PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:15 AM ET

Sponsor Check › Sponsor group

AD

Audax Direct

One sponsor team, 57 deal companies · Boston, MA

Grouped because: 13 shared people, 5 shared management entities, same business address (54 issuers), similar issuer names (57) (automatic match from the filings) · not the same sponsor?

57deal companies
$22.07Breported sold
3,604investors
152Form D filings
2009–2026active
4new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 29, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Audax Direct is a sponsor group of 57 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, same person name on both filings, shared management entity; automatic match from the filings), filing 152 Form D filings between Dec 2009 and Sep 2026.

What this means One team, 57 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $22.07B to 3,604 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (57). Issuers are based in MA (46), NY (7), Cayman Islands (as filed: E9) (2), Luxembourg (as filed: N4) (2).

What this means $22.07B raised across the group, about $6.12M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Kevin P. Magid (45 issuers, executive officer, director, and promoter), Geoffrey S. Rehnert (43 issuers, executive officer and promoter), Marc B. Wolpow (43 issuers, executive officer and promoter), Rahman Vahabzadeh (13 issuers, executive officer and director), Steven Ruby (13 issuers, executive officer and director) and 25 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 4 new offerings in the last 12 months; latest filing Sep 29, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: AUDAX PDB MANAGEMENT COMPANY, LLC; AUDAX PRIVATE DEBT.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 152 public filings for Audax Direct and found 16 differences, 4 worth asking the sponsor about: 11 paid sellers are listed without a CRD number; 17 other issuers file from the same address; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Audax Direct has not run yet — it is #37,079 of 50,017 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Audax Direct..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

16 differences found between the filings for Audax Direct — 4 worth asking about (compared the newest 50 of 152 filings on Oct 24, 2026; older filings not covered)

Note · Dec 23, 2011

Last filing Dec 23, 2011 with 0% of the target sold — Audax Private Equity Fund IV, L.P.

Audax Private Equity Fund IV, L.P. (last filing Dec 23, 2011; $0 sold of $1,000,000,000). There is no filing in more than two years and the last one reported under half the target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Sep 20, 2017 – Jun 25, 2026

11 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Samsung Securities Co., Ltd. — Audax Senior Loan Fund I (Offshore), L.P. · Paid seller listed without a CRD number: CAMPBELL LUTYENS & CO. LTD. — Audax Direct Lending Solutions Fund III-A Rated Feeder, L.P. · Paid seller listed without a CRD number: CAMPBELL LUTYENS & CO. LTD. — Audax Direct Lending Solutions Fund III-B, L.P. · Paid seller listed without a CRD number: CAMPBELL LUTYENS & CO. LTD. — Audax Direct Lending Solutions Fund III-A, L.P. · Paid seller listed without a CRD number: CAMPBELL LUTYENS & CO. LTD. — Audax Direct Lending Solutions Fund III-B Feeder, LLC · and 6 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Dec 23, 2011 – Sep 8, 2026

17 other issuers file from the same address — 44 member issuers (Audax Private Equity Fund IV, L.P.; Audax Credit BDC Inc.; Audax Mezzanine Fund IV-A, L.P.; …)

The address on file, 101 Huntington Avenue, Boston, MA, is used by 61 issuers in our index across 5 sponsor groups; 17 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Note · Sep 14, 2026

20 other issuers file from the same address — Audax Private Credit Fund, LLC

The address on file, 320 Park Avenue, New York, NY, is used by 21 issuers in our index across 7 sponsor groups; 20 are outside this group. It is on our registered-agent / shared-office list (76 issuers in 29 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Note · Jun 25, 2026

97 other issuers file from the same address — Audax Senior Loan Fund I (Offshore), L.P.

The address on file, C/O Maples Corporate Services Limited, Ugland House, Grand Cayman, Cayman Islands (as filed: E9), is used by 98 issuers in our index across 43 sponsor groups; 97 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Note · Apr 15, 2022 – May 24, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Audax Senior Loan Fund V, L.P. (latest filing May 24, 2024) · No amendment in the last 12 months on an offering that may still be open — AUDAX PRIVATE EQUITY JUNIOR CAPITAL FUND II, L.P. (latest filing Jul 20, 2023) · No amendment in the last 12 months on an offering that may still be open — Audax Private Equity Fund VII-B, L.P. (latest filing Apr 17, 2023) · No amendment in the last 12 months on an offering that may still be open — Audax Private Equity Fund VII-A, L.P. (latest filing Apr 17, 2023)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Sep 16, 2024 – Sep 15, 2025

Audax Private Credit Business, LP is no longer listed on the Sep 15, 2025 amendment — Audax Private Credit Fund, LLC

Audax Private Credit Business, LP appears on the Sep 16, 2024 Form D (promoter) but not on the Sep 15, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Worth asking · Dec 2, 2022 – Dec 1, 2023

Jason Scoffield is no longer listed on the Dec 1, 2023 amendment — Audax Credit BDC Inc.

Jason Scoffield appears on the Dec 2, 2022 Form D/A (executive officer) but not on the Dec 1, 2023 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Apr 5, 2012 – Sep 15, 2025

9 role changes for the same people across filings

Kevin P. Magid's role changed at Audax Private Credit Fund, LLC: executive officer → executive officer, director · RAHMAN VAHABZADEH's role changed at Audax Private Credit Fund, LLC: executive officer → director · STEVEN RUBY's role changed at Audax Private Credit Fund, LLC: executive officer → director · Kevin P. Magid's role changed at Audax Senior Loan Fund I (Offshore), L.P.: director → executive officer · Michael McGonigle's role changed at Audax Senior Loan Fund I (Offshore), L.P.: director → executive officer · and 4 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Dec 2, 2022 – Sep 8, 2026

4 offerings changed their target amount between filings

Offering amount changed between filings — Audax Credit BDC Inc. · Offering amount changed between filings — Audax Credit BDC Inc. · Offering amount changed between filings — Audax Credit BDC Inc. · Offering amount changed between filings — Audax Credit BDC Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Apr 6, 2011 – Sep 15, 2025

4 people are written more than one way across the filings

Patrick H. Dowling is written 2 different ways on the filings · STEVEN RUBY is written 2 different ways on the filings · Kevin P. Magid is written 2 different ways on the filings · Michael McGonigle is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Sources
Note · Sep 14, 2026

Address on file is a registered agent / shared office — Audax Private Credit Fund, LLC

The latest filing lists 320 Park Avenue, New York, NY. That address is used by 76 issuers in our index (76 issuers in 29 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Jun 25, 2026

Address on file is a registered agent / shared office — Audax Senior Loan Fund I (Offshore), L.P.

