PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:18 AM ET

Sponsor Check › Sponsor group

CV

Coli Vul

One sponsor team, 5 deal companies · Greenwood Village, CO

Grouped because: 1 shared person, same business address (3 issuers), similar issuer names (5) (automatic match from the filings) · not the same sponsor?

5deal companies
$2.25Breported sold
134investors
35Form D filings
2009–2022active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 1, 2022 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Coli Vul is a sponsor group of 5 issuers that PartnerFacts links to one sponsor (shared management entity, same business address, similar issuer names; automatic match from the filings), filing 35 Form D filings between Mar 2009 and Feb 2022.

What this means One team, 5 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.25B to 134 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (5). Issuers are based in CO (4), NY (1).

What this means $2.25B raised across the group, about $16.8M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Insurance Company Great-West Life & Annuity (5 issuers, promoter).

What this means 5 deals for a one-person team on paper. The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Feb 1, 2022.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 35 public filings for Coli Vul and found 8 differences, 3 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; 34 other issuers file from the same address; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Coli Vul has not run yet — it is joining a line of 51,295 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Coli Vul..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

8 differences found between the filings for Coli Vul — 3 worth asking about (compared 35 filings on Oct 24, 2026)

Worth asking · Nov 20, 2009 – May 19, 2011

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — COLI VUL-10 SERIES ACCOUNT · Amount sold went down between filings — COLI VUL-10 SERIES ACCOUNT · Amount sold went down between filings — COLI VUL-10 SERIES ACCOUNT · Amount sold went down between filings — COLI VUL-10 SERIES ACCOUNT

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D (earlier) · Nov 10, 2010 ↗Form D/A (later) · May 19, 2011 ↗COLI VUL-10 SERIES ACCOUNT — PartnerFacts page ↗Form D/A (earlier) · Dec 7, 2009 ↗
Sources
Worth asking · Feb 5, 2021

34 other issuers file from the same address — COLI VUL-1 Series Account of Great-West Life & Annuity of New York

The address on file, 370 Lexington Avenue, Suite 703, New York, NY, is used by 35 issuers in our index across 11 sponsor groups; 34 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

COLI VUL-1 Series Account of Great-West Life & Annuity of New York — PartnerFacts page ↗EDGAR filer page · COLI VUL-1 Series Account of Great-West Life & Annuity of New York ↗
Sources
Worth asking · May 30, 2002 – Feb 7, 2017

5 Form Ds were filed more than 15 days after the first sale

Form D filed 1,805 days after the first sale — COLI VUL-1 Series Account of Great-West Life & Annuity of New York · Form D filed 5,363 days after the first sale — COLI VUL-7 SERIES ACCOUNT · Form D filed 4,999 days after the first sale — COLI VUL-7 SERIES ACCOUNT · Form D filed 4,635 days after the first sale — COLI VUL-7 SERIES ACCOUNT · Form D filed 344 days after the first sale — COLI VUL-1 Series Account of Great-West Life & Annuity of New York

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 7, 2017 ↗COLI VUL-1 Series Account of Great-West Life & Annuity of New York — PartnerFacts page ↗Form D · Feb 3, 2017 ↗COLI VUL-7 SERIES ACCOUNT — PartnerFacts page ↗
Sources
Note · May 30, 2002 – Feb 1, 2022

12 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — COLI VUL-7 SERIES ACCOUNT (latest filing Feb 1, 2022) · No amendment in the last 12 months on an offering that may still be open — COLI VUL-1 Series Account of Great-West Life & Annuity of New York (latest filing Feb 5, 2021) · No amendment in the last 12 months on an offering that may still be open — COLI VUL-7 SERIES ACCOUNT (latest filing Feb 5, 2016) · No amendment in the last 12 months on an offering that may still be open — COLI VUL-7 SERIES ACCOUNT (latest filing Apr 8, 2015) · No amendment in the last 12 months on an offering that may still be open — COLI VUL-7 SERIES ACCOUNT (latest filing Feb 6, 2015) · and 7 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 1, 2022 ↗COLI VUL-7 SERIES ACCOUNT — PartnerFacts page ↗Form D/A · Feb 5, 2021 ↗COLI VUL-1 Series Account of Great-West Life & Annuity of New York — PartnerFacts page ↗
Sources
Note · Aug 9, 2010 – Feb 1, 2022

