Sponsor Check › Sponsor group
One sponsor team, 11 deal companies · Cranberry Township, PA
Grouped because: 5 shared people, 1 shared management entity, same business address (10 issuers), similar issuer names (11) (automatic match from the filings) · not the same sponsor?
Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Aug 3, 2021 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Catalyst Energy is a sponsor group of 11 issuers that PartnerFacts links to one sponsor (shared people, similar issuer names, shared management entity, same business address; automatic match from the filings), filing 18 Form D filings between Oct 2009 and Aug 2021.
What this means One team, 11 deal companies, about 12 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $75.8M to 1,091 investors (latest filing per issuer). Industries as reported: Oil and Gas (11). Issuers are based in PA (11).
What this means $75.8M raised across the group, about $70K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Paul Ryan Rodgers (11 issuers, executive officer, director, and promoter), Douglas Edward Jones (7 issuers, executive officer), Janet R. O'Malley (7 issuers, executive officer and promoter), Catalyst Energy, Inc. (6 issuers, promoter, entity), Barbara Burry (3 issuers, executive officer) and 4 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Aug 3, 2021.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 7 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 18 public filings for Catalyst Energy and found 12 differences, 3 worth asking the sponsor about: Bankruptcy case: Catalyst Energy Group, Inc; Catalyst Energy includes 6 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Catalyst Energy has not run yet — it is joining a line of 32,191 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
7 cases: 4 dismissed, 3 closed (disposition not in docket feed)
890 Other statutory actions
370 Other Fraud· Cause:
18:1030 Violation of Computer Fraud and Abuse Act
850 Securities, Commodities, Exchange
470 Civil (RICO)
190 Other contract actions
190 Other contract actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Catalyst Energy..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
1 case: 1 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No comparisons published
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
12 differences found between the filings for Catalyst Energy — 3 worth asking about (compared 18 filings on Oct 24, 2026)
United States Bankruptcy Court, N.D. Georgia docket "Catalyst Energy Group, Inc." filed Oct 1, 2008, closed Jan 10, 2013. Catalyst Energy is listed as Debtor ("Catalyst Energy Group, Inc."). Our match estimate: 40%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
CATALYST ENERGY 2019-2, LP (last filing Aug 3, 2021; $1,295,676 sold of $20,000,000); Catalyst Energy 2016-1, LP (last filing Nov 8, 2016; $0 sold of $15,000,000); Catalyst Energy 2015-1 LP (last filing Feb 2, 2016; $313,029 sold of $30,000,000); Catalyst Energy 2014-1, LP (last filing Mar 24, 2015; $9,691,089 sold of $80,000,000); Catalyst Energy 2013-1, LP (last filing Mar 3, 2015; $14,524,626 sold of $30,000,000); CATALYST ENERGY 2009-2 LIMITED PARTNERSHIP (last filing Jan 15, 2010; $3,739,950 sold of $14,200,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Dec 31, 2019. The Form D was filed Aug 3, 2021 — 581 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 566 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Dec 31, 2015. The Form D was filed Feb 2, 2016 — 33 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 18 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — CATALYST ENERGY 2019-2, LP (latest filing Aug 3, 2021) · No amendment in the last 12 months on an offering that may still be open — Catalyst Energy 2016-1, LP (latest filing Nov 8, 2016) · No amendment in the last 12 months on an offering that may still be open — Catalyst Energy 2015-1 LP (latest filing Feb 2, 2016) · No amendment in the last 12 months on an offering that may still be open — Catalyst Energy 2014-1, LP (latest filing Mar 24, 2015) · No amendment in the last 12 months on an offering that may still be open — Catalyst Energy 2013-1, LP (latest filing Mar 3, 2015) · and 3 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Jul 10, 2012 filing says $10,000,000 offered; the Dec 28, 2012 Form D/A says $15,000,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jun 16, 2011 filing says $10,423,000 offered; the Jan 3, 2012 Form D/A says $14,150,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jun 16, 2011 filing lists a minimum of $0; the Jan 3, 2012 Form D/A lists $50,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "Barbara Burry" on 2 filings (from Feb 2, 2016), and "Barbara L. Burry" on the Aug 3, 2021 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
listed as "Janet R. O'Malley" on 5 filings (from Oct 29, 2009), and "Janet Rodgers O'Malley" on 3 filings (from Feb 2, 2016).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
listed as "Catalyst Energy, Inc." on 7 filings (from Oct 29, 2009), and "Catalyst Energy" on 3 filings (from Jul 10, 2012).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
Pennsylvania (6), Delaware (5) — out of 11 member issuers. The odd ones out: Catalyst Energy 2013-1, LP (Delaware); Catalyst Energy 2014-1, LP (Delaware); Catalyst Energy 2015-1 LP (Delaware); Catalyst Energy 2016-1, LP (Delaware); CATALYST ENERGY 2019-2, LP (Delaware).
