PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:32 AM ET

Sponsor Check › Sponsor group

BE

Breakthrough Energy

One sponsor team, 13 deal companies · Boston, MA

Grouped because: 8 shared people, 2 shared management entities, same business address (9 issuers), similar issuer names (12) · 4 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

13deal companies
$2.7Breported sold
229investors
17Form D filings
2018–2026active
2new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Aug 11, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Breakthrough Energy is a sponsor group of 13 issuers that PartnerFacts links to one sponsor (shared people, same business address, same person name on both filings, shared management entity, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 17 Form D filings between May 2018 and Aug 2026.

What this means One team, 13 deal companies, about 8 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.7B to 229 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (13). Issuers are based in MA (7), Luxembourg (as filed: N4) (5), United Kingdom (as filed: X0) (1).

What this means $2.7B raised across the group, about $11.8M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Rodrigo Guidero (8 issuers, executive officer and director), Haakon Overli (5 issuers, executive officer), Josh Bell (5 issuers, executive officer), Norman Fiore (5 issuers, executive officer), Carmichael Roberts (4 issuers, executive officer) and 19 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 2 new offerings in the last 12 months; latest filing Aug 11, 2026.

What this means still raising money this year.

Adviser registration (Form ADV) on record: DAWN CAPITAL LLP; BEV-E GP SARL.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 17 public filings for Breakthrough Energy and found 13 differences, 1 worth asking the sponsor about: 39 other issuers file from the same address; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Breakthrough Energy has not run yet — it is joining a line of 35,011 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Breakthrough Energy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

13 differences found between the filings for Breakthrough Energy — 1 worth asking about (compared 17 filings on Oct 24, 2026)

Worth asking · Jul 14, 2026 – Aug 11, 2026

39 other issuers file from the same address — 2 member issuers (oneworld BEV Fund, L.P.; Breakthrough Energy Ventures Special Situations I, L.P.)

The address on file, 40 Rowes Wharf, Suite 2400, Boston, MA, is used by 41 issuers in our index across 2 sponsor groups; 39 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

oneworld BEV Fund, L.P. — PartnerFacts page ↗Breakthrough Energy Ventures Special Situations I, L.P. — PartnerFacts page ↗EDGAR filer page · oneworld BEV Fund, L.P. ↗
Sources
Note · Mar 31, 2021 – Jul 14, 2023

23 other issuers file from the same address — 3 member issuers (Dawn Capital Opportunities Fund II SCSp; Dawn Capital V SCSp; Dawn Capital Opportunities Fund III SCSp)

The address on file, 42-44, Avenue De La Gare, Luxembourg, Luxembourg (as filed: N4), is used by 26 issuers in our index across 9 sponsor groups; 23 are outside this group. It is on our registered-agent / shared-office list (26 issuers in 19 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Dawn Capital Opportunities Fund II SCSp — PartnerFacts page ↗Dawn Capital V SCSp — PartnerFacts page ↗Dawn Capital Opportunities Fund III SCSp — PartnerFacts page ↗EDGAR filer page · Dawn Capital Opportunities Fund II SCSp ↗
Sources
Note · Mar 27, 2018 – May 2, 2018

Form D filed 36 days after the first sale — Dawn Capital III LP

The filing says the first sale was Mar 27, 2018. The Form D was filed May 2, 2018 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 2, 2018 ↗Dawn Capital III LP — PartnerFacts page ↗
Sources
Note · Mar 27, 2018 – Jul 31, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Breakthrough Energy Ventures III, L.P. (latest filing Jul 31, 2024) · No amendment in the last 12 months on an offering that may still be open — Breakthrough Energy Ventures Select Fund I, L.P. (latest filing Jan 29, 2024) · No amendment in the last 12 months on an offering that may still be open — Dawn Capital IV SCSp (latest filing Jul 16, 2020) · No amendment in the last 12 months on an offering that may still be open — Dawn Capital III LP (latest filing May 2, 2018)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 31, 2024 ↗Breakthrough Energy Ventures III, L.P. — PartnerFacts page ↗Form D/A · Jan 29, 2024 ↗Breakthrough Energy Ventures Select Fund I, L.P. — PartnerFacts page ↗
Sources
Note · Jun 14, 2022 – Jul 14, 2023

