PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:34 AM ET

Sponsor Check › Sponsor group

FM

First Manhattan

One sponsor team, 13 deal companies · New York, NY

Grouped because: 7 shared people, 2 shared management entities, same business address (5 issuers), similar issuer names (7) (automatic match from the filings) · not the same sponsor?

13deal companies
$431.9Mreported sold
572investors
56Form D filings
2020–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jan 20, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

First Manhattan is a sponsor group of 13 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 56 Form D filings between Jan 2020 and Jan 2026.

What this means One team, 13 deal companies, about 6 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $431.9M to 572 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (13). Issuers are based in NY (13).

What this means $431.9M raised across the group, about $755K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Andrew Aspen (11 issuers, executive officer and director), First Manhattan Co. Incorporated (9 issuers, director and promoter, entity), Adam Schwartz (4 issuers, executive officer and director), Bob Gottesman (3 issuers, executive officer), Samuel Colin (3 issuers, executive officer and director) and 11 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jan 20, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: FIRST MANHATTAN CO. LLC.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 8 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 56 public filings for First Manhattan and found 16 differences, 6 worth asking the sponsor about: Investor count went down between filings; 7 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for First Manhattan has not run yet — it is #24,004 of 56,878 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

8 cases: 1 closed (disposition not in docket feed), 3 dismissed, 4 judgment

FIRST MANHATTAN CO. v. PAPA closed matched at sponsor-group level (First Manhattan)
District Court, D. New Jersey · No. 2:18-cv-02291 · Filed Feb 16, 2018 · Closed Jan 7, 2022 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of FIRST MANHATTAN CO.: Plaintiff · Outcome: Terminated 2022-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name made of generic words; court in NJ (not the issuer's state)
Douglas J Roger, MD v. First Health Corp dismissed
District Court, C.D. California · No. 5:09-cv-01206 · Filed Jun 25, 2009 · Closed Apr 28, 2010 · Nature of suit: 190 Other contract actions
Role of First Health Corp: Defendant · Outcome: Terminated 2010-04-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CA (not the issuer's state); different legal form (corp vs lp)
Ballinger v. First Health Corp judgment
District Court, S.D. Iowa · No. 1:00-cv-90075 · Filed Dec 20, 2000 · Closed Dec 19, 2002 · Nature of suit: 791 Employee Retirement Income Security Act
Role of First Health Corp: Defendant · Outcome: Terminated 2002-12-19 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IA (not the issuer's state); different legal form (corp vs lp)
Bencomo v. First Health, Inc. dismissed
District Court, S.D. Florida · No. 1:97-cv-04104 · Filed Dec 12, 1997 · Closed Feb 6, 1998 · Nature of suit: 791 Employee Retirement Income Security Act
Role of First Health, Inc.: Defendant · Outcome: Terminated 1998-02-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in FL (not the issuer's state); different legal form (inc vs lp)
SABOL v. FIRST HEALTH, INC. dismissed
District Court, W.D. Pennsylvania · No. 2:97-cv-00894 · Filed May 15, 1997 · Closed Jun 30, 1997 · Nature of suit: 791 Employee Retirement Income Security Act
Role of FIRST HEALTH, INC.: Defendant · Outcome: Terminated 1997-06-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in PA (not the issuer's state); different legal form (inc vs lp)
O'Shea v. First Manhattan Co. judgment matched at sponsor-group level (First Manhattan)
District Court, E.D. New York · No. 9:93-cv-00785 · Filed Feb 22, 1993 · Closed Aug 31, 1994 · Nature of suit: 791 Employee Retirement Income Security Act
Role of First Manhattan Co.: Defendant · Outcome: Terminated 1994-08-31 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
exact company name; name made of generic words; court in the group's state (NY); filed 1993, issuer incorporated 2020
Ray v. First Health, Inc judgment
District Court, N.D. Alabama · No. 7:89-cv-02010 · Filed Nov 27, 1989 · Closed Sep 20, 1991 · Nature of suit: 190 Other contract actions
Role of First Health, Inc: Defendant · Outcome: Terminated 1991-09-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AL (not the issuer's state); different legal form (inc vs lp)
Shoals Medical Lab v. First Health, Inc judgment
District Court, N.D. Alabama · No. 3:88-cv-05332 · Filed Jul 22, 1988 · Closed Jan 31, 1989 · Nature of suit: 190 Other contract actions
Role of First Health, Inc: Defendant · Outcome: Terminated 1989-01-31 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in AL (not the issuer's state); different legal form (inc vs lp)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched First Manhattan..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