What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
9 of 11 offerings report sales commissions totalling $6,097,634; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Aug 3, 2021 D CATALYST ENERGY 2019-2, LP File 021-408588 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 8, 2016 D Catalyst Energy 2016-1, LP File 021-274028 | $1,050,000 (est.) | $0 | $0 | West Park Capital, Inc. BrokerCheck CRD 39914 ↗ | EDGAR ↗ |
| Feb 2, 2016 D Catalyst Energy 2015-1 LP File 021-256529 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 24, 2015 D/A Catalyst Energy 2014-1, LP File 021-220437 | $617,920 (est.) | $0 | $0 (est.) | EMERSON EQUITY LLC BrokerCheck CRD 130032 ↗ George Scheidt BrokerCheck CRD 412886 ↗ via American Investors (CRD 38 ↗) Brenda Dunn BrokerCheck CRD 2496968 ↗ via Berthel Fisher & Co. (CRD 13609 ↗) Robert Dagosta BrokerCheck CRD 1903105 ↗ via Berthel Fisher & Co. (CRD 13609 ↗) A. Sidney Browning BrokerCheck CRD 3126567 ↗ via Berthel Fisher & Co. (CRD 13609 ↗) Scott Doup BrokerCheck CRD 1276995 ↗ via Berthel Fisher & Co. (CRD 13609 ↗) Keith Johnson BrokerCheck CRD 1666714 ↗ via Berthel Fisher & Co. (CRD 13609 ↗) Keith Offel BrokerCheck CRD 2570946 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Ahmad Hashemian BrokerCheck CRD 1574079 ↗ via Centaurus Financial Inc (CRD 30833 ↗) Brian Bernier BrokerCheck CRD 1298285 ↗ via EDI Financial Inc. (CRD 15699 ↗) Edward Riley BrokerCheck CRD 1432890 ↗ via First Asset Financial Inc. (CRD 139107 ↗) Joseph Geier BrokerCheck CRD 2267993 ↗ via Geier Asset Management (CRD 109986 ↗) Christopher Taylor BrokerCheck CRD 3251069 ↗ via Hightower Financial Partners LLC (CRD 172962 ↗) Charles Fischer BrokerCheck CRD 1186289 ↗ via IMS Securities Inc. (CRD 35567 ↗) Jeffrey Fisher BrokerCheck CRD 4950246 ↗ via Independent Financial Group LLC (CRD 7717 ↗) Steve Kraut BrokerCheck CRD 1091154 ↗ via Independent Financial Group LLC (CRD 7717 ↗) Kelly Clyde BrokerCheck CRD 4825839 ↗ via Independent Financial Group LLC (CRD 7717 ↗) Paul Huddle BrokerCheck CRD 2445351 ↗ via Independent Financial Group LLC (CRD 7717 ↗) Haynes Kendall BrokerCheck CRD 1274737 ↗ via Independent Financial Group LLC (CRD 7717 ↗) Chris Vizzi BrokerCheck CRD 5095868 ↗ via Independent Financial Group LLC (CRD 7717 ↗) Frank Kuiper BrokerCheck CRD 1774282 ↗ via Independent Financial Group LLC (CRD 7717 ↗) Kenny Kim BrokerCheck CRD 2864085 ↗ via Independent Financial Group LLC (CRD 7717 ↗) James Hanson BrokerCheck CRD 2507473 ↗ via Independent Financial Group LLC (CRD 7717 ↗) Sid Gautam BrokerCheck CRD 1409621 ↗ via Investacorp Inc. (CRD 7684 ↗) Ken Stone BrokerCheck CRD 1198779 ↗ via Investacorp Inc. (CRD 7684 ↗) Jerome Wall BrokerCheck CRD 873778 ↗ via Investacorp Inc. (CRD 7684 ↗) Terry Vrieze BrokerCheck CRD 455952 ↗ via Investacorp Inc. (CRD 7684 ↗) Thomas Kieffer BrokerCheck CRD 1531908 ↗ via MidAmerica (CRD 47351 ↗) Nathan Tiarks BrokerCheck CRD 4130957 ↗ via Parkland Securities (CRD 115368 ↗) Katie Buck BrokerCheck CRD 4884942 ↗ via Parkland Securities (CRD 115368 ↗) Bruce Zirpel BrokerCheck CRD 2335170 ↗ via Securities America (CRD 10205 ↗) Richard Pucci BrokerCheck CRD 4659938 ↗ via Securities America (CRD 10205 ↗) John Jenkins BrokerCheck CRD 1163851 ↗ via Securities America (CRD 10205 ↗) Matthew Jennings BrokerCheck CRD 1642711 ↗ via Securities America (CRD 10205 ↗) Sydney Riccio BrokerCheck CRD 4668239 ↗ via Securities America (CRD 10205 ↗) Kelli Gabriel BrokerCheck CRD 2307234 ↗ via Securities America (CRD 10205 ↗) Gregory Banner BrokerCheck CRD 1729388 ↗ via Securities America (CRD 10205 ↗) Ryan Olds BrokerCheck CRD 4661294 ↗ via Securities America (CRD 10205 ↗) Chad Crawford BrokerCheck CRD 4257257 ↗ via Sigma Financial (CRD 14303 ↗) Kyle Jobin BrokerCheck CRD 4915438 ↗ via Sigma Financial (CRD 14303 ↗) Kristine Miele BrokerCheck CRD 2214295 ↗ via Sigma Financial (CRD 14303 ↗) Carrie Cole BrokerCheck CRD 1619384 ↗ via Sigma Financial (CRD 14303 ↗) Scott Hayden BrokerCheck CRD 4082716 ↗ via Sigma Financial (CRD 14303 ↗) Louis Lobr BrokerCheck CRD 4314977 ↗ via Sigma Financial (CRD 14303 ↗) Christopher Jacob BrokerCheck CRD 1501352 ↗ via Transamerica (CRD 16164 ↗) Jeffrey Brown BrokerCheck CRD 1789323 ↗ via Triad Advisors (CRD 25803 ↗) Shawn Brickler BrokerCheck CRD 1624186 ↗ via Triad Advisors (CRD 25803 ↗) James Warring BrokerCheck CRD 3198200 ↗ via Triad Advisors (CRD 25803 ↗) David Maniet BrokerCheck CRD 2566809 ↗ via Triad Advisors (CRD 25803 ↗) Rebecca True BrokerCheck CRD 4474579 ↗ via Triad Advisors (CRD 25803 ↗) James Perry BrokerCheck CRD 2661220 ↗ via Triad Advisors (CRD 25803 ↗) Derek Ripp BrokerCheck CRD 2996006 ↗ via Triad Advisors (CRD 25803 ↗) Randall Martinez BrokerCheck CRD 4930351 ↗ via Triad Advisors (CRD 25803 ↗) Joseph Michaletz BrokerCheck CRD 1327534 ↗ via Triad Advisors (CRD 25803 ↗) David McInnis BrokerCheck CRD 4399381 ↗ via Triad Advisors (CRD 25803 ↗) Garry Savage BrokerCheck CRD 1195330 ↗ via Wall Street Strategies (CRD 31268 ↗) | EDGAR ↗ |
