PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

Sponsor Check › Sponsor group

NH

North Haven

One sponsor team, 111 deal companies · New York, NY

Grouped because: 55 shared people, 5 shared management entities, same business address (104 issuers), similar issuer names (8) · 3 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

111deal companies
$33.83Breported sold
51,773investors
269Form D filings
2009–2026active
7new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 16, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: Oct 23, 2026, 7:02 PM ET

The short version

North Haven is a sponsor group of 111 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, same business address, similar issuer names, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 269 Form D filings between Nov 2009 and Sep 2026.

What this means One team, 111 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $33.83B to 51,773 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (106), Business Services (3), "Other" (1), Investing (1). Issuers are based in NY (106), GA (4), Cayman Islands (as filed: E9) (1).

What this means $33.83B raised across the group, about $653K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: David N. Miller (38 issuers, executive officer and director), Debra Abramovitz (37 issuers, executive officer), Christopher H. Norris (33 issuers, executive officer and director), Alan Jones (30 issuers, executive officer and director), Aaron Sack (27 issuers, executive officer and director) and 161 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 7 new offerings in the last 12 months; latest filing Sep 16, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: MS CAPITAL PARTNERS ADVISER INC..

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 196 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 206 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 269 public filings for North Haven and found 17 differences, 6 worth asking the sponsor about: Investor count went down between filings; 6 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for North Haven has not run yet — it is joining a line of 51,538 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

196 cases: 2 open, 102 dismissed, 72 judgment, 20 closed (disposition not in docket feed)