FMC Venture, LLC closed
United States Bankruptcy Court, S.D. Texas · No. 11-32994 · Filed Apr 4, 2011 · Closed Aug 12, 2011
Role of FMC Venture, LLC: Party · Outcome: Case closed 2011-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

16 differences found between the filings for First Manhattan — 6 worth asking about (compared the newest 50 of 56 filings on Oct 24, 2026; older filings not covered)

Worth asking · Oct 29, 2020 – Dec 13, 2022

Investor count went down between filings — FM Civan Investment II LP

The Oct 29, 2020 filing reports 47 investors; the Dec 13, 2022 Form D/A reports 16 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Oct 29, 2020 ↗Form D/A (later) · Dec 13, 2022 ↗FM Civan Investment II LP — PartnerFacts page ↗
Sources
Worth asking · Oct 29, 2020 – Dec 13, 2022

Investor count went down between filings — FM Civan Investment LP

The Oct 29, 2020 filing reports 88 investors; the Dec 13, 2022 Form D/A reports 78 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Oct 29, 2020 ↗Form D/A (later) · Dec 13, 2022 ↗FM Civan Investment LP — PartnerFacts page ↗
Sources
Note · Feb 20, 2024 – Apr 5, 2024

74 other issuers file from the same address — 3 member issuers (First Health Ltd; First Health Associates, L. P.; FM Broadway, L.P.)

The address on file, 399 Park Avenue, New York, NY, is used by 77 issuers in our index across 15 sponsor groups; 74 are outside this group. It is on our registered-agent / shared-office list (89 issuers in 19 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

First Health Ltd — PartnerFacts page ↗First Health Associates, L. P. — PartnerFacts page ↗FM Broadway, L.P. — PartnerFacts page ↗EDGAR filer page · First Health Ltd ↗
Sources
Worth asking · May 1, 1998 – Jan 31, 2023

7 Form Ds were filed more than 15 days after the first sale

Form D filed 8,029 days after the first sale — First Health Associates, L. P. · Form D filed 8,963 days after the first sale — First Health Ltd · Form D filed 9,009 days after the first sale — First Health, L.P. · Form D filed 5,766 days after the first sale — FM First China Fund Ltd · Form D filed 4,760 days after the first sale — FM First China Fund LLC · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 30, 2022 ↗First Health Associates, L. P. — PartnerFacts page ↗Form D · Dec 30, 2022 ↗First Health Ltd — PartnerFacts page ↗
Sources
Note · May 1, 1998 – Feb 19, 2025

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — FMC New Venture Access Fund, LP (latest filing Feb 19, 2025) · No amendment in the last 12 months on an offering that may still be open — First Health Associates, L. P. (latest filing Feb 20, 2024) · No amendment in the last 12 months on an offering that may still be open — First Health Ltd (latest filing Feb 20, 2024) · No amendment in the last 12 months on an offering that may still be open — First Health, L.P. (latest filing Feb 20, 2024)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 19, 2025 ↗FMC New Venture Access Fund, LP — PartnerFacts page ↗Form D/A · Feb 20, 2024 ↗First Health Associates, L. P. — PartnerFacts page ↗
Sources
Worth asking · Dec 30, 2022 – Dec 12, 2024

26 people are no longer listed on a later amendment

Andrew Aspen is no longer listed on the Dec 12, 2024 amendment — FM First China Fund Ltd · Andrew Aspen is no longer listed on the Dec 12, 2024 amendment — FM First China Fund LLC · Andrew Aspen is no longer listed on the Dec 12, 2024 amendment — FM Civan Investment II LP · Andrew Aspen is no longer listed on the Dec 12, 2024 amendment — FM Civan Investment LP · Andrew Aspen is no longer listed on the Dec 12, 2024 amendment — FMZ Ventures Fund I, LP · and 21 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Feb 20, 2024 ↗Form D/A · Dec 12, 2024 ↗Andrew Aspen — PartnerFacts page ↗FM First China Fund Ltd — PartnerFacts page ↗
Sources
Note · Dec 12, 2024

First Manhattan Co. Incorporated's role changed at FMZ Ventures Fund I, LP: promoter → director