| Mar 3, 2015 D/A Catalyst Energy 2013-1, LP File 021-199004 | $1,205,714 | $0 | $0 (est.) | Ronald Birnbaum BrokerCheck CRD 2382580 ↗ via Advisory Group Equity Services (CRD 15427 ↗) Amy Gates BrokerCheck CRD 2488456 ↗ via Advisory Group Equity Services (CRD 15427 ↗) Jeffrey Lewis BrokerCheck CRD 1744218 ↗ via Advisory Group Equity Services (CRD 15427 ↗) Eric Nyland BrokerCheck CRD 2871506 ↗ via Advisory Group Equity Services (CRD 15427 ↗) George Scheidt BrokerCheck CRD 412886 ↗ via American Investors Company (CRD 38 ↗) Steven Kolinsky BrokerCheck CRD 1090913 ↗ via American Portfolios Financial Services (CRD 18487 ↗) Edward Moore BrokerCheck CRD 4202226 ↗ via American Portfolios Financial Services (CRD 18487 ↗) Douglas Schiffmiller BrokerCheck CRD 4222388 ↗ via American Portfolios Financial Services (CRD 18487 ↗) Albert Browning BrokerCheck CRD 3126567 ↗ via Berthel Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Brenda Dunn BrokerCheck CRD 2496968 ↗ via Berthel Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Keith Johnson BrokerCheck CRD 1666714 ↗ via Berthel Fisher & Company Financial Services, Inc. (CRD 13609 ↗) J Richard Matheis BrokerCheck CRD 869179 ↗ via Berthel Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Andrew Topka BrokerCheck CRD 5070107 ↗ via Berthel Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Robert Edwin Perry BrokerCheck CRD 360718 ↗ via Cadaret Grant & Co. (CRD 10641 ↗) David Fountain BrokerCheck CRD 2367858 ↗ via Cambridge Investment Research Inc. (CRD 39543 ↗) Jack Hinds BrokerCheck CRD 1038431 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Robert Lau BrokerCheck CRD 1048404 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Richard Maas BrokerCheck CRD 3198288 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Keith Offel BrokerCheck CRD 2570946 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Alex Paoletto BrokerCheck CRD 864081 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Loren Rex BrokerCheck CRD 4403820 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Jared Roskelley BrokerCheck CRD 3139812 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Craig Scherzer BrokerCheck CRD 5470414 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Christopher Taylor BrokerCheck CRD 3251069 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Eric Wegner BrokerCheck CRD 2044977 ↗ via Cambridge Investment Research Inc (CRD 39543 ↗) Evan Welch BrokerCheck CRD 2966271 ↗ via Cambridge Investment Research (CRD 39543 ↗) Jill Beach BrokerCheck CRD 2487684 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) Ronald Burkard BrokerCheck CRD 2703044 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) Robert Cannon BrokerCheck CRD 2765289 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) Steven Chantler BrokerCheck CRD 1233798 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) Ahmad Hashemian BrokerCheck CRD 1574079 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) Kate King BrokerCheck CRD 4654157 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) John Marcheso BrokerCheck CRD 869337 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) John Routten BrokerCheck CRD 818109 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) Eric Heckman BrokerCheck CRD 2220911 ↗ via Heckman Financial & Insurance Services Inc, (CRD 111549 ↗) Martin Batstone BrokerCheck CRD 2171601 ↗ via Independent Financial Group (CRD 7717 ↗) Kelly Clyde BrokerCheck CRD 4825839 ↗ via Independent Financial Group (CRD 7717 ↗) Damian Dering BrokerCheck CRD 2854253 ↗ via Independent Financial Group (CRD 7717 ↗) M Ian Dunlap BrokerCheck CRD 5368000 ↗ via Independent Financial Group (CRD 7717 ↗) H Scott Peck BrokerCheck CRD 3088444 ↗ via Independent Financial Group (CRD 7717 ↗) David Elhoff BrokerCheck CRD 855864 ↗ via Independent Financial Group (CRD 7717 ↗) Jeff Fisher BrokerCheck CRD 4950246 ↗ via Independent Financial Group (CRD 7717 ↗) James Hanson BrokerCheck CRD 2507473 ↗ via Independent Financial Group (CRD 7717 ↗) Paul Huddle BrokerCheck CRD 2445351 ↗ via Independent Financial Group (CRD 7717 ↗) Haynes Kendall BrokerCheck CRD 1274737 ↗ via Independent Financial Group (CRD 7717 ↗) Kenny Kim BrokerCheck CRD 2864085 ↗ via Independent Financial Group (CRD 7717 ↗) Ellen Lau BrokerCheck CRD 4757064 ↗ via Independent Financial Group (CRD 7717 ↗) Aubrey Morrow BrokerCheck CRD 836500 ↗ via Independent Financial Group (CRD 7717 ↗) Brian Solomon BrokerCheck CRD 1715160 ↗ via Independent Financial Group (CRD 7717 ↗) Chris Vizzi BrokerCheck CRD 5095868 ↗ via Independent Financial Group (CRD 7717 ↗) Sid Gautam BrokerCheck CRD 1409621 ↗ via Investacorp Inc. (CRD 7684 ↗) David Miller BrokerCheck CRD 4648882 ↗ via Investacorp Inc (CRD 7684 ↗) Nicholas Trifiro BrokerCheck CRD 2682851 ↗ via Investacorp Inc (CRD 7684 ↗) Thomas Hille BrokerCheck CRD 3070017 ↗ via JRL Capital (CRD 108162 ↗) Benjamin Barbour BrokerCheck CRD 5948847 ↗ via Kalos Capital Inc. (CRD 44337 ↗) Martin McFarlin BrokerCheck CRD 2838151 ↗ via Kalos Capital Inc (CRD 44337 ↗) Steven Netzel BrokerCheck CRD 2863170 ↗ via Kalos Capital Inc (CRD 44337 ↗) Ronald Russell BrokerCheck CRD 2844140 ↗ via Kalos Capital Inc (CRD 44337 ↗) Michael Welch BrokerCheck CRD 4215661 ↗ via Kalos Capital Inc (CRD 44337 ↗) Anthony O'Connor BrokerCheck CRD 1579397 ↗ via Lincoln Investment (CRD 519 ↗) Ryan Weber BrokerCheck CRD 2665254 ↗ via Lincoln Investment (CRD 519 ↗) Graham Wilson BrokerCheck CRD 1197343 ↗ via Lincoln Investment (CRD 519 ↗) Thomas Kieffer BrokerCheck CRD 1531908 ↗ via MidAmerica Financial Services (CRD 47351 ↗) David Levinson BrokerCheck CRD 2644880 ↗ via Newport Coast Securities (CRD 16944 ↗) Antonio Taddeo BrokerCheck CRD 5110448 ↗ via Newport Coast Securities (CRD 16944 ↗) James Reynolds BrokerCheck CRD 4408485 ↗ via Northland Securities (CRD 40258 ↗) Douglas Barton BrokerCheck CRD 1494345 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Edwin Buck BrokerCheck CRD 731779 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Jeff Buck BrokerCheck CRD 4884887 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Katie Buck BrokerCheck CRD 4884942 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Lorin Chun BrokerCheck CRD 1103114 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Keven Crabtree BrokerCheck CRD 1748048 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Harry Sechman BrokerCheck CRD 2036874 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Eric Sechman BrokerCheck CRD 5237126 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Christopher Hass BrokerCheck CRD 2657637 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Lloyd Migita BrokerCheck CRD 1377078 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Nathan Tiarks BrokerCheck CRD 4130957 ↗ via Sammons Securities Co., LLC (CRD 115368 ↗) Anthony Barcarella BrokerCheck CRD 2503482 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Timothy Greene BrokerCheck CRD 2622877 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Scott Hayden BrokerCheck CRD 4082716 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Kyle Jobin BrokerCheck CRD 4915438 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Harvey Kaluzna BrokerCheck CRD 2073577 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Brad LeBlanc BrokerCheck CRD 1583014 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Theresa Lombardi BrokerCheck CRD 2563331 ↗ via Sigma Financial Corp. (CRD 14303 ↗) David Matles BrokerCheck CRD 2995484 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Gregory Michalkow BrokerCheck CRD 2254728 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Kristine Miele BrokerCheck CRD 2214295 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Thomas Redmond BrokerCheck CRD 372381 ↗ via Sigma Financial Corp. (CRD 14303 ↗) David Torres BrokerCheck CRD 2358536 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Albert Tynes BrokerCheck CRD 4695151 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Charles Vercellone BrokerCheck CRD 1310964 ↗ via Sigma Financial Corp. (CRD 14303 ↗) Jeffrey Brown BrokerCheck CRD 1789323 ↗ via Triad Advisors Inc (CRD 25803 ↗) David Maniet BrokerCheck CRD 2566809 ↗ via Triad Advisors Inc (CRD 25803 ↗) Randall Martinez BrokerCheck CRD 4930351 ↗ via Triad Advisors Inc (CRD 25803 ↗) Douglas Miller BrokerCheck CRD 1946240 ↗ via Triad Advisors Inc (CRD 25803 ↗) James Walesa BrokerCheck CRD 1061209 ↗ via Triad Advisors Inc (CRD 25803 ↗) James Warring BrokerCheck CRD 3198200 ↗ via Triad Advisors Inc (CRD 25803 ↗) Garry Savage BrokerCheck CRD 1195330 ↗ via Wall Street Strategies (CRD 31268 ↗) | EDGAR ↗ |
| Jan 11, 2013 D/A Catalyst Energy 2012-1 Limited Partnership File 021-180926 | $750,000 (est.) | $0 | $0 | STEPHEN DENARI BrokerCheck CRD 5138293 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) BRIAN BERNIER BrokerCheck CRD 1298285 ↗ via ALLIED BEACON PARTNERS (CRD 46227 ↗) WILLIAM DIOGUARDI BrokerCheck CRD 1005567 ↗ via ALLIED BEACON PARTNERS (CRD 46227 ↗) CARLA GOEDTKE BrokerCheck CRD 2802912 ↗ via AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD 18487 ↗) DOUG SCHIFFMILLER BrokerCheck CRD 4222388 ↗ via AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD 18487 ↗) EDWARD MOORE BrokerCheck CRD 4202226 ↗ via AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD 18487 ↗) TOM KIEFFER BrokerCheck CRD 1531908 ↗ via ASHTON GARNETT SECURITIES, LLC (CRD 118286 ↗) AHMAD HASHEMIAN BrokerCheck CRD 1574079 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) JANE PRUGSANAPAN BrokerCheck CRD 5270442 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) JODI SELLECK BrokerCheck CRD 4594776 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) MARK REINKING BrokerCheck CRD 1602957 ↗ via CENTAURUS FINANCIAL, INC. (CRD 20833 ↗) MICHELE PASQUALE BrokerCheck CRD 3214037 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) ROBERT CANNON