PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:02 AM ET

Sponsor Check › Sponsor group

CO

Cross Ocean

One sponsor team, 27 deal companies · Grand Cayman, Cayman Islands (as filed: E9)

Grouped because: 14 shared people, 12 shared management entities, same business address (24 issuers), similar issuer names (27) · 11 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

27deal companies
$4.83Breported sold
580investors
60Form D filings
2016–2026active
3new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 1, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Cross Ocean is a sponsor group of 27 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, same person name on both filings; automatic match from the filings), filing 60 Form D filings between Dec 2016 and Sep 2026.

What this means One team, 27 deal companies, about 10 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $4.83B to 580 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (27). Issuers are based in Cayman Islands (as filed: E9) (18), CT (8), United Kingdom (as filed: X0) (1).

What this means $4.83B raised across the group, about $8.32M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Graham Goldsmith (22 issuers, executive officer and promoter), Cross Ocean Partners Management LP (16 issuers, executive officer, entity), Andrew Jonathan Aitken (11 issuers, executive officer and promoter), Gregory Bennett (11 issuers, executive officer, director, and promoter), Nathan Day (11 issuers, executive officer, director, and promoter) and 25 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 3 new offerings in the last 12 months; latest filing Sep 1, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: CROSS OCEAN PARTNERS MANAGEMENT LP; CROSS OCEAN ESS MANAGEMENT LIMITED and 1 more.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 60 public filings for Cross Ocean and found 17 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Cross Ocean has not run yet — it is joining a line of 45,751 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

CHAO v. CROSS OCEAN SHIPPING CO., INC. dismissed
District Court, D. New Jersey · No. 2:04-cv-06199 · Filed Dec 20, 2004 · Closed Feb 28, 2005 · Nature of suit: 791 Employee Retirement Income Security Act
Role of CHAO v. CROSS OCEAN SHIPPING CO., INC.: Party · Outcome: Terminated 2005-02-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NJ (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Cross Ocean..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

17 differences found between the filings for Cross Ocean — 5 worth asking about (compared the newest 50 of 60 filings on Oct 24, 2026; older filings not covered)

Worth asking · Aug 31, 2026 – Sep 1, 2026

Amount sold went down between filings — Cross Ocean USSS Fund III Cayman Feeder LP

The Aug 31, 2026 filing says $135,425,000 sold; the Sep 1, 2026 Form D/A says $131,925,000 sold — $3,500,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 31, 2026 ↗Form D/A (later) · Sep 1, 2026 ↗Cross Ocean USSS Fund III Cayman Feeder LP — PartnerFacts page ↗
Sources
Worth asking · Aug 31, 2026 – Sep 1, 2026

Investor count went down between filings — Cross Ocean USSS Fund III Cayman Feeder LP

The Aug 31, 2026 filing reports 19 investors; the Sep 1, 2026 Form D/A reports 18 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Aug 31, 2026 ↗Form D/A (later) · Sep 1, 2026 ↗Cross Ocean USSS Fund III Cayman Feeder LP — PartnerFacts page ↗
Sources
Worth asking · May 20, 2020 – May 17, 2023

Cross Ocean includes 4 deals that stopped filing before reaching their target

Cross Ocean USD ESS Fund IV Closed L.P. (last filing May 17, 2023; $55,220,000 sold of $1,000,000,000); Cross Ocean USD ESS Fund IV Open L.P. (last filing May 17, 2023; $288,470,000 sold of $1,000,000,000); Cross Ocean USD ESS Fund III Closed L.P. (last filing May 20, 2020; $69,750,000 sold of $1,500,000,000); Cross Ocean USD ESS Fund III Open L.P. (last filing May 20, 2020; $168,000,000 sold of $1,500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Cross Ocean USD ESS Fund IV Closed L.P. — PartnerFacts page ↗Cross Ocean USD ESS Fund IV Open L.P. — PartnerFacts page ↗Cross Ocean USD ESS Fund III Closed L.P. — PartnerFacts page ↗Cross Ocean USD ESS Fund III Open L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 1, 2020 – Nov 7, 2022

10 other issuers file from the same address — 2 member issuers (Cross Ocean GCD Fund I Onshore Feeder LP; Cross Ocean USSS Fund II Del Feeder LP)

The address on file, 20 Horseneck Lane, Greenwich, CT, is used by 12 issuers in our index across 6 sponsor groups; 10 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Cross Ocean GCD Fund I Onshore Feeder LP — PartnerFacts page ↗Cross Ocean USSS Fund II Del Feeder LP — PartnerFacts page ↗EDGAR filer page · Cross Ocean GCD Fund I Onshore Feeder LP ↗
Sources
Note · Jul 14, 2021 – Jul 30, 2021

Form D filed 16 days after the first sale — Cross Ocean USD ESS Fund IV Closed L.P.

