → 2 (Mar 9, 2010)
- sales commissions: $276,952 (Sep 24, 2009) → $0 (Mar 9, 2010)
- date of first sale: Sep 16, 2009 (Sep 24, 2009) → Mar 1, 2010 (Mar 9, 2010)
- sales-compensation recipients no longer listed (Mar 9, 2010): Haywood Securities (USA) Inc., Global Resource Investments Ltd.
Compared with the D filed Sep 24, 2009 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Sep 24, 2009 D Other — $4,615,875 sold of $4,615,875 · 124 investors EDGAR ↗
| Filing | Form D filed Sep 24, 2009SEC file no. 021-43032 · accession 0001135347-09-000048 · filing 1 of 4 in this offering |
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| Raise progress | $4,615,875 sold of $4,615,875 offered (100%) · $0 remaining · first sale Sep 16, 2009 Issuer's note: Total offered/sold for entire offering was CDN$4,950,000. Total amt. offered/sold under Rule 506 was CDN$1,894,710/US$1,766,817,and under Rule 903(b)(1) of Reg. S. was CDN$3,055,290 /$US2,849,058. Daily noon exchange rate on Sept.23 was CDN$1=US$0.9325 |
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| Filing timing | Date of first sale: Sep 16, 2009 · Form D filed: Sep 24, 2009 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 6,247 days (17.1 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Mar 16, 2010 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 124 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit consisting of one common share and one-half non-transferable share purchase warrant |
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| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: $1 - $1,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Other |
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| Who is paid to sell it | Haywood Securities (USA) Inc. — FINRA BrokerCheck CRD 42072 ↗
Global Resource Investments Ltd. — FINRA BrokerCheck CRD 35878 ↗ |
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| Money to insiders | Sales commissions: $276,952 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Total Commissions paid CDN$297,000/ US$276,952.50 Commissions on sales to US persons was CDN$99,658/US$92,931 at the noon exchange rate on Sept. 23 of CDN$1 = US$0.9325 |
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| Signed by | Dorothy Miller, C.F.O. (Sep 24, 2009) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Amendment history — 2 amendments on this page, each compared with the filing before it in the same offering
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
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| Apr 6, 2011 EDGAR ↗ | 021-157646 | Mar 31, 2011 D | sales commissions: $19,114 (Mar 31, 2011) → $20,006 (Apr 6, 2011) · sales-compensation recipients added (Apr 6, 2011): Haywood Securities (USA) Inc. |
| Mar 16, 2010 EDGAR ↗ | 021-43032 | Mar 15, 2010 D | total sold: $717,040 (Mar 15, 2010) → $644,917 (Mar 16, 2010) · total offering: $717,040 (Mar 15, 2010) → $1,357,841 (Mar 16, 2010) · remaining: $0 (Mar 15, 2010) → $712,924 (Mar 16, 2010) · and 4 more (open the filing above) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Mar 12, 2014. Industry as reported, by offering: All 6 offerings reported: Other (2009–2014).
Key people 18
Officers, directors and promoters the issuer itself named on its Form D. Tap a name for every other deal they are on.
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|
| BG Bipin Ghelani | Director | British Columbia, Canada (as filed: A1) | Sep 24, 2009 → Mar 12, 2014 on 10 of 10 filings listed on the latest filing | 1 other issuer |
| CK Chris Kerr | Executive Officer | British Columbia, Canada (as filed: A1) | Mar 12, 2014 on 1 of 10 filings listed on the latest filing | — |
| DC David A. Caulfield also filed as David Caulfield | Executive Officer, Director | British Columbia, Canada (as filed: A1) | Sep 24, 2009 → Mar 12, 2014 on 10 of 10 filings listed on the latest filing | 3 other issuers |
| GI George Ireland | Director | MA | Aug 5, 2010 → Mar 12, 2014 on 6 of 10 filings listed on the latest filing | 5 other issuers |
| HA Henry Awmack | Director | British Columbia, Canada (as filed: A1) | Mar 12, 2014 on 1 of 10 filings listed on the latest filing | — |
| JM Jack H. L. Miller | Director | British Columbia, Canada (as filed: A1) | Mar 12, 2014 on 1 of 10 filings listed on the latest filing | 1 other issuer |
| JK John Kanellitas | Director | British Columbia, Canada (as filed: A1) | Mar 12, 2014 on 1 of 10 filings listed on the latest filing | — |
| MS Mark T. Selby also filed as Mark Selby | Director | Ontario, Canada (as filed: A6) | Sep 24, 2009 → Mar 12, 2014 on 10 of 10 filings listed on the latest filing | 1 other issuer |
| MR Michael Roberts | Executive Officer | British Columbia, Canada (as filed: A1) | Mar 12, 2014 on 1 of 10 filings listed on the latest filing | — |
| AR Adrian Rothwell | Executive Officer | British Columbia, Canada (as filed: A1) | Mar 31, 2011 → Apr 6, 2011 on 2 of 10 filings not listed on the latest filing (Mar 12, 2014) | 7 other issuers |
| AH Alan Hutchison | Executive Officer | British Columbia, Canada (as filed: A1) | Mar 31, 2011 → Apr 6, 2011 on 2 of 10 filings not listed on the latest filing (Mar 12, 2014) | 1 other issuer |
| GC Geoffrey Chater | Director | British Columbia, Canada (as filed: A1) | Aug 5, 2010 → Apr 6, 2011 on 5 of 10 filings not listed on the latest filing (Mar 12, 2014) | 2 other issuers |
| JW Jason Weber | Executive Officer, Director | British Columbia, Canada (as filed: A1) | Sep 24, 2009 → Apr 6, 2011 on 9 of 10 filings not listed on the latest filing (Mar 12, 2014) | 4 other issuers |
| JK John Kanellitsas | Director | ID | Sep 24, 2009 → Apr 6, 2011 on 9 of 10 filings not listed on the latest filing (Mar 12, 2014) | 2 other issuers |
| MB Mark Baknes also filed as Mark E Baknes | Executive Officer | British Columbia, Canada (as filed: A1) | Sep 23, 2010 → Apr 6, 2011 on 3 of 10 filings not listed on the latest filing (Mar 12, 2014) | — |
| DM Dorothy Miller | Executive Officer | British Columbia, Canada (as filed: A1) | Sep 24, 2009 → Sep 23, 2010 on 7 of 10 filings not listed on the latest filing (Mar 12, 2014) | 2 other issuers |
| RM Rosalie Moore | Director | British Columbia, Canada (as filed: A1) | Sep 24, 2009 → Mar 16, 2010 on 4 of 10 filings not listed on the latest filing (Mar 12, 2014) | 2 other issuers |
| WS William Schur | Director | IL | Sep 24, 2009 → Mar 16, 2010 on 4 of 10 filings not listed on the latest filing (Mar 12, 2014) | — |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (Bipin H. L. Ghelani; Chris T. Kerr; George H. L. Ireland; Henry T. Awmack; John H. L. Kanellitas; Michael T. Roberts) — the filing on EDGAR is the source.