BrokerCheck CRD 2765289 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) WILLIAM WALTZ BrokerCheck CRD 1525627 ↗ via CENTAURUS FINANCIAL, INC. (CRD 30833 ↗) DAVID WITTER BrokerCheck CRD 4519401 ↗ via FINANCIAL HARVEST WEALTH ADVISORS (CRD 148271 ↗) RICHARD GAILEY BrokerCheck CRD 2192928 ↗ via G A REPPLE & COMPANY (CRD 17486 ↗) CHRIS VIZZI BrokerCheck CRD 5095868 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) DONNA STEVENSON BrokerCheck CRD 2856535 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) GARTH KRIEGER BrokerCheck CRD 4055025 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) JAMES HANSON BrokerCheck CRD 2507473 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) JAMES LAMONT BrokerCheck CRD 2846228 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) JEFF FISHER BrokerCheck CRD 4950246 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) KELLY CLYDE BrokerCheck CRD 4825839 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) KENNY KIM BrokerCheck CRD 2864085 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) SEAN O'CONNOR BrokerCheck CRD 5597519 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) W. AUBREY MORROW BrokerCheck CRD 836500 ↗ via INDEPENDENT FINANCIAL GROUP, LLC (CRD 7717 ↗) THOMAS HILLE BrokerCheck CRD 3070017 ↗ via JRL CAPITAL CORPORATION (CRD 10225 ↗) DANIEL SAUR BrokerCheck CRD 2424518 ↗ via KALOS CAPITAL, INC. (CRD 44337 ↗) D. CRAIG MCKENNA BrokerCheck CRD 1045137 ↗ via MADISON AVENUE SECURITIES, INC. (CRD 23224 ↗) GLENN TEMPLIN BrokerCheck CRD 707802 ↗ via MADISON AVENUE SECURITIES, INC. (CRD 23224 ↗) GUY SCHOENBORN BrokerCheck CRD 5968907 ↗ via MADISON AVENUE SECURITIES, INC. (CRD 23224 ↗) JEFF DIXSON BrokerCheck CRD 4166311 ↗ via MADISON AVENUE SECURITIES, INC. (CRD 23224 ↗) ALVIN ABE BrokerCheck CRD 1681818 ↗ via SAMMONS SECURITIES CO., LLC (CRD 115368 ↗) CLARK GARDNER BrokerCheck CRD 2930356 ↗ via SAMMONS SECURITIES CO., LLC (CRD 115368 ↗) DAVID D. HARRIS BrokerCheck CRD 2658691 ↗ via SAMMONS SECURITIES CO., LLC (CRD 115368 ↗) EDWIN BUCK BrokerCheck CRD 731770 ↗ via SAMMONS SECURITIES CO., LLC (CRD 115368 ↗) JASON PAYNE BrokerCheck CRD 2797103 ↗ via SAMMONS SECURITIES CO., LLC (CRD 115368 ↗) KATIE BUCK BrokerCheck CRD 4884942 ↗ via SAMMONS SECURITIES CO., LLC (CRD 115368 ↗) LORIN CHUN BrokerCheck CRD 1103114 ↗ via SAMMONS SECURITIES CO., LLC (CRD 115368 ↗) DAVID MANIET BrokerCheck CRD 2566809 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) JAMES WALESA BrokerCheck CRD 1061209 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) RANDALL MARTINEZ BrokerCheck CRD 4930351 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) SCOTT HOHMAN BrokerCheck CRD 2365196 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) JAMES WARRING BrokerCheck CRD 3198200 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) JASON FREEMAN BrokerCheck CRD 2995587 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) JEFFREY BROWN BrokerCheck CRD 1789323 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) KEVIN X. SMITH BrokerCheck CRD 4762177 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) THOMAS REDMOND BrokerCheck CRD 372381 ↗ via SIGMA FINANCIAL CORPORATION (CRD 14303 ↗) KYLE JOBIN BrokerCheck CRD 4915438 ↗ via SIGMA FINANCIAL CORPORATION (CRD 14303 ↗) KRISTINE MIELE BrokerCheck CRD 2214295 ↗ via SIGMA FINANCIAL CORPORATION (CRD 14303 ↗) SCOTT HAYDEN BrokerCheck CRD 4082716 ↗ via SIGMA FINANCIAL CORPORATION (CRD 14303 ↗) ROBERT STEYERT BrokerCheck CRD 1122075 ↗ via INDEPENDENT FINANCIAL GROUP, INC. (CRD 7717 ↗) STAN SPACKEEN BrokerCheck CRD 1398332 ↗ via TRIAD ADVISORS, INC. (CRD 25803 ↗) | EDGAR ↗ |
| Jan 3, 2012 D/A Catalyst Energy 2011-1 Limited Partnership File 021-161374 | $984,000 (est.) | $0 | $0 | Brian W. Bernier BrokerCheck CRD 1298285 ↗ via Allied Beacon Partners, Inc. (CRD 46227 ↗) William P. Diogaurdi BrokerCheck CRD 1005567 ↗ via Allied Beacon Partners, Inc. (CRD 46227 ↗) Nicholas C. Cochran BrokerCheck CRD 713570 ↗ via American Investors Company (CRD 38 ↗) Carlaann E. Goedtke BrokerCheck CRD 2802912 ↗ via American Portfolios Financial Services, Inc. (CRD 18487 ↗) Douglas Schiffmiller BrokerCheck CRD 4222388 ↗ via American Portfolios Financial Services, Inc. (CRD 18487 ↗) John C. Johnson III BrokerCheck CRD 1051062 ↗ via American Portfolios Financial Services, Inc. (CRD 18487 ↗) Thomas J. Kieffer BrokerCheck CRD 1531908 ↗ via Ashton Garnett Securities, LLC (CRD 118286 ↗) Bernard G. McGee BrokerCheck CRD 1203327 ↗ via Cadaret, Grant & Company, Inc. (CRD 10641 ↗) Matthew A. Matcovsky BrokerCheck CRD 2175167 ↗ via Cadaret, Grant & Company, Inc. (CRD 10641 ↗) Robert Edwin Perry BrokerCheck CRD 360718 ↗ via Cadaret, Grant & Company, Inc. (CRD 10641 ↗) Graham J. Wilson BrokerCheck CRD 1197343 ↗ via Capital Analysts, Incorporated (CRD 5478 ↗) Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) First Allied Secuities, Inc. BrokerCheck CRD 32444 ↗ via First Allied Secuities, Inc. (CRD 32444 ↗) Robert