The filing says the first sale was Jul 14, 2021. The Form D was filed Jul 30, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 30, 2021 ↗Cross Ocean USD ESS Fund IV Closed L.P. — PartnerFacts page ↗
Sources
Note · Jul 14, 2021 – Jul 30, 2021

Form D filed 16 days after the first sale — Cross Ocean USD ESS Fund IV Open L.P.

The filing says the first sale was Jul 14, 2021. The Form D was filed Jul 30, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 30, 2021 ↗Cross Ocean USD ESS Fund IV Open L.P. — PartnerFacts page ↗
Sources
Note · Mar 7, 2019 – Jul 3, 2025

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Cross Ocean Global Secondaries Fund I Del Feeder LP (latest filing Jul 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Cross Ocean Senior Credit Fund (Alpha) L.P. (latest filing May 30, 2025) · No amendment in the last 12 months on an offering that may still be open — Cross Ocean USD ESS Fund V Open L.P. (latest filing May 19, 2025) · No amendment in the last 12 months on an offering that may still be open — Cross Ocean Global Secondaries Fund I Cayman Feeder LP (latest filing Feb 27, 2025) · No amendment in the last 12 months on an offering that may still be open — Cross Ocean USD ESS Fund IV Closed L.P. (latest filing May 17, 2023) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 3, 2025 ↗Cross Ocean Global Secondaries Fund I Del Feeder LP — PartnerFacts page ↗Form D · May 30, 2025 ↗Cross Ocean Senior Credit Fund (Alpha) L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 30, 2021 – Jun 3, 2026

7 people are no longer listed on a later amendment

Nick Renwick is no longer listed on the Jun 3, 2026 amendment — Cross Ocean Global SIF (K) Co-Invest I LP · Nick Renwick is no longer listed on the May 18, 2026 amendment — Cross Ocean GSS Onshore Feeder LP · Nick Renwick is no longer listed on the Nov 10, 2025 amendment — Cross Ocean GSS Offshore Feeder LP · Nick Renwick is no longer listed on the Jul 3, 2025 amendment — Cross Ocean Global Secondaries Fund I Del Feeder LP · Mark Jonathan Berry is no longer listed on the May 17, 2023 amendment — Cross Ocean USD ESS Fund IV Closed L.P. · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Jun 3, 2025 ↗Form D/A · Jun 3, 2026 ↗Nick Renwick — PartnerFacts page ↗Cross Ocean Global SIF (K) Co-Invest I LP — PartnerFacts page ↗
Sources
Note · Feb 5, 2019 – Sep 1, 2026

14 role changes for the same people across filings

Cross Ocean USSS III GP Ltd's role changed at Cross Ocean USSS Fund III Cayman Feeder LP: promoter → executive officer · Cross Ocean Global Secondaries I GP Ltd's role changed at Cross Ocean Global Secondaries Fund I Del Feeder LP: executive officer → promoter · Cross Ocean Global Secondaries I GP Ltd's role changed at Cross Ocean Global Secondaries Fund I Cayman Feeder LP: executive officer → promoter · Andrew Jonathan Aitken's role changed at Cross Ocean USD ESS Fund IV Closed L.P.: executive officer, promoter → executive officer · Andrew Jonathan Aitken's role changed at Cross Ocean USD ESS Fund IV Open L.P.: executive officer, promoter → executive officer · and 9 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Aug 31, 2026 ↗Form D/A · Sep 1, 2026 ↗Cross Ocean USSS III GP Ltd — PartnerFacts page ↗Cross Ocean USSS Fund III Cayman Feeder LP — PartnerFacts page ↗
Sources
Note · Jul 30, 2021 – May 17, 2023

Offering amount changed between filings — Cross Ocean USD ESS Fund IV Closed L.P.