Member companies were formed in 2 different states

Colorado (4), New York (1) — out of 5 member issuers. The odd ones out: COLI VUL-1 Series Account of Great-West Life & Annuity of New York (New York).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Coli Vul — sponsor group page ↗COLI VUL-1 Series Account of Great-West Life & Annuity of New York — PartnerFacts page ↗
Sources
Note · Aug 9, 2010 – Feb 1, 2022

Member companies list addresses in 2 different states

CO (4), NY (1).

What this means The same team filing from more than one place can mean an office move or deals held by different entities. Ask where the sponsor actually operates.

Coli Vul — sponsor group page ↗COLI VUL-1 Series Account of Great-West Life & Annuity of New York — PartnerFacts page ↗
Sources
Note · Feb 7, 2013 – Feb 5, 2021

Issuer used a different name before — COLI VUL-1 Series Account of Great-West Life & Annuity of New York

SEC records list prior names for this filer: COLI VUL-1 Series Account of First Great-West Life & Annuity; COLI VUL-10 Series Account of First Great-West Life & Annuity. The current name on file is "COLI VUL-1 Series Account of Great-West Life & Annuity of New York".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗COLI VUL-1 Series Account of Great-West Life & Annuity of New York — PartnerFacts page ↗
Sources
Note · Aug 9, 2010

Issuer used a different name before — COLI VUL-9 Series Account

SEC records list prior names for this filer: COLI 9 Series Account of Great-West Life & Annuity Insurance Co. The current name on file is "COLI VUL-9 Series Account".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗COLI VUL-9 Series Account — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 12 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 1, 2022 D/A
COLI VUL-7 SERIES ACCOUNT
File 021-279954
$0$0$0
No gross premiums rec'd under VUL contracts have been or are proposed to be used for pymts to promoter. Ins Co periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contracts.
Brian Donofry BrokerCheck CRD 2820997 ↗
via Kestra (CRD 42046 ↗)
EDGAR ↗
Feb 5, 2021 D/A
COLI VUL-1 Series Account of Great-West Life & Annuity of New York
File 021-280196
$0$0$0
No gross premium rec'd under VUL contracts have been or are proposed to be used for pymnts to promoters. Ins Co periodically deducts Ins & other contract charges from amnts allocated to separate acct issuer under the terms of the applicable VUL contract.
None listed on this filingEDGAR ↗
Feb 5, 2016 D
COLI VUL-7 SERIES ACCOUNT
File 021-256821
$0$0$0
No gross premiums rec'd under VUL contracts have been or are proposed to be used for pymts to promoter. Ins Co periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contracts.
Joseph A. Thompson BrokerCheck CRD 445874 ↗
via ValMark Securities, Inc. (CRD 31243 ↗)

Phillip Currie, Jr. BrokerCheck CRD 1942867 ↗
via ValMark Securities, Inc. (CRD 31243 ↗)

Michael D. Shannon BrokerCheck CRD 1314743 ↗
via Newport Group Securities Inc. (CRD 29722 ↗)

Jason M. Burlie BrokerCheck CRD 4072452 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Robert W. Steinke BrokerCheck CRD 2776185 ↗
via Janney Montgomery Scott LLC (CRD 463 ↗)

Donald P. Harringon BrokerCheck CRD 1540881 ↗
via FAS Corp (CRD 43536 ↗)

Scott Seibel BrokerCheck CRD 4047361 ↗
via FAS Corp (CRD 43536 ↗)

Michael E. Nolan BrokerCheck CRD 1157483 ↗
via Lincoln Financial Advisors Corporation (CRD 3978 ↗)

Suzette M. Clark BrokerCheck CRD 3153620 ↗
via Lockton Financial Advisors, LLC (CRD 137476 ↗)