The latest filing lists C/O Maples Corporate Services Limited, Ugland House, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 351 issuers in our index (registered agent / corporate services / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Sources
Note · Dec 7, 2010 – Sep 29, 2026

Member companies were formed in 5 different states

Delaware (44), Cayman Islands (9), Luxembourg (2), New York (1), United States (1) — out of 57 member issuers. The odd ones out: Audax Senior Loan Fund III (Offshore), L.P. (Cayman Islands); Audax Senior Loan Fund I (Offshore), L.P. (Cayman Islands); Audax Direct Lending Solutions Fund-B Feeder, LLC (Cayman Islands); Audax Direct Lending Solutions Fund B-1, L.P. (New York); Audax Direct Lending Solutions Fund B-1 Feeder, LLC (Cayman Islands); Audax Senior Loan Tax-Exempt Fund, L.P. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Dec 7, 2010 – Sep 29, 2026

Member companies list addresses in 4 different states

MA (46), NY (7), Cayman Islands (as filed: E9) (2), Luxembourg (as filed: N4) (2). 3 members use a registered-agent or shared-office address: Audax Senior Loan Fund III (Offshore), L.P. (C/O Walkers Corporate Ltd., 27 Hospital Road, George Town, Grand Cayman, Cayman Islands (as filed: E9)); Audax Senior Loan Fund I (Offshore), L.P. (C/O Maples Corporate Services Limited, Ugland House, Grand Cayman, Cayman Islands (as filed: E9)); Audax Private Credit Fund, LLC (320 Park Avenue, New York, NY).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
Note · Apr 6, 2011 – Sep 29, 2026

5 issuers used a different name before

Issuer used a different name before — Audax Senior Loan Fund I, L.P. · Issuer used a different name before — Audax Private Credit Fund, LLC · Issuer used a different name before — Audax Credit BDC Inc. · Issuer used a different name before — Audax Senior Loan Fund I (Offshore), L.P. · Issuer used a different name before — Audax Senior Loan Tax-Exempt Fund, L.P.

What this means Match the CIK on your documents, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 152 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