The Jul 30, 2021 filing says $1,000,000,000 offered; the May 17, 2023 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 30, 2021 ↗Form D/A (later) · May 17, 2023 ↗Cross Ocean USD ESS Fund IV Closed L.P. — PartnerFacts page ↗
Sources
Note · Jul 30, 2021 – May 17, 2023

Offering amount changed between filings — Cross Ocean USD ESS Fund IV Open L.P.

The Jul 30, 2021 filing says $1,000,000,000 offered; the May 17, 2023 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 30, 2021 ↗Form D/A (later) · May 17, 2023 ↗Cross Ocean USD ESS Fund IV Open L.P. — PartnerFacts page ↗
Sources
Note · Jul 30, 2021 – May 17, 2023

Minimum investment changed between filings — Cross Ocean USD ESS Fund IV Closed L.P.

The Jul 30, 2021 filing lists a minimum of $100,000; the May 17, 2023 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 30, 2021 ↗Form D/A (later) · May 17, 2023 ↗Cross Ocean USD ESS Fund IV Closed L.P. — PartnerFacts page ↗
Sources
Note · Jul 30, 2021 – May 17, 2023

Minimum investment changed between filings — Cross Ocean USD ESS Fund IV Open L.P.

The Jul 30, 2021 filing lists a minimum of $100,000; the May 17, 2023 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 30, 2021 ↗Form D/A (later) · May 17, 2023 ↗Cross Ocean USD ESS Fund IV Open L.P. — PartnerFacts page ↗
Sources
Note · Feb 5, 2019 – Aug 29, 2025

9 people are written more than one way across the filings

Cross Ocean USSS III GP Ltd is written 2 different ways on the filings · Cross Ocean Global Secondaries I GP Ltd is written 2 different ways on the filings · Graham Goldsmith is written 2 different ways on the filings · Nathan Day is written 2 different ways on the filings · Gregory Bennett is written 2 different ways on the filings · and 4 more

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D · Aug 29, 2025 ↗Form D · Aug 29, 2025 ↗Cross Ocean USSS III GP Ltd — PartnerFacts page ↗Form D · Jul 3, 2024 ↗
Sources
Note · Apr 19, 2017 – Sep 1, 2026

Member companies were formed in 2 different states

Cayman Islands (17), Delaware (10) — out of 27 member issuers. The odd ones out: Cross Ocean USSS Fund I (A) Del Feeder LP (Delaware); Cross Ocean GSS Onshore Feeder LP (Delaware); Cross Ocean GCD Fund I Onshore Feeder LP (Delaware); Cross Ocean USSS Fund II Del Feeder LP (Delaware); Cross Ocean EUR ESS Fund V Open L.P. (Delaware); Cross Ocean USD ESS Fund V Open L.P. (Delaware).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Cross Ocean — sponsor group page ↗Cross Ocean USSS Fund I (A) Del Feeder LP — PartnerFacts page ↗Cross Ocean GSS Onshore Feeder LP — PartnerFacts page ↗Cross Ocean GCD Fund I Onshore Feeder LP — PartnerFacts page ↗
Sources
Note · Apr 19, 2017 – Sep 1, 2026

Member companies list addresses in 3 different states

Cayman Islands (as filed: E9) (18), CT (8), United Kingdom (as filed: X0) (1).

What this means The same team filing from more than one place can mean an office move or deals held by different entities. Ask where the sponsor actually operates.

Cross Ocean — sponsor group page ↗Cross Ocean USSS Fund I (A) Del Feeder LP — PartnerFacts page ↗Cross Ocean GSS Onshore Feeder LP — PartnerFacts page ↗Cross Ocean SIF ESS Fund (K) L.P. — PartnerFacts page ↗
Sources
Note · Jul 3, 2024 – Feb 27, 2025

Issuer used a different name before — Cross Ocean Global Secondaries Fund I Cayman Feeder LP

SEC records list prior names for this filer: Ocean Global Secondaries Fund I Cayman Feeder LP. The current name on file is "Cross Ocean Global Secondaries Fund I Cayman Feeder LP".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Cross Ocean Global Secondaries Fund I Cayman Feeder LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 60 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