The Dec 12, 2024 filing lists First Manhattan Co. Incorporated as promoter; the Dec 12, 2024 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Dec 12, 2024 ↗Form D/A · Dec 12, 2024 ↗First Manhattan Co. Incorporated — PartnerFacts page ↗FMZ Ventures Fund I, LP — PartnerFacts page ↗
Sources
Note · Jan 21, 2025 – Jan 20, 2026

Minimum investment changed between filings — Greenleaf Partners Fund, LP

The Jan 21, 2025 filing lists a minimum of $500,000; the Jan 20, 2026 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 21, 2025 ↗Form D/A (later) · Jan 20, 2026 ↗Greenleaf Partners Fund, LP — PartnerFacts page ↗
Sources
Note · Dec 13, 2022 – Dec 29, 2023

First Manhattan Co. Incorporated is written 4 different ways on the filings

listed as "First Manhattan Co. Incorporated" on 2 filings (from Dec 13, 2022), and "First Manhattan Co." on 4 filings (from Dec 13, 2022), and "First Manhattan Co., Inc." on 2 filings (from Dec 30, 2022), and "First Manhattan Co. LLC" on 20 filings (from Dec 29, 2023).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 13, 2022 ↗Form D · Dec 13, 2022 ↗Form D · Dec 30, 2022 ↗Form D/A · Dec 29, 2023 ↗
Sources
Note · Jan 27, 2023 – Jan 26, 2024

Address moved from Camden, DE to New York, NY — Greenleaf Partners Fund, LP

The people listed on the Jan 27, 2023 filing give Camden, DE; on the Jan 26, 2024 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 27, 2023 ↗Form D/A · Jan 26, 2024 ↗Greenleaf Partners Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Dec 30, 2022

2 separate companies in this group use the same name: "First Health Ltd"

CIK 1956688 (first filed Dec 30, 2022, New York, NY); CIK 1062316 (first filed Dec 30, 2022, New York, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

First Health Ltd — PartnerFacts page ↗First Health, L.P. — PartnerFacts page ↗EDGAR filer page · CIK 1956688 ↗EDGAR filer page · CIK 1062316 ↗
Sources
Worth asking · Dec 13, 2022

2 separate companies in this group use the same name: "FM First China Fund Ltd"

CIK 1946972 (first filed Dec 13, 2022, New York, NY); CIK 1946970 (first filed Dec 13, 2022, New York, NY).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

FM First China Fund Ltd — PartnerFacts page ↗FM First China Fund LLC — PartnerFacts page ↗EDGAR filer page · CIK 1946972 ↗EDGAR filer page · CIK 1946970 ↗
Sources
Note · Aug 2, 2022 – Dec 15, 2025

7 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — FMZ Ventures Fund I, LP · Address on file is a registered agent / shared office — FMC New Venture Access Fund, LP · Address on file is a registered agent / shared office — FM Broadway, L.P. · Address on file is a registered agent / shared office — First Health Associates, L. P. · Address on file is a registered agent / shared office — First Health Ltd · and 2 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Dec 15, 2025 ↗FMZ Ventures Fund I, LP — PartnerFacts page ↗Form D/A · Feb 19, 2025 ↗FMC New Venture Access Fund, LP — PartnerFacts page ↗
Sources
Note · Aug 2, 2022 – Jan 20, 2026

Member companies were formed in 4 different states

Delaware (9), New York (2), Cayman Islands (1), United States (1) — out of 13 member issuers. The odd ones out: First Health, L.P. (New York); First Health Ltd (Cayman Islands); First Health Associates, L. P. (New York); FMC New Venture Access Fund, LP (United States).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

First Manhattan — sponsor group page ↗First Health, L.P. — PartnerFacts page ↗First Health Ltd — PartnerFacts page ↗First Health Associates, L. P. — PartnerFacts page ↗
Sources
Note · Dec 13, 2022 – Dec 15, 2025