4 of 61 offerings report sales commissions totalling $2,966,009; 3 report finder's fees totalling $1,777,312; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 29, 2026 D/A
Audax Senior Loan Fund I, L.P.
File 021-109516
$0 (est.)$1,218,025 (est.)$0 (est.)
The General Partner may be entitled to receive both incentive compensation and management fees from the Issuer; however, amount is indeterminate at this time.
Summit Trail Securities, LLC BrokerCheck CRD 285784 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
FAP USA, L.P., First Avenue BrokerCheck CRD 145860 ↗
EDGAR ↗
Sep 29, 2026 D/A
Audax Senior Loan IDF Fund-E, L.P.
File 021-369712
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Sep 14, 2026 D/A
Audax Private Credit Fund, LLC
File 021-524104
$1,001,000 (est.)$0$0
The Issuer will pay the Investment Adviser a base management fee and an incentive fee outlined in the Investment Advisory Agreement.
Campbell Lutyens & Co. Inc. BrokerCheck CRD 133376 ↗EDGAR ↗
Sep 8, 2026 D/A
Audax Credit BDC Inc.
File 021-242900
$0$0$0 (est.)
The Issuer will pay the Investment Adviser a base management fee and an incentive fee as outlined in the Investment Advisory Agreement.
None listed on this filingEDGAR ↗
Jun 25, 2026 D/A
Audax Senior Loan Fund I (Offshore), L.P.
File 021-295050
$0$267,841 (est.)$0
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Samsung Securities Co., Ltd. no CRD number reported
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Summit Trail Securities, LLC BrokerCheck CRD 285784 ↗
Campbell Lutyens & Co. Ltd no CRD number reported
via Campbell Lutyens & Co. Inc (CRD 133376 ↗)
EDGAR ↗
Jun 17, 2026 D/A
Audax Senior Loan Fund (ST), LP
File 021-369715
$0 (est.)$291,446 (est.)$0 (est.)
The general partner is entitled to a performance allocation and the investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the issuer's confidential offering materials.
More than five (5) Associated Persons no CRD number reported
via Summit Trail Securities, LLC (CRD 285784 ↗)
EDGAR ↗
Apr 28, 2026 D
Audax Direct Lending Solutions CV, L.P.
File 021-582005
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest and the investment manager or a designated affiliate thereof is entitled to management fees, in each case as fully disclosed in the Issuer's confidential offering materials.
PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Apr 28, 2026 D
Audax Direct Lending Solutions CV-A, L.P.
File 021-582006
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to carried interest and the investment manager or a designated affiliate thereof is entitled to management fees, in each case as fully disclosed in the Issuer's confidential offering materials.
PJT Partners LP BrokerCheck CRD 171058 ↗EDGAR ↗
Apr 15, 2026 D/A
Audax Senior Loan Tax-Exempt Fund, L.P.
File 021-543851
$0$0$0 (est.)
THE SPECIAL LIMITED PARTNER IS ENTITLED TO AN INCENTIVE FEE AND THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE INCENTIVE FEE AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Dec 17, 2025 D/A
Audax Direct Lending Solutions Fund III-B, L.P.
File 021-532448
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
Dec 17, 2025 D/A
Audax Direct Lending Solutions Fund III-A, L.P.
File 021-532447
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
Dec 17, 2025 D/A
Audax Direct Lending Solutions Fund III-B Feeder, LLC
File 021-532617
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
Dec 17, 2025 D/A
Audax Direct Lending Solutions Fund III B-1, L.P.
File 021-532619
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
Dec 17, 2025 D/A
Audax Direct Lending Solutions Fund III B-1 Feeder, LLC
File 021-532752
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
Dec 17, 2025 D/A
Audax Direct Lending Solutions Fund III-C, L.P.
File 021-532759
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
Dec 17, 2025 D/A
Audax Direct Lending Solutions Fund III-C Rated Feeder, L.P.
File 021-542303
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
Dec 17, 2025 D/A
Audax Direct Lending Solutions Fund III-A Rated Feeder, L.P.
File 021-548320
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
Dec 9, 2025 D
Audax Direct Lending Solutions Fund III-D, SCSp
File 021-566277
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
Dec 9, 2025 D
Audax Direct Lending Solutions Fund III-D Feeder, SCSp
File 021-566279
$0$0$0
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
CAMPBELL LUTYENS & CO. LTD. no CRD number reportedEDGAR ↗
May 24, 2024 D/A
Audax Senior Loan Fund V, L.P.
File 021-453105
$0 (est.)$0$0 (est.)
THE INVESTMENT MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION AND TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
EQUUS FINANCIAL CONSULTING LLC BrokerCheck CRD 131449 ↗EDGAR ↗
Jul 20, 2023 D/A
AUDAX PRIVATE EQUITY JUNIOR CAPITAL FUND II, L.P.
File 021-452988
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 17, 2023 D/A
Audax Private Equity Fund VII-A, L.P.
File 021-441920
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the issuer's confidential offering materials.
Eaton Partners, a business division of Stifel, Nicolaus & Co., Inc. BrokerCheck CRD 793 ↗EDGAR ↗
Apr 17, 2023 D/A
Audax Private Equity Fund VII-B, L.P.
File 021-441922
$1,900,000 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Eaton Partners, a business division of Stifel, Nicolaus & Co., Inc. BrokerCheck CRD 793 ↗EDGAR ↗
Aug 26, 2022 D/A
Audax Direct Lending Solutions Fund II-B Feeder, LLC
File 021-411458
$0$0$0 (est.)
THE MANAGING MEMBER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE MANAGING MEMBER IS ALSO ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCLOSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
ABG, LLC BrokerCheck CRD 167190 ↗
XLC DISTRIBUTION SERVICES SPA no CRD number reported
EDGAR ↗
Aug 26, 2022 D/A
Audax Direct Lending Solutions Fund II-A Rated Feeder, L.P.
File 021-411455
$0$0$0 (est.)
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE GENERAL PARTNER IS ALSO ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCLOSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
ABG, LLC BrokerCheck CRD 167190 ↗
XLC DISTRIBUTION SERVICES SPA no CRD number reported
EDGAR ↗
Jul 5, 2022 D/A
Audax Direct Lending Solutions Fund II B-1 Feeder, LLC
File 021-404425
$0$0$0None listed on this filingEDGAR ↗
Jul 5, 2022 D/A
Audax Direct Lending Solutions Fund II B-1, L.P.
File 021-404423
$0$0$0None listed on this filingEDGAR ↗
Jul 5, 2022 D/A
Audax Direct Lending Solutions Fund II-B, L.P.
File 021-404421
