PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:19 AM ET

Sponsor Check › Sponsor group

F

Fall

One sponsor team, 2 deal companies · Mequon, WI

Grouped because: 1 shared person, same business address (2 issuers), same person name on both filings (2) (automatic match from the filings) · not the same sponsor?

2deal companies
$5.11Mreported sold
9investors
2Form D filings
2009–2012active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Nov 7, 2012 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Fall is a sponsor group of 2 issuers that PartnerFacts links to one sponsor (same person name on both filings, same business address; automatic match from the filings), filing 2 Form D filings between Apr 2009 and Nov 2012.

What this means One team, 2 deal companies, about 3 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $5.11M to 9 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (2). Issuers are based in WI (2).

What this means $5.11M raised across the group, about $568K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Charles Wright (2 issuers, executive officer), Andrew Wright (1 issuer, executive officer), Anuj Rastogi (1 issuer, executive officer), Frank Pusateri (1 issuer, executive officer) and Robert Friedl (1 issuer, executive officer).

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Nov 7, 2012.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 21 court cases matching the name, 41 bankruptcy cases matching the name listed in Key records below.

What this means 62 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Fall and found 5 differences, 1 worth asking the sponsor about: Form D filed 1,605 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Fall has not run yet — it is joining a line of 13,120 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

21 cases: 2 open, 6 closed (disposition not in docket feed), 10 dismissed, 3 judgment