Issuer used a different name before — FMC Research Fund LP

SEC records list prior names for this filer: FM First Research Fund LP. The current name on file is "FMC Research Fund LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗FMC Research Fund LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 56 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 13 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 20, 2026 D/A
Greenleaf Partners Fund, LP
File 021-359094
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2025 D/A
FMZ Ventures Fund I, LP
File 021-359330
$0$0$0N/A no CRD number reported
via First Manhattan Securities LLC (CRD 1845 ↗)
EDGAR ↗
Dec 15, 2025 D/A
FM Civan Investment LP
File 021-379247
$0$0$0N/A no CRD number reported
via FIRST MANHATTAN Securities LLC (CRD 1845 ↗)
EDGAR ↗
Dec 15, 2025 D/A
FM Civan Investment II LP
File 021-379253
$0$0$0N/A no CRD number reported
via First Manhattan Securities LLC (CRD 1845 ↗)
EDGAR ↗
Dec 15, 2025 D/A
FMC Research Fund LP
File 021-467282
$0$0$0N/A no CRD number reported
via FIRST MANHATTAN Securities LLC (CRD 1845 ↗)
EDGAR ↗
Dec 15, 2025 D/A
FM First China Fund LLC
File 021-467235
$0$0$0N/A no CRD number reported
via First Manhattan Securities LLC (CRD 1845 ↗)
EDGAR ↗
Dec 15, 2025 D/A
FM First China Fund Ltd
File 021-467233
$0$0$0N/A no CRD number reported
via First Manhattan Securities LLC (CRD 1845 ↗)
EDGAR ↗
Feb 19, 2025 D/A
FMC New Venture Access Fund, LP
File 021-472278
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2024 D
FM Broadway, L.P.
File 021-509840
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2024 D/A
First Health, L.P.
File 021-469262
$0$0$0N/A no CRD number reported
via First Manhattan Securities LLC (CRD 1845 ↗)
EDGAR ↗
Feb 20, 2024 D/A
First Health Ltd
File 021-469291
$0$0$0N/A no CRD number reported
via First Manhattan Securities LLC (CRD 1845 ↗)
EDGAR ↗
Feb 20, 2024 D/A
First Health Associates, L. P.
File 021-469279
$0$0$0N/A no CRD number reported
via First Manhattan Securities LLC (CRD 1845 ↗)
EDGAR ↗
Aug 2, 2022 D
FMZ Ventures Fund II, LP
File 021-454565
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 13 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to First Manhattan in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗GP Greenleaf Partners Fund, LPshared peopleNew York, NYPooled Investment Fund7$22,497,000
offering Indefinite · similar: $155,000–$5,250,000
53
similar: 4–27
$50,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗FV FMZ Ventures Fund I, LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund7$69,065,000
offering Indefinite · similar: $155,000–$5,250,000
146
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2025
EDGAR ↗FC FM Civan Investment LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund6$37,450,000
offering Indefinite · similar: $155,000–$5,250,000
88
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2025
EDGAR ↗FC FM Civan Investment II LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund6$7,405,000
offering Indefinite · similar: $155,000–$5,250,000
47
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2025
EDGAR ↗FV FMZ Ventures Fund II, LPshared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗FR FMC Research Fund LPshared people, shared management entity, same business addressNew York, NYPooled Investment Fund5$71,025,000
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2025
EDGAR ↗FF FM First China Fund LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund5$98,708,933
offering Indefinite · similar: $155,000–$5,250,000
110
similar: 4–27
$20,000
similar: $1,000–$100,000
2022–2025
EDGAR ↗FF FM First China Fund Ltdshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund5$21,994,697
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
$50,000
similar: $1,000–$100,000
2022–2025
EDGAR ↗FH First Health, L.P.shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund3$23,275,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2024
EDGAR ↗FH First Health Ltdshared people, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund3$5,950,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2024
EDGAR ↗FH First Health Associates, L. P.shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund3$7,900,000
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2022–2024
EDGAR ↗FN FMC New Venture Access Fund, LPshared peopleNEW YORK, NYPooled Investment Fund4$66,655,000
offering Indefinite · similar: $155,000–$5,250,000
31
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗FB FM Broadway, L.P.shared peopleNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jan 20, 2026Greenleaf Partners Fund, LPD/APooled Investment FundIndefinite$22,497,000
EDGAR ↗Dec 15, 2025FM First China Fund LtdD/APooled Investment FundIndefinite$21,994,697