Offering amount changed between filings — Dawn Capital V SCSp

The Jun 14, 2022 filing says an indefinite amount offered; the Jul 14, 2023 Form D/A says $621,225,533.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jun 14, 2022 ↗Form D/A (later) · Jul 14, 2023 ↗Dawn Capital V SCSp — PartnerFacts page ↗
Sources
Note · May 2, 2018 – Jul 16, 2020

Norman Fiore is written 2 different ways on the filings

listed as "Norman Fiore" on 5 filings (from May 2, 2018), and "Norman Benito Fiore" on the Jul 16, 2020 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 2, 2018 ↗Form D · Jul 16, 2020 ↗Norman Fiore — PartnerFacts page ↗
Sources
Note · May 2, 2018 – Jul 16, 2020

Josh Bell is written 2 different ways on the filings

listed as "Josh Bell" on 5 filings (from May 2, 2018), and "Josh Carl Bell" on the Jul 16, 2020 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 2, 2018 ↗Form D · Jul 16, 2020 ↗Josh Bell — PartnerFacts page ↗
Sources
Note · Jun 4, 2019 – Jul 16, 2020

Marek Adam Domagala is written 2 different ways on the filings

listed as "Marek Domagala" on the Jun 4, 2019 filing, and "Marek Adam Domagala" on the Jul 16, 2020 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 4, 2019 ↗Form D · Jul 16, 2020 ↗Marek Adam Domagala — PartnerFacts page ↗
Sources
Note · Jul 14, 2023

Address on file is a registered agent / shared office — Dawn Capital V SCSp

The latest filing lists 42-44, Avenue De La Gare, Luxembourg, Luxembourg (as filed: N4). That address is used by 26 issuers in our index (26 issuers in 19 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Jul 14, 2023 ↗Dawn Capital V SCSp — PartnerFacts page ↗
Sources
Note · Jun 14, 2022

Address on file is a registered agent / shared office — Dawn Capital Opportunities Fund III SCSp

The latest filing lists 42-44, Avenue De La Gare, Luxembourg, Luxembourg (as filed: N4). That address is used by 26 issuers in our index (26 issuers in 19 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Jun 14, 2022 ↗Dawn Capital Opportunities Fund III SCSp — PartnerFacts page ↗
Sources
Note · Mar 31, 2021

Address on file is a registered agent / shared office — Dawn Capital Opportunities Fund II SCSp

The latest filing lists 42-44, Avenue De La Gare, Luxembourg, Luxembourg (as filed: N4). That address is used by 26 issuers in our index (26 issuers in 19 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D · Mar 31, 2021 ↗Dawn Capital Opportunities Fund II SCSp — PartnerFacts page ↗
Sources
Note · May 2, 2018 – Aug 11, 2026

Member companies were formed in 3 different states

Delaware (7), Luxembourg (5), United Kingdom (1) — out of 13 member issuers. The odd ones out: Dawn Capital III LP (United Kingdom); Breakthrough Energy Ventures Europe SCSp (Luxembourg); Dawn Capital IV SCSp (Luxembourg); Dawn Capital Opportunities Fund II SCSp (Luxembourg); Dawn Capital V SCSp (Luxembourg); Dawn Capital Opportunities Fund III SCSp (Luxembourg).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Breakthrough Energy — sponsor group page ↗Dawn Capital III LP — PartnerFacts page ↗Breakthrough Energy Ventures Europe SCSp — PartnerFacts page ↗Dawn Capital IV SCSp — PartnerFacts page ↗
Sources
Note · May 2, 2018 – Aug 11, 2026