Connections
Other issuers listing the same people:
- Alex Metals Corp. — Rosalie Moore · latest filing Jul 13, 2026
- Relevant Gold Corp. — Alan Hutchison · latest filing Apr 22, 2026
- AERO ENERGY Ltd — Adrian Rothwell · latest filing Apr 14, 2026
- LARA EXPLORATION LTD — Geoffrey Chater · latest filing Apr 10, 2026
- Astra Exploration Inc. — David Caulfield · latest filing Oct 14, 2025
- Silver North Resources Ltd. — Jason Weber · latest filing Aug 25, 2025
- ACCREDITEX TECHNOLOGIES INC. — Adrian Rothwell · latest filing Feb 6, 2025
- NuLegacy Gold Corp — Adrian Rothwell · latest filing Sep 12, 2024
- Heliostar Metals Ltd. — GEORGE R. IRELAND · latest filing Jul 20, 2023
- Fireweed Metals Corp. — Adrian Rothwell · latest filing Jan 23, 2023
- KARORA RESOURCES INC. — Mark Selby · latest filing Jul 5, 2022
- KORE Mining Ltd. — Adrian Rothwell · latest filing Jul 9, 2021
- Lucky Minerals Inc. — Adrian Rothwell · latest filing Mar 4, 2021
- Fireweed Zinc Ltd. — Adrian Rothwell · latest filing Sep 22, 2020
- Nanosphere Health Sciences Inc. — Rosalie Moore · latest filing Jan 25, 2018
- Evrim Resources Corp. — Jack H. L. Miller · latest filing Jun 1, 2017
- Evrim Resources Corp. — Dorothy Miller · latest filing Jun 1, 2017
- Evrim Resources Corp. — David Caulfield · latest filing Jun 1, 2017
- Geologic Resource Fund L P — GEORGE R. IRELAND · latest filing Feb 10, 2017
- Geologic Resource Fund L P — JOHN A. KANELLITSAS · latest filing Feb 10, 2017
- Diagenesis, LLC — Jason Weber · latest filing Nov 8, 2016
- GEOLOGIC RESOURCE OPPORTUNITIES FUND LP — GEORGE R. IRELAND · latest filing Feb 24, 2016
- GEOLOGIC RESOURCE OPPORTUNITIES FUND LP — JOHN A. KANELLITSAS · latest filing Feb 24, 2016
- GEOLOGIC RESOURCE OPPORTUNITIES FUND LTD — GEORGE R. IRELAND · latest filing Feb 24, 2016
- Geologic Resource Fund Ltd — GEORGE R. IRELAND · latest filing Feb 24, 2016
- Tarku Resources Ltd. — Jason Weber · latest filing Jun 16, 2015
- Estrella Gold Corp — Jason Weber · latest filing May 20, 2014
- Sacre-Coeur Minerals, Ltd. — Bipin Ghelani · latest filing Jan 30, 2014
- Evrim Metals Corp — Dorothy Miller · latest filing Dec 30, 2010
- Evrim Metals Corp — David Caulfield · latest filing Dec 30, 2010
- Valley High Ventures Ltd. — Geoffrey Chater · latest filing Oct 14, 2010
Shared address: this business address appears on filings for 3 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.
Other offering types (Regulation A and Regulation Crowdfunding)
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Adviser registration (Form ADV)
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched KISKA METALS CORP..
Meta advertising
No Meta Pixel ids or Facebook / Instagram page links on file for KISKA METALS CORP. as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Public profiles
Public profiles official links and public statements, each with its source and date
No website or social profile named in KISKA METALS CORP.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #320,965 of 374,652 in line (14 issuers searched so far).
Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website comes from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim, Form ADV Item 1.I of its matched adviser, or a web search for the issuer name confirmed on the site's own homepage. We never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for issuers located outside the US (business address code as filed: A1; jurisdiction of organization as filed: BRITISH COLUMBIA, CANADA) yet).
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Corrections log
No corrections have been requested for this page.
Filing-to-filing changes are in Amendment history above.