Morel v. Fall River Financial RI, LLC open
District Court, D. Rhode Island · No. 1:26-cv-00321 · Filed May 19, 2026
Role of Morel v. Fall River Financial RI, LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
FALL RIVER ROAD UTILITY DISTRICT, TN v. AGC Chemicals Americas Inc. open
District Court, D. South Carolina · No. 2:26-cv-01849 · Filed May 6, 2026
Role of FALL RIVER ROAD UTILITY DISTRICT, TN v. AGC Chemicals Americas Inc.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
Vertex Towers, LLC v. City of Fall River Zoning Board closed
District Court, D. Massachusetts · No. 1:23-cv-11608 · Filed Jul 17, 2023 · Closed Sep 28, 2023
Role of Vertex Towers, LLC v. City of Fall River Zoning Board: Party · Outcome: Terminated 2023-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Resilient Homes, LLC v. City of Fall River closed
District Court, D. Massachusetts · No. 1:22-cv-11714 · Filed Oct 9, 2022 · Closed Aug 30, 2023
Role of Resilient Homes, LLC v. City of Fall River: Party · Outcome: Terminated 2023-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
FALL RIVER AREA REVITALIZATION CORPORATION v. CITY OF FALL RIVER dismissed
District Court, D. Massachusetts · No. 1:19-cv-11171 · Filed May 23, 2019 · Closed Jul 3, 2019 · Nature of suit: 190 Other contract actions
Role of FALL RIVER AREA REVITALIZATION CORPORATION v. CITY OF FALL RIVER: Party · Outcome: Terminated 2019-07-03 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
FALL RIVER AREA REVITALIZATION CORPORATION v. CITY OF FALL RIVER closed
District Court, D. New Jersey · No. 1:19-cv-00165 · Filed Jan 3, 2019 · Closed May 22, 2019 · Nature of suit: 190 Other contract actions
Role of FALL RIVER AREA REVITALIZATION CORPORATION v. CITY OF FALL RIVER: Party · Outcome: Terminated 2019-05-22 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Trustee of The Amalgamated National Health Fund v. Fall River Distribution Center, Inc. closed
District Court, D. Massachusetts · No. 1:11-mc-91270 · Filed Oct 17, 2011 · Closed Jul 29, 2013
Role of Trustee of The Amalgamated National Health Fund v. Fall River Distribution Center, Inc.: Party · Outcome: Terminated 2013-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Bank of Fall River v. Johnson dismissed
District Court, D. Rhode Island · No. 1:10-cv-00243 · Filed Jun 4, 2010 · Closed Jun 20, 2011 · Nature of suit: 190 Other contract actions
Role of Bank of Fall River v. Johnson: Party · Outcome: Terminated 2011-06-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Colonial Surety Company v. Fall River Five Cents Savings Bank dismissed
District Court, D. Massachusetts · No. 1:08-cv-10589 · Filed Apr 8, 2008 · Closed Nov 5, 2008 · Nature of suit: 190 Other contract actions
Role of Colonial Surety Company v. Fall River Five Cents Savings Bank: Party · Outcome: Terminated 2008-11-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Village Communities, LLC v. U.S. Bank National Association dismissed
District Court, D. Colorado · No. 1:07-cv-02227 · Filed Oct 22, 2007 · Closed Mar 24, 2008 · Nature of suit: Bankruptcy Appeal (801) · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BA
Role of Fall River Village Communities, LLC v. U.S. Bank National Association: Party · Outcome: Terminated 2008-03-24 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
American Recycling Co v. Fall River News Co Inc dismissed
District Court, D. Connecticut · No. 3:05-cv-01459 · Filed Sep 16, 2005 · Closed Dec 12, 2005 · Nature of suit: 190 Other contract actions
Role of American Recycling Co v. Fall River News Co Inc: Party · Outcome: Terminated 2005-12-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
GE Healthcare v. Fall River Walk-In closed
District Court, D. Rhode Island · No. 1:04-mc-00062 · Filed Jun 30, 2004 · Closed Jun 30, 2004
Role of GE Healthcare v. Fall River Walk-In: Party · Outcome: Terminated 2004-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
GE Capital Healthcar v. Fall River Walk-In E judgment
District Court, D. Massachusetts · No. 1:02-cv-11789 · Filed Sep 9, 2002 · Closed May 18, 2004 · Nature of suit: 190 Other contract actions
Role of GE Capital Healthcar v. Fall River Walk-In E: Party · Outcome: Terminated 2004-05-18 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fireman's Fund Ins. v. Fall River Shirt Co. dismissed
District Court, D. Massachusetts · No. 1:98-cv-12530 · Filed Dec 14, 1998 · Closed Aug 2, 2000 · Nature of suit: 380 Other personal property damage
Role of Fireman's Fund Ins. v. Fall River Shirt Co.: Party · Outcome: Terminated 2000-08-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
S/N-1 Reo Limited v. Fall River, City of judgment
District Court, D. Massachusetts · No. 1:98-cv-10266 · Filed Feb 12, 1998 · Closed Dec 15, 1999 · Nature of suit: 290 Other real property actions
Role of S/N-1 Reo Limited v. Fall River, City of: Party · Outcome: Terminated 1999-12-15 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for both plaintiff and defendant Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Prozina Shipping v. Fall River Pier dismissed
District Court, D. Massachusetts · No. 1:97-cv-11800 · Filed Aug 8, 1997 · Closed Mar 16, 1998 · Nature of suit: 190 Other contract actions
Role of Prozina Shipping v. Fall River Pier: Party · Outcome: Terminated 1998-03-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
GROSS COMMON CARRIER, INC. v. FALL RIVER FOUNDATION, INC. judgment
District Court, W.D. Wisconsin · No. 3:94-cv-02135 · Filed Feb 24, 1994 · Closed May 20, 1994 · Nature of suit: 450 Interstate commerce
Role of GROSS COMMON CARRIER, INC. v. FALL RIVER FOUNDATION, INC.: Party · Outcome: Terminated 1994-05-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (WI)
FALL RIVER FOUNDRY COMPANY v. No closed
District Court, W.D. Wisconsin · No. 3:90-cv-00664 · Filed Sep 6, 1990 · Closed Sep 13, 1990
Role of FALL RIVER FOUNDRY COMPANY v. No: Party · Outcome: Terminated 1990-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (WI)
GUIMOND R v. BANK OF FALL RIVER dismissed
District Court, D. Rhode Island · No. · Filed Aug 10, 1990 · Closed Mar 22, 1991 · Nature of suit: 140 Negotiable instruments
Role of GUIMOND R v. BANK OF FALL RIVER: Party · Outcome: Terminated 1991-03-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
DISTRIGAS OF MASS CORP v. FALL RIVER GAS CO dismissed
District Court, D. Massachusetts · No. · Filed Nov 3, 1987 · Closed Nov 25, 1987 · Nature of suit: 890 Other statutory actions
Role of DISTRIGAS OF MASS CORP v. FALL RIVER GAS CO: Party · Outcome: Terminated 1987-11-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
FALL RIVER LANDFILL INC v. D&M DISPOSAL SERV OF NEWPOR dismissed
District Court, D. Rhode Island · No. · Filed Feb 4, 1987 · Closed Nov 30, 1987 · Nature of suit: 190 Other contract actions
Role of FALL RIVER LANDFILL INC v. D&M DISPOSAL SERV OF NEWPOR: Party · Outcome: Terminated 1987-11-30 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Fall..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