Member companies list addresses in 3 different states

MA (7), Luxembourg (as filed: N4) (5), United Kingdom (as filed: X0) (1). 3 members use a registered-agent or shared-office address: Dawn Capital Opportunities Fund II SCSp (42-44, Avenue De La Gare, Luxembourg, Luxembourg (as filed: N4)); Dawn Capital V SCSp (42-44, Avenue De La Gare, Luxembourg, Luxembourg (as filed: N4)); Dawn Capital Opportunities Fund III SCSp (42-44, Avenue De La Gare, Luxembourg, Luxembourg (as filed: N4)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Breakthrough Energy — sponsor group page ↗Dawn Capital Opportunities Fund II SCSp — PartnerFacts page ↗Dawn Capital V SCSp — PartnerFacts page ↗Dawn Capital Opportunities Fund III SCSp — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 13 offerings report sales commissions totalling $1,215,441; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 11, 2026 D
Breakthrough Energy Ventures Special Situations I, L.P.
File 021-593823
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2026 D/A
oneworld BEV Fund, L.P.
File 021-552278
$0$0$0None listed on this filingEDGAR ↗
Feb 18, 2026 D
Breakthrough Energy Ventures Select Fund II, L.P.
File 021-573921
$0$0$0None listed on this filingEDGAR ↗
Jul 31, 2024 D/A
Breakthrough Energy Ventures III, L.P.
File 021-488246
$0$0$0None listed on this filingEDGAR ↗
May 24, 2024 D
BEV Follow-On Fund I, LLC
File 021-514290
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2024 D/A
Breakthrough Energy Ventures Select Fund I, L.P.
File 021-471871
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2023 D/A
Dawn Capital V SCSp
File 021-449119
$180,000 (est.)$0$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Warren Spar BrokerCheck CRD 2357369 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)

David Choi BrokerCheck CRD 2277222 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)

Dana M. Samuels BrokerCheck CRD 6179115 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)
EDGAR ↗
Jun 14, 2022 D
Dawn Capital Opportunities Fund III SCSp
File 021-449114
$0 (est.)$0$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Warren Spar BrokerCheck CRD 2357369 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)

David Choi BrokerCheck CRD 2277222 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)

Dana M. Samuels BrokerCheck CRD 6179115 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)
EDGAR ↗
Mar 31, 2021 D
Dawn Capital Opportunities Fund II SCSp
File 021-394230
$437,500 (est.)$0$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Warren Spar BrokerCheck CRD 2357369 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)

David Choi BrokerCheck CRD 2277222 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)

Dana M. Samuels BrokerCheck CRD 6179115 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)
EDGAR ↗
Nov 6, 2020 D
Breakthrough Energy Ventures II, L.P.
File 021-379951
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2020 D
Dawn Capital IV SCSp
File 021-371177
$597,941 (est.)$0$0 (est.)
The General Partner or an affiliate of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees and/or incentive allocations. The amount of such fees cannot be estimated at this time.
Warren Spar BrokerCheck CRD 2357369 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)

David Choi BrokerCheck CRD 2277222 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)

Dana M. Samuels BrokerCheck CRD 6179115 ↗
via Sparring Partners Capital LLC (CRD 133780 ↗)
EDGAR ↗
Jun 4, 2019 D
Breakthrough Energy Ventures Europe SCSp
File 021-341135
$0$0$0
The GP of the Issuer will receive a quarterly management fee, based on the Issuer's assets.
None listed on this filingEDGAR ↗
May 2, 2018 D
Dawn Capital III LP
File 021-311507
$0$0$0 (est.)
The General Partner will receive an annual profit share as described in the Private Placement Memorandum. Amount is indeterminate at this time.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 13 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:31 AM ET