W. Wolfe BrokerCheck CRD 3031557 ↗ via G. A. Repple & Company (CRD 17486 ↗) Edwin A. Day BrokerCheck CRD 2469775 ↗ via Heritage Benefits Financial Services, Inc. (CRD 45797 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Daniel R. Saur BrokerCheck CRD 2424518 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Stephen M. Molesky BrokerCheck CRD 1109839 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Daniel G. McPherson BrokerCheck CRD 4964802 ↗ via Pacific West Securities, Inc. (CRD 6390 ↗) Thomas C. McLaurin BrokerCheck CRD 3141296 ↗ via Pacific West Securities, Inc. (CRD 6390 ↗) Tristan S. Bliesner BrokerCheck CRD 5206253 ↗ via Pacific West Securities, Inc. (CRD 6390 ↗) Sammons Securities Company, LLC BrokerCheck CRD 115368 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Sigma Financial Corporation BrokerCheck CRD 14303 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Raymond M. Whittenburg BrokerCheck CRD 1479468 ↗ via Sunset Financial Services, Inc. (CRD 3538 ↗) Triad Advisors, Inc. BrokerCheck CRD 25803 ↗ via Triad Advisors, Inc. (CRD 25803 ↗) | EDGAR ↗ |
| Jan 14, 2011 D Catalyst Energy 2010-2 Limited Partnership File 021-153742 | $815,000 (est.) | $0 | $0 | Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ First Allied Securities, Inc. BrokerCheck CRD 32444 ↗ Sammons Securities Company, LLC BrokerCheck CRD 115368 ↗ Cambridge Investment Research, Inc. BrokerCheck CRD 39543 ↗ Triad Advisors, Inc. BrokerCheck CRD 25803 ↗ Robert D. Eddy Jr. BrokerCheck CRD 603372 ↗ via Capital Analysts, Incorporated (CRD 5478 ↗) David J. Linaugh BrokerCheck CRD 1139334 ↗ via Capital Analysts, Incorporated (CRD 5478 ↗) Brian W. Bernier BrokerCheck CRD 1298285 ↗ via American Beacon Partners, Inc. (CRD 15791 ↗) Mondey Concepts Capital Corp. BrokerCheck CRD 12963 ↗ Sigma Financial Corporation BrokerCheck CRD 14303 ↗ Robert W. Wolfe BrokerCheck CRD 3031557 ↗ via G.A. Repple & Company (CRD 17486 ↗) Michael S. Welch BrokerCheck CRD 4215661 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ Dennis I. Weiss BrokerCheck CRD 462338 ↗ via American Investors Company (CRD 38 ↗) Eric S. Mohler BrokerCheck CRD 5387534 ↗ via Sunset Financial Services, Inc. (CRD 3538 ↗) John F. Mara BrokerCheck CRD 1646745 ↗ via Detwiler Fenton & Co. (CRD 1794 ↗) Raymond M. Whittenburg BrokerCheck CRD 1479468 ↗ via Sunset Financial Services, Inc. (CRD 3538 ↗) James F. Thomas Jr. BrokerCheck CRD 1101127 ↗ via Capital Analysts, Inc. (CRD 5478 ↗) | EDGAR ↗ |
| Oct 13, 2010 D Catalyst Energy 2010-1 Limited Partnership File 021-148971 | $351,000 (est.) | $0 | $0 | Thomas Joseph Kieffer BrokerCheck CRD 1531908 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Independent Financial Group, LLC BrokerCheck CRD 7717 ↗ Christopher M. Vizzi BrokerCheck CRD 5095868 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Dennis I. Weiss BrokerCheck CRD 462338 ↗ via American Investors Company (CRD 38 ↗) Robert Alan Horning BrokerCheck CRD 2311640 ↗ via Centaurus Financial Inc. (CRD 30833 ↗) James Sheldon Lineweaver BrokerCheck CRD 2167805 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Arthur R. Papale BrokerCheck CRD 356049 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Stephen W. Gierl BrokerCheck CRD 1086533 ↗ via Cambridge Investment Research, Inc. (CRD 39543 ↗) Jack Kennebeck BrokerCheck CRD 267683 ↗ via QA3 Financial Corp. (CRD 14754 ↗) Andrew Timothy Ahrens BrokerCheck CRD 2522252 ↗ via Cambridge Investment Research, Inc. (CRD 39543 ↗) David A. Witter BrokerCheck CRD 4519401 ↗ via Triad Advisors, Inc. (CRD 25803 ↗) Louis H. Lobe BrokerCheck CRD 4314977 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Daniel G. McPherson BrokerCheck CRD 4964802 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Leslie B. Goldstein BrokerCheck CRD 1300590 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Robert M. Hart BrokerCheck CRD 1518921 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Paul E. Cook BrokerCheck CRD 1128483 ↗ via Triad Advisors, Inc. (CRD 25803 ↗) Joseph N. Geier BrokerCheck CRD 2267993 ↗ via Triad Advisors, Inc. (CRD 25803 ↗) Steven W. Kraut BrokerCheck CRD 1091154 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Keith W. Duncan BrokerCheck CRD 2840066 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) James F. Seramba BrokerCheck CRD 2580051 ↗ via Cambridge Investment Research, Inc. (CRD 39543 ↗) Albert J. Houston BrokerCheck CRD 1379223 ↗ via American Investors Company (CRD 38 ↗) Brian W. Bernier BrokerCheck CRD 1298285 ↗ via American Beacon Partners, Inc. (CRD 15791 ↗) David J. Maniet BrokerCheck CRD 2566809 ↗ via Triad Advisors, Inc. (CRD 25803 ↗) Richard C. Disharoon BrokerCheck CRD 4635655 ↗ via Cambridge Investment Research, Inc. (CRD 39543 ↗) Mark B. Reinking BrokerCheck CRD 1602957 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Clark S. Gardner BrokerCheck CRD 2930356 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Joseph T. Byerly BrokerCheck CRD 4187946 ↗ via QA3 Financial Corp. (CRD 14754 ↗) | EDGAR ↗ |