EDGAR ↗Dec 15, 2025FM First China Fund LLCD/APooled Investment FundIndefinite$98,708,933
EDGAR ↗Dec 15, 2025FM Civan Investment II LPD/APooled Investment FundIndefinite$7,405,000
EDGAR ↗Dec 15, 2025FM Civan Investment LPD/APooled Investment FundIndefinite$37,450,000
EDGAR ↗Dec 15, 2025FMZ Ventures Fund I, LPD/APooled Investment FundIndefinite$69,065,000
EDGAR ↗Dec 15, 2025FMC Research Fund LPD/APooled Investment FundIndefinite$71,025,000
EDGAR ↗Feb 19, 2025FMC New Venture Access Fund, LPD/APooled Investment FundIndefinite$66,655,000
EDGAR ↗Jan 21, 2025Greenleaf Partners Fund, LPD/APooled Investment FundIndefinite$19,097,000
EDGAR ↗Dec 12, 2024FM First China Fund LtdD/APooled Investment FundIndefinite$21,994,697
EDGAR ↗Dec 12, 2024FM Civan Investment II LPD/APooled Investment FundIndefinite$7,405,000
EDGAR ↗Dec 12, 2024FM Civan Investment LPD/APooled Investment FundIndefinite$37,450,000
EDGAR ↗Dec 12, 2024FMZ Ventures Fund I, LPD/APooled Investment FundIndefinite$69,065,000
EDGAR ↗Dec 12, 2024FMZ Ventures Fund I, LPD/APooled Investment FundIndefinite$69,065,000
EDGAR ↗Dec 12, 2024FM First China Fund LLCD/APooled Investment FundIndefinite$98,208,933
EDGAR ↗Dec 12, 2024FMC Research Fund LPD/APooled Investment FundIndefinite$70,925,000
EDGAR ↗Apr 5, 2024FM Broadway, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Feb 20, 2024FMC New Venture Access Fund, LPD/APooled Investment FundIndefinite$65,905,000
EDGAR ↗Feb 20, 2024First Health Associates, L. P.D/APooled Investment FundIndefinite$7,900,000
EDGAR ↗Feb 20, 2024First Health LtdD/APooled Investment FundIndefinite$5,950,000
EDGAR ↗Feb 20, 2024FM First China Fund LtdD/APooled Investment FundIndefinite$21,981,925
EDGAR ↗Feb 20, 2024FM First China Fund LLCD/APooled Investment FundIndefinite$73,133,933
EDGAR ↗Feb 20, 2024FM Civan Investment II LPD/APooled Investment FundIndefinite$7,405,000
EDGAR ↗Feb 20, 2024FM Civan Investment LPD/APooled Investment FundIndefinite$37,450,000
EDGAR ↗Feb 20, 2024FMZ Ventures Fund I, LPD/APooled Investment FundIndefinite$69,065,000
EDGAR ↗Feb 20, 2024FMC Research Fund LPD/APooled Investment FundIndefinite$50,875,000
EDGAR ↗Feb 20, 2024First Health, L.P.D/APooled Investment FundIndefinite$23,275,000
EDGAR ↗Jan 30, 2024FMC New Venture Access Fund, LPD/APooled Investment FundIndefinite$65,905,000
EDGAR ↗Jan 26, 2024Greenleaf Partners Fund, LPD/APooled Investment FundIndefinite$17,880,000
EDGAR ↗Dec 29, 2023First Health Associates, L. P.D/APooled Investment FundIndefinite$7,900,000
EDGAR ↗Dec 29, 2023First Health LtdD/APooled Investment FundIndefinite$5,950,000
EDGAR ↗Dec 29, 2023First Health, L.P.D/APooled Investment FundIndefinite$23,275,000
EDGAR ↗Dec 12, 2023FM First China Fund LtdD/APooled Investment FundIndefinite$21,981,925
EDGAR ↗Dec 12, 2023FM First China Fund LLCD/APooled Investment FundIndefinite$73,133,933
EDGAR ↗Dec 12, 2023FM Civan Investment II LPD/APooled Investment FundIndefinite$7,405,000
EDGAR ↗Dec 12, 2023FM Civan Investment LPD/APooled Investment FundIndefinite$37,450,000
EDGAR ↗Dec 12, 2023FMZ Ventures Fund I, LPD/APooled Investment FundIndefinite$69,065,000
EDGAR ↗Dec 12, 2023FMC Research Fund LPD/APooled Investment FundIndefinite$50,875,000
EDGAR ↗Jan 31, 2023FMC New Venture Access Fund, LPDPooled Investment FundIndefinite$65,905,000
EDGAR ↗Jan 27, 2023Greenleaf Partners Fund, LPD/APooled Investment FundIndefinite$17,205,000
EDGAR ↗Dec 30, 2022First Health Associates, L. P.DPooled Investment FundIndefinite$7,900,000
EDGAR ↗Dec 30, 2022First Health LtdDPooled Investment FundIndefinite$5,950,000
EDGAR ↗Dec 30, 2022First Health, L.P.DPooled Investment FundIndefinite$23,275,000
EDGAR ↗Dec 13, 2022FM First China Fund LtdDPooled Investment FundIndefinite$14,881,757
EDGAR ↗Dec 13, 2022FM First China Fund LLCDPooled Investment FundIndefinite$73,063,933
EDGAR ↗Dec 13, 2022FM Civan Investment II LPD/APooled Investment FundIndefinite$7,405,000
EDGAR ↗Dec 13, 2022FM Civan Investment LPD/APooled Investment FundIndefinite$37,450,000
EDGAR ↗Dec 13, 2022FMZ Ventures Fund I, LPD/APooled Investment FundIndefinite$69,065,000
EDGAR ↗Dec 13, 2022FMC Research Fund LPDPooled Investment FundIndefinite$50,875,000
EDGAR ↗Aug 2, 2022FMZ Ventures Fund II, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 31, 2022Greenleaf Partners Fund, LPD/APooled Investment FundIndefinite$10,705,000
EDGAR ↗Jan 27, 2021Greenleaf Partners Fund, LPD/APooled Investment FundIndefinite$2,430,000
EDGAR ↗Oct 29, 2020FM Civan Investment II LPDPooled Investment FundIndefinite$7,405,000
EDGAR ↗Oct 29, 2020FM Civan Investment LPDPooled Investment FundIndefinite$37,450,000
EDGAR ↗Jan 30, 2020FMZ Ventures Fund I, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jan 28, 2020Greenleaf Partners Fund, LPDPooled Investment FundIndefinite$0