0 recorded documents and 0 ownership records matched to Breakthrough Energy in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:31 AM ET: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) — last checked Oct 24, 2026, 1:13 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) — last checked Oct 24, 2026, 1:13 AM ET; NYC PLUTO ownership via NYC Open Data (64uk-42ks) — last checked Oct 24, 2026, 1:13 AM ET; Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗DC Dawn Capital III LPshared people, same person name on both filings, shared management entity, similar issuer namesLONDON, United Kingdom (as filed: X0)Pooled Investment Fund1$12,404,875
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗BE Breakthrough Energy Ventures Europe SCSpshared people, same person name on both filings, same business address, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$50,000,000
offering $50,000,000 · similar: $155,000–$5,250,000
2
similar: 4–27
$50,000,000
similar: $1,000–$100,000
2019–2019
EDGAR ↗DC Dawn Capital IV SCSpshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$301,551,928
offering Indefinite · similar: $155,000–$5,250,000
72
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗BE Breakthrough Energy Ventures II, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2020–2020
EDGAR ↗DC Dawn Capital Opportunities Fund II SCSpshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗DC Dawn Capital V SCSpshared people, same person name on both filings, shared management entity, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$621,225,533
offering $621,225,533 · similar: $155,000–$5,250,000
74
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗DC Dawn Capital Opportunities Fund III SCSpshared people, same person name on both filings, shared management entity, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗BE Breakthrough Energy Ventures Select Fund I, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$554,993,039
offering Indefinite · similar: $500,000–$16,420,250
16
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2023–2024
EDGAR ↗BE Breakthrough Energy Ventures III, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$839,368,421
offering Indefinite · similar: $500,000–$16,420,250
35
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2023–2024
EDGAR ↗BF BEV Follow-On Fund I, LLCshared people, same business address, director listed on many unrelated issuers (not used to group)BOSTON, MAPooled Investment Fund1$150,000,000
offering $150,000,000 · similar: $155,000–$5,250,000
15
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2024
EDGAR ↗OB oneworld BEV Fund, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)Boston, MAPooled Investment Fund2$175,000,000
offering $250,000,000 · similar: $500,000–$16,420,250
9
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2025–2026
EDGAR ↗BE Breakthrough Energy Ventures Select Fund II, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)BOSTON, MAPooled Investment Fund1$0
offering $600,000,000 · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2026–2026
EDGAR ↗BE Breakthrough Energy Ventures Special Situations I, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)BOSTON, MAPooled Investment Fund1$0
offering $100,000,000 · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Aug 11, 2026Breakthrough Energy Ventures Special Situations I, L.P.DPooled Investment Fund$100,000,000$0
EDGAR ↗Jul 14, 2026oneworld BEV Fund, L.P.D/APooled Investment Fund$250,000,000$175,000,000
EDGAR ↗Feb 18, 2026Breakthrough Energy Ventures Select Fund II, L.P.DPooled Investment Fund$600,000,000$0
EDGAR ↗Jul 18, 2025oneworld BEV Fund, L.P.DPooled Investment Fund$250,000,000$145,000,000
EDGAR ↗Jul 31, 2024Breakthrough Energy Ventures III, L.P.D/APooled Investment FundIndefinite$839,368,421
EDGAR ↗May 24, 2024BEV Follow-On Fund I, LLCDPooled Investment Fund$150,000,000$150,000,000
EDGAR ↗Jan 29, 2024Breakthrough Energy Ventures Select Fund I, L.P.D/APooled Investment FundIndefinite$554,993,039
EDGAR ↗Jul 28, 2023Breakthrough Energy Ventures III, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 14, 2023Dawn Capital V SCSpD/APooled Investment Fund$621,225,533$621,225,533
EDGAR ↗Jan 26, 2023Breakthrough Energy Ventures Select Fund I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 14, 2022Dawn Capital Opportunities Fund III SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jun 14, 2022Dawn Capital V SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Mar 31, 2021Dawn Capital Opportunities Fund II SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Nov 6, 2020Breakthrough Energy Ventures II, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 16, 2020Dawn Capital IV SCSpDPooled Investment FundIndefinite$301,551,928
EDGAR ↗Jun 4, 2019Breakthrough Energy Ventures Europe SCSpDPooled Investment Fund$50,000,000$50,000,000
EDGAR ↗May 2, 2018Dawn Capital III LPDPooled Investment FundIndefinite$12,404,875

Activity: 2 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Aug 11, 2026. Industry history, as reported on each offering's latest filing: All 13 offerings reported: Pooled Investment Fund (2018–2026).