4 of 27 offerings report sales commissions totalling $10,143,049; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 1, 2026 D/A
Cross Ocean USSS Fund III Del Feeder LP
File 021-556285
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2026 D/A
Cross Ocean USSS Fund III Cayman Feeder LP
File 021-556289
$0$0$0None listed on this filingEDGAR ↗
Jun 3, 2026 D/A
Cross Ocean Global SIF (K) Co-Invest I LP
File 021-547899
$0$0$0None listed on this filingEDGAR ↗
May 18, 2026 D/A
Cross Ocean GSS Onshore Feeder LP
File 021-332130
$80,549 (est.)$0$0Jefferies LLC BrokerCheck CRD 2347 ↗
Aqueduct Capital Group, LLC BrokerCheck CRD 131452 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
Mar 10, 2026 D
Cross Ocean Global Real Estate Fund I Cayman Feeder LP
File 021-575928
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2026 D
Cross Ocean Global Real Estate Fund I Del Feeder LP
File 021-575020
$0$0$0None listed on this filingEDGAR ↗
Feb 10, 2026 D
Cross Ocean CLO Fund II L.P.
File 021-573099
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2025 D/A
Cross Ocean GSS Offshore Feeder LP
File 021-332131
$0$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Jul 3, 2025 D/A
Cross Ocean Global Secondaries Fund I Del Feeder LP
File 021-517776
$0$0$0None listed on this filingEDGAR ↗
May 30, 2025 D
Cross Ocean Senior Credit Fund (Alpha) L.P.
File 021-547649
$0$0$0
The Manager will receive a Management Fee from the Issuer equal, in respect of each Investor, to 0.95% per annum calculated on the estimated NAV as at each month end, calculated and payable on a monthly basis in arrears.
None listed on this filingEDGAR ↗
May 19, 2025 D/A
Cross Ocean USD ESS Fund V Open L.P.
File 021-513599
$0$0$0
The general partner and the investment manager are each entitled to receive a portion of the management fee as more fully described in the Issuer's offering materials.
None listed on this filingEDGAR ↗
May 19, 2025 D/A
Cross Ocean EUR ESS Fund V Open L.P.
File 021-513600
$0$0$0
The general partner and the investment manager are each entitled to receive a portion of the management fee as more fully described in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Feb 27, 2025 D/A
Cross Ocean Global Secondaries Fund I Cayman Feeder LP
File 021-517780
$0$0$0None listed on this filingEDGAR ↗
May 17, 2023 D/A
Cross Ocean USD ESS Fund IV Open L.P.
File 021-408269
$0$0$0
The Manager is entitled to receive a management fee, the terms of which are more fully described in the Issuer's offering materials.
None listed on this filingEDGAR ↗
May 17, 2023 D/A
Cross Ocean USD ESS Fund IV Closed L.P.
File 021-408270
$0$0$0 (est.)
The Manager is entitled to receive a management fee, the terms of which are more fully described in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Nov 7, 2022 D/A
Cross Ocean USSS Fund II Cayman Feeder LP
File 021-418394
$0$0$0None listed on this filingEDGAR ↗
Nov 7, 2022 D/A
Cross Ocean USSS Fund II Del Feeder LP
File 021-418537
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2020 D
Cross Ocean GCD Fund I Onshore Feeder LP
File 021-370069
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2020 D
Cross Ocean GCD Fund I Offshore Feeder LP
File 021-370066
$0$0$0None listed on this filingEDGAR ↗
May 20, 2020 D/A
Cross Ocean USD ESS Fund III Open L.P.
File 021-340413
$0$0$0
The Issuer will pay management fees to its manager, Cross Ocean ESS Management Limited.
None listed on this filingEDGAR ↗
May 20, 2020 D/A
Cross Ocean USD ESS Fund III Closed L.P.
File 021-340417
$0$0$0
The Issuer will pay management fees to its manager, Cross Ocean ESS Management Limited.
None listed on this filingEDGAR ↗
Mar 21, 2019 D
Cross Ocean SIF ESS Fund (K) L.P.
File 021-335430
$2,062,500 (est.)$0 (est.)$0
The Issuer will pay management fees to its manager, Cross Ocean Adviser LLP.
None no CRD number reported
via Aqueduct Capital Group, LLC (CRD 131452 ↗)
EDGAR ↗
Apr 17, 2018 D/A
Cross Ocean USSS SIF I LP
File 021-284961
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2017 D/A