| Jan 15, 2010 D/A CATALYST ENERGY 2009-2 LIMITED PARTNERSHIP File 021-137772 | $145,000 (est.) | $0 | $0 | Jack T. Kennebeck BrokerCheck CRD 267683 ↗ via QA3 Financial Corp. (CRD 14754 ↗) Brian W. Bernier BrokerCheck CRD 1298285 ↗ via Detwiller Fenton & Co. (CRD 1794 ↗) Triad Investors, Inc. BrokerCheck CRD 25803 ↗ Stephen William Gierl BrokerCheck CRD 1086533 ↗ via Cambridge Investments Research, Inc. (CRD 39543 ↗) Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗ David Alan Harris BrokerCheck CRD 500413 ↗ via Chester Harris & Co., Inc. (CRD 7116 ↗) Paul L. White BrokerCheck CRD 133019 ↗ via Heritage Financial Systems, Inc. (CRD 133019 ↗) David D. Harris BrokerCheck CRD 2658691 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Christopher M. Vizzi BrokerCheck CRD 5095868 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) John D. Herbert BrokerCheck CRD 1556657 ↗ via Direct Capital Securities, Inc. (CRD 29639 ↗) Joan E. Rounds BrokerCheck CRD 4388514 ↗ via Okoboji Financial Services, Inc. (CRD 33727 ↗) Richard A. Steele BrokerCheck CRD 1336981 ↗ via Cambridge Investment Research, Inc. (CRD 39543 ↗) Gary E. Augustine BrokerCheck CRD 1979841 ↗ via Cambridge Investment Research, Inc. (CRD 39543 ↗) John F. Mara BrokerCheck CRD 1646745 ↗ via Detwiler Fenton & Co. (CRD 1794 ↗) Donahue E. Jones BrokerCheck CRD 1509740 ↗ via Okoboji Financial Services, Inc. (CRD 33727 ↗) Ned A. Jones BrokerCheck CRD 1509727 ↗ via Okoboji Financial Services, Inc. (CRD 33727 ↗) Joel A. Beyer BrokerCheck CRD 2515319 ↗ via QA3 Financial Corp. (CRD 14754 ↗) J. Trent Byerly BrokerCheck CRD 4187946 ↗ via QA3 Financial Corp. (CRD 14754 ↗) Norman J. Hurwitz BrokerCheck CRD 253858 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Thomas J. Kieffer BrokerCheck CRD 1531908 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Arthur R. Papale BrokerCheck CRD 356049 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Raymond M. Whittenburg BrokerCheck CRD 1479468 ↗ via Sunset Financial Services, Inc. (CRD 3538 ↗) Mark B. Reinking BrokerCheck CRD 1602957 ↗ via Sunset Financial Services, Inc. (CRD 3538 ↗) Jason F. Payne BrokerCheck CRD 2797103 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Donald G. Limmer BrokerCheck CRD 1832266 ↗ via Okoboji Financial Services, Inc. (CRD 33727 ↗) | EDGAR ↗ |
| Oct 29, 2009 D CATALYST ENERGY 2009-1 LIMITED PARTNERSHIP File 021-135686 | $179,000 (est.) | $0 | $0 | Richard J. Katterson BrokerCheck CRD 264922 ↗ via WRP Investments, Inc. (CRD 7635 ↗) John David Hebert BrokerCheck CRD 1556657 ↗ via QA3 Financial Corp. (CRD 14754 ↗) Jack T. Kennebeck BrokerCheck CRD 267683 ↗ via QA3 Financial Corp. (CRD 14754 ↗) Daniel G. McPherson BrokerCheck CRD 4964802 ↗ via Sammons Securities Company (CRD 115368 ↗) Mary Ellen Trotter BrokerCheck CRD 862519 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Bradford M. Kimball BrokerCheck CRD 1363609 ↗ via Detwiller Fenton & Co. (CRD 1794 ↗) Brian W. Bernier BrokerCheck CRD 1298285 ↗ via Detwiller Fenton & Co. (CRD 1794 ↗) Scott C. Winslow BrokerCheck CRD 2530449 ↗ via Detwiller Fenton & Co. (CRD 1794 ↗) Kristine E. Miele BrokerCheck CRD 2214295 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Louise H. Lobe BrokerCheck CRD 4314977 ↗ via Sigma Financial Corporation (CRD 14303 ↗) Triad Investors, Inc. BrokerCheck CRD 25803 ↗ Stephen William Gierl BrokerCheck CRD 1086533 ↗ via Cambridge Investments Research, Inc. (CRD 39543 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 11 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Catalyst Energy in the sources searched.
Not found in sources searched as of Oct 24, 2026, 9:22 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | CE CATALYST ENERGY 2009-1 LIMITED PARTNERSHIP | shared people, shared management entity, same business address, similar issuer names | CRANBERRY TOWNSHIP, PA | Oil and Gas | 1 | $2,992,000 | 48 | $6,000 | 2009–2009 |
| EDGAR ↗ | CE CATALYST ENERGY 2009-2 LIMITED PARTNERSHIP | shared people, shared management entity, same business address, similar issuer names | CRANBERRY TOWNSHIP, PA | Oil and Gas | 2 | $3,739,950 | 72 | $13,950 | 2010–2010 |
| EDGAR ↗ | CE Catalyst Energy 2010-1 Limited Partnership | shared people, shared management entity, same business address, similar issuer names | CRANBERRY TOWNSHIP, PA | Oil and Gas | 1 | $5,444,400 | 79 | $15,000 | 2010–2010 |
| EDGAR ↗ | CE Catalyst Energy 2010-2 Limited Partnership | shared people, shared management entity, same business address, similar issuer names | CRANBERRY TOWNSHIP, PA | Oil and Gas | 1 | $12,894,800 | 183 | $10,000 | 2011–2011 |
| EDGAR ↗ | CE Catalyst Energy 2011-1 Limited Partnership | shared people, shared management entity, same business address, similar issuer names | PITTSBURGH, PA | Oil and Gas | 2 | $14,080,200 | 226 | $50,000 | 2011–2012 |