Bruce H. Brownell BrokerCheck CRD 1779959 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)

Richard C. Callister BrokerCheck CRD 3185802 ↗
via FAS Corp (CRD 43536 ↗)

Samir H. Sheth BrokerCheck CRD 2511571 ↗
via FAS Corp (CRD 43536 ↗)

Scott R. Cohen BrokerCheck CRD 2400506 ↗
via NFP Advisor Services LLC (CRD 42046 ↗)

John Argue BrokerCheck CRD 2472387 ↗
via FAS Corp (CRD 43536 ↗)

Craig A. Rutledge BrokerCheck CRD 1800720 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Thomas E. Miller BrokerCheck CRD 856008 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Kenneth Gibson BrokerCheck CRD 1192002 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Robert J. Rainey BrokerCheck CRD 1794685 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Kristin Barens BrokerCheck CRD 1859496 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Neal Groff BrokerCheck CRD 1457664 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Rhonda L. Miller BrokerCheck CRD 2817273 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Kristine Kopsiaftis BrokerCheck CRD 2228782 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)

Corby Dall BrokerCheck CRD 2060321 ↗
via LPL Financial LLC (CRD 6413 ↗)

Randy Long BrokerCheck CRD 1147693 ↗
via Cetera Advisor Networks, LLC (CRD 13572 ↗)

Wes Schantz BrokerCheck CRD 1923047 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Jimmy D. Edwards BrokerCheck CRD 4342552 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)
EDGAR ↗
Apr 8, 2015 D
COLI VUL-7 SERIES ACCOUNT
File 021-237554
$0$0$0
No gross premiums rec'd under VUL contracts have been or are proposed to be used for pymts to promoter. Ins Co periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contracts.
Richard Callister BrokerCheck CRD 3185802 ↗
via Fas Corp. (CRD 43536 ↗)

John Argue BrokerCheck CRD 2472387 ↗
via Fas Corp. (CRD 43536 ↗)

Michael Shannon BrokerCheck CRD 1314743 ↗
via Newport Group Securities Inc. (CRD 29722 ↗)
EDGAR ↗
Feb 6, 2015 D
COLI VUL-7 SERIES ACCOUNT
File 021-233651
$0$0$0
No gross premiums rec'd under VUL contracts have been or are proposed to be used for pymts to promoter. Ins Co periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contracts.
Scott Cohen BrokerCheck CRD 2400506 ↗
via NFP Advisor Services LLC (CRD 42046 ↗)

James Delay BrokerCheck CRD 64444 ↗
via NFP Advisor Services LLC (CRD 42046 ↗)

Joseph A Thompson BrokerCheck CRD 445874 ↗
via ValMark Securities Inc. (CRD 31243 ↗)

Phillip Currie, Jr. BrokerCheck CRD 1942867 ↗
via ValMark Securities Inc. (CRD 31243 ↗)

Michael D. Shannon BrokerCheck CRD 1314743 ↗
via Newport Group Securities Inc. (CRD 29722 ↗)

Jason Burlie BrokerCheck CRD 4072452 ↗
via MullinTBG (CRD 43285 ↗)

Robert E Nienaber BrokerCheck CRD 2526039 ↗
via NFP Advisor Services LLC (CRD 42046 ↗)

Robert W Steinke BrokerCheck CRD 2776185 ↗
via Janney Montgomery Scott LLC (CRD 463 ↗)

Donald P Harringon BrokerCheck CRD 1540881 ↗
via FAS Corp (CRD 43536 ↗)

Scott Seibel BrokerCheck CRD 4047361 ↗
via FAS Corp (CRD 43536 ↗)

David Cammack BrokerCheck CRD 2752356 ↗
via Newport Group Securities Inc (CRD 29722 ↗)

Herman R Wehmeier Jr BrokerCheck CRD 833473 ↗
via Executive Services Securities LLC (CRD 25299 ↗)

MIchael E Nolan BrokerCheck CRD 1157483 ↗
via Lincoln Financial Advisors Group (CRD 3978 ↗)

