Base is a sponsor group of 4 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 5 Form D filings between Jun 2015 and Jan 2024.
What this means One team, 4 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $6.9M to 9 investors (latest filing per issuer). Industries as reported: Other Banking and Financial Services (2), "Other" (1), Other Technology (1). Issuers are based in TX (4).
What this means $6.9M raised across the group, about $767K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Brian Becker (4 issuers, executive officer and director), Dale A. Head (1 issuer, executive officer), Jeff Bronikowski (1 issuer, director), Joel A Katz (1 issuer, director), Joshua L Gutfreund (1 issuer, director) and 5 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 0 new offerings in the last 12 months; latest filing Jan 29, 2024.
What this means No new raise filed in the past year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — 3 court cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Base and found 13 differences: Form D filed 17 days after the first sale; Form D filed 47 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.