Employbridge Holding Company v. Mattos open
District Court, N.D. Georgia · No. 1:24-cv-05481 · Filed Nov 27, 2024
Role of Employbridge Holding Company: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (GA)
United States v. Morgan Stanley Capital Group Inc dismissed
District Court, S.D. Texas · No. 4:17-cv-03775 · Filed Dec 14, 2017 · Closed Dec 15, 2017 · Nature of suit: 893 Environmental Matters · Cause: 42:7413(b) Clean Air Act
Role of United States v. Morgan Stanley Capital Group Inc: Party · Outcome: Terminated 2017-12-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Michael J. McGraw judgment
District Court, C.D. California · No. 8:17-cv-02093 · Filed Nov 30, 2017 · Closed Apr 18, 2018 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney LLC v. Michael J. McGraw: Party · Outcome: Terminated 2018-04-18 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Fernie v. Morgan Stanley & Co. LLC open
District Court, S.D. New York · No. 1:17-mc-00473 · Filed Nov 30, 2017 · Cause: M 77 Application to have subpoena issued to person living in this district re: action in foreign cou
Role of Fernie v. Morgan Stanley & Co. LLC: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
MORGAN STANLEY SMITH BARNEY LLC v. CONNELL judgment
District Court, D. New Jersey · No. 2:17-cv-11701 · Filed Nov 16, 2017 · Closed Apr 2, 2018 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of MORGAN STANLEY SMITH BARNEY LLC v. CONNELL: Party · Outcome: Terminated 2018-04-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Wallace dismissed
District Court, S.D. Florida · No. 1:17-cv-23855 · Filed Oct 20, 2017 · Closed Apr 25, 2018 · Nature of suit: 190 Contract: Other · Cause: 09:0009 Motion to confirm arbitration award
Role of Morgan Stanley Smith Barney, LLC v. Wallace: Party · Outcome: Terminated 2018-04-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Aylesworth judgment
District Court, N.D. Georgia · No. 1:17-cv-01848 · Filed May 23, 2017 · Closed Oct 12, 2017 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:09 Application for Confirmation of Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Aylesworth: Party · Outcome: Terminated 2017-10-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Verble (TV2) dismissed
District Court, E.D. Tennessee · No. 3:17-cv-00175 · Filed Apr 28, 2017 · Closed Dec 5, 2019 · Nature of suit: 890 Other Statutory Actions · Cause: 28:2201 Declaratory Judgment
Role of Morgan Stanley Smith Barney, LLC v. Verble (TV2): Party · Outcome: Terminated 2019-12-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Ploetz v. Morgan Stanley Smith Barney LLC judgment
District Court, D. Minnesota · No. 0:17-cv-01112 · Filed Apr 11, 2017 · Closed Jun 1, 2017 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of Ploetz v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2017-06-01 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in MN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Clouse dismissed
District Court, W.D. Washington · No. 2:17-cv-00203 · Filed Feb 9, 2017 · Closed Jun 27, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1331 Fed. Question: Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. Clouse: Party · Outcome: Terminated 2017-06-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Moss judgment
District Court, N.D. Georgia · No. 1:16-cv-04653 · Filed Dec 19, 2016 · Closed May 5, 2017 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 09:09 Application for Confirmation of Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Moss: Party · Outcome: Terminated 2017-05-05 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Vester Investments LLC v. Morgan Stanley Smith Barney LLC judgment
District Court, D. Wyoming · No. 2:16-cv-00293 · Filed Nov 25, 2016 · Closed Jun 30, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Vester Investments LLC v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2017-06-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in WY (not the issuer's state)
DEUTSCHE BANK NATIONAL TRUST COMPANY, as Trustee for MORGAN STANLEY CAPITAL I INC. TRUST 2006-HE2 MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2006-HE2 v. Bendex Properties LLC judgment
District Court, M.D. Pennsylvania · No. 3:16-cv-00432 · Filed Mar 10, 2016 · Closed Jul 15, 2019 · Nature of suit: 290 Real Property: Other · Cause: 28:1332 Diversity-Declaratory Judgement
Role of DEUTSCHE BANK NATIONAL TRUST COMPANY, as Trustee for MORGAN STANLEY CAPITAL I INC. TRUST 2006-HE2 MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2006-HE2 v. Bendex Properties LLC: Party · Outcome: Terminated 2019-07-15 — FJC Integrated Database disposition: Other; judgment for both plaintiff and defendant Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
TAGGART v. MORGAN STANLEY ABS CAPITAL I INC. TRUST 2007-HE2 dismissed
District Court, E.D. Pennsylvania · No. 5:16-cv-00062 · Filed Jan 7, 2016 · Closed Oct 20, 2016 · Nature of suit: 290 Real Property: Other · Cause: 28:1332 Diversity-Petition to Quiet Title
Role of TAGGART v. MORGAN STANLEY ABS CAPITAL I INC. TRUST 2007-HE2: Party · Outcome: Terminated 2016-10-20 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Howard v. Morgan Stanley & Co. LLC dismissed
District Court, E.D. Louisiana · No. 2:16-cv-00134 · Filed Jan 7, 2016 · Closed Feb 22, 2016 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Declaratory Judgment
Role of Howard v. Morgan Stanley & Co. LLC: Party · Outcome: Terminated 2016-02-22 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in LA (not the issuer's state)
Lott v. Morgan Stanley Smith Barney LLC, and Morgan Stanley Smith Barney FA Notes Holdings LLC judgment
District Court, E.D. Michigan · No. 2:15-cv-14338 · Filed Dec 15, 2015 · Closed Aug 16, 2016 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 28:1446 Petition for Removal
Role of Lott v. Morgan Stanley Smith Barney LLC, and Morgan Stanley Smith Barney FA Notes Holdings LLC: Party · Outcome: Terminated 2016-08-16 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Lauer judgment
District Court, N.D. California · No. 3:15-cv-05420 · Filed Nov 25, 2015 · Closed Mar 17, 2016 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Lauer: Party · Outcome: Terminated 2016-03-17 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Kelly v. Morgan Stanley Smith Barney, LLC (TWP1) dismissed
District Court, M.D. Tennessee · No. 3:15-cv-01110 · Filed Oct 20, 2015 · Closed Feb 25, 2016 · Nature of suit: Other Statutes: Arbitration · Cause: 09:1 U.S. Arbitration Act
Role of Kelly v. Morgan Stanley Smith Barney, LLC (TWP1): Party · Outcome: Terminated 2016-02-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Bradburry v. Duetsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital I, Inc. Trust 2006-HE8 Mortgage Pass Through Certificates Series 2006-HE8 dismissed
District Court, S.D. Texas · No. 4:15-cv-02874 · Filed Oct 1, 2015 · Closed Nov 17, 2015 · Nature of suit: Real Property: Foreclosure · Cause: 28:1441 Notice of Removal
Role of Bradburry v. Duetsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital I, Inc. Trust 2006-HE8 Mortgage Pass Through Certificates Series 2006-HE8: Party · Outcome: Terminated 2015-11-17 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Green dismissed
District Court, E.D. Michigan · No. 2:15-cv-13460 · Filed Oct 1, 2015 · Closed Nov 6, 2015 · Nature of suit: Contract: Recovery/Enforcement · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley Smith Barney, LLC v. Green: Party · Outcome: Terminated 2015-11-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Michael Luciano Spinali judgment
District Court, C.D. California · No. 8:15-cv-01539 · Filed Sep 23, 2015 · Closed Dec 29, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Michael Luciano Spinali: Party · Outcome: Terminated 2015-12-29 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley & Co. LLC v. Couch dismissed
District Court, E.D. California · No. 1:15-cv-01291 · Filed Aug 21, 2015 · Closed Feb 7, 2017 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley & Co. LLC v. Couch: Party · Outcome: Terminated 2017-02-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
DEUTSCHE BANK NATIONAL TRUST COMPANY, AS TRUSTEE FOR MORGAN STANLEY HOME EQUITY LOAN TRUST 2005-1 MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2005-1 v. Newman judgment
District Court, E.D. Texas · No. 9:15-cv-00127 · Filed Aug 13, 2015 · Closed Aug 24, 2017 · Nature of suit: Real Property: Foreclosure · Cause: 28:1332 Diversity-Breach of Contract
Role of DEUTSCHE BANK NATIONAL TRUST COMPANY, AS TRUSTEE FOR MORGAN STANLEY HOME EQUITY LOAN TRUST 2005-1 MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2005-1 v. Newman: Party · Outcome: Terminated 2017-08-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Newland v. Morgan Stanley Private Bank, N.A. (PLR1) judgment
District Court, E.D. Tennessee · No. 3:15-cv-00309 · Filed Jul 20, 2015 · Closed Jan 23, 2019 · Nature of suit: Other Statutory Actions · Cause: 15:1692 Fair Debt Collection Act
Role of Newland v. Morgan Stanley Private Bank, N.A. (PLR1): Party · Outcome: Terminated 2019-01-23 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Kirby judgment
District Court, D. South Carolina · No. 1:15-cv-02710 · Filed Jul 8, 2015 · Closed Nov 3, 2015 · Nature of suit: Negotiable Instrument · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Kirby: Party · Outcome: Terminated 2015-11-03 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in SC (not the issuer's state)
Halley v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I Inc. Trust 2004-HE3, Mortgage Pass-Through Certificates, Series 2004-HE3 dismissed
District Court, S.D. Texas · No. 4:15-cv-01174 · Filed May 4, 2015 · Closed Nov 23, 2016 · Nature of suit: 430 Banks and Banking · Cause: 28:1331 Fed. Question
Role of Halley v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I Inc. Trust 2004-HE3, Mortgage Pass-Through Certificates, Series 2004-HE3: Party · Outcome: Terminated 2016-11-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust judgment
District Court, D. Nevada · No. 2:15-cv-00731 · Filed Apr 21, 2015 · Closed Sep 30, 2015 · Nature of suit: Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Morgan Stanley Smith Barney, LLC v. Elaine Kreda Revocable Trust: Party · Outcome: Terminated 2015-09-30 — FJC Integrated Database disposition: Other; judgment for unknown Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Facsina v. Morgan Stanley Smith Barney LLC judgment
District Court, N.D. Ohio · No. 1:15-cv-00447 · Filed Mar 9, 2015 · Closed Jul 20, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of Facsina v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2015-07-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Verble v. Morgan Stanley Smith Barney, LLC (TV3) judgment
District Court, E.D. Tennessee · No. 3:15-cv-00074 · Filed Feb 19, 2015 · Closed Dec 8, 2015 · Nature of suit: Other Statutory Actions · Cause: 31:3729 False Claims Act
Role of Verble v. Morgan Stanley Smith Barney, LLC (TV3): Party · Outcome: Terminated 2015-12-08 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in TN (not the issuer's state)
D. Stephen Sorensen v. New Koosharem Corporation dismissed
District Court, C.D. California · No. 2:15-cv-01088 · Filed Feb 13, 2015 · Closed Apr 18, 2016 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of New Koosharem Corporation: Defendant · Outcome: Terminated 2016-04-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in CA (not the issuer's state)
Mann v. Morgan Stanley Smith Barney, LLC judgment
District Court, D. Nevada · No. 2:15-cv-00217 · Filed Feb 6, 2015 · Closed Aug 10, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 28:1446 Petition for Removal
Role of Mann v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2015-08-10 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Scott Alexander Thompson judgment
District Court, C.D. California · No. 2:15-cv-00851 · Filed Feb 6, 2015 · Closed May 26, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Scott Alexander Thompson: Party · Outcome: Terminated 2015-05-26 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Janson v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley Mortgage Loan Trust 2005-11AR judgment
District Court, N.D. California · No. 3:14-cv-05639 · Filed Dec 29, 2014 · Closed Mar 18, 2015 · Nature of suit: 220 Real Property: Foreclosure · Cause: 15:1692 Fair Debt Collection Act
Role of Janson v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley Mortgage Loan Trust 2005-11AR: Party · Outcome: Terminated 2015-03-18 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Cech dismissed
District Court, D. Colorado · No. 1:14-cv-02837 · Filed Oct 17, 2014 · Closed Nov 25, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:4 Federal Arbitration Act
Role of Morgan Stanley Smith Barney, LLC v. Cech: Party · Outcome: Terminated 2015-11-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Danhauer, al v. Morgan Stanley Smith Barney LLC dismissed
District Court, N.D. Illinois · No. 1:14-cv-07938 · Filed Oct 10, 2014 · Closed Jul 8, 2015 · Nature of suit: Contract: Other · Cause: 28:1442 Petition for Removal
Role of Danhauer, al v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2015-07-08 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Ajamian v. Morgan Stanley Dean Witter, Inc. dismissed
District Court, N.D. New York · No. 1:14-cv-01204 · Filed Oct 1, 2014 · Closed Oct 30, 2014 · Nature of suit: 850 Securities/Commodities · Cause: 28:1332 - Diversity: Securities & Exchange Commiss
Role of Ajamian v. Morgan Stanley Dean Witter, Inc.: Party · Outcome: Terminated 2014-10-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley Smith Barney LLC v. Ernesto Gonzalez Madero judgment
District Court, C.D. California · No. 2:14-cv-07553 · Filed Sep 29, 2014 · Closed Sep 3, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Ernesto Gonzalez Madero: Party · Outcome: Terminated 2015-09-03 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Hua v. Wells Fargo Bank, National Association, as Trustee for Morgan Stanley ABS Capital I Inc. Trust 2006-WMC1, Mortgage Pass-Through Certificates, Series 2006-WMC1 judgment
District Court, S.D. Texas · No. 4:14-cv-02427 · Filed Aug 22, 2014 · Closed Nov 11, 2014 · Nature of suit: Real Property: Other · Cause: 28:1441 Notice of Removal
Role of Hua v. Wells Fargo Bank, National Association, as Trustee for Morgan Stanley ABS Capital I Inc. Trust 2006-WMC1, Mortgage Pass-Through Certificates, Series 2006-WMC1: Party · Outcome: Terminated 2014-11-11 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Franskousky v. Morgan Stanley Smith Barney LLC closed
District Court, M.D. Florida · No. 3:14-cv-00878 · Filed Jul 25, 2014 · Closed May 28, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 28:1441 Notice of Removal
Role of Franskousky v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2015-05-28 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Catherine Rose Sweeney judgment
District Court, C.D. California · No. 2:14-cv-04135 · Filed May 29, 2014 · Closed Oct 24, 2014 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Catherine Rose Sweeney: Party · Outcome: Terminated 2014-10-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Salamah judgment
District Court, N.D. Illinois · No. 3:14-cv-50099 · Filed May 9, 2014 · Closed Aug 28, 2015 · Nature of suit: Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney LLC v. Salamah: Party · Outcome: Terminated 2015-08-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Deutsche Bank National Trust Company v. Morgan Stanley Mortgage Capital Holdings LLC dismissed
District Court, S.D. New York · No. 1:14-cv-03020 · Filed Apr 28, 2014 · Closed Apr 4, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332oc Diversity-Other Contract
Role of Deutsche Bank National Trust Company v. Morgan Stanley Mortgage Capital Holdings LLC: Party · Outcome: Terminated 2018-04-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Sanchez v. Morgan Stanley Mortgage Loan Trust 2005-6AR dismissed
District Court, N.D. California · No. 5:14-cv-01568 · Filed Apr 4, 2014 · Closed Sep 10, 2014 · Nature of suit: 220 Real Property: Foreclosure · Cause: 15:1692 Fair Debt Collection Act
Role of Sanchez v. Morgan Stanley Mortgage Loan Trust 2005-6AR: Party · Outcome: Terminated 2014-09-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Gehrin Michael Ortiz dismissed
District Court, C.D. California · No. 2:14-cv-01675 · Filed Mar 6, 2014 · Closed Oct 28, 2014 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0009 Petition to Confirm Arbitration Award
Role of Morgan Stanley Smith Barney LLC v. Gehrin Michael Ortiz: Party · Outcome: Terminated 2014-10-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Monaco judgment
District Court, D. Colorado · No. 1:14-cv-00275 · Filed Jan 30, 2014 · Closed Oct 21, 2014 · Nature of suit: Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration
Role of Morgan Stanley Smith Barney, LLC v. Monaco: Party · Outcome: Terminated 2014-10-21 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
William Beaumont Hospital System v. Morgan Stanley & Co., LLC judgment
District Court, E.D. Michigan · No. 2:14-cv-10404 · Filed Jan 28, 2014 · Closed Jan 19, 2016 · Nature of suit: Other Fraud · Cause: 28:1332 Diversity-Breach of Fiduciary Duty
Role of William Beaumont Hospital System v. Morgan Stanley & Co., LLC: Party · Outcome: Terminated 2016-01-19 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
WATTS v. MORGAN STANLEY SMITH BARNEY, LLC dismissed
District Court, E.D. Pennsylvania · No. 2:13-cv-07369 · Filed Dec 17, 2013 · Closed May 13, 2014 · Nature of suit: Other Statutes: Securities/Commodities · Cause: 28:1332 - Diversity: Securities & Exchange Commiss
Role of WATTS v. MORGAN STANLEY SMITH BARNEY, LLC: Party · Outcome: Terminated 2014-05-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Bigbee v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley Mortgage Loan Trust 2006-NC3 dismissed
District Court, S.D. Texas · No. 4:13-cv-03573 · Filed Dec 6, 2013 · Closed Apr 2, 2014 · Nature of suit: Real Property: Other · Cause: 23:1441 Contract Real Estate
Role of Bigbee v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley Mortgage Loan Trust 2006-NC3: Party · Outcome: Terminated 2014-04-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Simmons dismissed
District Court, S.D. California · No. 3:13-cv-02814 · Filed Nov 26, 2013 · Closed Jan 2, 2014 · Nature of suit: Other Statutes: Arbitration · Cause: 09:0001 U.S. Arbitration Act
Role of Morgan Stanley Smith Barney LLC v. Simmons: Party · Outcome: Terminated 2014-01-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. O'Brien dismissed
District Court, D. Connecticut · No. 3:13-cv-01598 · Filed Oct 31, 2013 · Closed Jan 3, 2014 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Smith Barney LLC v. O'Brien: Party · Outcome: Terminated 2014-01-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CT (not the issuer's state)
Strebler v. Morgan Stanley & Co., Inc. closed
District Court, N.D. Ohio · No. 5:13-cv-02215 · Filed Oct 7, 2013 · Closed Sep 12, 2014 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Strebler v. Morgan Stanley & Co., Inc.: Party · Outcome: Terminated 2014-09-12 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
National Credit Union Administration Board v. Morgan Stanley & Co., Inc. dismissed
District Court, S.D. New York · No. 1:13-cv-06705 · Filed Sep 23, 2013 · Closed Nov 13, 2015 · Nature of suit: 850 Securities/Commodities · Cause: 15:77 Securities Fraud
Role of National Credit Union Administration Board v. Morgan Stanley & Co., Inc.: Party · Outcome: Terminated 2015-11-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley & Co., Inc. v. Hayward closed
District Court, E.D. California · No. 1:13-mc-00050 · Filed Sep 17, 2013 · Closed Sep 17, 2013 · Nature of suit: Other Statutes: Arbitration · Cause: 09:1 U.S. Arbitration Act
Role of Morgan Stanley & Co., Inc. v. Hayward: Party · Outcome: Terminated 2013-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley & Co., LLC v. Gupta judgment
District Court, S.D. New York · No. 1:13-cv-06383 · Filed Sep 10, 2013 · Closed Sep 11, 2014 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley & Co., LLC v. Gupta: Party · Outcome: Terminated 2014-09-11 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley & Co. LLC v. Trimbach judgment
District Court, D. Colorado · No. 1:13-cv-02294 · Filed Aug 26, 2013 · Closed Sep 25, 2014 · Nature of suit: Other Statutes: Arbitration · Cause: 9:9 Motion to Confirm Arbitration
Role of Morgan Stanley & Co. LLC v. Trimbach: Party · Outcome: Terminated 2014-09-25 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
National Credit Union Administration Board v. Morgan Stanley & Co. Incorporated dismissed
District Court, D. Kansas · No. 2:13-cv-02418 · Filed Aug 16, 2013 · Closed Feb 18, 2016 · Nature of suit: Securities/Commodities · Cause: 15:77 Securities Fraud
Role of National Credit Union Administration Board v. Morgan Stanley & Co. Incorporated: Party · Outcome: Terminated 2016-02-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in KS (not the issuer's state)
CMFG Life Insurance Company v. Morgan Stanley & Co., LLC dismissed
District Court, W.D. Wisconsin · No. 3:13-cv-00577 · Filed Aug 15, 2013 · Closed Oct 3, 2017 · Nature of suit: Contract: Other · Cause: 28:1332 - Diversity: Securities Fraud
Role of CMFG Life Insurance Company v. Morgan Stanley & Co., LLC: Party · Outcome: Terminated 2017-10-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in WI (not the issuer's state)
CASTOR v. MORGAN STANLEY SMITH BARNEY LLC judgment
District Court, D. New Jersey · No. 2:13-cv-04928 · Filed Aug 15, 2013 · Closed Feb 28, 2017 · Nature of suit: Truth in Lending · Cause: 15:1601 Truth in Lending
Role of CASTOR v. MORGAN STANLEY SMITH BARNEY LLC: Party · Outcome: Terminated 2017-02-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Gudeman v. Morgan Stanley Private Bank, N.A. dismissed
District Court, E.D. Michigan · No. 2:13-cv-13341 · Filed Aug 5, 2013 · Closed Jun 30, 2015 · Nature of suit: Real Property: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Gudeman v. Morgan Stanley Private Bank, N.A.: Party · Outcome: Terminated 2015-06-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Lowinger v. Morgan Stanley & Co. LLC judgment
District Court, S.D. New York · No. 1:13-cv-04016 · Filed Jun 12, 2013 · Closed May 5, 2014 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Lowinger v. Morgan Stanley & Co. LLC: Party · Outcome: Terminated 2014-05-05 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Belz v. Morgan Stanley Smith Barney, LLC judgment
District Court, M.D. Florida · No. 3:13-cv-00636 · Filed Jun 5, 2013 · Closed Mar 6, 2014 · Nature of suit: 850 Securities/Commodities · Cause: 28:1441 - Notice of Removal: SEC Act
Role of Belz v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2014-03-06 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Offshore Exploration and Production, LLC v. Morgan Stanley Private Bank, N.A. judgment
District Court, S.D. New York · No. 1:13-cv-03537 · Filed May 24, 2013 · Closed Dec 26, 2013 · Nature of suit: Contract: Other · Cause: 28:2201 Constitutionality of State Statute(s)
Role of Offshore Exploration and Production, LLC v. Morgan Stanley Private Bank, N.A.: Party · Outcome: Terminated 2013-12-26 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley Smith Barney, LLC v. Armon dismissed
District Court, D. Idaho · No. 2:13-cv-00234 · Filed May 17, 2013 · Closed Sep 27, 2013 · Nature of suit: Contract: Other · Cause: 29:1109 Breach of Fiduciary Duties
Role of Morgan Stanley Smith Barney, LLC v. Armon: Party · Outcome: Terminated 2013-09-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in ID (not the issuer's state)
Eastman v. Morgan Stanley Smith Barney, LLC closed
District Court, M.D. Florida · No. 2:13-cv-00357 · Filed May 9, 2013 · Closed Oct 10, 2013 · Nature of suit: Contract: Other · Cause: 09:0009 Motion to confirm arbitration award
Role of Eastman v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2013-10-10 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Gleason v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I Inc., Trust 2006-HE3 judgment
District Court, D. Minnesota · No. 0:13-cv-00704 · Filed Mar 27, 2013 · Closed Jul 26, 2013 · Nature of suit: Real Property: Foreclosure · Cause: 28:1444 Petition for Removal- Foreclosure
Role of Gleason v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I Inc., Trust 2006-HE3: Party · Outcome: Terminated 2013-07-26 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for both plaintiff and defendant Docket on CourtListener ↗
company name words appear in the caption; court in MN (not the issuer's state)
BCR Safeguard Holding, L.L.C. v. Morgan Stanley Real Estate Advisor, Inc. judgment
District Court, E.D. Louisiana · No. 2:13-cv-00066 · Filed Jan 11, 2013 · Closed Sep 4, 2014 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act
Role of BCR Safeguard Holding, L.L.C. v. Morgan Stanley Real Estate Advisor, Inc.: Party · Outcome: Terminated 2014-09-04 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in LA (not the issuer's state)
Smith v. Deutsche Bank National Trust Company as Trustee Under Pooling Agreement dated May 1, 2006 Morgan Stanley ABS Capital I Inc., Trust 2006 HE3 closed
District Court, E.D. California · No. 1:12-cv-01795 · Filed Nov 1, 2012 · Closed Aug 27, 2013 · Nature of suit: Real Property: Foreclosure · Cause: 28:1331 Fed. Question
Role of Smith v. Deutsche Bank National Trust Company as Trustee Under Pooling Agreement dated May 1, 2006 Morgan Stanley ABS Capital I Inc., Trust 2006 HE3: Party · Outcome: Terminated 2013-08-27 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Bruck v. Morgan Stanley Smith Barney, LLC dismissed
District Court, D. Massachusetts · No. 1:12-cv-12005 · Filed Oct 26, 2012 · Closed Jul 29, 2015 · Nature of suit: Securities/Commodities · Cause: 28:1331 Fed. Question: Securities Violation
Role of Bruck v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2015-07-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Yeota Christie v. Morgan Stanley Mortgage Capital Holdings LLC dismissed
District Court, C.D. California · No. 8:12-cv-01584 · Filed Sep 20, 2012 · Closed Jan 11, 2013 · Nature of suit: 890 Other Statutory Actions · Cause: 28:2201 Injunction
Role of Yeota Christie v. Morgan Stanley Mortgage Capital Holdings LLC: Party · Outcome: Terminated 2013-01-11 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Kolokoff closed
District Court, S.D. Florida · No. 1:12-cv-23139 · Filed Aug 29, 2012 · Closed Nov 20, 2012 · Nature of suit: Contract: Other · Cause: 09:0001 U.S. Arbitration Act
Role of Morgan Stanley Smith Barney LLC v. Kolokoff: Party · Outcome: Terminated 2012-11-20 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley & Co., Inc. v. Hayward judgment
District Court, D. Colorado · No. 1:12-cv-01861 · Filed Jul 18, 2012 · Closed Jan 11, 2013 · Nature of suit: Other Statutes: Arbitration · Cause: 09:4 Federal Arbitration Act
Role of Morgan Stanley & Co., Inc. v. Hayward: Party · Outcome: Terminated 2013-01-11 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
The Sunrise Trust v. Morgan Stanley & Co., Inc. dismissed
District Court, D. Nevada · No. 2:12-cv-00944 · Filed Jun 5, 2012 · Closed Oct 16, 2012 · Nature of suit: Other Statutory Actions · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of The Sunrise Trust v. Morgan Stanley & Co., Inc.: Party · Outcome: Terminated 2012-10-16 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Corneck v. Morgan Stanley & Co. LLC judgment
District Court, S.D. New York · No. 1:12-cv-04215 · Filed May 25, 2012 · Closed Nov 26, 2018 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Corneck v. Morgan Stanley & Co. LLC: Party · Outcome: Terminated 2018-11-26 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley Smith Barney LLC v. Nash dismissed
District Court, S.D. New York · No. 1:12-cv-04106 · Filed May 23, 2012 · Closed Jun 12, 2012 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Nash: Party · Outcome: Terminated 2012-06-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Masterman v. Deutsche Bank National Trust Company, as trustee for the registered holders of Morgan Stanley ABS Capital I Inc. Trust 2007-NC3 Mortgage Pass-Through Certificates, Series 2007-NC3 judgment
District Court, D. Nevada · No. 3:12-cv-00268 · Filed May 21, 2012 · Closed Nov 27, 2012 · Nature of suit: Real Property: Other · Cause: 28:1441 Petition for Removal
Role of Masterman v. Deutsche Bank National Trust Company, as trustee for the registered holders of Morgan Stanley ABS Capital I Inc. Trust 2007-NC3 Mortgage Pass-Through Certificates, Series 2007-NC3: Party · Outcome: Terminated 2012-11-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Brinson v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital Inc. Trust 2006-HEA dismissed
District Court, M.D. Florida · No. 3:12-cv-00511 · Filed May 1, 2012 · Closed Mar 8, 2013 · Nature of suit: 370 Other fraud
Role of Brinson v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital Inc. Trust 2006-HEA: Party · Outcome: Terminated 2013-03-08 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Allegiance Credit Union dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00111 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. Allegiance Credit Union: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. BancFirst dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00110 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. BancFirst: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Citizens Bank of Ada dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00109 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. Citizens Bank of Ada: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. First United Bank and Trust Company National Association dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00108 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-Account Receivable
Role of Morgan Stanley Smith Barney, LLC v. First United Bank and Trust Company National Association: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Vision Bank dismissed
District Court, E.D. Oklahoma · No. 6:12-cv-00107 · Filed Mar 9, 2012 · Closed Apr 24, 2013 · Nature of suit: Negotiable Instrument · Cause: 28:1332 Diversity-(Citizenship)
Role of Morgan Stanley Smith Barney, LLC v. Vision Bank: Party · Outcome: Terminated 2013-04-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OK (not the issuer's state)
Morgan Stanley Capital Group Inc. v. Swift Refining Company LLC judgment
District Court, S.D. New York · No. 1:12-cv-00112 · Filed Jan 6, 2012 · Closed Feb 8, 2013 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Capital Group Inc. v. Swift Refining Company LLC: Party · Outcome: Terminated 2013-02-08 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Vangsness v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley Home Equity Loan Trust 2007-1 judgment
District Court, N.D. Illinois · No. 3:12-cv-50003 · Filed Jan 3, 2012 · Closed Sep 25, 2015 · Nature of suit: Consumer Credit · Cause: 28:1331(a) Fed. Question: Real Property
Role of Vangsness v. Deutsche Bank National Trust Company, as Trustee for Morgan Stanley Home Equity Loan Trust 2007-1: Party · Outcome: Terminated 2015-09-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley International Incorporated v. Rei Umekubo dismissed
District Court, C.D. California · No. 2:11-cv-10321 · Filed Dec 14, 2011 · Closed Feb 19, 2013 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley International Incorporated v. Rei Umekubo: Party · Outcome: Terminated 2013-02-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Federal Deposit Insurance Corporation v. Morgan Stanley & Company LLC closed
District Court, S.D. Texas · No. 4:11-cv-04184 · Filed Dec 2, 2011 · Closed Feb 8, 2012 · Nature of suit: Securities/Commodities · Cause: 28:1441 - Petition for Removal: Securities Fraud
Role of Federal Deposit Insurance Corporation v. Morgan Stanley & Company LLC: Party · Outcome: Terminated 2012-02-08 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Federal Deposit Insurance Corporation v. Morgan Stanley & Company LLC DO NOT DOCKET. CASE HAS BEEN REMANDED closed
District Court, S.D. Texas · No. 4:11-cv-04187 · Filed Dec 2, 2011 · Closed Feb 7, 2012 · Nature of suit: Securities/Commodities · Cause: 28:1441 - Petition for Removal: Securities Fraud
Role of Federal Deposit Insurance Corporation v. Morgan Stanley & Company LLC DO NOT DOCKET. CASE HAS BEEN REMANDED: Party · Outcome: Terminated 2012-02-07 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Miller Investment Trust v. Morgan Stanley & Co. Incorporated judgment
District Court, D. Massachusetts · No. 1:11-cv-12126 · Filed Dec 1, 2011 · Closed May 30, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Miller Investment Trust v. Morgan Stanley & Co. Incorporated: Party · Outcome: Terminated 2018-05-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Foley v. Morgan Stanley Smith Barney, LLC judgment
District Court, S.D. Florida · No. 0:11-cv-62476 · Filed Nov 18, 2011 · Closed Mar 12, 2013 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1441 Notice of Removal
Role of Foley v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2013-03-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Austin Park v. Morgan Stanley and Co Inc dismissed
District Court, C.D. California · No. 2:11-cv-09466 · Filed Nov 15, 2011 · Closed Mar 5, 2012 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Austin Park v. Morgan Stanley and Co Inc: Party · Outcome: Terminated 2012-03-05 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Federal Housing Finance Agency as Conservator For The Federal National Mortgage Association and The Federal Home Loan Mortgage Corporation v. Morgan Stanley dismissed
District Court, S.D. New York · No. 1:11-cv-06739 · Filed Sep 26, 2011 · Closed Feb 14, 2014 · Nature of suit: 850 Securities/Commodities · Cause: 28:1441nr Notice of Removal
Role of Federal Housing Finance Agency as Conservator For The Federal National Mortgage Association and The Federal Home Loan Mortgage Corporation v. Morgan Stanley: Party · Outcome: Terminated 2014-02-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Western and Southern Life Insurance Company v. Morgan Stanley Mortgage Capital, Inc. closed
District Court, S.D. Ohio · No. 1:11-cv-00576 · Filed Aug 22, 2011 · Closed Dec 20, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 28:1441 - Petition for Removal: SEC Act
Role of Western and Southern Life Insurance Company v. Morgan Stanley Mortgage Capital, Inc.: Party · Outcome: Terminated 2011-12-20 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Lehmann closed
District Court, N.D. California · No. 4:11-cv-02975 · Filed Jun 16, 2011 · Closed Oct 13, 2011 · Nature of suit: 190 Contract: Other · Cause: 9:9 Motion to Confirm Arbitration Loan
Role of Morgan Stanley Smith Barney, LLC v. Lehmann: Party · Outcome: Terminated 2011-10-13 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Smith Barney LLC v. Stuart closed
District Court, D. Arizona · No. 2:11-cv-01183 · Filed Jun 15, 2011 · Closed Jun 17, 2011 · Nature of suit: Contract: Other · Cause: 28:1441 Petition For Removal--Other Contract
Role of Morgan Stanley Smith Barney LLC v. Stuart: Party · Outcome: Terminated 2011-06-17 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in AZ (not the issuer's state)
Cromwell v. Deutsche Bank National Trust Company as Trustee For Morgan Stanley Capital I Inc. Trust 2006 NC2 judgment
District Court, N.D. California · No. 4:11-cv-02693 · Filed Jun 3, 2011 · Closed Jan 25, 2012 · Nature of suit: 220 Real Property: Foreclosure · Cause: 28:1331 Fed. Question
Role of Cromwell v. Deutsche Bank National Trust Company as Trustee For Morgan Stanley Capital I Inc. Trust 2006 NC2: Party · Outcome: Terminated 2012-01-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Cambridge Place Investment Management Inc. v. Morgan Stanley & Co. Inc. closed
District Court, D. Massachusetts · No. 1:11-cv-10992 · Filed Jun 3, 2011 · Closed Sep 14, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 28:1446 Notice of Removal
Role of Cambridge Place Investment Management Inc. v. Morgan Stanley & Co. Inc.: Party · Outcome: Terminated 2011-09-14 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Seniors Civil Liberties Association, Inc. v. Morgan Stanley Smith Barney, LLC dismissed
District Court, M.D. Florida · No. 8:11-cv-00745 · Filed Apr 7, 2011 · Closed Jul 24, 2012 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Seniors Civil Liberties Association, Inc. v. Morgan Stanley Smith Barney, LLC: Party · Outcome: Terminated 2012-07-24 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Munger v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital I Inc., Trust 2004-HE-6 Mortgage dismissed
District Court, N.D. Ohio · No. 1:11-cv-00585 · Filed Mar 22, 2011 · Closed Dec 12, 2011 · Nature of suit: Consumer Credit · Cause: 15:1601 Truth in Lending
Role of Munger v. Deutsche Bank National Trust Company as Trustee for Morgan Stanley ABS Capital I Inc., Trust 2004-HE-6 Mortgage: Party · Outcome: Terminated 2011-12-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