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jan 20, 2026. Industry history, as reported on each offering's latest filing: All 13 offerings reported: Pooled Investment Fund (2020–2024).

People across the group

NameRolesIssuers hereFirst → last listed
AA Andrew AspenExecutive Officer, Director11Jan 30, 2020 → Jan 20, 2026
FM First Manhattan Co. Incorporated entityPromoter, Director9Dec 13, 2022 → Dec 15, 2025
AS Adam SchwartzExecutive Officer, Director4Jan 30, 2020 → Feb 20, 2024
BG Bob GottesmanExecutive Officer3Oct 29, 2020 → Feb 20, 2024
SC Samuel ColinDirector, Executive Officer3Dec 30, 2022 → Dec 30, 2022
AS Alvaro SpinolaExecutive Officer, Director2Dec 29, 2023 → Jan 20, 2026
XH Xiang HuangExecutive Officer2Dec 13, 2022 → Feb 20, 2024
BF Bob First Manhattan Co. LLC entityExecutive Officer2Feb 20, 2024 → Feb 20, 2024
MZ Michael ZeisserExecutive Officer, Director2Jan 30, 2020 → Dec 12, 2023
ZW Zachary WydraExecutive Officer1Jan 26, 2024 → Jan 20, 2026
MF Michael First Manhattan Co. LLC entityExecutive Officer, Director1Feb 20, 2024 → Feb 20, 2024
MS Matthew ShaverExecutive Officer1Jan 28, 2020 → Jan 27, 2023
DY David YazdanExecutive Officer1Jan 28, 2020 → Jan 27, 2023
NS Neal K. StearnsExecutive Officer, Director1Dec 30, 2022 → Dec 30, 2022
RG Robert W. GottesmanDirector1Dec 30, 2022 → Dec 30, 2022
CK Cheryl M. KallemExecutive Officer1Dec 30, 2022 → Dec 30, 2022

Business registration (state registry / Secretary of State)

2 of 13 issuers have a matched state registry record — records by status: active 2.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

FIRST MANHATTAN CO. LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 13, 1977 · SEC file 801-12411 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $38,086,101,541 as reported on Form ADV filed Aug 13, 2026 (Item 5.F(2)(c)) · 6,294 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.instagram.com/_firstmanhattan ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 13, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for First Manhattan as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in First Manhattan's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #50,199 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Change history

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Sponsor response

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Social and web

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Courts

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Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