41 cases: 1 open, 40 closed (disposition not in docket feed)

Steward Fall River Management Care Services LLC and SHC Plan Administrator Trust open
United States Bankruptcy Court, S.D. Texas · No. 24-90356 · Filed May 6, 2024
Role of Steward Fall River Management Care Services LLC and SHC Plan Administrator Trust: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Aral Restaurant Group of Fall River, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 19-13256 · Filed Sep 26, 2019 · Closed Jan 20, 2021
Role of Aral Restaurant Group of Fall River, Inc.: Party · Outcome: Case closed 2021-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Casey v. Fall River Five Cents Savings Bank closed
United States Bankruptcy Court, D. Massachusetts · No. 18-01092 · Filed Jul 5, 2018 · Closed Aug 1, 2019
Role of Casey v. Fall River Five Cents Savings Bank: Party · Outcome: Case closed 2019-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Five Cents Savings Bank d/b/a Bank Five v. Mendoza closed
United States Bankruptcy Court, D. Massachusetts · No. 13-01302 · Filed Jul 11, 2013 · Closed Oct 7, 2013
Role of Fall River Five Cents Savings Bank d/b/a Bank Five v. Mendoza: Party · Outcome: Case closed 2013-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Village Communities, LLC 2 closed
United States Bankruptcy Court, D. Colorado · No. 13-10450 · Filed Jan 14, 2013 · Closed Oct 28, 2015
Role of Fall River Village Communities, LLC 2: Party · Outcome: Case closed 2015-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Miller v. Fall River Logging Ltd. closed
United States Bankruptcy Court, D. Delaware · No. 09-52585 · Filed Nov 17, 2009 · Closed Oct 22, 2010
Role of Miller v. Fall River Logging Ltd.: Party · Outcome: Case closed 2010-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Steinle v. Fall River Village Communities LLC 2 closed
United States Bankruptcy Court, D. Colorado · No. 09-01530 · Filed Sep 1, 2009 · Closed Oct 1, 2013
Role of Steinle v. Fall River Village Communities LLC 2: Party · Outcome: Case closed 2013-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
NWL of Fall River, Inc. closed
United States Bankruptcy Court, D. Delaware · No. 08-12905 · Filed Nov 10, 2008 · Closed Jul 12, 2021
Role of NWL of Fall River, Inc.: Party · Outcome: Case closed 2021-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Ward v. Quaker Fabric Corporation of Fall River closed
United States Bankruptcy Court, W.D. North Carolina · No. 08-05023 · Filed Sep 11, 2008 · Closed Sep 26, 2008
Role of Ward v. Quaker Fabric Corporation of Fall River: Party · Outcome: Case closed 2008-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
Quaker Fabric Corporation of Fall River closed
United States Bankruptcy Court, D. Delaware · No. 07-11147 · Filed Aug 16, 2007 · Closed Jan 24, 2018
Role of Quaker Fabric Corporation of Fall River: Party · Outcome: Case closed 2018-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Fall River Five Cents Savings Bank v. Donahue closed
United States Bankruptcy Court, D. Massachusetts · No. 06-01062 · Filed Jan 23, 2006 · Closed Aug 15, 2007
Role of Fall River Five Cents Savings Bank v. Donahue: Party · Outcome: Case closed 2007-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Meldisco K-M Fall River, Mass., Inc. closed
United States Bankruptcy Court, S.D. New York · No. 04-28601 · Filed Mar 3, 2004 · Closed May 22, 2006
Role of Meldisco K-M Fall River, Mass., Inc.: Party · Outcome: Case closed 2006-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Better Methods Alexander, Inc. v. Fall River Paper & Supply Corp. closed
United States Bankruptcy Court, S.D. New York · No. 04-01004 · Filed Jan 5, 2004 · Closed May 5, 2005
Role of Better Methods Alexander, Inc. v. Fall River Paper & Supply Corp.: Party · Outcome: Case closed 2005-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
Fall River Paper & Supply Corp. closed
United States Bankruptcy Court, D. Massachusetts · No. 03-20123 · Filed Dec 10, 2003 · Closed Apr 2, 2008
Role of Fall River Paper & Supply Corp.: Party · Outcome: Case closed 2008-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