ODOM v. MORGAN STANLEY SMITH BARNEY LLC dismissed
District Court, N.D. Florida · No. 3:11-cv-00075 · Filed Feb 16, 2011 · Closed Nov 26, 2014 · Nature of suit: 850 Securities/Commodities · Cause: 15:77 Securities Fraud
Role of ODOM v. MORGAN STANLEY SMITH BARNEY LLC: Party · Outcome: Terminated 2014-11-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
The Bank Of New York Mellon Trust Company, National Association, Trustee For The Registered Certificate Holders Of Morgan Stanley Capital I Inc. v. Morgan Stanley Mortgage Capital, Inc. dismissed
District Court, S.D. New York · No. 1:11-cv-00505 · Filed Jan 25, 2011 · Closed Mar 17, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of The Bank Of New York Mellon Trust Company, National Association, Trustee For The Registered Certificate Holders Of Morgan Stanley Capital I Inc. v. Morgan Stanley Mortgage Capital, Inc.: Party · Outcome: Terminated 2017-03-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Fernando Martinez Sierra v. Ocwen Loan Servicing, LLC, as Servicing Agent for Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I, Inc., Trust 2007-NC2 dismissed
District Court, S.D. Texas · No. 4:10-cv-04984 · Filed Dec 14, 2010 · Closed Mar 30, 2012 · Nature of suit: Real Property: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Fernando Martinez Sierra v. Ocwen Loan Servicing, LLC, as Servicing Agent for Deutsche Bank National Trust Company, as Trustee for Morgan Stanley ABS Capital I, Inc., Trust 2007-NC2: Party · Outcome: Terminated 2012-03-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Weinman v. Morgan Stanley Senior Funding, Inc. dismissed
District Court, D. Colorado · No. 1:10-cv-02933 · Filed Dec 3, 2010 · Closed Mar 9, 2011 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Weinman v. Morgan Stanley Senior Funding, Inc.: Party · Outcome: Terminated 2011-03-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Weisfelner v. Morgan Stanley & Co., Incorporated closed
District Court, S.D. New York · No. 1:10-cv-08827 · Filed Nov 22, 2010 · Closed Nov 22, 2010 · Nature of suit: 370 Other Fraud · Cause: 28:1441nr Notice of Removal
Role of Weisfelner v. Morgan Stanley & Co., Incorporated: Party · Outcome: Terminated 2010-11-22 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Taser International, Inc. v. Morgan Stanley & Co., Inc. dismissed
District Court, N.D. Georgia · No. 1:10-cv-03108 · Filed Sep 28, 2010 · Closed Jul 27, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Taser International, Inc. v. Morgan Stanley & Co., Inc.: Party · Outcome: Terminated 2011-07-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Morgan Stanley Smith Barney, LLC v. Erwin dismissed
District Court, D. Oregon · No. 3:10-cv-01163 · Filed Sep 24, 2010 · Closed Oct 11, 2011 · Nature of suit: Contract: Other Contract Actions · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney, LLC v. Erwin: Party · Outcome: Terminated 2011-10-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
Holly Hanson v. Morgan Stanley Smith Barney LLC judgment
District Court, C.D. California · No. 2:10-cv-06945 · Filed Sep 17, 2010 · Closed May 25, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 28:1441 Notice of Removal - Injunctive/Declaratory Relief
Role of Holly Hanson v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2011-05-25 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Bank of America, N.A. v. Morgan Stanley & Co. Inc. judgment
District Court, S.D. New York · No. 1:10-cv-06322 · Filed Aug 23, 2010 · Closed Jun 27, 2011 · Nature of suit: Other Statutory Actions · Cause: 28:1335 Interpleader Action
Role of Bank of America, N.A. v. Morgan Stanley & Co. Inc.: Party · Outcome: Terminated 2011-06-27 — FJC Integrated Database disposition: Other; judgment for unknown Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Cambridge Place Investment Management Inc. v. Morgan Stanley & Co., Inc. closed
District Court, D. Massachusetts · No. 1:10-cv-11376 · Filed Aug 13, 2010 · Closed Aug 22, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 28:1441 Notice of Removal
Role of Cambridge Place Investment Management Inc. v. Morgan Stanley & Co., Inc.: Party · Outcome: Terminated 2011-08-22 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Morgan Stanley & Co. Incorporated v. Seghers dismissed
District Court, S.D. New York · No. 1:10-cv-05378 · Filed Jul 14, 2010 · Closed Jan 19, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 28:2201 Injunction
Role of Morgan Stanley & Co. Incorporated v. Seghers: Party · Outcome: Terminated 2011-01-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Deutsche Bank National Trust Company, as Trustee for the Registered Holder of Morgan Stanley Home Equity Loan Trust 2007-2 Mortgage pass through Certificates, Series 2007-2 v. Louis judgment
District Court, N.D. Illinois · No. 1:10-cv-04189 · Filed Jul 7, 2010 · Closed Mar 30, 2011 · Nature of suit: Real Property: Foreclosure · Cause: 28:1332 Diversity-Mortgage Foreclosure
Role of Deutsche Bank National Trust Company, as Trustee for the Registered Holder of Morgan Stanley Home Equity Loan Trust 2007-2 Mortgage pass through Certificates, Series 2007-2 v. Louis: Party · Outcome: Terminated 2011-03-30 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Deutsche Bank National Trust Company as Trustee for the register holders of Morgan Stanley ABS Capital I Inc. Trust 2007-NC4 Mortgage Pass through certificates, Series 2007-NC4 v. Howard judgment
District Court, N.D. Illinois · No. 1:10-cv-03923 · Filed Jun 24, 2010 · Closed Dec 23, 2010 · Nature of suit: 220 Real Property: Foreclosure · Cause: 28:1332 Diversity-Mortgage Foreclosure
Role of Deutsche Bank National Trust Company as Trustee for the register holders of Morgan Stanley ABS Capital I Inc. Trust 2007-NC4 Mortgage Pass through certificates, Series 2007-NC4 v. Howard: Party · Outcome: Terminated 2010-12-23 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
U.S. Bank N.A., in its capacity as Trustee for Morgan Stanley Dean Witter Capital I Inc. Trust 2001-NC4 v. Erakovich judgment
District Court, N.D. Illinois · No. 1:10-cv-03843 · Filed Jun 21, 2010 · Closed Aug 31, 2011 · Nature of suit: Real Property: Foreclosure · Cause: 28:1332 Diversity-Mortgage Foreclosure
Role of U.S. Bank N.A., in its capacity as Trustee for Morgan Stanley Dean Witter Capital I Inc. Trust 2001-NC4 v. Erakovich: Party · Outcome: Terminated 2011-08-31 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Northwest Community Healthcare v. Morgan Stanley Investment Management, Inc. dismissed
District Court, N.D. Illinois · No. 1:10-cv-03723 · Filed Jun 16, 2010 · Closed Aug 19, 2010 · Nature of suit: 850 Securities/Commodities · Cause: 12:22 Securities Fraud
Role of Northwest Community Healthcare v. Morgan Stanley Investment Management, Inc.: Party · Outcome: Terminated 2010-08-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Donoghue v. Morgan Stanley High Yield Fund judgment
District Court, S.D. New York · No. 1:10-cv-03131 · Filed Apr 13, 2010 · Closed Mar 31, 2011 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Donoghue v. Morgan Stanley High Yield Fund: Party · Outcome: Terminated 2011-03-31 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley Smith Barney LLC v. Whitehead dismissed
District Court, S.D. New York · No. 1:10-cv-02830 · Filed Mar 31, 2010 · Closed Apr 15, 2010 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley Smith Barney LLC v. Whitehead: Party · Outcome: Terminated 2010-04-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
National Consumer Cooperative Bank v. Morgan Stanley & Co., Incorporated dismissed
District Court, M.D. Pennsylvania · No. 3:10-cv-00434 · Filed Feb 25, 2010 · Closed Jul 7, 2011 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of National Consumer Cooperative Bank v. Morgan Stanley & Co., Incorporated: Party · Outcome: Terminated 2011-07-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Auxter v. Morgan Stanley Smith Barney LLC dismissed
District Court, N.D. Ohio · No. 1:10-cv-00228 · Filed Feb 2, 2010 · Closed Apr 6, 2010 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Petition for Removal
Role of Auxter v. Morgan Stanley Smith Barney LLC: Party · Outcome: Terminated 2010-04-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in OH (not the issuer's state)
Employees' Retirement System of the Government of the Virgin Islands v. Morgan Stanley & Co. Incorporated dismissed
District Court, S.D. New York · No. 1:09-cv-10532 · Filed Dec 24, 2009 · Closed Nov 3, 2011 · Nature of suit: 370 Other Fraud · Cause: 28:1332fr Diversity-Fraud
Role of Employees' Retirement System of the Government of the Virgin Islands v. Morgan Stanley & Co. Incorporated: Party · Outcome: Terminated 2011-11-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Citibank, N.A. v. Morgan Stanley & Co. International, PLC judgment
District Court, S.D. New York · No. 1:09-cv-08197 · Filed Sep 25, 2009 · Closed May 27, 2011 · Nature of suit: 190 Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of Citibank, N.A. v. Morgan Stanley & Co. International, PLC: Party · Outcome: Terminated 2011-05-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Ashland Inc. v. Morgan Stanley & Co., Inc. judgment
District Court, S.D. New York · No. 1:09-cv-05415 · Filed Jun 11, 2009 · Closed Mar 31, 2010 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Ashland Inc. v. Morgan Stanley & Co., Inc.: Party · Outcome: Terminated 2010-03-31 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Ball v. Morgan Stanley & Co., Inc. dismissed
District Court, S.D. Illinois · No. 3:09-cv-00406 · Filed May 28, 2009 · Closed Jun 17, 2009 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Ball v. Morgan Stanley & Co., Inc.: Party · Outcome: Terminated 2009-06-17 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
IP OF A WEST 86TH STREET 2, LLC v. MORGAN STANLEY MORTGAGE CAPITAL HOLDINGS, LLC judgment
District Court, S.D. Indiana · No. 1:09-cv-00573 · Filed May 7, 2009 · Closed Jul 21, 2011 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of IP OF A WEST 86TH STREET 2, LLC v. MORGAN STANLEY MORTGAGE CAPITAL HOLDINGS, LLC: Party · Outcome: Terminated 2011-07-21 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in IN (not the issuer's state)
West Virginia Investment Management Board v. Morgan Stanley Capital I Inc. judgment
District Court, S.D. New York · No. 1:09-cv-04414 · Filed May 7, 2009 · Closed Dec 19, 2014 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of West Virginia Investment Management Board v. Morgan Stanley Capital I Inc.: Party · Outcome: Terminated 2014-12-19 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
In re Morgan Stanley Mortgage Pass-Through Certificates Litigation judgment
District Court, S.D. New York · No. 1:09-cv-02137 · Filed Mar 9, 2009 · Closed Dec 19, 2014 · Nature of suit: 850 Securities/Commodities · Cause: 15:77 Securities Fraud
Role of In re Morgan Stanley Mortgage Pass-Through Certificates Litigation: Party · Outcome: Terminated 2014-12-19 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley & Co., Inc. v. Shriners Hospitals for Children judgment
District Court, D. Nevada · No. 2:09-cv-00398 · Filed Feb 27, 2009 · Closed Mar 29, 2012 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Interpleader Action
Role of Morgan Stanley & Co., Inc. v. Shriners Hospitals for Children: Party · Outcome: Terminated 2012-03-29 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Vargas v. Morgan Stanley ABS Capital, I Inc. dismissed
District Court, N.D. California · No. 5:09-cv-00748 · Filed Feb 19, 2009 · Closed Mar 16, 2009 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Petition for Removal
Role of Vargas v. Morgan Stanley ABS Capital, I Inc.: Party · Outcome: Terminated 2009-03-16 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Capital Group, Inc. v. Trafigura AG judgment
District Court, S.D. New York · No. 1:09-cv-01073 · Filed Feb 6, 2009 · Closed Jun 15, 2010 · Nature of suit: Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of Morgan Stanley Capital Group, Inc. v. Trafigura AG: Party · Outcome: Terminated 2010-06-15 — FJC Integrated Database disposition: Judgment on court trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Appert v. Morgan Stanley Dean Witter Incorporated dismissed
District Court, N.D. Illinois · No. 1:08-cv-07130 · Filed Dec 12, 2008 · Closed Nov 10, 2009 · Nature of suit: Contract: Other · Cause: 28:1446 Petition for Removal
Role of Appert v. Morgan Stanley Dean Witter Incorporated: Party · Outcome: Terminated 2009-11-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley & Co., Inc. v. Solomon dismissed
District Court, S.D. Florida · No. 9:08-cv-81330 · Filed Nov 7, 2008 · Closed Jul 22, 2011 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1332 Diversity
Role of Morgan Stanley & Co., Inc. v. Solomon: Party · Outcome: Terminated 2011-07-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley & Co. Inc. v. Choy judgment
District Court, D. Hawaii · No. 1:08-cv-00467 · Filed Oct 20, 2008 · Closed Feb 10, 2009 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley & Co. Inc. v. Choy: Party · Outcome: Terminated 2009-02-10 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in HI (not the issuer's state)
IN RE MORGAN STANLEY & CO. INC. AUCTION RATE SECURITIES DERIVATIVE LITIGATION judgment
District Court, S.D. New York · No. 1:08-cv-07587 · Filed Aug 27, 2008 · Closed Apr 24, 2012 · Nature of suit: 160 Stockholders Suits · Cause: 28:1331 Fed. Question: Other
Role of IN RE MORGAN STANLEY & CO. INC. AUCTION RATE SECURITIES DERIVATIVE LITIGATION: Party · Outcome: Terminated 2012-04-24 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Abu Dhabi Commercial Bank v. Morgan Stanley & Co. Incorporated dismissed
District Court, S.D. New York · No. 1:08-cv-07508 · Filed Aug 25, 2008 · Closed Apr 26, 2013 · Nature of suit: 190 Contract: Other · Cause: 28:1332lm Diversity - Legal Malpractice
Role of Abu Dhabi Commercial Bank v. Morgan Stanley & Co. Incorporated: Party · Outcome: Terminated 2013-04-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Millas v. Morgan Stanley & Co., Inc. dismissed
District Court, S.D. Illinois · No. 3:08-cv-00573 · Filed Aug 11, 2008 · Closed Dec 14, 2010 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Millas v. Morgan Stanley & Co., Inc.: Party · Outcome: Terminated 2010-12-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Bopardikar v. Morgan Stanley & Co., Incorporated judgment
District Court, D. Colorado · No. 1:08-cv-01136 · Filed May 29, 2008 · Closed Jul 28, 2008 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Bopardikar v. Morgan Stanley & Co., Incorporated: Party · Outcome: Terminated 2008-07-28 — FJC Integrated Database disposition: Judgment on court trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Shaheen v. Morgan Stanley & CO. Incorporated dismissed
District Court, S.D. New York · No. 1:08-cv-04264 · Filed May 8, 2008 · Closed Apr 30, 2009 · Nature of suit: 190 Other contract actions
Role of Shaheen v. Morgan Stanley & CO. Incorporated: Party · Outcome: Terminated 2009-04-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
See More Light Investments v. Morgan Stanley DW Inc. judgment
District Court, D. Arizona · No. 2:08-cv-00580 · Filed Mar 26, 2008 · Closed May 2, 2011 · Nature of suit: Other Statutes: Other Statutory Actions · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of See More Light Investments v. Morgan Stanley DW Inc.: Party · Outcome: Terminated 2011-05-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in AZ (not the issuer's state)
Miller v. Morgan Stanley & CO. Incorporated dismissed
District Court, S.D. New York · No. 1:08-cv-03012 · Filed Mar 25, 2008 · Closed Mar 2, 2009 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Miller v. Morgan Stanley & CO. Incorporated: Party · Outcome: Terminated 2009-03-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley & Co Incorporated v. Horath dismissed
District Court, N.D. California · No. 5:08-cv-01209 · Filed Feb 28, 2008 · Closed Apr 16, 2008 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley & Co Incorporated v. Horath: Party · Outcome: Terminated 2008-04-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Oswell v. Morgan Stanley Dean Witte & Co, Inc. dismissed
District Court, D. Nevada · No. 3:08-cv-00063 · Filed Jan 31, 2008 · Closed Sep 26, 2008 · Nature of suit: 890 Other Statutory Actions
Role of Oswell v. Morgan Stanley Dean Witte & Co, Inc.: Party · Outcome: Terminated 2008-09-26 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
Morgan Stanley Mortgage Capital Holdings LLC v. Amerimortgage Bankers LLC dismissed
District Court, S.D. Florida · No. 1:07-cv-22378 · Filed Sep 11, 2007 · Closed Jan 2, 2009 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity
Role of Morgan Stanley Mortgage Capital Holdings LLC v. Amerimortgage Bankers LLC: Party · Outcome: Terminated 2009-01-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley & Co. Incorporated v. Kownacki judgment
District Court, S.D. New York · No. 1:07-cv-07836 · Filed Sep 5, 2007 · Closed Apr 7, 2008 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley & Co. Incorporated v. Kownacki: Party · Outcome: Terminated 2008-04-07 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Kownacki v. Morgan Stanley DW Inc. judgment
District Court, S.D. New York · No. 1:07-cv-07817 · Filed Sep 4, 2007 · Closed Apr 7, 2008 · Nature of suit: 890 Other Statutory Actions · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of Kownacki v. Morgan Stanley DW Inc.: Party · Outcome: Terminated 2008-04-07 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley Mortgage Capital Holdings LLC v. Realty Mortgage Corporation closed
District Court, S.D. Mississippi · No. 3:07-cv-00507 · Filed Aug 27, 2007 · Closed Apr 20, 2010 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Mortgage Capital Holdings LLC v. Realty Mortgage Corporation: Party · Outcome: Terminated 2010-04-20 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in MS (not the issuer's state)
Decret v. Morgan Stanley & Co Incorporated dismissed
District Court, N.D. California · No. 3:07-cv-02598 · Filed May 18, 2007 · Closed Dec 8, 2008 · Nature of suit: Contract: Other · Cause: 28:1441 Petition For Removal--Other Contract
Role of Decret v. Morgan Stanley & Co Incorporated: Party · Outcome: Terminated 2008-12-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Fisher Investments, Inc. v. Morgan Stanley DW, Inc. dismissed
District Court, N.D. California · No. 3:07-cv-02547 · Filed May 14, 2007 · Closed Apr 28, 2008 · Nature of suit: Other Statutory Actions · Cause: 28:1441 Petition for Removal
Role of Fisher Investments, Inc. v. Morgan Stanley DW, Inc.: Party · Outcome: Terminated 2008-04-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley Mortgage Capital, Inc. v. Hamilton Mortgage Company dismissed
District Court, D. Arizona · No. 2:07-cv-00868 · Filed Apr 25, 2007 · Closed Jun 25, 2009 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley Mortgage Capital, Inc. v. Hamilton Mortgage Company: Party · Outcome: Terminated 2009-06-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in AZ (not the issuer's state)
Morgan Stanley DW, Inc. v. Planck dismissed
District Court, S.D. Florida · No. 9:07-cv-80049 · Filed Jan 18, 2007 · Closed Feb 6, 2007 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley DW, Inc. v. Planck: Party · Outcome: Terminated 2007-02-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
RESORTS INTERNATIONAL HOTEL, INC. v. MORGAN STANLEY dismissed
District Court, D. New Jersey · No. 1:07-cv-00105 · Filed Jan 4, 2007 · Closed Dec 10, 2007 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Fiduciary Duty
Role of RESORTS INTERNATIONAL HOTEL, INC. v. MORGAN STANLEY: Party · Outcome: Terminated 2007-12-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
OSWELL v. MORGAN STANLEY DEAN WITTER & CO., INC dismissed
District Court, D. New Jersey · No. 1:06-cv-05814 · Filed Dec 4, 2006 · Closed Mar 11, 2008 · Nature of suit: Contract: Other · Cause: 28:1441 Notice of Removal- Breach of Contract
Role of OSWELL v. MORGAN STANLEY DEAN WITTER & CO., INC: Party · Outcome: Terminated 2008-03-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Lohn v. Morgan Stanley DW Inc dismissed
District Court, S.D. Texas · No. 4:06-cv-03690 · Filed Nov 21, 2006 · Closed Sep 2, 2009 · Nature of suit: P.I.: Other · Cause: 28:1332 Diversity-(Citizenship)
Role of Lohn v. Morgan Stanley DW Inc: Party · Outcome: Terminated 2009-09-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in TX (not the issuer's state)
Broom v. Morgan Stanley DW Incorporated closed
District Court, W.D. Washington · No. 2:06-cv-01572 · Filed Oct 31, 2006 · Closed Dec 8, 2006 · Nature of suit: Other Statutory Actions · Cause: 28:1441 Petition for Removal
Role of Broom v. Morgan Stanley DW Incorporated: Party · Outcome: Terminated 2006-12-08 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
Kroneberger v. Morgan Stanley DW, Inc. judgment
District Court, D. Colorado · No. 1:06-cv-02154 · Filed Oct 26, 2006 · Closed Dec 5, 2006 · Nature of suit: Other Statutory Actions · Cause: 09:0010 Petition to Vacate Arbitration Award
Role of Kroneberger v. Morgan Stanley DW, Inc.: Party · Outcome: Terminated 2006-12-05 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley DW Inc. v. St. Croix dismissed
District Court, M.D. Florida · No. 8:06-cv-01951 · Filed Oct 23, 2006 · Closed Dec 1, 2006 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley DW Inc. v. St. Croix: Party · Outcome: Terminated 2006-12-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW, Incorporated v. Grobbel dismissed
District Court, E.D. Michigan · No. 2:06-cv-14050 · Filed Sep 14, 2006 · Closed Sep 20, 2006 · Nature of suit: Contract: Other · Cause: No cause code entered
Role of Morgan Stanley DW, Incorporated v. Grobbel: Party · Outcome: Terminated 2006-09-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MI (not the issuer's state)
Jones v. Morgan Stanley Credit Corporation dismissed
District Court, E.D. Missouri · No. 4:06-cv-01323 · Filed Sep 1, 2006 · Closed Jul 24, 2007 · Nature of suit: Other Statutory Actions · Cause: 15:1681 Fair Credit Reporting Act
Role of Jones v. Morgan Stanley Credit Corporation: Party · Outcome: Terminated 2007-07-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
Joyce v. Morgan Stanley & Co., Incorporated judgment
District Court, N.D. Illinois · No. 1:06-cv-04754 · Filed Sep 1, 2006 · Closed Mar 29, 2007 · Nature of suit: Other Fraud · Cause: 28:1441 Petition for Removal- Fraud
Role of Joyce v. Morgan Stanley & Co., Incorporated: Party · Outcome: Terminated 2007-03-29 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Seghers v. Morgan Stanley DW, Inc. judgment
District Court, S.D. New York · No. 1:06-cv-04639 · Filed Jun 16, 2006 · Closed May 11, 2007 · Nature of suit: 370 Other Fraud · Cause: 28:1332bc Diversity-Breach of Contract
Role of Seghers v. Morgan Stanley DW, Inc.: Party · Outcome: Terminated 2007-05-11 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Fortier v. Morgan Stanley DW, Inc. judgment
District Court, N.D. California · No. 3:06-cv-03715 · Filed Jun 9, 2006 · Closed Oct 24, 2006 · Nature of suit: Other Statutory Actions · Cause: 28:1332 Diversity-(Citizenship)
Role of Fortier v. Morgan Stanley DW, Inc.: Party · Outcome: Terminated 2006-10-24 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. MORGAN STANLEY & CO. INCORPORATED judgment
District Court, District of Columbia · No. 1:06-cv-00882 · Filed May 10, 2006 · Closed May 12, 2006 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. MORGAN STANLEY & CO. INCORPORATED: Party · Outcome: Terminated 2006-05-12 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in DC (not the issuer's state)
GIMENEZ v. MORGAN STANLEY DW, INC. dismissed
District Court, D. New Jersey · No. 3:06-cv-01848 · Filed Apr 20, 2006 · Closed May 9, 2006 · Nature of suit: Securities/Commodities · Cause: 28:1331 Fed. Question: Securities Violation
Role of GIMENEZ v. MORGAN STANLEY DW, INC.: Party · Outcome: Terminated 2006-05-09 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley DW Inc. v. Barcza dismissed
District Court, M.D. Florida · No. 8:06-cv-00337 · Filed Mar 2, 2006 · Closed Mar 13, 2006 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. Barcza: Party · Outcome: Terminated 2006-03-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
GIMENEZ v. MORGAN STANLEY D.W. INC. dismissed
District Court, D. New Jersey · No. 3:06-cv-00752 · Filed Feb 15, 2006 · Closed Mar 15, 2006 · Nature of suit: Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of GIMENEZ v. MORGAN STANLEY D.W. INC.: Party · Outcome: Terminated 2006-03-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley DW Inc. v. Guthrie judgment
District Court, S.D. Illinois · No. 3:06-cv-00120 · Filed Feb 8, 2006 · Closed Feb 17, 2006 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley DW Inc. v. Guthrie: Party · Outcome: Terminated 2006-02-17 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Morgan Stanley DW, Inc. v. Dailey dismissed
District Court, W.D. North Carolina · No. 1:06-cv-00023 · Filed Feb 1, 2006 · Closed Aug 9, 2006 · Nature of suit: Securities/Commodities · Cause: 28:1332 Diversity-Interpleader Action
Role of Morgan Stanley DW, Inc. v. Dailey: Party · Outcome: Terminated 2006-08-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in NC (not the issuer's state)
MORGAN STANLEY DW INC. v. JACOBOWITZ dismissed
District Court, D. New Jersey · No. 3:06-cv-00224 · Filed Jan 18, 2006 · Closed Oct 5, 2006 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of MORGAN STANLEY DW INC. v. JACOBOWITZ: Party · Outcome: Terminated 2006-10-05 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
Morgan Stanley & Co. Incorporated v. J.P. Morgan Chase, N.A. closed
District Court, S.D. New York · No. 1:06-cv-00121 · Filed Jan 6, 2006 · Closed Dec 14, 2009 · Nature of suit: Negotiable Instrument · Cause: 28:1332ni Diversity-Negotiable Instrument
Role of Morgan Stanley & Co. Incorporated v. J.P. Morgan Chase, N.A.: Party · Outcome: Terminated 2009-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley High Yield Securities Inc v. Jecklin judgment
District Court, D. Nevada · No. 2:05-cv-01364 · Filed Nov 15, 2005 · Closed Mar 31, 2019 · Nature of suit: Contract: Recovery/Enforcement · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley High Yield Securities Inc v. Jecklin: Party · Outcome: Terminated 2019-03-31 — FJC Integrated Database disposition: Judgment on court trial; judgment for plaintiff Docket on CourtListener ↗
company name words appear in the caption; court in NV (not the issuer's state)
NISENZON v. MORGAN STANLEY DW, INC. dismissed
District Court, E.D. Pennsylvania · No. 2:05-cv-05832 · Filed Nov 4, 2005 · Closed Jun 6, 2008 · Nature of suit: Contract: Negotiable Instrument · Cause: 28:1332 Diversity-Negotiable Instrument
Role of NISENZON v. MORGAN STANLEY DW, INC.: Party · Outcome: Terminated 2008-06-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Northwest Business Bank v. Morgan Stanley dismissed
District Court, W.D. Washington · No. 2:05-cv-01802 · Filed Oct 27, 2005 · Closed Jan 30, 2006 · Nature of suit: Contract: Other · Cause: 28:1441 Petition for Removal- Contract Default
Role of Northwest Business Bank v. Morgan Stanley: Party · Outcome: Terminated 2006-01-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in WA (not the issuer's state)
Eloian v. Morgan Stanley DW Inc. dismissed
District Court, M.D. Florida · No. 8:05-cv-01792 · Filed Sep 26, 2005 · Closed Nov 15, 2006 · Nature of suit: Securities/Commodities · Cause: 09:10 Petition to Vacate Arbitration Award
Role of Eloian v. Morgan Stanley DW Inc.: Party · Outcome: Terminated 2006-11-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Rivera judgment
District Court, D. Oregon · No. 6:05-cv-01385 · Filed Sep 2, 2005 · Closed Jan 5, 2006 · Nature of suit: Contract: Other Contract Actions · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. Rivera: Party · Outcome: Terminated 2006-01-05 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in OR (not the issuer's state)
Morgan Stanley DW Inc. v. Kobane dismissed
District Court, E.D. California · No. 2:05-cv-01653 · Filed Aug 17, 2005 · Closed Jun 13, 2006 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. Kobane: Party · Outcome: Terminated 2006-06-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in CA (not the issuer's state)
Morgan Stanley DW Inc. v. Church dismissed
District Court, E.D. Missouri · No. 4:05-cv-01044 · Filed Jul 1, 2005 · Closed Dec 2, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley DW Inc. v. Church: Party · Outcome: Terminated 2005-12-02 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
MORGAN STANLEY DW INC v. RANDLE dismissed
District Court, N.D. Florida · No. 3:05-cv-00241 · Filed Jul 1, 2005 · Closed Aug 4, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Contract Default
Role of MORGAN STANLEY DW INC v. RANDLE: Party · Outcome: Terminated 2005-08-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Howarth dismissed
District Court, M.D. Florida · No. 8:05-cv-01229 · Filed Jun 30, 2005 · Closed Jul 14, 2005 · Nature of suit: Contract: Other · Cause: 28:1331 Fed. Question: Breach of Contract
Role of Morgan Stanley DW Inc. v. Howarth: Party · Outcome: Terminated 2005-07-14 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Duncan closed
District Court, M.D. Florida · No. 3:05-cv-00589 · Filed Jun 28, 2005 · Closed Jul 14, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. Duncan: Party · Outcome: Terminated 2005-07-14 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. White closed
District Court, M.D. Florida · No. 2:05-cv-00270 · Filed Jun 6, 2005 · Closed Jun 30, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Morgan Stanley DW Inc. v. White: Party · Outcome: Terminated 2005-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Siegel dismissed
District Court, M.D. Florida · No. 8:05-cv-01035 · Filed Jun 3, 2005 · Closed Jun 21, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley DW Inc. v. Siegel: Party · Outcome: Terminated 2005-06-21 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Fieger dismissed
District Court, M.D. Florida · No. 8:05-cv-01029 · Filed Jun 2, 2005 · Closed Jun 24, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley DW Inc. v. Fieger: Party · Outcome: Terminated 2005-06-24 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Morgan Stanley DW Inc. v. Hall dismissed
District Court, M.D. Florida · No. 8:05-cv-01028 · Filed Jun 2, 2005 · Closed Jun 24, 2005 · Nature of suit: Contract: Other · Cause: 28:1331 Fed. Question: Securities Violation
Role of Morgan Stanley DW Inc. v. Hall: Party · Outcome: Terminated 2005-06-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
Reichle v. Morgan Stanley DW Inc. closed
District Court, M.D. Florida · No. 8:05-cv-01002 · Filed May 27, 2005 · Closed Oct 17, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Reichle v. Morgan Stanley DW Inc.: Party · Outcome: Terminated 2005-10-17 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
company name words appear in the caption; court in FL (not the issuer's state)
De-Jesus-Santos v. Morgan Stanley Dean Witter, Inc. dismissed
District Court, D. Puerto Rico · No. 3:05-cv-01336 · Filed Mar 24, 2005 · Closed Apr 14, 2008 · Nature of suit: Racketeer/Corrupt Organization · Cause: 28:1332 Diversity-Racketeering (RICO) Act
Role of De-Jesus-Santos v. Morgan Stanley Dean Witter, Inc.: Party · Outcome: Terminated 2008-04-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PR (not the issuer's state)
Morgan Stanley DW Inc. v. Divel dismissed
District Court, D. Maryland · No. 1:05-cv-00673 · Filed Mar 10, 2005 · Closed Dec 20, 2007 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Interpleader Action
Role of Morgan Stanley DW Inc. v. Divel: Party · Outcome: Terminated 2007-12-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MD (not the issuer's state)
City National Bank of Florida v. Morgan Stanley DW, Inc. judgment
District Court, S.D. New York · No. 1:05-cv-02739 · Filed Mar 10, 2005 · Closed May 15, 2007 · Nature of suit: Contract: Other · Cause: 28:1331 Fed. Question: Other
Role of City National Bank of Florida v. Morgan Stanley DW, Inc.: Party · Outcome: Terminated 2007-05-15 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Morgan Stanley DW Inc v. Banz dismissed
District Court, C.D. Illinois · No. 1:05-cv-01042 · Filed Feb 9, 2005 · Closed May 20, 2005 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley DW Inc v. Banz: Party · Outcome: Terminated 2005-05-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Alvarado v. Morgan Stanley Dean Witter, Inc. dismissed
District Court, D. Puerto Rico · No. 3:05-cv-01149 · Filed Feb 7, 2005 · Closed Jun 20, 2007 · Nature of suit: Securities/Commodities · Cause: 28:1331 Fed. Question
Role of Alvarado v. Morgan Stanley Dean Witter, Inc.: Party · Outcome: Terminated 2007-06-20 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in PR (not the issuer's state)
Morgan Stanley DW, Inc. v. Shaw dismissed
District Court, D. Colorado · No. 1:05-cv-00107 · Filed Jan 21, 2005 · Closed Jul 1, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Morgan Stanley DW, Inc. v. Shaw: Party · Outcome: Terminated 2005-07-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley DW Inc v. Patton dismissed
District Court, C.D. Illinois · No. 3:04-cv-03263 · Filed Dec 6, 2004 · Closed Aug 1, 2007 · Nature of suit: 190 Other contract actions
Role of Morgan Stanley DW Inc v. Patton: Party · Outcome: Terminated 2007-08-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in IL (not the issuer's state)
Felton v. Morgan Stanley Dean Witter & Co. judgment
District Court, S.D. New York · No. 1:04-cv-07892 · Filed Oct 5, 2004 · Closed May 3, 2006 · Nature of suit: 160 Stockholders Suits · Cause: 15:78m(a) Securities Exchange Act
Role of Felton v. Morgan Stanley Dean Witter & Co.: Party · Outcome: Terminated 2006-05-03 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Rodriguez-Canet v. Morgan Stanley & Co., Inc. judgment
District Court, D. Puerto Rico · No. 3:04-cv-01986 · Filed Sep 22, 2004 · Closed Feb 27, 2006 · Nature of suit: 160 Stockholders Suits · Cause: 15:77 Securities Fraud
Role of Rodriguez-Canet v. Morgan Stanley & Co., Inc.: Party · Outcome: Terminated 2006-02-27 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
company name words appear in the caption; court in PR (not the issuer's state)
Lenes v. Morgan Stanley DW, Inc. dismissed
District Court, D. Massachusetts · No. 1:04-cv-11670 · Filed Jul 28, 2004 · Closed Sep 10, 2004 · Nature of suit: 190 Other contract actions
Role of Lenes v. Morgan Stanley DW, Inc.: Party · Outcome: Terminated 2004-09-10 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in MA (not the issuer's state)
Schall v. Morgan Stanley Global Emerging Markets, Inc. dismissed
District Court, W.D. Missouri · No. 6:04-cv-03142 · Filed Apr 23, 2004 · Closed Nov 14, 2005 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Schall v. Morgan Stanley Global Emerging Markets, Inc.: Party · Outcome: Terminated 2005-11-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in MO (not the issuer's state)
Morgan Stanley DW Inc. a Delaware Corporation v. Soto dismissed
District Court, D. Puerto Rico · No. 3:04-cv-01106 · Filed Feb 12, 2004 · Closed Jan 14, 2008 · Nature of suit: P.I.: Other · Cause: 28:1332 Diversity-Injunctive & Declaratory Relief
Role of Morgan Stanley DW Inc. a Delaware Corporation v. Soto: Party · Outcome: Terminated 2008-01-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in PR (not the issuer's state)
Rogers v. Morgan Stanley & Co dismissed
District Court, D. Colorado · No. 1:03-cv-02439 · Filed Dec 2, 2003 · Closed Nov 8, 2005 · Nature of suit: Other Fraud · Cause: 28:1332 Diversity-Fraud
Role of Rogers v. Morgan Stanley & Co: Party · Outcome: Terminated 2005-11-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Morgan Stanley Dean Witter Reynolds, Inc. v. Gekas judgment
District Court, M.D. Pennsylvania · No. 4:03-cv-01260 · Filed Jul 28, 2003 · Closed Mar 15, 2004 · Nature of suit: 890 Other statutory actions
Role of Morgan Stanley Dean Witter Reynolds, Inc. v. Gekas: Party · Outcome: Terminated 2004-03-15 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗
company name words appear in the caption; court in PA (not the issuer's state)
Hicks v. Morgan Stanley & Co. dismissed
District Court, S.D. New York · No. 1:01-cv-10071 · Filed Nov 14, 2001 · Closed Apr 19, 2004 · Nature of suit: 850 Securities/Commodities · Cause: 15:77 Securities Fraud
Role of Hicks v. Morgan Stanley & Co.: Party · Outcome: Terminated 2004-04-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
HAVEN ENERGY CORPORATION v. JACK DEETER dismissed
District Court, D. Kansas · No. 6:89-cv-1328 · Filed Jun 29, 1989 · Closed Dec 6, 1991 · Nature of suit: 890 Other statutory actions
Role of HAVEN ENERGY CORPORATION v. JACK DEETER: Party · Outcome: Terminated 1991-12-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
company name words appear in the caption; court in KS (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 23, 2026, 7:02 PM ET for 4 of 111 issuers.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