James R Thomas Jr BrokerCheck CRD 845846 ↗
via AXA Advisors LLC (CRD 6627 ↗)

Henry B Thomas BrokerCheck CRD 1186107 ↗
via AXA Advisors LLC (CRD 6627 ↗)

Suzette M Clark BrokerCheck CRD 3153620 ↗
via Lockton Financial Advisors LLC (CRD 137476 ↗)

Bruce H Brownell BrokerCheck CRD 1779959 ↗
via Valmark Securities (CRD 31243 ↗)

Lawrence Comp BrokerCheck CRD 5707408 ↗
via FAS Corp (CRD 43536 ↗)

Kal Peters BrokerCheck CRD 4912475 ↗
via FAS Corp (CRD 43536 ↗)

Don Tippett BrokerCheck CRD 1039831 ↗
via MullinTBG (CRD 43285 ↗)
EDGAR ↗
Feb 6, 2014 D/A
COLI VUL-7 SERIES ACCOUNT
File 021-44330
$0$0$0
No gross premiums rec'd under VUL contracts have been or are proposed to be used for pymts to promoter. Ins Co periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contracts.
Scott Cohen BrokerCheck CRD 2400506 ↗
via NFP Securities Inc. (CRD 42046 ↗)

James Delay BrokerCheck CRD 64444 ↗
via NFP Securities Inc. (CRD 42046 ↗)

Howard Sharfman BrokerCheck CRD 1753378 ↗
via NFP Securities Inc. (CRD 42046 ↗)

Joseph Thompson BrokerCheck CRD 445874 ↗
via ValMark Securities (CRD 31243 ↗)

Phillip Currie, Jr. BrokerCheck CRD 1942867 ↗
via ValMark Securities (CRD 31243 ↗)

Richard Callister BrokerCheck CRD 3185802 ↗
via Fas Corp. (CRD 43536 ↗)

Samir Sheth BrokerCheck CRD 2511571 ↗
via Fas Corp. (CRD 43536 ↗)

Kevin Wernick BrokerCheck CRD 4032668 ↗
via Fas Corp. (CRD 43536 ↗)

John Argue BrokerCheck CRD 2472387 ↗
via Fas Corp. (CRD 43536 ↗)

Jennifer Kephart BrokerCheck CRD 5185704 ↗
via Newport Group Securities Inc. (CRD 29722 ↗)

Michael Shannon BrokerCheck CRD 1314743 ↗
via Newport Group Securities Inc. (CRD 29722 ↗)

Rhonda Miller BrokerCheck CRD 2817273 ↗
via M. Holdings Securities Inc. (CRD 43285 ↗)

Peter M Williams BrokerCheck CRD 872807 ↗
via M. Holdings Securities Inc. (CRD 43285 ↗)

Jason Burlie BrokerCheck CRD 4072452 ↗
via M. Holdings Securities Inc. (CRD 43285 ↗)

Robert Nienaber BrokerCheck CRD 2526039 ↗
via APFS Wealth Management (CRD 158964 ↗)

Thomas Froelich BrokerCheck CRD 3188659 ↗
via NFP Securities Inc. (CRD 42046 ↗)
EDGAR ↗
Feb 6, 2014 D/A
COLI VUL-1 Series Account of Great-West Life & Annuity of New York
File 021-191532
$0$0$0
No gross premium rec'd under VUL contracts have been or are proposed to be used for pymnts to promoters. Ins Co periodically deducts Ins & other contract charges from amnts allocated to separate acct issuer under the terms of the applicable VUL contract.
None listed on this filingEDGAR ↗
May 25, 2011 D/A
COLI VUL 11 Series Account of Great-West Life & Annuity
File 021-138838
$0$0$0
No gross premiums rec'd under VUL contracts has been or is proposed to be used for pymts to promoter. Ins Co. periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contract.
Jim Van Epps BrokerCheck CRD 844958 ↗
via FPCM Securities LLC (CRD 38283 ↗)
EDGAR ↗
May 19, 2011 D/A
COLI VUL-10 SERIES ACCOUNT
File 021-150310
$0$0$0
No gross premiums rec'd under VUL contracts has been or is proposed to be used for pymts to promoter. Ins Co. periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contract.
Todd Mezrah BrokerCheck CRD 2313891 ↗
via M Holdings Securities Inc (CRD 43285 ↗)
EDGAR ↗
Jan 7, 2011 D
COLI VUL-10 SERIES ACCOUNT
File 021-153270
$0$0$0
No gross premiums rec'd under VUL contracts has been or is proposed to be used for pymts to promoter. Ins Co. periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contract.
Todd Andritsch BrokerCheck CRD 4587201 ↗
via Clark Consulting (CRD 43803 ↗)