Cross Ocean USSS Fund I (A) Del Feeder LP
File 021-275991
$4,000,000 (est.)$0$0Aqueduct Capital Group, LLC BrokerCheck CRD 131452 ↗EDGAR ↗
Sep 28, 2017 D/A
Cross Ocean USSS Fund I (A) Cayman Feeder LP
File 021-276000
$4,000,000 (est.)$0$0Aqueduct Capital Group, LLC BrokerCheck CRD 131452 ↗EDGAR ↗
Apr 19, 2017 D
Cross Ocean USD ESS Fund II L.P.
File 021-285160
$0 (est.)$0$0Aqueduct Capital Group, LLC BrokerCheck CRD 131452 ↗EDGAR ↗
Apr 19, 2017 D
Cross Ocean USD ESS Fund II Cayman Feeder L.P.
File 021-285159
$0 (est.)$0$0Aqueduct Capital Group, LLC BrokerCheck CRD 131452 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 27 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Cross Ocean in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗CO Cross Ocean USSS Fund I (A) Del Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGreenwich, CTPooled Investment Fund2$33,700,000
offering Indefinite · similar: $155,000–$5,250,000
25
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2017
EDGAR ↗CO Cross Ocean USSS Fund I (A) Cayman Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund2$92,250,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2017
EDGAR ↗CO Cross Ocean USSS SIF I LPshared people, same person name on both filings, shared management entity, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$240,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2018
EDGAR ↗CO Cross Ocean USD ESS Fund II L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund1$636,599,999
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗CO Cross Ocean USD ESS Fund II Cayman Feeder L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund1$79,063,805
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2017
EDGAR ↗CO Cross Ocean GSS Offshore Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund8$732,269,980
offering Indefinite · similar: $155,000–$5,250,000
100
similar: 4–27
$100,000
similar: $1,000–$100,000
2019–2025
EDGAR ↗CO Cross Ocean GSS Onshore Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGreenwich, CTPooled Investment Fund9$607,629,141
offering Indefinite · similar: $155,000–$5,250,000
119
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2019–2026
EDGAR ↗CO Cross Ocean SIF ESS Fund (K) L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)LONDON, United Kingdom (as filed: X0)Pooled Investment Fund1$150,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$100,000
similar: $1,000–$100,000
2019–2019
EDGAR ↗CO Cross Ocean USD ESS Fund III Open L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$168,000,000
offering $1,500,000,000 · similar: $155,000–$5,250,000
7
similar: 4–27
$1
similar: $1,000–$100,000
2019–2020
EDGAR ↗CO Cross Ocean USD ESS Fund III Closed L.P.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$69,750,000
offering $1,500,000,000 · similar: $155,000–$5,250,000
13
similar: 4–27
$1
similar: $1,000–$100,000
2019–2020
EDGAR ↗CO Cross Ocean GCD Fund I Onshore Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGreenwich, CTPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗CO Cross Ocean GCD Fund I Offshore Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$100,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗CO Cross Ocean USD ESS Fund IV Open L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$288,470,000
offering Indefinite · similar: $155,000–$5,250,000
26
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗CO Cross Ocean USD ESS Fund IV Closed L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$55,220,000
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2021–2023
EDGAR ↗CO Cross Ocean USSS Fund II Cayman Feeder LPshared people, same person name on both filings, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund2$96,250,000
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗CO Cross Ocean USSS Fund II Del Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGreenwich, CTPooled Investment Fund2$80,100,000
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2021–2022