$0 (est.)$0$0ABG, LLC BrokerCheck CRD 167190 ↗
XLC DISTRIBUTION SERVICES SPA no CRD number reported
GT SECURITIES, INC. BrokerCheck CRD 116012 ↗
EDGAR ↗
Jul 5, 2022 D/A
Audax Direct Lending Solutions Fund II-A, L.P.
File 021-404418
$0$0$0None listed on this filingEDGAR ↗
May 5, 2022 D
Audax Direct Lending Solutions Fund II-C Rated Feeder, L.P.
File 021-444515
$0$0$0 (est.)
THE MANAGING MEMBER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE MANAGING MEMBER IS ALSO ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCLOSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
XLC DISTRIBUTION SERVICES SPA no CRD number reportedEDGAR ↗
Mar 18, 2022 D
Audax Private Equity Aspen CF, L.P.
File 021-438048
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The performance allocation is fully discussed in the issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 7, 2022 D/A
Audax Credit Strategies (SCS), LP
File 021-213251
$0$0$0
The investment manager is entitled to a management fee and administration fee as fully disclosed in the Issuer's limited partnership agreement.
None listed on this filingEDGAR ↗
Dec 21, 2021 D
Audax Direct Lending Solutions Fund II-C, L.P.
File 021-426089
$0$0$0
THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE GENERAL PARTNER IS ALSO ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCLOSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS.
None listed on this filingEDGAR ↗
Dec 14, 2021 D
Audax Private Equity Origins Fund I, L.P.
File 021-424885
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the issuer's confidential offering materials.
None listed on this filingEDGAR ↗
May 6, 2021 D/A
Audax Private Equity Junior Capital Fund-A, L.P.
File 021-366433
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 1, 2021 D/A
AUDAX MEZZANINE FUND V-A, L.P.
File 021-364157
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully disclosed in the Issuer's confidential offering materials.
SAF Financial Securities LLC BrokerCheck CRD 284938 ↗
FAP USA, L.P. BrokerCheck CRD 145860 ↗
First Avenue Partners LLP no CRD number reported
XLC Distribution Services SpA no CRD number reported
EDGAR ↗
Apr 1, 2021 D/A
AUDAX MEZZANINE FUND V-B, L.P.
File 021-364158
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully disclosed in the Issuer's confidential offering materials.
SAF Financial Securities LLC BrokerCheck CRD 284938 ↗
FAP USA, L.P. BrokerCheck CRD 145860 ↗
First Avenue Partners LLP no CRD number reported
XLC Distribution Services SpA no CRD number reported
EDGAR ↗
Dec 17, 2020 D
AUDAX MZ V RATED FEEDER, L.P.
File 021-383605
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully disclosed in the Issuer's confidential offering materials.
SAF FINANCIAL SECURITIES LLC BrokerCheck CRD 284938 ↗
FAP USA, L.P. BrokerCheck CRD 145860 ↗
FIRST AVENUE PARTNERS LLP no CRD number reported
EDGAR ↗
Dec 8, 2020 D
Audax Private Equity Fund IV CF, L.P.
File 021-382615
$0 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the issuer's confidential offering materials.
Evercore Group L.L.C. BrokerCheck CRD 42405 ↗EDGAR ↗
Jul 23, 2020 D/A
Audax Senior Loan Tax-Exempt Fund, L.P.
File 021-344634
$0 (est.)$0$0 (est.)
THE INVESTMENT MANAGER IS ENTITLED TO AN INCENTIVE FEE AND TO A MANAGEMENT FEE. THE INCENTIVE FEE AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS. THESE FEES MAY BE APPLIED VIA A SUBSIDIARY OF THE FUND.
FAP USA, L.P. BrokerCheck CRD 145860 ↗
SAF FINANCIAL SECURITIES LLC BrokerCheck CRD 284938 ↗
EDGAR ↗
Jul 23, 2020 D/A
Audax Senior Loan Fund IV-A, L.P.
File 021-344630
$0 (est.)$0$0 (est.)
THE SPECIAL LIMITED PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION AND THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND THE MANAGEMENT FEE ARE FULLY DISCUSSED IN THE FUND'S CONFIDENTIAL OFFERING MATERIALS.
FAP USA, L.P. BrokerCheck CRD 145860 ↗
SAF FINANCIAL SECURITIES LLC BrokerCheck CRD 284938 ↗
EDGAR ↗
Jun 25, 2019 D/A
Audax Senior Loan IDF Fund-E, L.P.
File 021-309014
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 25, 2019 D/A
Audax Senior Loan Fund (ST), LP
File 021-315544
$5,009 (est.)$0 (est.)$0 (est.)
The general partner is entitled to a performance allocation and the investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the issuer's confidential offering materials.
More than five (5) Associated Persons no CRD number reported
via Summit Trail Securities, LLC (CRD 285784 ↗)
EDGAR ↗
Nov 1, 2018 D/A
Audax Direct Lending Solutions Fund-A, L.P.
File 021-297920
$0$0$0
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Nov 1, 2018 D/A
Audax Direct Lending Solutions Fund-B, L.P.
File 021-297923
$0$0$0
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 2, 2018 D
AUDAX PRIVATE EQUITY FUND VI-A, L.P.
File 021-318365
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 2, 2018 D
AUDAX PRIVATE EQUITY FUND VI-B, L.P.
File 021-318366
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 12, 2018 D
Audax Direct Lending Solutions Fund B-1, L.P.
File 021-316672
$0$0$0
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 12, 2018 D
Audax Direct Lending Solutions Fund B-1 Feeder, LLC
File 021-316748
$0$0$0
The managing member is entitled to a performance allocation. The managing member is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 28, 2018 D
Audax Direct Lending Solutions Fund-B Feeder, LLC
File 021-315652
$0$0$0
The managing member is entitled to a performance allocation. The managing member is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 30, 2018 D
Audax Senior Loan IDF Fund-E, L.P.
File 021-309013
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 5, 2018 D
Audax Direct Lending Solutions Fund-C, L.P.
File 021-302499
$0$0$0
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jun 1, 2016 D
Audax Senior Loan Fund III (Offshore), L.P.
File 021-264161
$0 (est.)$0 (est.)$0
The general partner is entitled to a performance allocation and the investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Summit Trail Advisors, LLC BrokerCheck CRD 220519 ↗
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)
EDGAR ↗
Apr 6, 2016 D/A
Audax Mezzanine Fund IV-A, L.P.
File 021-237373
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 6, 2016 D/A
Audax Mezzanine Fund IV-B, L.P.
File 021-237374
$60,000 (est.)$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Hana Daetoo Securities Co., Ltd. no CRD number reportedEDGAR ↗
Feb 16, 2016 D/A
Audax Senior Loan Fund III, L.P.
File 021-256999
$0 (est.)$0 (est.)$0