Jose Garza BrokerCheck CRD 3172210 ↗
via Clark Consulting (CRD 43803 ↗)
EDGAR ↗
Aug 9, 2010 D
COLI VUL-9 Series Account
File 021-146100
$0$0$0
No gross premiums rec'd under VUL contracts has been or is proposed to be used for pymt to promoter. Ins Co. periodically deducts ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contract.
William J. Lynch BrokerCheck CRD 1060714 ↗
via Lynch & Associates (CRD 140762 ↗)
EDGAR ↗
Dec 16, 2009 D
COLI VUL-10 SERIES ACCOUNT
File 021-97876
$0$0$0
No gross premiums rec'd under VUL contracts has been or is proposed to be used for pymts to promoter. Ins Co. periodically deducts Ins and other contract charges from amts allocated to separate acct issuer under the terms of the applicable VUL contract.
Carlos Huerta BrokerCheck CRD 3042039 ↗
via Clark Financial Services (CRD 43803 ↗)

Todd Andritch BrokerCheck CRD 4587201 ↗
via Clark Financial Services (CRD 43803 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 5 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Coli Vul in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗CV COLI VUL-7 SERIES ACCOUNTshared management entity, same business address, similar issuer namesGREENWOOD VILLAGE, COPooled Investment Fund15$1,698,534,327
offering Indefinite · similar: $155,000–$5,250,000
126
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2022
EDGAR ↗CV COLI VUL-10 SERIES ACCOUNTshared management entity, same business address, similar issuer namesGREENWOOD VILLAGE, COPooled Investment Fund10$100,000,0000No minimum reported2009–2011
EDGAR ↗CV COLI VUL 11 Series Account of Great-West Life & Annuityshared management entity, similar issuer namesGREENWOOD VILLAGE, COPooled Investment Fund2$400,000,0000No minimum reported2010–2011
EDGAR ↗CV COLI VUL-9 Series Accountshared management entity, same business address, similar issuer namesGREENWOOD VILLAGE, COPooled Investment Fund1$125,000,0000No minimum reported2010–2010
EDGAR ↗CV COLI VUL-1 Series Account of Great-West Life & Annuity of New Yorkshared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund7$12,072,137
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2013–2021