Searched so far: 4 of 111 issuers in this group; 107 still to be searched. Results are added automatically.

3. Bankruptcies

10 cases: 1 open, 9 closed (disposition not in docket feed)

Conn's Distribution Trust v. Employbridge Holding Company open
United States Bankruptcy Court, S.D. Texas · No. 26-03556 · Filed Jul 22, 2026
Role of Employbridge Holding Company: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state)
CR Holding Liquidating, Inc. v. EmployBridge Holding Company closed
United States Bankruptcy Court, D. Delaware · No. 19-50496 · Filed Oct 18, 2019 · Closed May 5, 2020
Role of EmployBridge Holding Company: Defendant · Outcome: Case closed 2020-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in DE (not the issuer's state)
The Official Committee of Unsecured Creditors of C v. North Haven, Inc. closed matched at sponsor-group level (North Haven)
United States Bankruptcy Court, W.D. Wisconsin · No. 1-18-00098 · Filed Dec 27, 2018 · Closed Nov 19, 2019
Role of North Haven, Inc.: Defendant · Outcome: Case closed 2019-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in WI (not the issuer's state)
New Koosharem Corporation closed
United States Bankruptcy Court, D. Delaware · No. 14-10719 · Filed Apr 1, 2014 · Closed Aug 6, 2014
Role of New Koosharem Corporation: Debtor · Outcome: Case closed 2014-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact former company name; name has one distinctive word; court in DE (not the issuer's state)
Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited closed
United States Bankruptcy Court, S.D. New York · No. 12-01193 · Filed Mar 15, 2012 · Closed Feb 1, 2013
Role of Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited: Party · Outcome: Case closed 2013-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (NY)
Weinman, Chapter 7 Trustee v. Morgan Stanley Senior Funding, Inc. closed
United States Bankruptcy Court, D. Colorado · No. 11-01156 · Filed Mar 9, 2011 · Closed Sep 5, 2012
Role of Weinman, Chapter 7 Trustee v. Morgan Stanley Senior Funding, Inc.: Party · Outcome: Case closed 2012-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in CO (not the issuer's state)
Hays v. Morgan Stanley DW, Inc. closed
United States Bankruptcy Court, M.D. Georgia · No. 05-03089 · Filed Jul 14, 2005 · Closed Sep 13, 2007
Role of Hays v. Morgan Stanley DW, Inc.: Party · Outcome: Case closed 2007-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in GA (not the issuer's state)
Berman v. Blue Haven Energy, Inc. closed
United States Bankruptcy Court, E.D. Kentucky · No. 04-01064 · Filed Nov 7, 2004 · Closed Jun 6, 2005
Role of Berman v. Blue Haven Energy, Inc.: Party · Outcome: Case closed 2005-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in KY (not the issuer's state)
Strauss v. EmployBridge Holding Company closed
United States Bankruptcy Court, W.D. Missouri · No. 04-05209 · Filed Aug 3, 2004 · Closed Mar 16, 2006
Role of EmployBridge Holding Company: Defendant · Outcome: Case closed 2006-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state)
Pollack v. Employbridge Holding Company closed
United States Bankruptcy Court, N.D. Ohio · No. 03-05271 · Filed Dec 4, 2003 · Closed Apr 20, 2004
Role of Employbridge Holding Company: Defendant · Outcome: Case closed 2004-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in OH (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

17 differences found between the filings for North Haven — 6 worth asking about (compared the newest 50 of 269 filings on Oct 24, 2026; older filings not covered)

Note · Nov 15, 2016 – Mar 23, 2018

Bankruptcy case: Wank Adams Slavin Associates LLP a/k/a WASA Studio v. Pessah — filed Nov 15, 2016

United States Bankruptcy Court, S.D. New York docket "Wank Adams Slavin Associates LLP a/k/a WASA Studio v. Pessah" filed Nov 15, 2016, closed Mar 23, 2018. David Pessah (listed on the same filings) is listed as Defendant ("Pessah"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Mar 15, 2012 – Feb 1, 2013

Bankruptcy case: Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited — filed Mar 15, 2012

United States Bankruptcy Court, S.D. New York docket "Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited" filed Mar 15, 2012, closed Feb 1, 2013. Morgan Stanley Capital Partners V Cayman L.P. (member issuer) is listed as Party ("Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jun 20, 2025 – Jun 22, 2026

Investor count went down between filings — Carlyle Credit Solutions, Inc.

The Jun 20, 2025 filing reports 3,145 investors; the Jun 22, 2026 Form D/A reports 1,923 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Aug 14, 2024 – Aug 14, 2025

Investor count went down between filings — North Haven Credit Partners IV Offshore L.P.