| EDGAR ↗ | CE Catalyst Energy 2012-1 Limited Partnership | shared people, shared management entity, same business address, similar issuer names | PITTSBURGH, PA | Oil and Gas | 3 | $10,864,800 | 122 | No minimum reported | 2012–2013 |
| EDGAR ↗ | CE Catalyst Energy 2013-1, LP | shared people, same business address, similar issuer names | PITTSBURGH, PA | Oil and Gas | 2 | $14,524,626 offering $30,000,000 · similar: $1,050,000–$13,125,000 | 223 similar: 3–19 | $50,000 similar: $11,000–$62,888 | 2013–2015 |
| EDGAR ↗ | CE Catalyst Energy 2014-1, LP | shared people, same business address, similar issuer names | PITTSBURGH, PA | Oil and Gas | 3 | $9,691,089 offering $80,000,000 · similar: $1,050,000–$13,125,000 | 126 similar: 3–19 | $50,000 similar: $11,000–$62,888 | 2014–2015 |
| EDGAR ↗ | CE Catalyst Energy 2015-1 LP | shared people, same business address, similar issuer names | PITTSBURGH, PA | Oil and Gas | 1 | $313,029 offering $30,000,000 · similar: $1,050,000–$13,125,000 | 5 similar: 3–19 | $50,000 similar: $11,000–$62,888 | 2016–2016 |
| EDGAR ↗ | CE Catalyst Energy 2016-1, LP | shared people, same business address, similar issuer names | PITTSBURGH, PA | Oil and Gas | 1 | $0 offering $15,000,000 · similar: $1,050,000–$13,125,000 | 1 similar: 3–19 | $50,000 similar: $11,000–$62,888 | 2016–2016 |
| EDGAR ↗ | CE CATALYST ENERGY 2019-2, LP | shared people, similar issuer names | PITTSBURGH, PA | Oil and Gas | 1 | $1,295,676 offering $20,000,000 · similar: $1,050,000–$13,125,000 | 6 similar: 3–19 | $50,000 similar: $11,000–$62,888 | 2021–2021 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Aug 3, 2021 | CATALYST ENERGY 2019-2, LP | D | Oil and Gas | $20,000,000 | $1,295,676 |
| EDGAR ↗ | Nov 8, 2016 | Catalyst Energy 2016-1, LP | D | Oil and Gas | $15,000,000 | $0 |
| EDGAR ↗ | Feb 2, 2016 | Catalyst Energy 2015-1 LP | D | Oil and Gas | $30,000,000 | $313,029 |
| EDGAR ↗ | Mar 24, 2015 | Catalyst Energy 2014-1, LP | D/A | Oil and Gas | $80,000,000 | $9,691,089 |
| EDGAR ↗ | Mar 3, 2015 | Catalyst Energy 2013-1, LP | D/A | Oil and Gas | $30,000,000 | $14,524,626 |
| EDGAR ↗ | Mar 2, 2015 | Catalyst Energy 2014-1, LP | D/A | Oil and Gas | $80,000,000 | $9,691,089 |
| EDGAR ↗ | Jul 7, 2014 | Catalyst Energy 2014-1, LP | D | Oil and Gas | $80,000,000 | $0 |
| EDGAR ↗ | Jul 3, 2013 | Catalyst Energy 2013-1, LP | D | Oil and Gas | $30,000,000 | $0 |
| EDGAR ↗ | Jan 11, 2013 | Catalyst Energy 2012-1 Limited Partnership | D/A | Oil and Gas | $15,000,000 | $10,864,800 |
| EDGAR ↗ | Dec 28, 2012 | Catalyst Energy 2012-1 Limited Partnership | D/A | Oil and Gas | $15,000,000 | $10,500,000 |
| EDGAR ↗ | Jul 10, 2012 | Catalyst Energy 2012-1 Limited Partnership | D | Oil and Gas | $10,000,000 | $0 |
| EDGAR ↗ | Jan 3, 2012 | Catalyst Energy 2011-1 Limited Partnership | D/A | Oil and Gas | $14,150,000 | $14,080,200 |
| EDGAR ↗ | Jun 16, 2011 | Catalyst Energy 2011-1 Limited Partnership | D | Oil and Gas | $10,423,000 | $0 |
| EDGAR ↗ | Jan 14, 2011 | Catalyst Energy 2010-2 Limited Partnership | D | Oil and Gas | $12,894,800 | $12,894,800 |
| EDGAR ↗ | Oct 13, 2010 | Catalyst Energy 2010-1 Limited Partnership | D | Oil and Gas | $6,900,000 | $5,444,400 |
| EDGAR ↗ | Jan 15, 2010 | CATALYST ENERGY 2009-2 LIMITED PARTNERSHIP | D/A | Oil and Gas | $14,200,000 | $3,739,950 |
| EDGAR ↗ | Jan 13, 2010 | CATALYST ENERGY 2009-2 LIMITED PARTNERSHIP | D | Oil and Gas | $14,200,000 | $3,739,950 |
| EDGAR ↗ | Oct 29, 2009 | CATALYST ENERGY 2009-1 LIMITED PARTNERSHIP | D | Oil and Gas | $2,992,000 | $2,992,000 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Aug 3, 2021. Industry history, as reported on each offering's latest filing: All 11 offerings reported: Oil and Gas (2009–2021).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| PR Paul Ryan Rodgers | Executive Officer, Promoter, Director | 11 | Oct 29, 2009 → Aug 3, 2021 |
| DJ Douglas Edward Jones | Executive Officer | 7 | Oct 29, 2009 → Aug 3, 2021 |
| JM Janet R. O'Malley | Executive Officer, Promoter | 7 | Oct 29, 2009 → Aug 3, 2021 |
| CE Catalyst Energy, Inc. entity | Promoter | 6 | Oct 29, 2009 → Jan 11, 2013 |
| BB Barbara Burry | Executive Officer | 3 | Feb 2, 2016 → Aug 3, 2021 |
| WR William Rodgers, Jr. | Executive Officer, Promoter | 3 | Oct 29, 2009 → Oct 13, 2010 |
| JH Justin W. Henry | Executive Officer | 1 | Aug 3, 2021 → Aug 3, 2021 |
| TR Tyson Ruhlman | Executive Officer | 1 | Aug 3, 2021 → Aug 3, 2021 |
| CE Catalyst Energy MGP entity | Promoter | 1 | Jul 10, 2012 → Jan 11, 2013 |
8 of 11 issuers have a matched state registry record — records by status: active 8.
Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Catalyst Energy.
No Meta Pixel ids or Facebook / Instagram page links on file for Catalyst Energy as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
No website or social profile named in Catalyst Energy's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #305,779 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
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