COHEN v. Fall River Investments, Inc. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-00584 · Filed Jun 5, 2003 · Closed Aug 17, 2004
Role of COHEN v. Fall River Investments, Inc.: Party · Outcome: Case closed 2004-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
WALLACE'S BOOK STORE [FALL RIVER], INC. closed
United States Bankruptcy Court, D. Delaware · No. 01-00553 · Filed Feb 28, 2001 · Closed Mar 2, 2001
Role of WALLACE'S BOOK STORE [FALL RIVER], INC.: Party · Outcome: Case closed 2001-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Wallace's Book Store (Fall River), Inc. closed
United States Bankruptcy Court, E.D. Kentucky · No. 01-50564 · Filed Feb 28, 2001 · Closed Jun 19, 2008
Role of Wallace's Book Store (Fall River), Inc.: Party · Outcome: Case closed 2008-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in KY (not the issuer's state)
Fall River Cinema, Inc. closed
United States Bankruptcy Court, S.D. New York · No. 01-40416 · Filed Feb 15, 2001 · Closed Mar 28, 2003
Role of Fall River Cinema, Inc.: Party · Outcome: Case closed 2003-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
City of Fall River, Water & Sewer Dept. v. Priority Finishing Corporation closed
United States Bankruptcy Court, D. Massachusetts · No. 00-01560 · Filed Nov 16, 2000 · Closed Apr 12, 2001
Role of City of Fall River, Water & Sewer Dept. v. Priority Finishing Corporation: Party · Outcome: Case closed 2001-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Bank of Fall River, A Co-operative Bank v. Pereira closed
United States Bankruptcy Court, D. Massachusetts · No. 99-01339 · Filed Jul 15, 1999 · Closed Feb 9, 2000
Role of Bank of Fall River, A Co-operative Bank v. Pereira: Party · Outcome: Case closed 2000-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Tilly Realty Associates v. City of Fall River closed
United States Bankruptcy Court, D. Rhode Island · No. 1:98-ap-01049 · Filed Apr 16, 1998 · Closed Nov 30, 1998
Role of Tilly Realty Associates v. City of Fall River: Party · Outcome: Case closed 1998-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Tilly Realty Associates v. City of Fall River closed
United States Bankruptcy Court, D. Rhode Island · No. 1:97-ap-01042 · Filed Mar 12, 1997 · Closed Nov 24, 1997
Role of Tilly Realty Associates v. City of Fall River: Party · Outcome: Case closed 1997-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
Bank of Fall River v. Antonio closed
United States Bankruptcy Court, D. Massachusetts · No. 97-01120 · Filed Jan 21, 1997 · Closed Jul 29, 1999
Role of Bank of Fall River v. Antonio: Party · Outcome: Case closed 1999-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Francis v. Fall River Five Cents Savings Bank closed
United States Bankruptcy Court, D. Massachusetts · No. 96-01011 · Filed Jan 9, 1996 · Closed Sep 4, 1996
Role of Francis v. Fall River Five Cents Savings Bank: Party · Outcome: Case closed 1996-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
QUAKER FABRIC CORP. OF FALL RIVER v. SIMMONS UPHOLSTERED FURNITURE, INC. closed
United States Bankruptcy Court, D. Delaware · No. 95-00084 · Filed Aug 31, 1995 · Closed Oct 10, 1996
Role of QUAKER FABRIC CORP. OF FALL RIVER v. SIMMONS UPHOLSTERED FURNITURE, INC.: Party · Outcome: Case closed 1996-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in DE (not the issuer's state)
Quaker Fabric Corp of Fall River v. Stanton Industries, Inc. closed
United States Bankruptcy Court, D. Oregon · No. 94-03168 · Filed Mar 30, 1994 · Closed Sep 22, 1994
Role of Quaker Fabric Corp of Fall River v. Stanton Industries, Inc.: Party · Outcome: Case closed 1994-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
Cumberland Farms, Inc. v. City of Fall River, Massachusetts closed
United States Bankruptcy Court, D. Massachusetts · No. 93-04219 · Filed Sep 13, 1993 · Closed Apr 2, 1996
Role of Cumberland Farms, Inc. v. City of Fall River, Massachusetts: Party · Outcome: Case closed 1996-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Gross Common Carrier, Inc. v. Fall River Foundation, Inc. closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-93-05339 · Filed Aug 18, 1993 · Closed Mar 8, 1994
