Max Waterous is listed as an executive officer on 12 SEC Form D filings by 8 issuers between May 2021 and Jan 2022. Largest by amount reported sold: North Haven Capital Partners VII-A LP (New York, NY — pooled investment fund — 2021–2022; $729.3M reported sold to 27 investors), North Haven Capital Partners VII U.S. Wealth Management Partners LP (New York, NY — pooled investment fund — 2021–2022; $635.2M reported sold to 1,141 investors), North Haven Capital Partners VII LP (New York, NY — pooled investment fund — 2021–2022; $318.1M reported sold to 16 investors), North Haven Capital Partners VII Non-U.S. Wealth Management Partners LP (New York, NY — pooled investment fund — 2021–2022; $205.9M reported sold to 182 investors), North Haven Falcon Co-Invest Aggregator, LP (New York, NY — pooled investment fund — 2021; $20.1M reported sold to 6 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer. Across those companies the filings report $1.92B sold in total.
Listed alongside Aaron Sack (12 shared filings), Adam Shaw (12 shared filings), Alexander Roso (12 shared filings), Amy Yeung (12 shared filings), Anita Rios (12 shared filings) and 34 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Max. Each name links to their own page.
All 8 issuers belong to the sponsor group North Haven (111 issuers, $33.83B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. North Haven has 111 companies on file and $33.83B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 12 public filings for Max Waterous and found 2 differences: Form D filed 16 days after the first sale; 6 offerings have no amendment in the last 12 months and may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.