EDGAR ↗CO Cross Ocean EUR ESS Fund V Open L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗CO Cross Ocean USD ESS Fund V Open L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$263,100,000
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗CO Cross Ocean Global Secondaries Fund I Cayman Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund2$17,740,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗CO Cross Ocean Global Secondaries Fund I Del Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGreenwich, CTPooled Investment Fund2$425,190,000
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2024–2025
EDGAR ↗CO Cross Ocean Senior Credit Fund (Alpha) L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$300,982
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025
EDGAR ↗CO Cross Ocean Global SIF (K) Co-Invest I LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGreenwich, CTPooled Investment Fund2$100,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗CO Cross Ocean USSS Fund III Del Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund3$322,885,000
offering $750,000,000 · similar: $155,000–$5,250,000
63
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗CO Cross Ocean USSS Fund III Cayman Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund3$135,425,000
offering $750,000,000 · similar: $155,000–$5,250,000
19
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗CO Cross Ocean CLO Fund II L.P.shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$100,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗CO Cross Ocean Global Real Estate Fund I Del Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)Greenwich, CTPooled Investment Fund1$131,050,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗CO Cross Ocean Global Real Estate Fund I Cayman Feeder LPshared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund1$5,125,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 1, 2026Cross Ocean USSS Fund III Del Feeder LPD/APooled Investment Fund$750,000,000$322,885,000
EDGAR ↗Sep 1, 2026Cross Ocean USSS Fund III Cayman Feeder LPD/APooled Investment Fund$750,000,000$131,925,000
EDGAR ↗Aug 31, 2026Cross Ocean USSS Fund III Cayman Feeder LPD/APooled Investment Fund$750,000,000$135,425,000
EDGAR ↗Aug 31, 2026Cross Ocean USSS Fund III Del Feeder LPD/APooled Investment Fund$750,000,000$319,385,000
EDGAR ↗Jun 3, 2026Cross Ocean Global SIF (K) Co-Invest I LPD/APooled Investment FundIndefinite$100,000,000
EDGAR ↗May 18, 2026Cross Ocean GSS Onshore Feeder LPD/APooled Investment FundIndefinite$607,629,141
EDGAR ↗Mar 10, 2026Cross Ocean Global Real Estate Fund I Cayman Feeder LPDPooled Investment FundIndefinite$5,125,000
EDGAR ↗Feb 27, 2026Cross Ocean Global Real Estate Fund I Del Feeder LPDPooled Investment FundIndefinite$131,050,000
EDGAR ↗Feb 10, 2026Cross Ocean CLO Fund II L.P.DPooled Investment FundIndefinite$100,000,000
EDGAR ↗Nov 10, 2025Cross Ocean GSS Offshore Feeder LPD/APooled Investment FundIndefinite$732,269,980
EDGAR ↗Aug 29, 2025Cross Ocean USSS Fund III Cayman Feeder LPDPooled Investment Fund$750,000,000$0
EDGAR ↗Aug 29, 2025Cross Ocean USSS Fund III Del Feeder LPDPooled Investment Fund$750,000,000$100,000,000
EDGAR ↗Jul 3, 2025Cross Ocean Global Secondaries Fund I Del Feeder LPD/APooled Investment FundIndefinite$425,190,000
EDGAR ↗Jun 3, 2025Cross Ocean Global SIF (K) Co-Invest I LPDPooled Investment FundIndefinite$0
EDGAR ↗May 30, 2025Cross Ocean Senior Credit Fund (Alpha) L.P.DPooled Investment FundIndefinite$300,982
EDGAR ↗May 19, 2025Cross Ocean USD ESS Fund V Open L.P.D/APooled Investment FundIndefinite$263,100,000
EDGAR ↗May 19, 2025Cross Ocean EUR ESS Fund V Open L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗May 16, 2025Cross Ocean GSS Onshore Feeder LPD/APooled Investment FundIndefinite$460,724,016
EDGAR ↗Feb 27, 2025Cross Ocean Global Secondaries Fund I Cayman Feeder LPD/APooled Investment FundIndefinite$17,740,000
EDGAR ↗Nov 8, 2024Cross Ocean GSS Onshore Feeder LPD/APooled Investment FundIndefinite$377,359,016