The general partner is entitled to a performance allocation and the investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Summit Trail Advisors, LLC BrokerCheck CRD 220519 ↗
via Purshe Kalan Sterling Investments (CRD 35747 ↗)
EDGAR ↗
Aug 13, 2015 D
AUDAX PRIVATE EQUITY FUND V-A, L.P.
File 021-245722
$0 (est.)$0 (est.)$0
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Aug 13, 2015 D
AUDAX PRIVATE EQUITY FUND V-B, L.P.
File 021-245723
$0 (est.)$0 (est.)$0
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 11, 2012 D
Audax Senior Loan Fund, L.P.
File 021-188152
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2011 D
Audax Private Equity Fund IV, L.P.
File 021-170665
$0$0$0 (est.)
The general partner is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 7, 2010 D/A
Audax Mezzanine Fund III, L.P.
File 021-136745
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The investment manager is entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 57 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:13 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Audax Direct in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:13 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗AM Audax Mezzanine Fund III, L.P.shared people, same person name on both filings, same business address, similar issuer namesNew York, NYPooled Investment Fund2$801,450,00045No minimum reported2009–2010
EDGAR ↗AS Audax Senior Loan Fund I, L.P.shared people, same person name on both filings, same business address, similar issuer namesNew York, NYPooled Investment Fund17$2,334,997,726
offering Indefinite · similar: $155,000–$5,250,000
1461
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2011–2026
EDGAR ↗AP Audax Private Equity Fund IV, L.P.shared people, same business address, similar issuer namesBoston, MAPooled Investment Fund1$00No minimum reported2011–2011
EDGAR ↗AS Audax Senior Loan Fund, L.P.shared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$261,525,000217No minimum reported2012–2012
EDGAR ↗AC Audax Credit Strategies (SCS), LPshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund7$88,500,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2014–2022
EDGAR ↗AM Audax Mezzanine Fund IV-A, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$906,275,510
offering Indefinite · similar: $155,000–$5,250,000
48
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗AM Audax Mezzanine Fund IV-B, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$906,275,510
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2016
EDGAR ↗AC Audax Credit BDC Inc.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund13$638,100,000
offering $638,100,000 · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2026
EDGAR ↗AP AUDAX PRIVATE EQUITY FUND V-A, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗AP AUDAX PRIVATE EQUITY FUND V-B, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2015
EDGAR ↗AS Audax Senior Loan Fund III, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗AS Audax Senior Loan Fund III (Offshore), L.P.shared people, same person name on both filings, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2016–2016
EDGAR ↗AS Audax Senior Loan Fund I (Offshore), L.P.shared people, same person name on both filings, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund11$880,181,919
offering Indefinite · similar: $155,000–$5,250,000
368
similar: 4–27
$100,000
similar: $1,000–$100,000
2017–2026
EDGAR ↗AD Audax Direct Lending Solutions Fund-A, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$561,750,000
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2018
EDGAR ↗AD Audax Direct Lending Solutions Fund-B, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$292,600,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2018
EDGAR ↗AD Audax Direct Lending Solutions Fund-C, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$166,000,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AS Audax Senior Loan IDF Fund-E, L.P.shared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund10$630,600,000
offering Indefinite · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2026
EDGAR ↗AS Audax Senior Loan Fund (ST), LPshared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund9$835,937,405
offering Indefinite · similar: $155,000–$5,250,000
624
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2026
EDGAR ↗AD Audax Direct Lending Solutions Fund-B Feeder, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AD Audax Direct Lending Solutions Fund B-1, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AD Audax Direct Lending Solutions Fund B-1 Feeder, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AP AUDAX PRIVATE EQUITY FUND VI-A, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AP AUDAX PRIVATE EQUITY FUND VI-B, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AS Audax Senior Loan Tax-Exempt Fund, L.P.shared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund4$182,977,183
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2026
EDGAR ↗AS Audax Senior Loan Fund IV-A, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$102,750,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2020
EDGAR ↗AM AUDAX MEZZANINE FUND V-A, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$1,187,000,000
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗AM AUDAX MEZZANINE FUND V-B, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$343,500,000
offering Indefinite · similar: $155,000–$5,250,000
15
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗AP Audax Private Equity Junior Capital Fund-A, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$55,425,000
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2021
EDGAR ↗AP Audax Private Equity Fund IV CF, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗AM AUDAX MZ V RATED FEEDER, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗AD Audax Direct Lending Solutions Fund II B-1 Feeder, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$300,200,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗AD Audax Direct Lending Solutions Fund II B-1, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$300,200,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗AD Audax Direct Lending Solutions Fund II-B, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$636,250,000
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗AD Audax Direct Lending Solutions Fund II-A, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$837,375,000
offering Indefinite · similar: $155,000–$5,250,000
36