People across the group

NameRolesIssuers hereFirst → last listed
RG RODRIGO GUIDERODirector, Executive Officer8Jun 4, 2019 → Aug 11, 2026
NF Norman FioreExecutive Officer5May 2, 2018 → Jul 14, 2023
JB Josh BellExecutive Officer5May 2, 2018 → Jul 14, 2023
HO Haakon OverliExecutive Officer5May 2, 2018 → Jul 14, 2023
CR Carmichael RobertsExecutive Officer4May 24, 2024 → Aug 11, 2026
ET Eric TooneExecutive Officer4May 24, 2024 → Aug 11, 2026
BE Breakthrough Energy Ventures Management GP, LLC entityExecutive Officer3Jul 18, 2025 → Aug 11, 2026
DC Dawn Capital LLP entityExecutive Officer, Promoter, Director3May 2, 2018 → Jul 14, 2023
SB Simon BarnesDirector2Jul 16, 2020 → Mar 31, 2021
MD Marek Adam DomagalaDirector2Jun 4, 2019 → Jul 16, 2020
BE Breakthrough Energy Ventures Special Situations GP I, LLC entityExecutive Officer1Aug 11, 2026 → Aug 11, 2026
BE Breakthrough Energy Ventures SAF GP I, LLC entityExecutive Officer1Jul 18, 2025 → Jul 14, 2026
BE Breakthrough Energy Ventures Select II GP, LLC entityExecutive Officer1Feb 18, 2026 → Feb 18, 2026
DC Dawn Capital V GP SCSp entityExecutive Officer1Jun 14, 2022 → Jul 14, 2023
DC Dawn Capital III (SO) GP SCSp entityExecutive Officer1Jun 14, 2022 → Jun 14, 2022
DC Dawn Capital II (SO) GP SCSp entityExecutive Officer1Mar 31, 2021 → Mar 31, 2021
DC Dawn Capital LLP entityPromoter1Mar 31, 2021 → Mar 31, 2021
AH Andrew HomerDirector1Mar 31, 2021 → Mar 31, 2021
ML Manager of the Issuer Dawn Capital LLPPromoter1Jul 16, 2020 → Jul 16, 2020
GP General Partner of the Managing General Partner Dawn Capital IV Corporate GP S.a.r.l. entityPromoter1Jul 16, 2020 → Jul 16, 2020
MG Managing General Partner Dawn Capital IV GP SCSp entityPromoter1Jul 16, 2020 → Jul 16, 2020
BE BEV-E GP SARL entityDirector1Jun 4, 2019 → Jun 4, 2019
CC Christophe CahuzacDirector1Jun 4, 2019 → Jun 4, 2019
DC Dawn Capital III GP LLP entityExecutive Officer1May 2, 2018 → May 2, 2018

Business registration (state registry / Secretary of State)

None of the 13 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

DAWN CAPITAL LLP — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Jun 28, 2019 · SEC file 802-117087 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Websites listed on Form ADV (Item 1.I): x.com/dawncapital ↗

Item 11 disclosure questions as answered on Form ADV filed Jun 24, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

BEV-E GP SARL — Exempt reporting adviser · SEC registration status as reported: “ERA - Active” since Jul 22, 2019 · SEC file 802-117213 · Main office: LUXEMBOURG, LUXEMBOURG · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: Not reported — exempt reporting advisers do not complete Form ADV Item 5.

Item 11 disclosure questions as answered on Form ADV filed Apr 1, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, no state to compare · Form ADV data: SEC Investment Adviser Information Report (exempt reporting advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Breakthrough Energy as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Breakthrough Energy's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #93,297 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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