The Aug 14, 2024 filing reports 210 investors; the Aug 14, 2025 Form D/A reports 143 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Jul 21, 2026 – Sep 16, 2026

6 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Morgan Stanley Bank Asia Limited — North Haven Growth & Innovation Fund LP · Paid seller listed without a CRD number: Morgan Stanley Bank Asia Limited, Singapore Branch — North Haven Growth & Innovation Fund LP · Paid seller listed without a CRD number: Morgan Stanley Wealth Management Australia Pty Ltd. — North Haven Growth & Innovation Fund LP · Paid seller listed without a CRD number: Morgan Stanley Bank Asia Limited — North Haven Growth & Innovation Fund Offshore Feeder LP · Paid seller listed without a CRD number: Morgan Stanley Bank Asia Limited, Singapore Branch — North Haven Growth & Innovation Fund Offshore Feeder LP · and 1 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Mar 22, 2017 – Jun 26, 2026

4 addresses are shared with 10+ issuers outside this group

18 other issuers file from the same address — 14 member issuers (North Haven Private Equity Asia V TEI Intermediate, L.P.; North Haven Private Equity Asia V TEI Feeder, L.P.; North Haven Private Equity Asia V, L.P.; …) · 29 other issuers file from the same address — TCG BDC, INC. · 26 other issuers file from the same address — 3 member issuers (Carlyle Credit Solutions, Inc.; Carlyle Tactical Private Credit Fund; Carlyle Secured Lending III) · 36 other issuers file from the same address — North Haven Expansion Equity IX Offshore Feeder LP

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Note · Aug 5, 2021 – Sep 3, 2025

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — North Haven Direct Lending Fund Offshore L.P. (latest filing Sep 3, 2025) · No amendment in the last 12 months on an offering that may still be open — North Haven Direct Lending Fund L.P. (latest filing Sep 3, 2025) · No amendment in the last 12 months on an offering that may still be open — North Haven Credit Partners IV Offshore L.P. (latest filing Aug 14, 2025) · No amendment in the last 12 months on an offering that may still be open — North Haven Credit Partners IV SCSp (latest filing Aug 14, 2025) · No amendment in the last 12 months on an offering that may still be open — North Haven Credit Partners IV L.P. (latest filing Aug 14, 2025) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Mar 14, 2024 – Jun 22, 2026

9 people are no longer listed on a later amendment

Justin Plouffe is no longer listed on the Jun 22, 2026 amendment — Carlyle Credit Solutions, Inc. · Jeffrey S Levin is no longer listed on the Apr 1, 2026 amendment — North Haven Private Income Fund A LLC · Gauranga Pal is no longer listed on the Apr 1, 2026 amendment — North Haven Private Income Fund A LLC · Jeffrey S Levin is no longer listed on the Jan 27, 2026 amendment — North Haven Private Income Fund LLC · Gauranga Pal is no longer listed on the Jan 27, 2026 amendment — North Haven Private Income Fund LLC · and 4 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Jul 2, 2019 – Jun 22, 2026

7 role changes for the same people across filings

Thomas M. Hennigan's role changed at Carlyle Credit Solutions, Inc.: executive officer → executive officer, director · Michael Occi, Jr.'s role changed at North Haven Private Income Fund A LLC: executive officer → executive officer, director · Michael Occi, Jr.'s role changed at North Haven Private Income Fund LLC: executive officer → executive officer, director · Brian Marcus's role changed at Carlyle Tactical Private Credit Fund: executive officer → executive officer, director · Linda Pace's role changed at Carlyle Credit Solutions, Inc.: executive officer, director → director · and 2 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Sep 22, 2017 – Sep 3, 2025

9 people are written more than one way across the filings

Michael Occi, Jr. is written 2 different ways on the filings · Christopher H. Norris is written 2 different ways on the filings · Richard A. Schultz is written 2 different ways on the filings · James R. Stewart is written 2 different ways on the filings · William H. Wright II is written 2 different ways on the filings · and 4 more

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Worth asking · Jun 3, 2011 – May 29, 2014

2 separate companies in this group use the same name: "Employbridge Holding Co"

CIK 1521922 (first filed Jun 3, 2011, Atlanta, GA); CIK 1609386 (first filed May 29, 2014, Atlanta, GA).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sources
Note · Jun 26, 2026

Address on file is a registered agent / shared office — Carlyle Tactical Private Credit Fund

The latest filing lists One Vanderbilt Ave Ste 3400, New York, NY. That address is used by 83 issuers in our index (83 issuers in 70 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Jun 22, 2026

Address on file is a registered agent / shared office — Carlyle Credit Solutions, Inc.

The latest filing lists One Vanderbilt Avenue, Suite 3400, New York, NY. That address is used by 83 issuers in our index (83 issuers in 70 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Feb 21, 2025

Address on file is a registered agent / shared office — Carlyle Secured Lending III

The latest filing lists One Vanderbilt Avenue, Suite 3400, New York, NY. That address is used by 83 issuers in our index (83 issuers in 70 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Nov 24, 2009 – Sep 16, 2026

Member companies were formed in 5 different states

Delaware (64), Cayman Islands (34), Ontario, Canada (5), Luxembourg (5), Maryland (3) — out of 111 member issuers. The odd ones out: Morgan Stanley Capital Partners V Cayman L.P. (Cayman Islands); Morgan Stanley Capital Partners V Cayman (Non-U.S. Feeder) L.P. (Cayman Islands); Morgan Stanley Capital Partners V U.K. Employee Investors L.P. (Cayman Islands); Morgan Stanley Capital Partners V Shari'a Compliant L.P. (Cayman Islands); Morgan Stanley Capital Partners V Offshore Advisory Council Investors L.P. (Cayman Islands); Morgan Stanley Capital Partners V Offshore Investors L.P. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Nov 24, 2009 – Sep 16, 2026

Member companies list addresses in 3 different states

NY (106), GA (4), Cayman Islands (as filed: E9) (1). 4 members use a registered-agent or shared-office address: Carlyle Credit Solutions, Inc. (One Vanderbilt Avenue, Suite 3400, New York, NY); Carlyle Tactical Private Credit Fund (One Vanderbilt Ave Ste 3400, New York, NY); Carlyle Secured Lending III (One Vanderbilt Avenue, Suite 3400, New York, NY); North Haven Expansion Equity IX Offshore Feeder LP (Ugland House, P.O. Box 309, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
Note · Sep 22, 2017 – Jun 26, 2026

5 issuers used a different name before

Issuer used a different name before — Carlyle Tactical Private Credit Fund · Issuer used a different name before — Carlyle Credit Solutions, Inc. · Issuer used a different name before — North Haven Private Income Fund A LLC · Issuer used a different name before — North Haven Private Income Fund LLC · Issuer used a different name before — SL Investment Fund II LLC

What this means Match the CIK on your documents, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 269 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

68 of 127 offerings report sales commissions totalling $752,330,656; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 16, 2026 D/A
North Haven Growth & Innovation Fund LP
File 021-591574
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Morgan Stanley Bank Asia Limited no CRD number reported
Morgan Stanley Bank Asia Limited, Singapore Branch no CRD number reported
Morgan Stanley Wealth Management Australia Pty Ltd. no CRD number reported
EDGAR ↗
Sep 16, 2026 D/A
North Haven Growth & Innovation Fund Offshore Feeder LP
File 021-591582
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Morgan Stanley Bank Asia Limited no CRD number reported
Morgan Stanley Bank Asia Limited, Singapore Branch no CRD number reported
Morgan Stanley Wealth Management Australia Pty Ltd. no CRD number reported
EDGAR ↗
Sep 16, 2026 D/A
MS GIF Employees LP
File 021-591572
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Sep 16, 2026 D/A
MS GIF Employees Offshore Feeder LP
File 021-596821
$0$0$0None listed on this filingEDGAR ↗
Jun 26, 2026 D
Carlyle Tactical Private Credit Fund
File 021-588837
$444,500$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)

TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗
via TCG Capital Markets L.L.C. (CRD 291767 ↗)
EDGAR ↗
Jun 22, 2026 D/A
Carlyle Credit Solutions, Inc.
File 021-295220
$5,210,513$0$0TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
EDGAR ↗
Apr 15, 2026 D
MSEE X Employees LP
File 021-580531
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Apr 1, 2026 D/A
North Haven Private Income Fund A LLC
File 021-487624
$0$0$0Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗
via Alistair William Harding Smith (CRD 4698945 ↗)

Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗
via Micah Todd Lowry (CRD 2818739 ↗)

Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗
Sanctuary Securities, Inc. BrokerCheck CRD 822752 ↗
Morgan Stanley Distribution, Inc. BrokerCheck CRD 30344 ↗
via Morgan Stanley Distribution, Inc. (CRD 30344 ↗)
EDGAR ↗
Mar 19, 2026 D
Carlyle Tactical Private Credit Fund
File 021-577033
$873,394$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)

TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗
via TCG Capital Markets L.L.C (CRD 291767 ↗)
EDGAR ↗
Jan 27, 2026 D/A
North Haven Private Income Fund LLC
File 021-433061
$27,973,848 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 1497777 ↗
Sanctuary Securities, Inc. BrokerCheck CRD 822752 ↗
Morgan Stanley Distribution, Inc. BrokerCheck CRD 30344 ↗
via Morgan Stanley Distribution, Inc. (CRD 30344 ↗)
EDGAR ↗
Jan 14, 2026 D/A
North Haven Direct Lending Fund RN Feeder L.P.
File 021-535107
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2025 D/A
North Haven Expansion Credit III LP
File 021-531089
$0 (est.)$0 (est.)$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 3, 2025 D/A
North Haven Expansion Credit III Offshore LP
File 021-531093
$0 (est.)$0 (est.)$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Sep 16, 2025 D
Carlyle Tactical Private Credit Fund
File 021-557644
$1,757,000$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Sep 3, 2025 D/A
North Haven Direct Lending Fund L.P.
File 021-492200
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2025 D/A
North Haven Direct Lending Fund Offshore L.P.
File 021-492201
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2025 D/A
North Haven Credit Partners IV L.P.
File 021-478922
$32,000,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Aug 14, 2025 D/A
North Haven Credit Partners IV Offshore L.P.
File 021-478924
$32,000,000 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Aug 14, 2025 D/A
North Haven Credit Partners IV SCSp
File 021-489707
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2025 D/A
North Haven Capital Partners VIII LP
File 021-517442
$0 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 000149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Picton S.A.

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd.
EDGAR ↗
Aug 5, 2025 D/A
North Haven Capital Partners VIII-A LP
File 021-517443
$0 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 000149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Picton S.A.

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd.

None no CRD number reported
via Enoch Wealth Inc.

None no CRD number reported
via Plurimi Wealth LLP

None no CRD number reported
via Plurimi Wealth (Dubai) Limited
EDGAR ↗
Aug 5, 2025 D/A
North Haven Capital Partners VIII SCSp
File 021-517446
$0 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Nomura Securities Co., Ltd.

None no CRD number reported
via Plurimi Wealth LLP

None no CRD number reported
via Orkestra Partners

None no CRD number reported
via Plurimi Wealth (Dubai) Limited
EDGAR ↗
Aug 5, 2025 D/A
North Haven Capital Partners VIII U.S. Wealth Management Partners LP
File 021-517447
$0 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 000149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd.
EDGAR ↗
Aug 5, 2025 D/A
North Haven Capital Partners VIII Non-U.S. Wealth Management Partners LP
File 021-517448
$0 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 000149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd.
EDGAR ↗
Aug 5, 2025 D/A
MSCP VIII Employees LP
File 021-521396
$0 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 000149777 ↗)
EDGAR ↗
Aug 5, 2025 D/A
Morgan Stanley Capital Partners VIII Investment Team LEF LP
File 021-548860
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 17, 2025 D
Carlyle Tactical Private Credit Fund
File 021-543952
$921,686$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Feb 21, 2025 D/A
Carlyle Secured Lending III
File 021-434360
$0$0$0None listed on this filingEDGAR ↗
Nov 25, 2024 D
Carlyle Tactical Private Credit Fund
File 021-530367
$487,018$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Sep 30, 2024 D
Carlyle Tactical Private Credit Fund
File 021-525397
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Sep 27, 2024 D/A
SL Investment Fund II LLC
File 021-517563
$77,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Mar 29, 2024 D
Durango Co-Investors A LP
File 021-509065
$1,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via GT Securities, Inc. (CRD 116012 ↗)
EDGAR ↗
Feb 27, 2024 D
North Haven Capital Partners W50 Capital LLC
File 021-506198
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 27, 2024 D
North Haven Capital Partners W50 CV LP
File 021-506204
$8,250,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via ROBERT W. BAIRD & CO. INCORPORATED (CRD 8158 ↗)
EDGAR ↗
Nov 30, 2023 D
Morgan Stanley Expansion Credit II Investment Team LEF L.P.
File 021-498491
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2023 D
Carlyle Tactical Private Credit Fund
File 021-494856
$917,000$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Oct 11, 2023 D/A
SL Investment Corp.
File 021-378707
$26,050 (est.)$0$0None listed on this filingEDGAR ↗
Jun 29, 2023 D
Morgan Stanley Expansion Equity IX Investment Team LEF L.P.
File 021-485621
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2023 D/A
Morgan Stanley Next Level Fund, L.P.
File 021-403833
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 21, 2023 D/A
North Haven Expansion Equity IX Offshore Feeder LP
File 021-404183
$1,070,848$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jun 21, 2023 D/A
North Haven Expansion Equity IX LP
File 021-404184
$5,892,721$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Feb 14, 2023 D/A
North Haven Expansion Credit II LP
File 021-425995
$4,008,455 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Feb 14, 2023 D/A
North Haven Expansion Credit II Offshore Feeder LP
File 021-425998
$4,008,455 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Dec 20, 2022 D/A
Morgan Stanley Direct Lending Fund
File 021-356504
$25,306,638 (est.)$0$0None listed on this filingEDGAR ↗
Nov 18, 2022 D
Carlyle Tactical Private Credit Fund
File 021-465378
$122,500$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Sep 12, 2022 D
Carlyle Tactical Private Credit Fund
File 021-458543
$750,000$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
May 17, 2022 D
Carlyle Tactical Private Credit Fund
File 021-445905
$1,500,000$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Mar 22, 2022 D
Carlyle Tactical Private Credit Fund
File 021-438271
$500,000$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
via Goldman Sachs & Co. LLC (CRD 361 ↗)
EDGAR ↗
Mar 14, 2022 D
Credit Opportunities (Series M) LP
File 021-437187
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jan 19, 2022 D/A
North Haven Capital Partners VII LP
File 021-355481
$20,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Plurimi Wealth LLP

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd.
EDGAR ↗
Jan 19, 2022 D/A
North Haven Capital Partners VII U.S. Wealth Management Partners LP
File 021-355484
$20,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Plurimi Wealth LLP

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd.
EDGAR ↗
Jan 19, 2022 D/A
North Haven Capital Partners VII Non-U.S. Wealth Management Partners LP
File 021-355486
$20,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via PLURIMI WEALTH LLP

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd.
EDGAR ↗
Jan 19, 2022 D/A
North Haven Capital Partners VII-A LP
File 021-355482
$20,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Plurimi Wealth LLP

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd.
EDGAR ↗
Jan 19, 2022 D/A
North Haven Capital Partners VII SCSp
File 021-399879
$20,000,000 (est.)$0 (est.)$0 (est.)Not applicable no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Not applicable no CRD number reported
via Morgan Stanley Bank Asia Limited

Not applicable no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

Not applicable no CRD number reported
via PLURIMI WEALTH LLP
EDGAR ↗
Jan 7, 2022 D
Morgan Stanley Capital Partners VII Investment Team LEF L.P.
File 021-428499
$0 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Nov 30, 2021 D
North Haven Asia Alpha SPV, L.P.
File 021-422842
$586,000 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via Lazard Asia Limited
EDGAR ↗
Nov 29, 2021 D
North Haven Asia Alpha SMA, L.P.
File 021-422720
$105,500 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via Lazard Asia Limited
EDGAR ↗
Nov 10, 2021 D
North Haven Capital Partners CV LP
File 021-420631
$0 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch
EDGAR ↗
Nov 10, 2021 D
North Haven Capital Partners CV-A LP
File 021-420635
$0 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch
EDGAR ↗
Oct 20, 2021 D
QEB PARENT, L.P.
File 021-417771
$0$0$0None listed on this filingEDGAR ↗
May 20, 2021 D
North Haven Falcon Co-Invest Aggregator, LP
File 021-400028
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 2, 2021 D/A
North Haven Credit Partners III L.P.
File 021-339317
$10,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Plurimi Wealth LLP
EDGAR ↗
Apr 2, 2021 D/A
North Haven Credit Partners III Onshore Private Investors L.P.
File 021-339321
$10,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Plurimi Wealth LLP
EDGAR ↗
Apr 2, 2021 D/A
North Haven Credit Partners III Offshore Feeder L.P.
File 021-339326
$10,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Plurimi Wealth LLP
EDGAR ↗
Apr 2, 2021 D/A
North Haven Credit Partners III Offshore Private Investors L.P.
File 021-339323
$10,000,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Bank Asia Limited

None no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

None no CRD number reported
via Plurimi Wealth LLP
EDGAR ↗
Apr 2, 2021 D/A
North Haven Credit Partners III Feeder SCSp
File 021-364282
$0$0$0 (est.)None listed on this filingEDGAR ↗
Apr 2, 2021 D/A
North Haven Credit Partners III SCSp
File 021-364283
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 31, 2021 D/A
North Haven Private Equity Asia V TEI Intermediate, L.P.
File 021-321891
$50,000,000 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Not Applicable no CRD number reported
via Morgan Stanley Bank Asia Limited

Not Applicable no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

Not Applicable no CRD number reported
via Morgan Stanley Investment Management (Japan) Co., Ltd.

Not Applicable no CRD number reported
via Picton S.A.

Not Applicable no CRD number reported
via Morgan Stanley & Co. International Plc, London, Zurich Branch

Not Applicable no CRD number reported
via Plurimi Wealth LLP

Not Applicable no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Mar 31, 2021 D/A
North Haven Private Equity Asia V TEI Feeder, L.P.
File 021-321889
$50,000,000 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Not Applicable no CRD number reported
via Morgan Stanley Bank Asia Limited

Not Applicable no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

Not Applicable no CRD number reported
via Morgan Stanley Investment Management (Japan) Co., Ltd.

Not Applicable no CRD number reported
via Picton S.A.

Not Applicable no CRD number reported
via Morgan Stanley & Co. International Plc, London, Zurich Branch

Not Applicable no CRD number reported
via Plurimi Wealth LLP

Not Applicable no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Mar 31, 2021 D/A
North Haven Private Equity Asia V, L.P.
File 021-321887
$50,000,000 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Not Applicable no CRD number reported
via Morgan Stanley Bank Asia Limited

Not Applicable no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

Not Applicable no CRD number reported
via Morgan Stanley Investment Management (Japan) Co., Ltd.

Not Applicable no CRD number reported
via Picton S.A.

Not Applicable no CRD number reported
via Morgan Stanley & Co. International Plc, London, Zurich Branch

Not Applicable no CRD number reported
via Plurimi Wealth LLP

Not Applicable no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Mar 31, 2021 D/A
North Haven Private Equity Asia V Offshore, L.P.
File 021-324094
$50,000,000 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

Not Applicable no CRD number reported
via Morgan Stanley Bank Asia Limited

Not Applicable no CRD number reported
via Morgan Stanley Bank Asia Limited, Singapore Branch

Not Applicable no CRD number reported
via Morgan Stanley Investment Management (Japan) Co., Ltd.

Not Applicable no CRD number reported
via Picton S.A.

Not Applicable no CRD number reported
via Morgan Stanley & Co. International Plc, London, Zurich Branch

Not Applicable no CRD number reported
via Plurimi Wealth LLP

Not Applicable no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Jul 27, 2018 D
EmployBridge Holding Co
File 021-317877
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2018 D
EmployBridge Holding Co
File 021-311247
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2017 D
North Haven Senior Loan Fund L.P.
File 021-293012
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Aug 17, 2017 D
North Haven Senior Loan Fund Private Investors L.P.
File 021-293015
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Aug 11, 2017 D/A
North Haven Energy Capital Fund-A LP
File 021-245488
$11,275,211 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd

None no CRD number reported
via Hana Financial Investment Co. Ltd.
EDGAR ↗
Aug 11, 2017 D/A
North Haven Energy Capital Fund LP
File 021-245483
$11,275,211 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Aug 11, 2017 D/A
North Haven Energy Capital Fund U.S. Wealth Management Feeder LP
File 021-245485
$11,275,211 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Aug 11, 2017 D/A
North Haven Energy Capital Fund Non-U.S. Wealth Management Feeder LP
File 021-245487
$11,275,211 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd

None no CRD number reported
via Hana Financial Investment Co. Ltd.
EDGAR ↗
Jul 24, 2017 D
EmployBridge Holding Co
File 021-291344
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2017 D
EmployBridge Holding Co
File 021-289731
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2017 D
North Haven Expansion Equity LP
File 021-284856
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Apr 14, 2017 D
North Haven Expansion Equity Offshore Feeder LP
File 021-284858
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Mar 22, 2017 D/A
TCG BDC, INC.
File 021-196163
$11,364,446 (est.)$0$0TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗
Morgan Stanley Smith Barney LLC and affiliated entities BrokerCheck CRD 149777 ↗
Raymond James & Associates, Inc. and affiliated entities BrokerCheck CRD 705 ↗
Hightower Advisors LLC BrokerCheck CRD 145323 ↗
EDGAR ↗
Dec 5, 2016 D/A
NF Investment Corp.
File 021-200910
$0$0$0None listed on this filingEDGAR ↗
Oct 17, 2016 D
North Haven Expansion Credit Offshore Feeder LP
File 021-272637
$0$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jun 30, 2016 D/A
North Haven Capital Partners VI LP
File 021-229586
$25,000,000 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Bank International Limited

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Bank Morgan Stanley AG

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Morgan Stanley Private Wealth Management Limited

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Jun 30, 2016 D/A
North Haven Capital Partners VI-A LP
File 021-229587
$25,000,000 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Bank International Limited

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Bank Morgan Stanley AG

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Morgan Stanley Private Wealth Management Limited

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Jun 30, 2016 D/A
North Haven Capital Partners VI Non-U.S. Wealth Management Feeder LP
File 021-229588
$25,000,000 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Bank International Limited

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Bank Morgan Stanley AG

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Morgan Stanley Private Wealth Management Limited

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Jun 30, 2016 D/A
North Haven Capital Partners VI U.S. Wealth Management Feeder-B LP
File 021-229589
$25,000,000 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Bank International Limited

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Bank Morgan Stanley AG

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Morgan Stanley Private Wealth Management Limited

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Jun 30, 2016 D/A
North Haven Capital Partners VI U.S. Wealth Management Partners-A LP
File 021-242799
$25,000,000 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Bank International Limited

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Bank Morgan Stanley AG

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Morgan Stanley Private Wealth Management Limited

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Jun 30, 2016 D/A
North Haven Capital Partners VI U.S. Wealth Management Partners-B LP
File 021-242804
$25,000,000 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Bank International Limited

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Bank Morgan Stanley AG

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Morgan Stanley Private Wealth Management Limited

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Jun 30, 2016 D/A
North Haven Capital Partners VI U.S. Wealth Management Feeder-A LP
File 021-242923
$25,000,000 (est.)$0 (est.)$0None no CRD number reported
via Morgan Stanley Bank International Limited

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Bank Morgan Stanley AG

None no CRD number reported
via Morgan Stanley Asia International Limited

None no CRD number reported
via Morgan Stanley Asia International Limited, Singapore Branch

None no CRD number reported
via Morgan Stanley Private Wealth Management Limited

None no CRD number reported
via Probitas Funds Group, LLC (CRD 115876 ↗)

None no CRD number reported
via Morgan Stanley Wealth Management Australia Pty Ltd
EDGAR ↗
Dec 15, 2015 D
North Haven Expansion Credit LP
File 021-253138
$3,884,611 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jul 22, 2015 D/A
EmployBridge Holding Co
File 021-240963
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2015 D
EmployBridge Holding Co
File 021-234587
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2014 D/A
Morgan Stanley Credit Partners II L.P.
File 021-199790
$500,000 (est.)$0 (est.)$0 (est.)None no CRD number reported
via Morgan Stanley Bank International Limited

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Bank Morgan Stanley AG

None no CRD number reported
via Morgan Stanley Asia Limited

None no CRD number reported
via Morgan Stanley Asia (Singapore) Pte.