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗AD Audax Direct Lending Solutions Fund II-B Feeder, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$104,000,000
offering Indefinite · similar: $155,000–$5,250,000
23
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗AD Audax Direct Lending Solutions Fund II-A Rated Feeder, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$210,000,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2022
EDGAR ↗AP Audax Private Equity Origins Fund I, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AD Audax Direct Lending Solutions Fund II-C, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AP Audax Private Equity Aspen CF, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AP Audax Private Equity Fund VII-A, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$1,735,618,317
offering Indefinite · similar: $155,000–$5,250,000
198
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗AP Audax Private Equity Fund VII-B, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$3,268,372,683
offering Indefinite · similar: $155,000–$5,250,000
224
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗AD Audax Direct Lending Solutions Fund II-C Rated Feeder, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AP AUDAX PRIVATE EQUITY JUNIOR CAPITAL FUND II, L.P.shared people, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$57,250,000
offering Indefinite · similar: $155,000–$5,250,000
10
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗AS Audax Senior Loan Fund V, L.P.shared people, same person name on both filings, same business address, similar issuer namesBOSTON, MAPooled Investment Fund3$139,550,000
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2024
EDGAR ↗AP Audax Private Credit Fund, LLCshared people, same person name on both filings, similar issuer namesNEW YORK, NYPooled Investment Fund3$644,176,768
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2026
EDGAR ↗AD Audax Direct Lending Solutions Fund III-B, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$458,500,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗AD Audax Direct Lending Solutions Fund III-A, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$634,900,000
offering Indefinite · similar: $155,000–$5,250,000
47
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗AD Audax Direct Lending Solutions Fund III-B Feeder, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$515,740,000
offering Indefinite · similar: $155,000–$5,250,000
43
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗AD Audax Direct Lending Solutions Fund III B-1, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$29,500,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗AD Audax Direct Lending Solutions Fund III B-1 Feeder, LLCshared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$238,700,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗AD Audax Direct Lending Solutions Fund III-C, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$46,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗AD Audax Direct Lending Solutions Fund III-C Rated Feeder, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$192,500,000
offering Indefinite · similar: $155,000–$5,250,000
8
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗AD Audax Direct Lending Solutions Fund III-A Rated Feeder, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBOSTON, MAPooled Investment Fund2$544,000,000
offering Indefinite · similar: $155,000–$5,250,000
9
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗AD Audax Direct Lending Solutions Fund III-D, SCSpshared people, same person name on both filings, shared management entity, same business address, similar issuer namesLUXEMBOURG CITY, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗AD Audax Direct Lending Solutions Fund III-D Feeder, SCSpshared people, same person name on both filings, shared management entity, same business address, similar issuer namesLUXEMBOURG CITY, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗AD Audax Direct Lending Solutions CV, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBoston, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗AD Audax Direct Lending Solutions CV-A, L.P.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesBoston, MAPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 29, 2026Audax Senior Loan IDF Fund-E, L.P.D/APooled Investment FundIndefinite$630,600,000
EDGAR ↗Sep 29, 2026Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$2,334,997,726
EDGAR ↗Sep 14, 2026Audax Private Credit Fund, LLCD/APooled Investment FundIndefinite$644,176,768
EDGAR ↗Sep 8, 2026Audax Credit BDC Inc.D/APooled Investment Fund$638,100,000$638,100,000
EDGAR ↗Jun 25, 2026Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$880,181,919
EDGAR ↗Jun 17, 2026Audax Senior Loan Fund (ST), LPD/APooled Investment FundIndefinite$835,937,405
EDGAR ↗Apr 28, 2026Audax Direct Lending Solutions CV-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 28, 2026Audax Direct Lending Solutions CV, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 15, 2026Audax Senior Loan Tax-Exempt Fund, L.P.D/APooled Investment FundIndefinite$182,977,183
EDGAR ↗Dec 17, 2025Audax Direct Lending Solutions Fund III-C, L.P.D/APooled Investment FundIndefinite$46,000,000
EDGAR ↗Dec 17, 2025Audax Direct Lending Solutions Fund III-C Rated Feeder, L.P.D/APooled Investment FundIndefinite$192,500,000
EDGAR ↗Dec 17, 2025Audax Direct Lending Solutions Fund III B-1 Feeder, LLCD/APooled Investment FundIndefinite$238,700,000
EDGAR ↗Dec 17, 2025Audax Direct Lending Solutions Fund III B-1, L.P.D/APooled Investment FundIndefinite$29,500,000
EDGAR ↗Dec 17, 2025Audax Direct Lending Solutions Fund III-B Feeder, LLCD/APooled Investment FundIndefinite$515,740,000
EDGAR ↗Dec 17, 2025Audax Direct Lending Solutions Fund III-A, L.P.D/APooled Investment FundIndefinite$634,900,000
EDGAR ↗Dec 17, 2025Audax Direct Lending Solutions Fund III-B, L.P.D/APooled Investment FundIndefinite$458,500,000
EDGAR ↗Dec 17, 2025Audax Direct Lending Solutions Fund III-A Rated Feeder, L.P.D/APooled Investment FundIndefinite$544,000,000
EDGAR ↗Dec 9, 2025Audax Direct Lending Solutions Fund III-D Feeder, SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Dec 9, 2025Audax Direct Lending Solutions Fund III-D, SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Sep 29, 2025Audax Senior Loan IDF Fund-E, L.P.D/APooled Investment FundIndefinite$550,600,000
EDGAR ↗Sep 29, 2025Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$1,980,938,540