Role of Gross Common Carrier, Inc. v. Fall River Foundation, Inc.: Party · Outcome: Case closed 1994-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (WI)
Pawtucket Form Construction Co., Inc. v. Citizens Union Bank of Fall River closed
United States Bankruptcy Court, D. Rhode Island · No. 1:93-ap-01066 · Filed May 24, 1993 · Closed Jun 30, 1993
Role of Pawtucket Form Construction Co., Inc. v. Citizens Union Bank of Fall River: Party · Outcome: Case closed 1993-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in RI (not the issuer's state)
CMX Fall River Limited Partnership v. City of Fall River closed
United States Bankruptcy Court, D. Massachusetts · No. 93-04078 · Filed Apr 7, 1993 · Closed Mar 1, 1994
Role of CMX Fall River Limited Partnership v. City of Fall River: Party · Outcome: Case closed 1994-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Whitaker v. Fall River Dyeing &finishing Corp closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-26633 · Filed Oct 19, 1992 · Closed May 10, 1996
Role of Whitaker v. Fall River Dyeing &finishing Corp: Party · Outcome: Case closed 1996-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
White v. Fall River Florist Supply Co. closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 92-01620 · Filed Oct 15, 1992 · Closed Jan 6, 1993
Role of White v. Fall River Florist Supply Co.: Party · Outcome: Case closed 1993-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
CMX Fall River Limited Partnership closed
United States Bankruptcy Court, D. Massachusetts · No. 92-42957 · Filed Sep 22, 1992 · Closed Mar 26, 1996
Role of CMX Fall River Limited Partnership: Party · Outcome: Case closed 1996-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Whitaker v. The Fall River Group Inc. closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-15634 · Filed Aug 7, 1992 · Closed Oct 2, 1997
Role of Whitaker v. The Fall River Group Inc.: Party · Outcome: Case closed 1997-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Rothwell v. Fall River Five Cents Savings Bank closed
United States Bankruptcy Court, D. Massachusetts · No. 91-01507 · Filed Sep 11, 1991 · Closed Nov 13, 1991
Role of Rothwell v. Fall River Five Cents Savings Bank: Party · Outcome: Case closed 1991-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Store & Restaurant Equipt.Co closed
United States Bankruptcy Court, D. Massachusetts · No. 91-16533 · Filed Jul 30, 1991 · Closed Apr 18, 1997
Role of Fall River Store & Restaurant Equipt.Co: Party · Outcome: Case closed 1997-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
McCreary Tire Sales Of Fall River, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 90-14641 · Filed Aug 22, 1990 · Closed Dec 26, 1996
Role of McCreary Tire Sales Of Fall River, Inc.: Party · Outcome: Case closed 1996-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
New Woman, Fall River, Inc. closed
United States Bankruptcy Court, D. Massachusetts · No. 89-13575 · Filed Nov 21, 1989 · Closed Jan 2, 1991
Role of New Woman, Fall River, Inc.: Party · Outcome: Case closed 1991-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Fishing Company,Inc closed
United States Bankruptcy Court, D. Massachusetts · No. 89-11191 · Filed May 3, 1989 · Closed Nov 26, 1991
Role of Fall River Fishing Company,Inc: Party · Outcome: Case closed 1991-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River People's Cooperative Bank v. Schindler closed
United States Bankruptcy Court, D. Massachusetts · No. 87-01080 · Filed May 4, 1987 · Closed Mar 6, 1989
Role of Fall River People's Cooperative Bank v. Schindler: Party · Outcome: Case closed 1989-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Fall River Glass Co, Inc closed
United States Bankruptcy Court, D. Massachusetts · No. 84-11490 · Filed Nov 26, 1984 · Closed Jun 20, 1990
Role of Fall River Glass Co, Inc: Party · Outcome: Case closed 1990-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