None no CRD number reported
via Morgan Stanley Private Wealth Management Limited
EDGAR ↗
Jul 16, 2014 D/A
Morgan Stanley Credit Partners II Offshore Feeder L.P.
File 021-199792
$900,000 (est.)$0 (est.)$0 (est.)none no CRD number reported
via Morgan Stanley Bank International Limited

none no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

none no CRD number reported
via Bank Morgan Stanley AG

none no CRD number reported
via Morgan Stanley Asia Limited

none no CRD number reported
via Morgan Stanley Asia (Singapore) Pte.

none no CRD number reported
via Morgan Stanley Private Wealth Management Limited
EDGAR ↗
May 29, 2014 D
EmployBridge Holding Co
File 021-218212
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2014 D/A
Morgan Stanley Credit Partners II Onshore Core Feeder L.P.
File 021-199791
$3,447,400 (est.)$0 (est.)$0 (est.)none no CRD number reported
via Morgan Stanley Bank International Limited

none no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

none no CRD number reported
via Bank Morgan Stanley AG

none no CRD number reported
via Morgan Stanley Asia Limited

none no CRD number reported
via Morgan Stanley Asia (Singapore) Pte.

none no CRD number reported
via Morgan Stanley Private Wealth Management Limited
EDGAR ↗
Jan 16, 2014 D/A
Morgan Stanley Credit Partners II Offshore Core Feeder L.P.
File 021-199793
$3,447,400 (est.)$0 (est.)$0 (est.)none no CRD number reported
via Morgan Stanley Bank International Limited

none no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

none no CRD number reported
via Morgan Stanley Asia Limited

none no CRD number reported
via Bank Morgan Stanley AG

none no CRD number reported
via Morgan Stanley Asia (Singapore) Pte.

none no CRD number reported
via Morgan Stanley Private Wealth Management Limited
EDGAR ↗
Sep 7, 2012 D/A
Morgan Stanley Expansion Capital Offshore Feeder LP
File 021-161198
$292,500$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanely Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Sep 7, 2012 D/A
Morgan Stanley Expansion Capital LP
File 021-161195
$1,119,000$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Jun 13, 2011 D
MS EXPANSION CAPITAL CO-INVESTMENT OFFSHORE FEEDER VEHICLE LP
File 021-161199
$0$0$0None listed on this filingEDGAR ↗
Jun 13, 2011 D
MS Expansion Capital Co-Investment Vehicle LP
File 021-161193
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2011 D
Employbridge Holding Co
File 021-160729
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2011 D
MS EB Holdco, LLC
File 021-160730
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2011 D/A
Morgan Stanley Credit Partners L.P.
File 021-137309
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jan 18, 2011 D/A
Morgan Stanley Credit Partners Onshore Feeder L.P.
File 021-137310
$2,696,500 (est.)$0 (est.)$0 (est.)none no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

none no CRD number reported
via Morgan Stanley Bank International Limited

none no CRD number reported
via Bank Morgan Stanley AG

none no CRD number reported
via Morgan Stanley Asia Limited

none no CRD number reported
via Morgan Stanley Asia (Singapore) Pte.

none no CRD number reported
via Morgan Stanley Private Wealth Management Limited
EDGAR ↗
Jan 18, 2011 D/A
Morgan Stanley Credit Partners Offshore Core Feeder L.P.
File 021-137311
$416,500 (est.)$0 (est.)$0 (est.)none no CRD number reported
via Morgan Stanley Bank International Limited

none no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

none no CRD number reported
via Morgan Stanley Asia Limited

none no CRD number reported
via Bank Morgan Stanley AG

none no CRD number reported
via Morgan Stanley Asia (Singapore) Pte.

none no CRD number reported
via Morgan Stanley Private Wealth Management Limited
EDGAR ↗
Jan 18, 2011 D/A
Morgan Stanley Credit Partners Offshore Feeder L.P.
File 021-137312
$1,693,000 (est.)$0 (est.)$0 (est.)none no CRD number reported
via Morgan Stanley Bank International Limited

none no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

none no CRD number reported
via Bank Morgan Stanley AG

none no CRD number reported
via Morgan Stanley Asia Limited

none no CRD number reported
via Morgan Stanley Asia (Singapore) Pte.

none no CRD number reported
via Morgan Stanley Private Wealth Management Limited

none no CRD number reported
via CSP Securities, L.P. (CRD 136941 ↗)
EDGAR ↗
Jan 18, 2011 D/A
Morgan Stanley Credit Partners Onshore Core Feeder L.P.
File 021-137313
$1,626,500 (est.)$0 (est.)$0 (est.)none no CRD number reported
via Morgan Stanley Bank International Limited

none no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

none no CRD number reported
via Bank Morgan Stanley AG

none no CRD number reported
via Morgan Stanley Asia Limited

none no CRD number reported
via Morgan Stanley Asia (Singapore) Pte.

none no CRD number reported
via Morgan Stanley Private Wealth Management Limited
EDGAR ↗
Jan 6, 2010 D
Morgan Stanley Capital Partners V (Feeder) LP
File 021-137505
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Shari'a Compliant L.P.
File 021-125090
$199,500 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)

N/A no CRD number reported
via Morgan Stanley & Co. International PLC

N/A no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Offshore Employee Investors L.P.
File 021-125094
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V U.K. Employee Investors L.P.
File 021-125089
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Offshore Advisory Council Investors L.P.
File 021-125092
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Advisory Council Investors LP
File 021-125091
$157,500 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)

N/A no CRD number reported
via Morgan Stanley & Co. International PLC

N/A no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Cayman (Tax-Exempt Feeder) L.P.
File 021-125095
$196,875 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)

N/A no CRD number reported
via Morgan Stanley & Co. International PLC

N/A no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Cayman (Non-U.S. Feeder) L.P.
File 021-125087
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Core Investors LP
File 021-125097
$1,952,979 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)

N/A no CRD number reported
via Morgan Stanley & Co. International PLC

N/A no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Cayman L.P.
File 021-125086
$840,000 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)

N/A no CRD number reported
via Morgan Stanley & Co. International PLC

N/A no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Nov 24, 2009 D/A
MORGAN STANLEY CAPITAL PARTNERS V INVESTMENT TEAM LCIP L.P.
File 021-127468
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Private Investors LP
File 021-125096
$711,375 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)

N/A no CRD number reported
via Morgan Stanley & Co. International PLC

N/A no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Offshore Investors L.P.
File 021-125093
$994,350 (est.)$0 (est.)$0 (est.)N/A no CRD number reported
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)