EDGAR ↗Nov 8, 2024Cross Ocean GSS Offshore Feeder LPD/APooled Investment FundIndefinite$396,665,280
EDGAR ↗Sep 20, 2024Cross Ocean GSS Onshore Feeder LPD/APooled Investment FundIndefinite$348,084,016
EDGAR ↗Sep 20, 2024Cross Ocean GSS Offshore Feeder LPD/APooled Investment FundIndefinite$359,313,780
EDGAR ↗Jul 3, 2024Cross Ocean Global Secondaries Fund I Cayman Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 3, 2024Cross Ocean Global Secondaries Fund I Del Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗May 17, 2024Cross Ocean EUR ESS Fund V Open L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 17, 2024Cross Ocean USD ESS Fund V Open L.P.DPooled Investment FundIndefinite$0
EDGAR ↗May 17, 2023Cross Ocean USD ESS Fund IV Closed L.P.D/APooled Investment FundIndefinite$55,220,000
EDGAR ↗May 17, 2023Cross Ocean USD ESS Fund IV Open L.P.D/APooled Investment FundIndefinite$288,470,000
EDGAR ↗Feb 16, 2023Cross Ocean GSS Onshore Feeder LPD/APooled Investment FundIndefinite$249,038,529
EDGAR ↗Feb 16, 2023Cross Ocean GSS Offshore Feeder LPD/APooled Investment FundIndefinite$77,775,000
EDGAR ↗Nov 7, 2022Cross Ocean USSS Fund II Del Feeder LPD/APooled Investment FundIndefinite$80,100,000
EDGAR ↗Nov 7, 2022Cross Ocean USSS Fund II Cayman Feeder LPD/APooled Investment FundIndefinite$96,250,000
EDGAR ↗Feb 11, 2022Cross Ocean GSS Onshore Feeder LPD/APooled Investment FundIndefinite$210,113,529
EDGAR ↗Feb 11, 2022Cross Ocean GSS Offshore Feeder LPD/APooled Investment FundIndefinite$54,325,000
EDGAR ↗Oct 26, 2021Cross Ocean USSS Fund II Del Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 25, 2021Cross Ocean USSS Fund II Cayman Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 30, 2021Cross Ocean USD ESS Fund IV Closed L.P.DPooled Investment Fund$1,000,000,000$38,960,000
EDGAR ↗Jul 30, 2021Cross Ocean USD ESS Fund IV Open L.P.DPooled Investment Fund$1,000,000,000$179,870,000
EDGAR ↗Feb 8, 2021Cross Ocean GSS Onshore Feeder LPD/APooled Investment FundIndefinite$153,938,529
EDGAR ↗Feb 8, 2021Cross Ocean GSS Offshore Feeder LPD/APooled Investment FundIndefinite$35,900,000
EDGAR ↗Jul 1, 2020Cross Ocean GCD Fund I Offshore Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 1, 2020Cross Ocean GCD Fund I Onshore Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗May 20, 2020Cross Ocean USD ESS Fund III Closed L.P.D/APooled Investment Fund$1,500,000,000$69,750,000
EDGAR ↗May 20, 2020Cross Ocean USD ESS Fund III Open L.P.D/APooled Investment Fund$1,500,000,000$168,000,000
EDGAR ↗Feb 5, 2020Cross Ocean GSS Onshore Feeder LPD/APooled Investment FundIndefinite$143,423,529
EDGAR ↗Feb 5, 2020Cross Ocean GSS Offshore Feeder LPD/APooled Investment FundIndefinite$28,450,000
EDGAR ↗May 24, 2019Cross Ocean USD ESS Fund III Closed L.P.DPooled Investment Fund$1,500,000,000$0
EDGAR ↗May 24, 2019Cross Ocean USD ESS Fund III Open L.P.DPooled Investment Fund$1,500,000,000$0
EDGAR ↗Mar 21, 2019Cross Ocean SIF ESS Fund (K) L.P.DPooled Investment FundIndefinite$150,000,000
EDGAR ↗Feb 5, 2019Cross Ocean GSS Onshore Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 5, 2019Cross Ocean GSS Offshore Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Apr 17, 2018Cross Ocean USSS SIF I LPD/APooled Investment FundIndefinite$240,000,000
EDGAR ↗Sep 28, 2017Cross Ocean USSS Fund I (A) Del Feeder LPD/APooled Investment FundIndefinite$33,700,000
EDGAR ↗Sep 28, 2017Cross Ocean USSS Fund I (A) Cayman Feeder LPD/APooled Investment FundIndefinite$92,250,000
EDGAR ↗Apr 19, 2017Cross Ocean USD ESS Fund II Cayman Feeder L.P.DPooled Investment FundIndefinite$79,063,805
EDGAR ↗Apr 19, 2017Cross Ocean USD ESS Fund II L.P.DPooled Investment FundIndefinite$636,599,999
EDGAR ↗Apr 17, 2017Cross Ocean USSS SIF I LPDPooled Investment FundIndefinite$200,000,000
EDGAR ↗Dec 9, 2016Cross Ocean USSS Fund I (A) Cayman Feeder LPDPooled Investment FundIndefinite$0
EDGAR ↗Dec 9, 2016Cross Ocean USSS Fund I (A) Del Feeder LPDPooled Investment FundIndefinite$0