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 1, 2022COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$1,698,534,327
EDGAR ↗Feb 5, 2021COLI VUL-1 Series Account of Great-West Life & Annuity of New YorkD/APooled Investment FundIndefinite$12,072,137
EDGAR ↗Feb 5, 2021COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$1,697,652,346
EDGAR ↗Feb 7, 2020COLI VUL-1 Series Account of Great-West Life & Annuity of New YorkD/APooled Investment FundIndefinite$12,072,137
EDGAR ↗Feb 7, 2020COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$1,629,409,055
EDGAR ↗Feb 1, 2019COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$1,493,202,167
EDGAR ↗Feb 1, 2019COLI VUL-1 Series Account of Great-West Life & Annuity of New YorkD/APooled Investment FundIndefinite$12,034,262
EDGAR ↗Feb 7, 2018COLI VUL-1 Series Account of Great-West Life & Annuity of New YorkD/APooled Investment FundIndefinite$11,454,262
EDGAR ↗Feb 7, 2018COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$1,383,886,138
EDGAR ↗Feb 7, 2017COLI VUL-1 Series Account of Great-West Life & Annuity of New YorkDPooled Investment FundIndefinite$11,454,262
EDGAR ↗Feb 3, 2017COLI VUL-7 SERIES ACCOUNTDPooled Investment FundIndefinite$1,319,198,244
EDGAR ↗Feb 5, 2016COLI VUL-7 SERIES ACCOUNTDPooled Investment FundIndefinite$1,208,519,684
EDGAR ↗Apr 8, 2015COLI VUL-7 SERIES ACCOUNTDPooled Investment FundIndefinite$3,160,105
EDGAR ↗Feb 6, 2015COLI VUL-7 SERIES ACCOUNTDPooled Investment FundIndefinite$1,188,713,207
EDGAR ↗Feb 6, 2014COLI VUL-1 Series Account of Great-West Life & Annuity of New YorkD/APooled Investment FundIndefinite$10,704,262
EDGAR ↗Feb 6, 2014COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$1,042,561,252
EDGAR ↗Feb 7, 2013COLI VUL-1 Series Account of Great-West Life & Annuity of New YorkDPooled Investment FundIndefinite$5,460,338
EDGAR ↗Feb 7, 2013COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$870,646,130
EDGAR ↗Mar 8, 2012COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$742,502,076
EDGAR ↗May 25, 2011COLI VUL 11 Series Account of Great-West Life & AnnuityD/APooled Investment FundIndefinite$400,000,000
EDGAR ↗May 19, 2011COLI VUL-10 SERIES ACCOUNTD/APooled Investment FundIndefinite$12,500,000
EDGAR ↗Mar 11, 2011COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$632,824,841
EDGAR ↗Jan 7, 2011COLI VUL-10 SERIES ACCOUNTDPooled Investment FundIndefinite$1,075,000
EDGAR ↗Nov 10, 2010COLI VUL-10 SERIES ACCOUNTDPooled Investment FundIndefinite$100,000,000
EDGAR ↗Aug 9, 2010COLI VUL-9 Series AccountDPooled Investment FundIndefinite$125,000,000
EDGAR ↗Mar 15, 2010COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$495,266,363
EDGAR ↗Feb 18, 2010COLI VUL 11 Series Account of Great-West Life & AnnuityDPooled Investment FundIndefinite$150,000,000
EDGAR ↗Dec 16, 2009COLI VUL-10 SERIES ACCOUNTDPooled Investment FundIndefinite$2,030,257
EDGAR ↗Dec 9, 2009COLI VUL-10 SERIES ACCOUNTD/APooled Investment FundIndefinite$992,779
EDGAR ↗Dec 7, 2009COLI VUL-10 SERIES ACCOUNTD/APooled Investment FundIndefinite$4,222,464
EDGAR ↗Dec 7, 2009COLI VUL-10 SERIES ACCOUNTD/APooled Investment FundIndefinite$9,012,289
EDGAR ↗Nov 20, 2009COLI VUL-10 SERIES ACCOUNTDPooled Investment FundIndefinite$3,923,483
EDGAR ↗Nov 20, 2009COLI VUL-10 SERIES ACCOUNTDPooled Investment FundIndefinite$5,513,034
EDGAR ↗Jul 17, 2009COLI VUL-10 SERIES ACCOUNTDPooled Investment FundIndefinite$882,601
EDGAR ↗Mar 16, 2009COLI VUL-7 SERIES ACCOUNTD/APooled Investment FundIndefinite$358,809,635

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 1, 2022. Industry history, as reported on each offering's latest filing: All 12 offerings reported: Pooled Investment Fund (2009–2017).

People across the group

NameRolesIssuers hereFirst → last listed
IA Insurance Company Great-West Life & AnnuityPromoter5Mar 16, 2009 → Feb 1, 2022

Business registration (state registry / Secretary of State)

None of the 5 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Coli Vul.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Coli Vul as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Coli Vul's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #166,394 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: GREENWOOD VILLAGE), CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