N/A no CRD number reported
via Morgan Stanley & Co. International PLC

N/A no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V LP
File 021-125088
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Nov 24, 2009 D/A
Morgan Stanley Capital Partners V Employee Investors L.P.
File 021-125098
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 111 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to North Haven in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗MS Morgan Stanley Capital Partners V Cayman L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$101,500,0027No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Cayman (Non-U.S. Feeder) L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$10,000,0001No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V LPshared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$101,000,0002No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V U.K. Employee Investors L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$7,125,00045No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Shari'a Compliant L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$68,000,0007No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Advisory Council Investors LPshared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$35,000,0004No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Offshore Advisory Council Investors L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$2,000,0001No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Offshore Investors L.P.shared people, same business addressNew York, NYPooled Investment Fund1$84,200,00052No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Offshore Employee Investors L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$12,675,00055No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Cayman (Tax-Exempt Feeder) L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$17,500,00210No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Private Investors LPshared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$67,750,00033No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Core Investors LPshared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$107,324,000184No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Capital Partners V Employee Investors L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$68,400,000626No minimum reported2009–2009
EDGAR ↗MS MORGAN STANLEY CAPITAL PARTNERS V INVESTMENT TEAM LCIP L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$11,165,00017No minimum reported2009–2009
EDGAR ↗MS Morgan Stanley Credit Partners L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund2$895,230,6316No minimum reported2009–2011
EDGAR ↗MS Morgan Stanley Credit Partners Offshore Core Feeder L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund2$41,850,000107No minimum reported2009–2011
EDGAR ↗MS Morgan Stanley Credit Partners Offshore Feeder L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund2$154,300,00059No minimum reported2009–2011
EDGAR ↗MS Morgan Stanley Credit Partners Onshore Core Feeder L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund2$162,750,000362No minimum reported2009–2011
EDGAR ↗MS Morgan Stanley Credit Partners Onshore Feeder L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund2$269,900,000152No minimum reported2009–2011
EDGAR ↗MS Morgan Stanley Capital Partners V (Feeder) LPshared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$250,0001No minimum reported2010–2010
EDGAR ↗EH Employbridge Holding Coshared people, same business address, similar issuer namesAtlanta, GABusiness Services1$4,660,00017No minimum reported2011–2011
EDGAR ↗ME MS EB Holdco, LLCshared people, same business addressAtlanta, GABusiness Services1$4,697,50017No minimum reported2011–2011
EDGAR ↗ME MS EXPANSION CAPITAL CO-INVESTMENT OFFSHORE FEEDER VEHICLE LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$7,500,0002$50,0002011–2011
EDGAR ↗ME MS Expansion Capital Co-Investment Vehicle LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$62,825,000110$50,0002011–2011
EDGAR ↗MS Morgan Stanley Expansion Capital Offshore Feeder LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$31,750,00029$50,0002011–2012
EDGAR ↗MS Morgan Stanley Expansion Capital LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$144,075,000197$50,0002011–2012
EDGAR ↗TB TCG BDC, INC.shared people, director listed on many unrelated issuers (not used to group)New York, NYPooled Investment Fund7$1,058,026,975
offering Indefinite · similar: $155,000–$5,250,000
1658
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2017
EDGAR ↗MS Morgan Stanley Credit Partners II L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund2$737,038,000
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2014
EDGAR ↗MS Morgan Stanley Credit Partners II Offshore Feeder L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund2$142,000,500
offering Indefinite · similar: $155,000–$5,250,000
20
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2014
EDGAR ↗MS Morgan Stanley Credit Partners II Offshore Core Feeder L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund2$100,173,500
offering Indefinite · similar: $155,000–$5,250,000
169
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2014
EDGAR ↗MS Morgan Stanley Credit Partners II Onshore Core Feeder L.P.shared people, shared management entity, same business addressNew York, NYPooled Investment Fund2$342,755,000
offering Indefinite · similar: $155,000–$5,250,000
504
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2014
EDGAR ↗NI NF Investment Corp.shared people, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund5$114,925,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2016
EDGAR ↗EH EmployBridge Holding Coshared people, same business address, similar issuer namesATLANTA, GAOther8$216,477,989
offering $1,413,750 · similar: $500,000–$7,000,000
89
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2014–2018
EDGAR ↗NH North Haven Capital Partners VI LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$1,087,756,895
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2016
EDGAR ↗NH North Haven Capital Partners VI-A LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$1,087,756,895
offering Indefinite · similar: $155,000–$5,250,000
17
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2016
EDGAR ↗NH North Haven Capital Partners VI Non-U.S. Wealth Management Feeder LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$1,087,756,895
offering Indefinite · similar: $155,000–$5,250,000
183
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2016
EDGAR ↗NH North Haven Capital Partners VI U.S. Wealth Management Feeder-B LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$1,087,756,895
offering Indefinite · similar: $155,000–$5,250,000
496
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2016
EDGAR ↗NH North Haven Capital Partners VI U.S. Wealth Management Partners-B LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$1,087,756,895
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗NH North Haven Capital Partners VI U.S. Wealth Management Partners-A LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$1,087,756,895
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗NH North Haven Capital Partners VI U.S. Wealth Management Feeder-A LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$1,087,756,895
offering Indefinite · similar: $155,000–$5,250,000
125
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗NH North Haven Energy Capital Fund-A LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$201,105,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2017
EDGAR ↗NH North Haven Energy Capital Fund LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$254,485,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2017
EDGAR ↗NH North Haven Energy Capital Fund U.S. Wealth Management Feeder LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$224,485,000
offering Indefinite · similar: $155,000–$5,250,000
468
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2017
EDGAR ↗NH North Haven Energy Capital Fund Non-U.S. Wealth Management Feeder LPshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$126,105,000
offering Indefinite · similar: $155,000–$5,250,000
152
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2017
EDGAR ↗NH North Haven Expansion Credit LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$250,000
similar: $1,000–$100,000
2015–2015
EDGAR ↗NH North Haven Expansion Credit Offshore Feeder LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$3,500,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2016
EDGAR ↗NH North Haven Expansion Equity Offshore Feeder LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$22,450,000
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗NH North Haven Expansion Equity LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$131,885,000
offering Indefinite · similar: $155,000–$5,250,000
238
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗NH North Haven Senior Loan Fund Private Investors L.P.shared people, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗NH North Haven Senior Loan Fund L.P.shared people, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2017
EDGAR ↗CC Carlyle Credit Solutions, Inc.shared people, director listed on many unrelated issuers (not used to group)NEW YORK, NYPooled Investment Fund9$1,741,572,501
offering Indefinite · similar: $155,000–$5,250,000
3145
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2026
EDGAR ↗NH North Haven Private Equity Asia V TEI Intermediate, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$29,350,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2021
EDGAR ↗NH North Haven Private Equity Asia V TEI Feeder, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$32,420,000
offering Indefinite · similar: $155,000–$5,250,000
98
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2021
EDGAR ↗NH North Haven Private Equity Asia V, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$398,330,000
offering Indefinite · similar: $155,000–$5,250,000
621
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2021
EDGAR ↗NH North Haven Private Equity Asia V Offshore, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$246,605,663
offering Indefinite · similar: $155,000–$5,250,000
101
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2021
EDGAR ↗NH North Haven Credit Partners III L.P.shared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$797,408,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗NH North Haven Credit Partners III Offshore Feeder L.P.shared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$185,500,000
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗NH North Haven Credit Partners III Onshore Private Investors L.P.shared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$322,590,000
offering Indefinite · similar: $155,000–$5,250,000
565
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗NH North Haven Credit Partners III Offshore Private Investors L.P.shared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$138,368,000
offering Indefinite · similar: $155,000–$5,250,000
277
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2021
EDGAR ↗NH North Haven Capital Partners VII LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$318,085,000
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2022
EDGAR ↗NH North Haven Capital Partners VII U.S. Wealth Management Partners LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$635,205,000
offering Indefinite · similar: $155,000–$5,250,000
1141
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2022
EDGAR ↗NH North Haven Capital Partners VII Non-U.S. Wealth Management Partners LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$205,875,000
offering Indefinite · similar: $155,000–$5,250,000
182
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2022
EDGAR ↗NH North Haven Capital Partners VII-A LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$729,250,000
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2022
EDGAR ↗MS Morgan Stanley Direct Lending Fundshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$1,318,158,122
offering Indefinite · similar: $155,000–$5,250,000
6601
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2022
EDGAR ↗NH North Haven Credit Partners III SCSpshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$110,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗NH North Haven Credit Partners III Feeder SCSpshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗SI SL Investment Corp.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$652,541,000
offering Indefinite · similar: $155,000–$5,250,000
534
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2023
EDGAR ↗NH North Haven Capital Partners VII SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$141,000,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗NH North Haven Falcon Co-Invest Aggregator, LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$20,100,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗MS Morgan Stanley Next Level Fund, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$23,320,000
offering Indefinite · similar: $500,000–$16,420,250
4
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2023
EDGAR ↗NH North Haven Expansion Equity IX Offshore Feeder LPshared people, same person name on both filingsGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$119,175,500
offering Indefinite · similar: $155,000–$5,250,000
255
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗NH North Haven Expansion Equity IX LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$596,499,500
offering Indefinite · similar: $155,000–$5,250,000
1103
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗QP QEB PARENT, L.P.shared people, same business addressATLANTA, GABusiness Services1$2,328,000
offering Indefinite · similar: $500,000–$5,000,000
24
similar: 2–15
No minimum reported
similar: $6,225–$50,000
2021–2021
EDGAR ↗NH North Haven Capital Partners CV LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗NH North Haven Capital Partners CV-A LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗NH North Haven Asia Alpha SMA, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗NH North Haven Asia Alpha SPV, L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$58,600,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗NH North Haven Expansion Credit II Offshore Feeder LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$88,300,000
offering Indefinite · similar: $155,000–$5,250,000
129
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗NH North Haven Expansion Credit II LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$291,175,000
offering Indefinite · similar: $155,000–$5,250,000
396
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2023
EDGAR ↗MS Morgan Stanley Capital Partners VII Investment Team LEF L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$13,800,000
offering Indefinite · similar: $155,000–$5,250,000
16
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗NH North Haven Private Income Fund LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund5$3,592,517,832
offering Indefinite · similar: $155,000–$5,250,000
20911
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2026
EDGAR ↗CS Carlyle Secured Lending IIIshared peopleNEW YORK, NYPooled Investment Fund4$302,008,268
offering Indefinite · similar: $500,000–$16,420,250
215
similar: 2–28
$50,000
similar: $5,000–$100,000
2022–2025
EDGAR ↗CO Credit Opportunities (Series M) LPshared peopleNEW YORK, NYPooled Investment Fund1$300,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗CT Carlyle Tactical Private Credit Fundshared peopleNEW YORK, NYInvesting11$200,000,000
offering $50,000,000 · similar: $10,000,000–$100,000,000
68
similar: 2–1000
No minimum reported
similar: $100–$50,000
2022–2026
EDGAR ↗NH North Haven Credit Partners IV L.P.shared people, same business addressNEW YORK, NYPooled Investment Fund4$449,110,000
offering Indefinite · similar: $155,000–$5,250,000
236
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗NH North Haven Credit Partners IV Offshore L.P.shared people, same business addressNEW YORK, NYPooled Investment Fund4$615,657,500
offering Indefinite · similar: $155,000–$5,250,000
210
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗MS Morgan Stanley Expansion Equity IX Investment Team LEF L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗NH North Haven Private Income Fund A LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund4$177,603,072
offering Indefinite · similar: $155,000–$5,250,000
796
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2026
EDGAR ↗NH North Haven Credit Partners IV SCSpshared people, same business addressNEW YORK, NYPooled Investment Fund3$135,000,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗NH North Haven Direct Lending Fund L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$215,500,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗NH North Haven Direct Lending Fund Offshore L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund3$160,000,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2025
EDGAR ↗MS Morgan Stanley Expansion Credit II Investment Team LEF L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗NH North Haven Capital Partners W50 Capital LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗NH North Haven Capital Partners W50 CV LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗DC Durango Co-Investors A LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗NH North Haven Capital Partners VIII LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$673,165,500
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗NH North Haven Capital Partners VIII-A LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund4$627,902,500
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗NH North Haven Capital Partners VIII SCSpshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$493,006,000
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗NH North Haven Capital Partners VIII U.S. Wealth Management Partners LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$865,112,000
offering Indefinite · similar: $155,000–$5,250,000
1639
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗NH North Haven Capital Partners VIII Non-U.S. Wealth Management Partners LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$411,888,000
offering Indefinite · similar: $155,000–$5,250,000
185
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗SI SL Investment Fund II LLCshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$167,195,000
offering Indefinite · similar: $155,000–$5,250,000
530
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗MV MSCP VIII Employees LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$57,487,000
offering Indefinite · similar: $155,000–$5,250,000
453
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗NH North Haven Expansion Credit III LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$249,072,704
offering Indefinite · similar: $155,000–$5,250,000
284
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗NH North Haven Expansion Credit III Offshore LPshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$113,114,745
offering Indefinite · similar: $155,000–$5,250,000
109
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗NH North Haven Direct Lending Fund RN Feeder L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$382,500,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2026
EDGAR ↗MS Morgan Stanley Capital Partners VIII Investment Team LEF LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$18,450,000
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗MX MSEE X Employees LPshared people, same business addressNEW YORK, NYPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NH North Haven Growth & Innovation Fund LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$993,950,000
offering Indefinite · similar: $155,000–$5,250,000
1836
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗NH North Haven Growth & Innovation Fund Offshore Feeder LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business addressNEW YORK, NYPooled Investment Fund2$221,627,000
offering Indefinite · similar: $155,000–$5,250,000
596
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗MG MS GIF Employees LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$302,191,000
offering Indefinite · similar: $155,000–$5,250,000
1923
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗MG MS GIF Employees Offshore Feeder LPshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund2$10,771,000
offering Indefinite · similar: $155,000–$5,250,000
40
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 16, 2026MS GIF Employees LPD/APooled Investment FundIndefinite$302,191,000
EDGAR ↗Sep 16, 2026MS GIF Employees Offshore Feeder LPD/APooled Investment FundIndefinite$10,771,000
EDGAR ↗Sep 16, 2026North Haven Growth & Innovation Fund Offshore Feeder LPD/APooled Investment FundIndefinite$221,627,000
EDGAR ↗Sep 16, 2026North Haven Growth & Innovation Fund LPD/APooled Investment FundIndefinite$993,950,000
EDGAR ↗Sep 9, 2026MS GIF Employees Offshore Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 21, 2026MS GIF Employees LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 21, 2026North Haven Growth & Innovation Fund Offshore Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 21, 2026North Haven Growth & Innovation Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 26, 2026Carlyle Tactical Private Credit FundDInvesting$50,000,000$50,000,000
EDGAR ↗Jun 22, 2026Carlyle Credit Solutions, Inc.D/APooled Investment FundIndefinite$1,741,572,501
EDGAR ↗Apr 15, 2026MSEE X Employees LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 1, 2026North Haven Private Income Fund A LLCD/APooled Investment FundIndefinite$177,603,072
EDGAR ↗Mar 19, 2026Carlyle Tactical Private Credit FundDInvesting$100,000,000$100,000,000
EDGAR ↗Jan 27, 2026North Haven Private Income Fund LLCD/APooled Investment FundIndefinite$3,592,517,832
EDGAR ↗Jan 14, 2026North Haven Direct Lending Fund RN Feeder L.P.D/APooled Investment FundIndefinite$382,500,000
EDGAR ↗Dec 3, 2025North Haven Expansion Credit III Offshore LPD/APooled Investment FundIndefinite$113,114,745
EDGAR ↗Dec 3, 2025North Haven Expansion Credit III LPD/APooled Investment FundIndefinite$249,072,704
EDGAR ↗Sep 16, 2025Carlyle Tactical Private Credit FundDInvesting$200,000,000$200,000,000
EDGAR ↗Sep 3, 2025North Haven Direct Lending Fund Offshore L.P.D/APooled Investment FundIndefinite$160,000,000
EDGAR ↗Sep 3, 2025North Haven Direct Lending Fund L.P.D/APooled Investment FundIndefinite$215,500,000
EDGAR ↗Aug 14, 2025North Haven Credit Partners IV Offshore L.P.D/APooled Investment FundIndefinite$615,657,500
EDGAR ↗Aug 14, 2025North Haven Credit Partners IV SCSpD/APooled Investment FundIndefinite$135,000,000
EDGAR ↗Aug 14, 2025North Haven Credit Partners IV L.P.D/APooled Investment FundIndefinite$449,110,000
EDGAR ↗Aug 5, 2025Morgan Stanley Capital Partners VIII Investment Team LEF LPD/APooled Investment FundIndefinite$18,450,000
EDGAR ↗Aug 5, 2025North Haven Capital Partners VIII Non-U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$411,888,000
EDGAR ↗Aug 5, 2025North Haven Capital Partners VIII U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$865,112,000
EDGAR ↗Aug 5, 2025North Haven Capital Partners VIII SCSpD/APooled Investment FundIndefinite$493,006,000
EDGAR ↗Aug 5, 2025MSCP VIII Employees LPD/APooled Investment FundIndefinite$57,487,000
EDGAR ↗Aug 5, 2025North Haven Capital Partners VIII-A LPD/APooled Investment FundIndefinite$627,902,500
EDGAR ↗Aug 5, 2025North Haven Capital Partners VIII LPD/APooled Investment FundIndefinite$673,165,500
EDGAR ↗Jun 20, 2025Carlyle Credit Solutions, Inc.D/APooled Investment FundIndefinite$1,206,280,152
EDGAR ↗Jun 12, 2025Morgan Stanley Capital Partners VIII Investment Team LEF LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 17, 2025Carlyle Tactical Private Credit FundDInvesting$100,000,000$100,000,000
EDGAR ↗Apr 1, 2025North Haven Private Income Fund A LLCD/APooled Investment FundIndefinite$137,613,392
EDGAR ↗Feb 21, 2025Carlyle Secured Lending IIID/APooled Investment FundIndefinite$302,008,268
EDGAR ↗Jan 30, 2025North Haven Capital Partners VIII Non-U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$183,989,103
EDGAR ↗Jan 30, 2025North Haven Capital Partners VIII U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$748,481,103
EDGAR ↗Jan 30, 2025North Haven Capital Partners VIII-A LPD/APooled Investment FundIndefinite$470,289,103
EDGAR ↗Jan 30, 2025North Haven Capital Partners VIII SCSpD/APooled Investment FundIndefinite$346,003,000
EDGAR ↗Jan 30, 2025MSCP VIII Employees LPD/APooled Investment FundIndefinite$57,370,000
EDGAR ↗Jan 30, 2025North Haven Capital Partners VIII-A LPD/APooled Investment FundIndefinite$470,289,103
EDGAR ↗Jan 30, 2025North Haven Capital Partners VIII LPD/APooled Investment FundIndefinite$502,268,980
EDGAR ↗Jan 27, 2025North Haven Private Income Fund LLCD/APooled Investment FundIndefinite$3,183,842,040
EDGAR ↗Jan 14, 2025North Haven Direct Lending Fund RN Feeder L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 4, 2024North Haven Expansion Credit III Offshore LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 4, 2024North Haven Expansion Credit III LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 25, 2024Carlyle Tactical Private Credit FundDInvesting$50,000,000$50,000,000
EDGAR ↗Sep 30, 2024Carlyle Tactical Private Credit FundDInvesting$200,000,000$200,000,000
EDGAR ↗Sep 27, 2024SL Investment Fund II LLCD/APooled Investment FundIndefinite$167,195,000
EDGAR ↗Sep 13, 2024North Haven Direct Lending Fund L.P.D/APooled Investment FundIndefinite$115,500,000
EDGAR ↗Sep 13, 2024North Haven Direct Lending Fund Offshore L.P.D/APooled Investment FundIndefinite$100,000,000
EDGAR ↗Aug 14, 2024North Haven Credit Partners IV SCSpD/APooled Investment FundIndefinite$110,000,000
EDGAR ↗Aug 14, 2024North Haven Credit Partners IV Offshore L.P.D/APooled Investment FundIndefinite$502,957,500
EDGAR ↗Aug 14, 2024North Haven Credit Partners IV L.P.D/APooled Investment FundIndefinite$402,880,000
EDGAR ↗Aug 13, 2024MSCP VIII Employees LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 2, 2024SL Investment Fund II LLCDPooled Investment FundIndefinite$800,000
EDGAR ↗Jul 1, 2024North Haven Capital Partners VIII Non-U.S. Wealth Management Partners LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 1, 2024North Haven Capital Partners VIII U.S. Wealth Management Partners LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 1, 2024North Haven Capital Partners VIII SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jul 1, 2024North Haven Capital Partners VIII-A LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 1, 2024North Haven Capital Partners VIII LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 10, 2024North Haven Private Income Fund A LLCD/APooled Investment FundIndefinite$25,946,250
EDGAR ↗Mar 29, 2024Durango Co-Investors A LPDPooled Investment FundIndefinite$0
EDGAR ↗Mar 14, 2024Carlyle Credit Solutions, Inc.D/APooled Investment FundIndefinite$691,643,743
EDGAR ↗Feb 27, 2024North Haven Capital Partners W50 CV LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 27, 2024North Haven Capital Partners W50 Capital LLCDPooled Investment FundIndefinite$0
EDGAR ↗Feb 23, 2024Carlyle Secured Lending IIID/APooled Investment FundIndefinite$302,008,268
EDGAR ↗Feb 9, 2024North Haven Private Income Fund LLCD/APooled Investment FundIndefinite$2,440,184,012
EDGAR ↗Nov 30, 2023Morgan Stanley Expansion Credit II Investment Team LEF L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 16, 2023Carlyle Tactical Private Credit FundDInvesting$100,000,000$100,000,000
EDGAR ↗Oct 11, 2023SL Investment Corp.D/APooled Investment FundIndefinite$164,891,000
EDGAR ↗Sep 15, 2023North Haven Direct Lending Fund Offshore L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 15, 2023North Haven Direct Lending Fund L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 15, 2023North Haven Credit Partners IV SCSpDPooled Investment FundIndefinite$110,000,000
EDGAR ↗Aug 15, 2023North Haven Credit Partners IV Offshore L.P.D/APooled Investment FundIndefinite$374,520,000
EDGAR ↗Aug 15, 2023North Haven Credit Partners IV L.P.D/APooled Investment FundIndefinite$258,480,000
EDGAR ↗Jul 21, 2023North Haven Private Income Fund A LLCDPooled Investment FundIndefinite$25,946,250
EDGAR ↗Jun 29, 2023Morgan Stanley Expansion Equity IX Investment Team LEF L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 21, 2023North Haven Expansion Equity IX Offshore Feeder LPD/APooled Investment FundIndefinite$119,175,500
EDGAR ↗Jun 21, 2023North Haven Expansion Equity IX LPD/APooled Investment FundIndefinite$596,499,500
EDGAR ↗Jun 21, 2023Morgan Stanley Next Level Fund, L.P.D/APooled Investment FundIndefinite$23,320,000
EDGAR ↗Apr 14, 2023North Haven Credit Partners IV Offshore L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 14, 2023North Haven Credit Partners IV L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Feb 21, 2023Carlyle Secured Lending IIID/APooled Investment FundIndefinite$279,430,000
EDGAR ↗Feb 14, 2023North Haven Expansion Credit II Offshore Feeder LPD/APooled Investment FundIndefinite$88,300,000
EDGAR ↗Feb 14, 2023North Haven Expansion Credit II LPD/APooled Investment FundIndefinite$291,175,000
EDGAR ↗Feb 10, 2023North Haven Private Income Fund LLCD/APooled Investment FundIndefinite$1,274,190,548
EDGAR ↗Dec 20, 2022Morgan Stanley Direct Lending FundD/APooled Investment FundIndefinite$1,318,158,122
EDGAR ↗Nov 18, 2022Carlyle Tactical Private Credit FundDInvesting$25,000,000$25,000,000
EDGAR ↗Oct 11, 2022SL Investment Corp.D/APooled Investment FundIndefinite$652,541,000
EDGAR ↗Sep 12, 2022Carlyle Tactical Private Credit FundDInvesting$75,000,000$75,000,000
EDGAR ↗Jun 21, 2022Morgan Stanley Next Level Fund, L.P.D/APooled Investment FundIndefinite$11,390,000
EDGAR ↗May 17, 2022Carlyle Tactical Private Credit FundDInvesting$150,000,000$150,000,000
EDGAR ↗Mar 30, 2022Carlyle Credit Solutions, Inc.D/APooled Investment FundIndefinite$647,757,690
EDGAR ↗Mar 22, 2022Carlyle Tactical Private Credit FundDInvesting$50,000,000$50,000,000
EDGAR ↗Mar 14, 2022Credit Opportunities (Series M) LPDPooled Investment FundIndefinite$300,000,000
EDGAR ↗Feb 22, 2022Carlyle Secured Lending IIIDPooled Investment FundIndefinite$0
EDGAR ↗Feb 10, 2022North Haven Private Income Fund LLCDPooled Investment FundIndefinite$450,057,219
EDGAR ↗Jan 19, 2022North Haven Capital Partners VII SCSpD/APooled Investment FundIndefinite$141,000,000
EDGAR ↗Jan 19, 2022North Haven Capital Partners VII-A LPD/APooled Investment FundIndefinite$729,250,000
EDGAR ↗Jan 19, 2022North Haven Capital Partners VII Non-U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$205,875,000
EDGAR ↗Jan 19, 2022North Haven Capital Partners VII U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$635,205,000
EDGAR ↗Jan 19, 2022North Haven Capital Partners VII LPD/APooled Investment FundIndefinite$318,085,000
EDGAR ↗Jan 7, 2022Morgan Stanley Capital Partners VII Investment Team LEF L.P.DPooled Investment FundIndefinite$13,800,000
EDGAR ↗Dec 21, 2021North Haven Expansion Credit II Offshore Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 21, 2021North Haven Expansion Credit II LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 17, 2021Morgan Stanley Direct Lending FundD/APooled Investment FundIndefinite$1,315,733,122
EDGAR ↗Dec 9, 2021North Haven Capital Partners VII-A LPD/APooled Investment FundIndefinite$607,500,000
EDGAR ↗Dec 9, 2021North Haven Capital Partners VII Non-U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$192,375,000
EDGAR ↗Dec 9, 2021North Haven Capital Partners VII U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$609,105,000
EDGAR ↗Dec 9, 2021North Haven Capital Partners VII LPD/APooled Investment FundIndefinite$302,585,000
EDGAR ↗Nov 30, 2021North Haven Asia Alpha SPV, L.P.DPooled Investment FundIndefinite$58,600,000
EDGAR ↗Nov 29, 2021North Haven Asia Alpha SMA, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Nov 10, 2021North Haven Capital Partners CV-A LPDPooled Investment FundIndefinite$0
EDGAR ↗Nov 10, 2021North Haven Capital Partners CV LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 22, 2021SL Investment Corp.D/APooled Investment FundIndefinite$652,541,000
EDGAR ↗Oct 20, 2021QEB PARENT, L.P.DBusiness ServicesIndefinite$2,328,000
EDGAR ↗Jun 24, 2021North Haven Expansion Equity IX LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 24, 2021North Haven Expansion Equity IX Offshore Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 22, 2021Morgan Stanley Next Level Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 20, 2021North Haven Falcon Co-Invest Aggregator, LPDPooled Investment FundIndefinite$20,100,000
EDGAR ↗May 19, 2021North Haven Capital Partners VII SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Apr 2, 2021North Haven Credit Partners III Feeder SCSpD/APooled Investment FundIndefinite$0
EDGAR ↗Apr 2, 2021North Haven Credit Partners III SCSpD/APooled Investment FundIndefinite$110,000,000
EDGAR ↗Apr 2, 2021North Haven Credit Partners III Offshore Private Investors L.P.D/APooled Investment FundIndefinite$138,368,000
EDGAR ↗Apr 2, 2021North Haven Credit Partners III Onshore Private Investors L.P.D/APooled Investment FundIndefinite$322,590,000
EDGAR ↗Apr 2, 2021North Haven Credit Partners III Offshore Feeder L.P.D/APooled Investment FundIndefinite$185,500,000
EDGAR ↗Apr 2, 2021North Haven Credit Partners III L.P.D/APooled Investment FundIndefinite$797,408,000
EDGAR ↗Mar 31, 2021North Haven Private Equity Asia V Offshore, L.P.D/APooled Investment FundIndefinite$246,605,663
EDGAR ↗Mar 31, 2021North Haven Private Equity Asia V, L.P.D/APooled Investment FundIndefinite$395,787,587
EDGAR ↗Mar 31, 2021North Haven Private Equity Asia V TEI Feeder, L.P.D/APooled Investment FundIndefinite$32,420,000
EDGAR ↗Mar 31, 2021North Haven Private Equity Asia V TEI Intermediate, L.P.D/APooled Investment FundIndefinite$1,480,000
EDGAR ↗Dec 18, 2020Morgan Stanley Direct Lending FundD/APooled Investment FundIndefinite$1,200,963,122
EDGAR ↗Dec 11, 2020North Haven Capital Partners VII-A LPD/APooled Investment FundIndefinite$477,000,000
EDGAR ↗Dec 11, 2020North Haven Capital Partners VII Non-U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$89,250,000
EDGAR ↗Dec 11, 2020North Haven Capital Partners VII U.S. Wealth Management Partners LPD/APooled Investment FundIndefinite$460,230,000
EDGAR ↗Dec 11, 2020North Haven Capital Partners VII LPD/APooled Investment FundIndefinite$226,285,000
EDGAR ↗Oct 23, 2020SL Investment Corp.DPooled Investment FundIndefinite$480,041,000
EDGAR ↗Sep 18, 2020North Haven Private Equity Asia V Offshore, L.P.D/APooled Investment FundIndefinite$239,600,000
EDGAR ↗Sep 18, 2020North Haven Private Equity Asia V, L.P.D/APooled Investment FundIndefinite$398,330,000
EDGAR ↗Sep 18, 2020North Haven Private Equity Asia V TEI Feeder, L.P.D/APooled Investment FundIndefinite$29,350,000
EDGAR ↗Sep 18, 2020North Haven Private Equity Asia V TEI Intermediate, L.P.D/APooled Investment FundIndefinite$29,350,000
EDGAR ↗Apr 3, 2020North Haven Credit Partners III SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Apr 3, 2020North Haven Credit Partners III Feeder SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Apr 3, 2020North Haven Credit Partners III Offshore Feeder L.P.D/APooled Investment FundIndefinite$175,500,000
EDGAR ↗Apr 3, 2020North Haven Credit Partners III L.P.D/APooled Investment FundIndefinite$674,008,000
EDGAR ↗Apr 3, 2020North Haven Credit Partners III Offshore Private Investors L.P.D/APooled Investment FundIndefinite$127,218,000
EDGAR ↗Apr 3, 2020North Haven Credit Partners III Onshore Private Investors L.P.D/APooled Investment FundIndefinite$292,040,000
EDGAR ↗Dec 27, 2019Morgan Stanley Direct Lending FundDPooled Investment FundIndefinite$755,285,322
EDGAR ↗Dec 13, 2019North Haven Capital Partners VII-A LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 13, 2019North Haven Capital Partners VII Non-U.S. Wealth Management Partners LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 13, 2019North Haven Capital Partners VII U.S. Wealth Management Partners LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 13, 2019North Haven Capital Partners VII LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 24, 2019North Haven Private Equity Asia V Offshore, L.P.D/APooled Investment FundIndefinite$212,450,000
EDGAR ↗Sep 20, 2019North Haven Private Equity Asia V, L.P.D/APooled Investment FundIndefinite$366,425,000
EDGAR ↗Sep 20, 2019North Haven Private Equity Asia V TEI Feeder, L.P.D/APooled Investment FundIndefinite$28,320,000
EDGAR ↗Sep 20, 2019North Haven Private Equity Asia V TEI Intermediate, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Jul 2, 2019Carlyle Credit Solutions, Inc.D/APooled Investment FundIndefinite$673,752,452
EDGAR ↗May 10, 2019North Haven Credit Partners III Offshore Private Investors L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 10, 2019North Haven Credit Partners III Offshore Feeder L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 10, 2019North Haven Credit Partners III Onshore Private Investors L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 10, 2019North Haven Credit Partners III L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Oct 23, 2018North Haven Private Equity Asia V Offshore, L.P.DPooled Investment FundIndefinite$47,100,000
EDGAR ↗Sep 21, 2018North Haven Private Equity Asia V, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 21, 2018North Haven Private Equity Asia V TEI Feeder, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 21, 2018North Haven Private Equity Asia V TEI Intermediate, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 27, 2018EmployBridge Holding CoDOther$1,413,750$1,413,750
EDGAR ↗Jun 12, 2018Carlyle Credit Solutions, Inc.D/APooled Investment FundIndefinite$624,437,190
EDGAR ↗Apr 30, 2018EmployBridge Holding CoDOther$125,000,700$125,000,700
EDGAR ↗Nov 21, 2017Carlyle Credit Solutions, Inc.D/APooled Investment FundIndefinite$292,708,750
EDGAR ↗Oct 27, 2017Carlyle Credit Solutions, Inc.D/APooled Investment FundIndefinite$185,830,000
EDGAR ↗Sep 22, 2017Carlyle Credit Solutions, Inc.DPooled Investment FundIndefinite$185,830,000
EDGAR ↗Aug 17, 2017North Haven Senior Loan Fund Private Investors L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 17, 2017North Haven Senior Loan Fund L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 11, 2017North Haven Energy Capital Fund Non-U.S. Wealth Management Feeder LPD/APooled Investment FundIndefinite$126,105,000
EDGAR ↗Aug 11, 2017North Haven Energy Capital Fund U.S. Wealth Management Feeder LPD/APooled Investment FundIndefinite$224,485,000
EDGAR ↗Aug 11, 2017North Haven Energy Capital Fund LPD/APooled Investment FundIndefinite$254,485,000
EDGAR ↗Aug 11, 2017North Haven Energy Capital Fund-A LPD/APooled Investment FundIndefinite$201,105,000
EDGAR ↗Jul 24, 2017EmployBridge Holding CoDOther$4,200,000$4,200,000
EDGAR ↗Jun 29, 2017EmployBridge Holding CoDOther$2,038,283$2,038,283
EDGAR ↗Apr 14, 2017North Haven Expansion Equity Offshore Feeder LPDPooled Investment FundIndefinite$22,450,000
EDGAR ↗Apr 14, 2017North Haven Expansion Equity LPDPooled Investment FundIndefinite$131,885,000
EDGAR ↗Mar 22, 2017TCG BDC, INC.D/APooled Investment FundIndefinite$1,058,026,975
EDGAR ↗Dec 5, 2016NF Investment Corp.D/APooled Investment FundIndefinite$114,925,000
EDGAR ↗Dec 5, 2016TCG BDC, INC.D/APooled Investment FundIndefinite$999,085,788
EDGAR ↗Oct 17, 2016North Haven Expansion Credit Offshore Feeder LPDPooled Investment FundIndefinite$3,500,000
EDGAR ↗Aug 11, 2016North Haven Energy Capital Fund Non-U.S. Wealth Management Feeder LPD/APooled Investment FundIndefinite$106,365,000
EDGAR ↗Aug 11, 2016North Haven Energy Capital Fund U.S. Wealth Management Feeder LPD/APooled Investment FundIndefinite$182,650,000
EDGAR ↗Aug 11, 2016North Haven Energy Capital Fund LPD/APooled Investment FundIndefinite$212,650,000
EDGAR ↗Aug 11, 2016North Haven Energy Capital Fund-A LPD/APooled Investment FundIndefinite$181,365,000
EDGAR ↗Jun 30, 2016North Haven Capital Partners VI U.S. Wealth Management Partners-A LPD/APooled Investment FundIndefinite$1,087,756,895
EDGAR ↗Jun 30, 2016North Haven Capital Partners VI U.S. Wealth Management Feeder-A LPD/APooled Investment FundIndefinite$1,087,756,895
EDGAR ↗Jun 30, 2016North Haven Capital Partners VI U.S. Wealth Management Partners-B LPD/APooled Investment FundIndefinite$1,087,756,895
EDGAR ↗Jun 30, 2016North Haven Capital Partners VI U.S. Wealth Management Feeder-B LPD/APooled Investment FundIndefinite$1,087,756,895
EDGAR ↗Jun 30, 2016North Haven Capital Partners VI Non-U.S. Wealth Management Feeder LPD/APooled Investment FundIndefinite$1,087,756,895
EDGAR ↗Jun 30, 2016North Haven Capital Partners VI-A LPD/APooled Investment FundIndefinite$1,087,756,895
EDGAR ↗Jun 30, 2016North Haven Capital Partners VI LPD/APooled Investment FundIndefinite$1,087,756,895
EDGAR ↗May 27, 2016NF Investment Corp.D/APooled Investment FundIndefinite$114,925,000
EDGAR ↗May 27, 2016TCG BDC, INC.D/APooled Investment FundIndefinite$976,784,208
EDGAR ↗Dec 15, 2015North Haven Expansion Credit LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 11, 2015North Haven Energy Capital Fund Non-U.S. Wealth Management Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 11, 2015North Haven Energy Capital Fund U.S. Wealth Management Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 11, 2015North Haven Energy Capital Fund LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 11, 2015North Haven Energy Capital Fund-A LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 22, 2015EmployBridge Holding CoD/AOtherIndefinite$1,429,976
EDGAR ↗Jul 22, 2015NF Investment Corp.D/APooled Investment FundIndefinite$114,925,000
EDGAR ↗Jul 22, 2015TCG BDC, INC.D/APooled Investment FundIndefinite$937,256,594
EDGAR ↗Jul 1, 2015North Haven Capital Partners VI U.S. Wealth Management Feeder-A LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 30, 2015North Haven Capital Partners VI U.S. Wealth Management Feeder-B LPD/APooled Investment FundIndefinite$767,000,000
EDGAR ↗Jun 30, 2015North Haven Capital Partners VI U.S. Wealth Management Partners-B LPDPooled Investment FundIndefinite$767,000,000
EDGAR ↗Jun 30, 2015North Haven Capital Partners VI U.S. Wealth Management Partners-A LPDPooled Investment FundIndefinite$767,000,000
EDGAR ↗Jun 30, 2015North Haven Capital Partners VI LPD/APooled Investment FundIndefinite$767,000,000
EDGAR ↗Jun 30, 2015North Haven Capital Partners VI-A LPD/APooled Investment FundIndefinite$767,000,000
EDGAR ↗Jun 30, 2015North Haven Capital Partners VI Non-U.S. Wealth Management Feeder LPD/APooled Investment FundIndefinite$767,000,000
EDGAR ↗Jun 2, 2015EmployBridge Holding CoDOther$929,985$929,985
EDGAR ↗Feb 24, 2015EmployBridge Holding CoDOther$216,477,989$216,477,989
EDGAR ↗Dec 5, 2014North Haven Capital Partners VI U.S. Wealth Management Feeder-B LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 5, 2014North Haven Capital Partners VI Non-U.S. Wealth Management Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 5, 2014North Haven Capital Partners VI-A LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 5, 2014North Haven Capital Partners VI LPDPooled Investment FundIndefinite$0
EDGAR ↗Aug 4, 2014NF Investment Corp.D/APooled Investment FundIndefinite$114,925,000
EDGAR ↗Aug 4, 2014TCG BDC, INC.D/APooled Investment FundIndefinite$894,414,000
EDGAR ↗Jul 16, 2014Morgan Stanley Credit Partners II Offshore Feeder L.P.D/APooled Investment FundIndefinite$142,000,500
EDGAR ↗Jul 16, 2014Morgan Stanley Credit Partners II L.P.D/APooled Investment FundIndefinite$737,038,000
EDGAR ↗May 29, 2014EmployBridge Holding CoDOther$4,000,000$4,000,000
EDGAR ↗Jan 16, 2014Morgan Stanley Credit Partners II Onshore Core Feeder L.P.D/APooled Investment FundIndefinite$342,755,000
EDGAR ↗Jan 16, 2014Morgan Stanley Credit Partners II Offshore Core Feeder L.P.D/APooled Investment FundIndefinite$100,173,500
EDGAR ↗Aug 7, 2013NF Investment Corp.DPooled Investment FundIndefinite$80,075,000
EDGAR ↗Aug 6, 2013TCG BDC, INC.D/APooled Investment FundIndefinite$651,215,000
EDGAR ↗Jul 16, 2013Morgan Stanley Credit Partners II Offshore Core Feeder L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 16, 2013Morgan Stanley Credit Partners II Offshore Feeder L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 16, 2013Morgan Stanley Credit Partners II Onshore Core Feeder L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 16, 2013Morgan Stanley Credit Partners II L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 8, 2013TCG BDC, INC.DPooled Investment FundIndefinite$155,000,000
EDGAR ↗Sep 7, 2012Morgan Stanley Expansion Capital LPD/APooled Investment Fund$144,075,000$144,075,000
EDGAR ↗Sep 7, 2012Morgan Stanley Expansion Capital Offshore Feeder LPD/APooled Investment Fund$31,750,000$31,750,000
EDGAR ↗Aug 24, 2011Morgan Stanley Expansion Capital LPD/APooled Investment FundIndefinite$126,150,000
EDGAR ↗Aug 24, 2011Morgan Stanley Expansion Capital Offshore Feeder LPD/APooled Investment FundIndefinite$19,500,000
EDGAR ↗Jun 13, 2011Morgan Stanley Expansion Capital LPDPooled Investment FundIndefinite$98,650,000
EDGAR ↗Jun 13, 2011Morgan Stanley Expansion Capital Offshore Feeder LPDPooled Investment FundIndefinite$7,750,000
EDGAR ↗Jun 13, 2011MS Expansion Capital Co-Investment Vehicle LPDPooled Investment FundIndefinite$62,825,000
EDGAR ↗Jun 13, 2011MS EXPANSION CAPITAL CO-INVESTMENT OFFSHORE FEEDER VEHICLE LPDPooled Investment FundIndefinite$7,500,000
EDGAR ↗Jun 3, 2011MS EB Holdco, LLCDBusiness Services$4,697,500$4,697,500
EDGAR ↗Jun 3, 2011Employbridge Holding CoDBusiness Services$4,660,000$4,660,000
EDGAR ↗Jan 18, 2011Morgan Stanley Credit Partners Onshore Core Feeder L.P.D/APooled Investment FundIndefinite$162,750,000
EDGAR ↗Jan 18, 2011Morgan Stanley Credit Partners Onshore Feeder L.P.D/APooled Investment FundIndefinite$269,900,000
EDGAR ↗Jan 18, 2011Morgan Stanley Credit Partners Offshore Core Feeder L.P.D/APooled Investment FundIndefinite$41,850,000
EDGAR ↗Jan 18, 2011Morgan Stanley Credit Partners Offshore Feeder L.P.D/APooled Investment FundIndefinite$154,300,000
EDGAR ↗Jan 18, 2011Morgan Stanley Credit Partners L.P.D/APooled Investment FundIndefinite$895,230,631
EDGAR ↗Jan 6, 2010Morgan Stanley Capital Partners V (Feeder) LPDPooled Investment FundIndefinite$250,000
EDGAR ↗Dec 30, 2009Morgan Stanley Credit Partners Onshore Core Feeder L.P.DPooled Investment FundIndefinite$126,725,000
EDGAR ↗Dec 30, 2009Morgan Stanley Credit Partners Offshore Feeder L.P.DPooled Investment FundIndefinite$91,500,500
EDGAR ↗Dec 30, 2009Morgan Stanley Credit Partners Offshore Core Feeder L.P.DPooled Investment FundIndefinite$28,650,500
EDGAR ↗Dec 30, 2009Morgan Stanley Credit Partners Onshore Feeder L.P.DPooled Investment FundIndefinite$208,800,000
EDGAR ↗Dec 30, 2009Morgan Stanley Credit Partners L.P.DPooled Investment FundIndefinite$555,676,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Employee Investors L.P.D/APooled Investment FundIndefinite$68,400,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V LPD/APooled Investment FundIndefinite$101,000,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Offshore Investors L.P.D/APooled Investment FundIndefinite$84,200,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Private Investors LPD/APooled Investment FundIndefinite$67,750,000
EDGAR ↗Nov 24, 2009MORGAN STANLEY CAPITAL PARTNERS V INVESTMENT TEAM LCIP L.P.D/APooled Investment FundIndefinite$11,165,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Cayman L.P.D/APooled Investment FundIndefinite$101,500,002
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Core Investors LPD/APooled Investment FundIndefinite$107,324,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Cayman (Non-U.S. Feeder) L.P.D/APooled Investment FundIndefinite$10,000,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Cayman (Tax-Exempt Feeder) L.P.D/APooled Investment FundIndefinite$17,500,002
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Advisory Council Investors LPD/APooled Investment FundIndefinite$35,000,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Offshore Advisory Council Investors L.P.D/APooled Investment FundIndefinite$2,000,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V U.K. Employee Investors L.P.D/APooled Investment FundIndefinite$7,125,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Offshore Employee Investors L.P.D/APooled Investment FundIndefinite$12,675,000
EDGAR ↗Nov 24, 2009Morgan Stanley Capital Partners V Shari'a Compliant L.P.D/APooled Investment FundIndefinite$68,000,000