EDGAR ↗Sep 15, 2025Audax Private Credit Fund, LLCD/APooled Investment FundIndefinite$575,676,767
EDGAR ↗Sep 8, 2025Audax Credit BDC Inc.D/APooled Investment Fund$623,100,000$623,100,000
EDGAR ↗Jun 25, 2025Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$729,970,707
EDGAR ↗Jun 18, 2025Audax Senior Loan Fund (ST), LPD/APooled Investment FundIndefinite$734,088,205
EDGAR ↗Jun 6, 2025Audax Direct Lending Solutions Fund III-A Rated Feeder, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 16, 2025Audax Senior Loan Tax-Exempt Fund, L.P.DPooled Investment FundIndefinite$164,827,017
EDGAR ↗Mar 27, 2025Audax Direct Lending Solutions Fund III-C Rated Feeder, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 19, 2024Audax Direct Lending Solutions Fund III-C, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 19, 2024Audax Direct Lending Solutions Fund III B-1 Feeder, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Dec 18, 2024Audax Direct Lending Solutions Fund III B-1, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 18, 2024Audax Direct Lending Solutions Fund III-B Feeder, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Dec 18, 2024Audax Direct Lending Solutions Fund III-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 18, 2024Audax Direct Lending Solutions Fund III-B, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Sep 16, 2024Audax Private Credit Fund, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jun 28, 2024Audax Credit BDC Inc.D/APooled Investment Fund$557,100,000$557,100,000
EDGAR ↗Jun 27, 2024Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$508,074,091
EDGAR ↗Jun 24, 2024Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$1,308,703,871
EDGAR ↗Jun 21, 2024Audax Senior Loan Fund (ST), LPD/APooled Investment FundIndefinite$619,119,149
EDGAR ↗Jun 21, 2024Audax Senior Loan IDF Fund-E, L.P.D/APooled Investment FundIndefinite$485,100,000
EDGAR ↗May 24, 2024Audax Senior Loan Fund V, L.P.D/APooled Investment FundIndefinite$139,550,000
EDGAR ↗Jan 5, 2024Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$436,782,311
EDGAR ↗Jan 5, 2024Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$1,205,787,364
EDGAR ↗Dec 1, 2023Audax Credit BDC Inc.D/APooled Investment Fund$520,100,000$520,100,000
EDGAR ↗Jul 20, 2023Audax Senior Loan Fund V, L.P.D/APooled Investment FundIndefinite$72,000,000
EDGAR ↗Jul 20, 2023AUDAX PRIVATE EQUITY JUNIOR CAPITAL FUND II, L.P.D/APooled Investment FundIndefinite$57,250,000
EDGAR ↗Jun 23, 2023Audax Senior Loan IDF Fund-E, L.P.D/APooled Investment FundIndefinite$380,100,000
EDGAR ↗Jun 23, 2023Audax Senior Loan Fund (ST), LPD/APooled Investment FundIndefinite$490,164,453
EDGAR ↗Apr 17, 2023Audax Private Equity Fund VII-B, L.P.D/APooled Investment FundIndefinite$3,268,372,683
EDGAR ↗Apr 17, 2023Audax Private Equity Fund VII-A, L.P.D/APooled Investment FundIndefinite$1,735,618,317
EDGAR ↗Jan 5, 2023Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$366,718,627
EDGAR ↗Jan 5, 2023Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$969,626,692
EDGAR ↗Dec 2, 2022Audax Credit BDC Inc.D/APooled Investment Fund$490,100,000$490,100,000
EDGAR ↗Aug 26, 2022Audax Direct Lending Solutions Fund II-A Rated Feeder, L.P.D/APooled Investment FundIndefinite$210,000,000
EDGAR ↗Aug 26, 2022Audax Direct Lending Solutions Fund II-B Feeder, LLCD/APooled Investment FundIndefinite$104,000,000
EDGAR ↗Jul 20, 2022AUDAX PRIVATE EQUITY JUNIOR CAPITAL FUND II, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 20, 2022Audax Senior Loan Fund V, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 5, 2022Audax Direct Lending Solutions Fund II-A, L.P.D/APooled Investment FundIndefinite$837,375,000
EDGAR ↗Jul 5, 2022Audax Direct Lending Solutions Fund II-B, L.P.D/APooled Investment FundIndefinite$636,250,000
EDGAR ↗Jul 5, 2022Audax Direct Lending Solutions Fund II B-1, L.P.D/APooled Investment FundIndefinite$300,200,000
EDGAR ↗Jul 5, 2022Audax Direct Lending Solutions Fund II B-1 Feeder, LLCD/APooled Investment FundIndefinite$300,200,000
EDGAR ↗Jun 24, 2022Audax Senior Loan Fund (ST), LPD/APooled Investment FundIndefinite$417,795,048
EDGAR ↗Jun 22, 2022Audax Senior Loan IDF Fund-E, L.P.D/APooled Investment FundIndefinite$124,600,000
EDGAR ↗May 5, 2022Audax Direct Lending Solutions Fund II-C Rated Feeder, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 14, 2022Audax Private Equity Fund VII-B, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 14, 2022Audax Private Equity Fund VII-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 18, 2022Audax Private Equity Aspen CF, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 7, 2022Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$336,742,635
EDGAR ↗Jan 7, 2022Audax Credit Strategies (SCS), LPD/APooled Investment FundIndefinite$88,500,000
EDGAR ↗Jan 7, 2022Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$823,148,506
EDGAR ↗Dec 21, 2021Audax Direct Lending Solutions Fund II-C, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 14, 2021Audax Private Equity Origins Fund I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 3, 2021Audax Credit BDC Inc.D/APooled Investment Fund$380,100,000$380,100,000
EDGAR ↗Aug 26, 2021Audax Direct Lending Solutions Fund II-A Rated Feeder, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 26, 2021Audax Direct Lending Solutions Fund II-B Feeder, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jun 28, 2021Audax Direct Lending Solutions Fund II-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 28, 2021Audax Direct Lending Solutions Fund II-B, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 28, 2021Audax Direct Lending Solutions Fund II B-1, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 28, 2021Audax Direct Lending Solutions Fund II B-1 Feeder, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jun 24, 2021Audax Senior Loan Fund (ST), LPD/APooled Investment FundIndefinite$275,100,000
EDGAR ↗Jun 24, 2021Audax Senior Loan IDF Fund-E, L.P.D/APooled Investment FundIndefinite$88,600,000
EDGAR ↗May 6, 2021Audax Private Equity Junior Capital Fund-A, L.P.D/APooled Investment FundIndefinite$55,425,000
EDGAR ↗Apr 1, 2021AUDAX MEZZANINE FUND V-B, L.P.D/APooled Investment FundIndefinite$343,500,000
EDGAR ↗Apr 1, 2021AUDAX MEZZANINE FUND V-A, L.P.D/APooled Investment FundIndefinite$1,187,000,000
EDGAR ↗Jan 8, 2021Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$274,312,053
EDGAR ↗Jan 8, 2021Audax Credit Strategies (SCS), LPD/APooled Investment FundIndefinite$88,500,000