Activity: 3 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 1, 2026. Industry history, as reported on each offering's latest filing: All 27 offerings reported: Pooled Investment Fund (2016–2026).

People across the group

NameRolesIssuers hereFirst → last listed
GG Graham GoldsmithExecutive Officer, Promoter22Dec 9, 2016 → Sep 1, 2026
CO Cross Ocean Partners Management LP entityExecutive Officer16Dec 9, 2016 → Sep 1, 2026
ND Nathan DayDirector, Executive Officer, Promoter11Mar 21, 2019 → Mar 10, 2026
RE Richard EllisonDirector, Executive Officer, Promoter11Mar 21, 2019 → Mar 10, 2026
GB Gregory BennettDirector, Executive Officer, Promoter11Apr 19, 2017 → Feb 10, 2026
AA Andrew Jonathan AitkenExecutive Officer, Promoter11Dec 9, 2016 → Feb 10, 2026
NR Nicholas RenwickExecutive Officer9Nov 7, 2022 → Sep 1, 2026
NR Nick RenwickExecutive Officer9Feb 5, 2019 → Jun 3, 2025
CZ Christopher Steven ZanderExecutive Officer, Promoter6Jul 30, 2021 → Feb 10, 2026
SH Steven Warburton HeanlyExecutive Officer, Promoter6Jul 30, 2021 → Feb 10, 2026
NR Nicholas D. RussellExecutive Officer4Dec 9, 2016 → Apr 19, 2017
CO Cross Ocean Global Secondaries I GP Ltd entityExecutive Officer, Promoter3Jul 3, 2024 → Jun 3, 2026
GB Guy BeestonExecutive Officer, Promoter3May 17, 2023 → Feb 10, 2026
CO Cross Ocean USSS GP LP Ltd. entityExecutive Officer, Promoter3Dec 9, 2016 → Apr 17, 2018
CO Cross Ocean USSS III GP Ltd entityPromoter, Executive Officer2Aug 29, 2025 → Sep 1, 2026
CO Cross Ocean GSS GP Ltd. entityExecutive Officer2Feb 5, 2019 → May 18, 2026
GB Greg BennettDirector2Feb 27, 2026 → Mar 10, 2026
CO Cross Ocean Global Real Estate I GP Ltd entityExecutive Officer2Feb 27, 2026 → Mar 10, 2026
CO Cross Ocean USSS II GP Ltd entityExecutive Officer, Promoter2Oct 25, 2021 → Nov 7, 2022
MB Mark Jonathan BerryExecutive Officer, Promoter2Jul 30, 2021 → Jul 30, 2021
CO Cross Ocean GCDF I GP Ltd entityPromoter, Executive Officer2Jul 1, 2020 → Jul 1, 2020
CO Cross Ocean ESS Fund III GP L.P. entityExecutive Officer2May 24, 2019 → May 20, 2020
CO Cross Ocean Adviser LLP entityExecutive Officer2Apr 19, 2017 → Apr 19, 2017
CO Cross Ocean ESS Management Limited entityExecutive Officer2Apr 19, 2017 → Apr 19, 2017
SZ Steven ZanderExecutive Officer2Apr 19, 2017 → Apr 19, 2017
CO Cross Ocean ESS Fund II GP LP entityPromoter2Apr 19, 2017 → Apr 19, 2017
CO Cross Ocean SIF ESS Fund (K) GP L.P. entityExecutive Officer1Mar 21, 2019 → Mar 21, 2019
MR Matthew RymerExecutive Officer1Apr 17, 2017 → Apr 17, 2018
RG Rich GannaloExecutive Officer1Apr 17, 2017 → Apr 17, 2018
IM Investment Manager Cross Ocean Partners Management LP entityExecutive Officer1Dec 9, 2016 → Dec 9, 2016

Business registration (state registry / Secretary of State)

None of the 27 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

CROSS OCEAN PARTNERS MANAGEMENT LP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Oct 17, 2016 · SEC file 801-108492 · Main office: GREENWICH, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $7,041,654,475 as reported on Form ADV filed Aug 28, 2026 (Item 5.F(2)(c)) · 40 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.CROSSOCEANPARTNERS.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 28, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (CT), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

CROSS OCEAN ESS MANAGEMENT LIMITED — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since May 4, 2017 · SEC file 802-110572 · Main office: GRAND CAYMAN · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

CROSS OCEAN ADVISER LLP — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Jan 13, 2016 · SEC file 802-107174 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): WWW.CROSSOCEANPARTNERS.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Cross Ocean as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Cross Ocean's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #54,338 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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