Activity: 7 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 16, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009–2010), Business Services (2011), Pooled Investment Fund (2011–2013), Other (2014), Pooled Investment Fund (2014), Other (2015), Pooled Investment Fund (2015–2017), Other (2017), Pooled Investment Fund (2017), Other (2018), Pooled Investment Fund (2018–2021), Business Services (2021), Pooled Investment Fund (2021–2022), Investing (2022), Pooled Investment Fund (2023), Investing (2023), Pooled Investment Fund (2023–2024), Investing (2024), Pooled Investment Fund (2024–2025), Investing (2025), Pooled Investment Fund (2025), Investing (2025–2026), Pooled Investment Fund (2026), Investing (2026). Latest offering: Pooled Investment Fund (2026; most recent Sep 9, 2026).

People across the group

NameRolesIssuers hereFirst → last listed
DM David N. MillerExecutive Officer, Director38Sep 21, 2018 → Sep 16, 2026
DA Debra AbramovitzExecutive Officer37Jan 18, 2011 → Apr 15, 2026
CN Christopher H. NorrisExecutive Officer, Director33Dec 5, 2014 → Sep 16, 2026
AJ Alan JonesExecutive Officer, Director30Nov 24, 2009 → Apr 14, 2017
AS Aaron SackDirector, Executive Officer27Jun 3, 2011 → Aug 5, 2025
RS Richard A. SchultzExecutive Officer27Dec 5, 2014 → Aug 5, 2025
EF Eric FryDirector, Executive Officer26Nov 24, 2009 → Aug 11, 2015
EK Eric KanterExecutive Officer23Jun 30, 2015 → Aug 5, 2025
AS Adam ShawDirector, Executive Officer20Jun 3, 2011 → Aug 5, 2025
RL Robert R. LeeExecutive Officer, Director20Aug 11, 2015 → Jan 19, 2022
ST Stephen TrevorExecutive Officer, Director20Nov 24, 2009 → Jan 6, 2010
JH James HowlandExecutive Officer, Director18Jun 3, 2011 → Jan 19, 2022
JM John J. MoonExecutive Officer, Director17Dec 5, 2014 → Mar 29, 2024
PC PETER Y. CHUNGExecutive Officer, Director16Jun 13, 2011 → Dec 3, 2025
LI Lincoln IsettaExecutive Officer, Director16Jun 13, 2011 → Dec 3, 2025
JS James R. StewartExecutive Officer16Dec 13, 2019 → Aug 5, 2025
SR Steve RodgersExecutive Officer16Dec 13, 2019 → Aug 5, 2025
CS Carlos SantiagoExecutive Officer16Oct 24, 2019 → Jun 21, 2023
MD Melissa DanielsExecutive Officer, Director15Jun 13, 2011 → Dec 3, 2025
MC MS Capital Partners V GP L.P. entityPromoter14Nov 24, 2009 → Jan 6, 2010
OM Orit MizrachiExecutive Officer, Director12Aug 4, 2014 → Apr 1, 2026
JL Jeffrey S LevinExecutive Officer, Director12May 27, 2016 → Apr 1, 2025
GM Gary MatthewsExecutive Officer11Dec 5, 2014 → Dec 13, 2019
DT David M. ThompsonExecutive Officer10Dec 13, 2019 → Aug 5, 2025
AR Anita RiosExecutive Officer10Dec 13, 2019 → Jun 21, 2023
AY Amy YeungExecutive Officer10Dec 13, 2019 → Jun 21, 2023
MS Mohammad SheikhExecutive Officer10Dec 13, 2019 → Jun 21, 2023
FW Fred F. WangExecutive Officer10Dec 13, 2019 → Jun 21, 2023
EE Emrah ErtamayExecutive Officer10Dec 13, 2019 → Jun 21, 2023
KF Kara FrickeExecutive Officer10Dec 13, 2019 → Jun 21, 2023
JC Judy ChoiExecutive Officer10Dec 11, 2020 → Jun 21, 2023
AG Annielyn GonzalesExecutive Officer10Dec 11, 2020 → Jun 21, 2023
EB Evelyn BagdasarovaExecutive Officer10Dec 11, 2020 → Jun 21, 2023
DC David CookExecutive Officer9Dec 13, 2019 → Sep 16, 2026
GV Giselle Lopez-VelascoExecutive Officer9Dec 13, 2019 → Jan 19, 2022
JH Jason HirschExecutive Officer9Dec 13, 2019 → Jan 19, 2022
KM Kasia MelloExecutive Officer9Dec 13, 2019 → Jan 19, 2022
DM Dmitriy MuchnikExecutive Officer9Dec 13, 2019 → Jan 19, 2022
AR Alexander RosoExecutive Officer9Dec 13, 2019 → Jan 19, 2022
MS Mustafa SalehbhaiExecutive Officer9Dec 13, 2019 → Jan 19, 2022
GL Geoff LaporteExecutive Officer9Dec 13, 2019 → Jan 19, 2022
JK Joshua Balik-KleinExecutive Officer9Dec 13, 2019 → Jan 19, 2022
TA Terrence AvellaExecutive Officer9Dec 11, 2020 → Jan 19, 2022
JW Jill WightExecutive Officer9Dec 11, 2020 → Jan 19, 2022
BR Bradley N. RothmanExecutive Officer9May 20, 2021 → Jan 19, 2022
BR Bill ReilandExecutive Officer8Jun 24, 2021 → Dec 3, 2025
VR Venugopal N. RathiExecutive Officer8Jul 22, 2015 → Jul 21, 2023
HG Harrison GrussmarkExecutive Officer8May 20, 2021 → Jan 19, 2022
MW Max WaterousExecutive Officer8May 20, 2021 → Jan 19, 2022
MC MS Capital Partners VIII GP LP entityPromoter7Jul 1, 2024 → Aug 5, 2025
MN Marnie E. NiziolekExecutive Officer7Nov 10, 2021 → Jan 19, 2022
CW CHRISTIAN P. WENZELExecutive Officer7Nov 10, 2021 → Jan 19, 2022
MC MS Capital Partners VII GP LP entityPromoter7Dec 13, 2019 → Jan 19, 2022
KK Kate KennedyExecutive Officer7Dec 11, 2020 → Jan 19, 2022
LR Luc RampenExecutive Officer7Nov 10, 2021 → Jan 19, 2022
HA Henry D'AlessandroExecutive Officer7Dec 30, 2009 → Aug 17, 2017
MS Morgan Stanley Capital Partners VI GP Inc. entityPromoter7Dec 5, 2014 → Jun 30, 2016
MO Michael Occi, Jr.Executive Officer, Director6Feb 10, 2023 → Apr 1, 2026
DT David ThompsonExecutive Officer6Jul 1, 2024 → Aug 5, 2025
MS Morgan Stanley Private Equity Asia V GP ONT, L.P. entityPromoter6Sep 21, 2018 → Nov 30, 2021

Business registration (state registry / Secretary of State)

1 of 30 issuers (first 30 of 111 issuers checked; each issuer page has its own record) have a matched state registry record — records by status: active 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

MS CAPITAL PARTNERS ADVISER INC. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Aug 4, 2008 · SEC file 801-69426 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $38,758,105,318 as reported on Form ADV filed Jul 17, 2026 (Item 5.F(2)(c)) · 78 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.MORGANSTANLEY.COM/IM ↗

Item 11 disclosure questions as answered on Form ADV filed Jul 17, 2026: 3 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (2 disclosures reported) — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • Yes (4 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • Yes (1 disclosure reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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