5 differences found between the filings for Fall — 1 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Dec 1, 2004 – Apr 24, 2009

Form D filed 1,605 days after the first sale — Fall River Capital Fund LLC

The filing says the first sale was Dec 1, 2004. The Form D was filed Apr 24, 2009 — 1,605 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,590 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 24, 2009 ↗Fall River Capital Fund LLC — PartnerFacts page ↗
Sources
Note · Oct 23, 2012 – Nov 7, 2012

No amendment in the last 12 months on an offering that may still be open — Auburn Hill Fund, LLC (latest filing Nov 7, 2012)

The latest filing for this offering is dated Nov 7, 2012 (first sale Oct 23, 2012). It reports $801,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 7, 2012 ↗Auburn Hill Fund, LLC — PartnerFacts page ↗
Sources
Note · Dec 1, 2004 – Apr 24, 2009

No amendment in the last 12 months on an offering that may still be open — Fall River Capital Fund LLC (latest filing Apr 24, 2009)

The latest filing for this offering is dated Apr 24, 2009 (first sale Dec 1, 2004). It reports $4,312,945 sold of $100,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 24, 2009 ↗Fall River Capital Fund LLC — PartnerFacts page ↗
Sources
Note · Apr 24, 2009 – Nov 7, 2012

Charles Wright is written 2 different ways on the filings

listed as "Charles Frederick Wright" on the Apr 24, 2009 filing, and "Charles Wright" on the Nov 7, 2012 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 24, 2009 ↗Form D · Nov 7, 2012 ↗Charles Wright — PartnerFacts page ↗
Sources
Note · Apr 24, 2009 – Nov 7, 2012

Member companies were formed in 2 different states

Wi (1), Wisconsin (1) — out of 2 member issuers. The odd ones out: Auburn Hill Fund, LLC (Wisconsin).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Fall — sponsor group page ↗Auburn Hill Fund, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 7, 2012 D
Auburn Hill Fund, LLC
File 021-186613
$0$0$0
Issuer's Manager shall receive a monthly management fee of 1/6 of 1% of the NAV of each investor?s capital account. At the end of each year, a Special Profit Allocation equal to 20% of New Net Trading Profits will be paid to the Manager.
None listed on this filingEDGAR ↗
Apr 24, 2009 D
Fall River Capital Fund LLC
File 021-72427
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 2 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Fall in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗FR Fall River Capital Fund LLCsame person name on both filings, same business addressMEQUON, WIPooled Investment Fund1$4,312,9456$200,0002009–2009
EDGAR ↗AH Auburn Hill Fund, LLCsame person name on both filings, same business addressMEQUON, WIPooled Investment Fund1$801,0003$250,0002012–2012

Market context: not shown for these offerings — fewer than 30 Form D filings in the last 5 years share the offering's industry and exemption, or the exemption claimed is not Rule 506(b)/506(c). No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Nov 7, 2012Auburn Hill Fund, LLCDPooled Investment FundIndefinite$801,000
EDGAR ↗Apr 24, 2009Fall River Capital Fund LLCDPooled Investment Fund$100,000,000$4,312,945

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Nov 7, 2012. Industry history, as reported on each offering's latest filing: All 2 offerings reported: Pooled Investment Fund (2009–2012).

People across the group

NameRolesIssuers hereFirst → last listed
CW Charles WrightExecutive Officer2Apr 24, 2009 → Nov 7, 2012
AR Anuj RastogiExecutive Officer1Nov 7, 2012 → Nov 7, 2012
AW Andrew WrightExecutive Officer1Nov 7, 2012 → Nov 7, 2012
FP Frank PusateriExecutive Officer1Apr 24, 2009 → Apr 24, 2009
RF Robert FriedlExecutive Officer1Apr 24, 2009 → Apr 24, 2009

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Fall.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Fall as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Fall's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #372,987 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

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Change history

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Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: MEQUON), WI). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Wisconsin state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Wisconsin Secretary of State business search ↗OpenCorporates ↗