EDGAR ↗Jan 8, 2021Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$649,948,892
EDGAR ↗Dec 17, 2020AUDAX MZ V RATED FEEDER, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 8, 2020Audax Private Equity Fund IV CF, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Dec 4, 2020Audax Credit BDC Inc.D/APooled Investment Fund$371,200,000$365,000,000
EDGAR ↗Jul 23, 2020Audax Senior Loan Fund IV-A, L.P.D/APooled Investment FundIndefinite$102,750,000
EDGAR ↗Jul 23, 2020Audax Senior Loan Tax-Exempt Fund, L.P.D/APooled Investment FundIndefinite$76,800,000
EDGAR ↗Jun 25, 2020Audax Senior Loan Fund (ST), LPDPooled Investment FundIndefinite$203,100,000
EDGAR ↗Jun 25, 2020Audax Senior Loan IDF Fund-E, L.P.DPooled Investment FundIndefinite$88,600,000
EDGAR ↗May 6, 2020Audax Private Equity Junior Capital Fund-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 1, 2020AUDAX MEZZANINE FUND V-B, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 1, 2020AUDAX MEZZANINE FUND V-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 9, 2020Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$226,617,000
EDGAR ↗Jan 9, 2020Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$575,172,776
EDGAR ↗Jan 8, 2020Audax Credit Strategies (SCS), LPD/APooled Investment FundIndefinite$88,500,000
EDGAR ↗Dec 6, 2019Audax Credit BDC Inc.D/APooled Investment Fund$360,000,000$335,000,000
EDGAR ↗Jul 18, 2019Audax Senior Loan Fund IV-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 18, 2019Audax Senior Loan Tax-Exempt Fund, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 25, 2019Audax Senior Loan Fund (ST), LPD/APooled Investment FundIndefinite$171,075,000
EDGAR ↗Jun 25, 2019Audax Senior Loan IDF Fund-E, L.P.D/APooled Investment FundIndefinite$72,600,000
EDGAR ↗Jan 28, 2019Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$102,372,000
EDGAR ↗Jan 28, 2019Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$424,534,386
EDGAR ↗Jan 8, 2019Audax Credit Strategies (SCS), LPD/APooled Investment FundIndefinite$88,500,000
EDGAR ↗Dec 6, 2018Audax Credit BDC Inc.D/APooled Investment Fund$290,000,000$290,000,000
EDGAR ↗Nov 1, 2018Audax Direct Lending Solutions Fund-B, L.P.D/APooled Investment FundIndefinite$292,600,000
EDGAR ↗Nov 1, 2018Audax Direct Lending Solutions Fund-A, L.P.D/APooled Investment FundIndefinite$561,750,000
EDGAR ↗Aug 2, 2018AUDAX PRIVATE EQUITY FUND VI-B, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 2, 2018AUDAX PRIVATE EQUITY FUND VI-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 12, 2018Audax Direct Lending Solutions Fund B-1 Feeder, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jul 12, 2018Audax Direct Lending Solutions Fund B-1, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jun 28, 2018Audax Direct Lending Solutions Fund-B Feeder, LLCDPooled Investment FundIndefinite$0
EDGAR ↗Jun 27, 2018Audax Senior Loan Fund (ST), LPDPooled Investment FundIndefinite$0
EDGAR ↗Jun 12, 2018Audax Senior Loan Fund I (Offshore), L.P.D/APooled Investment FundIndefinite$56,062,000
EDGAR ↗Jun 12, 2018Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$385,689,386
EDGAR ↗Mar 30, 2018Audax Senior Loan IDF Fund-E, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 30, 2018Audax Senior Loan IDF Fund-E, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 8, 2018Audax Credit Strategies (SCS), LPD/APooled Investment FundIndefinite$88,500,000
EDGAR ↗Jan 5, 2018Audax Direct Lending Solutions Fund-C, L.P.DPooled Investment FundIndefinite$166,000,000
EDGAR ↗Dec 8, 2017Audax Credit BDC Inc.D/APooled Investment Fund$290,000,000$190,261,033
EDGAR ↗Nov 1, 2017Audax Direct Lending Solutions Fund-B, L.P.DPooled Investment FundIndefinite$250,000,000
EDGAR ↗Nov 1, 2017Audax Direct Lending Solutions Fund-A, L.P.DPooled Investment FundIndefinite$407,000,000
EDGAR ↗Sep 20, 2017Audax Senior Loan Fund I (Offshore), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Feb 27, 2017Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$281,305,625
EDGAR ↗Feb 27, 2017Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$281,305,625
EDGAR ↗Jan 6, 2017Audax Credit Strategies (SCS), LPD/APooled Investment FundIndefinite$88,500,000
EDGAR ↗Dec 8, 2016Audax Credit BDC Inc.D/APooled Investment Fund$250,000,000$140,260,977
EDGAR ↗Jul 1, 2016Audax Credit BDC Inc.D/APooled Investment Fund$150,000,000$121,000,000
EDGAR ↗Jun 1, 2016Audax Senior Loan Fund III (Offshore), L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 6, 2016Audax Mezzanine Fund IV-B, L.P.D/APooled Investment FundIndefinite$906,275,510
EDGAR ↗Apr 6, 2016Audax Mezzanine Fund IV-A, L.P.D/APooled Investment FundIndefinite$906,275,510
EDGAR ↗Feb 16, 2016Audax Senior Loan Fund III, L.P.D/APooled Investment FundIndefinite$0
EDGAR ↗Feb 12, 2016Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$206,005,625
EDGAR ↗Feb 9, 2016Audax Senior Loan Fund III, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 13, 2015AUDAX PRIVATE EQUITY FUND V-B, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Aug 13, 2015AUDAX PRIVATE EQUITY FUND V-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jul 1, 2015Audax Credit BDC Inc.DPooled Investment Fund$150,000,000$0
EDGAR ↗Apr 6, 2015Audax Mezzanine Fund IV-B, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 6, 2015Audax Mezzanine Fund IV-A, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Feb 12, 2015Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$159,810,000
EDGAR ↗Mar 10, 2014Audax Credit Strategies (SCS), LPDPooled Investment FundIndefinite$0
EDGAR ↗Feb 12, 2014Audax Senior Loan Fund I, L.P.D/APooled Investment FundIndefinite$150,585,000
EDGAR ↗Dec 11, 2012Audax Senior Loan Fund, L.P.DPooled Investment FundIndefinite$261,525,000
EDGAR ↗Apr 5, 2012Audax Senior Loan Fund I, L.P.D/APooled Investment Fund$200,000,000$108,245,000
EDGAR ↗Dec 23, 2011Audax Private Equity Fund IV, L.P.DPooled Investment Fund$1,000,000,000$0
EDGAR ↗Apr 6, 2011Audax Senior Loan Fund I, L.P.D/APooled Investment Fund$200,000,000$108,935,000
EDGAR ↗Dec 7, 2010Audax Mezzanine Fund III, L.P.D/APooled Investment Fund$1,000,000,000$801,450,000
EDGAR ↗Dec 8, 2009Audax Mezzanine Fund III, L.P.DPooled Investment Fund$750,000,000$0

Activity: 4 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 29, 2026. Industry history, as reported on each offering's latest filing: All 61 offerings reported: Pooled Investment Fund (2009–2026).

People across the group

NameRolesIssuers hereFirst → last listed
KM Kevin P. MagidExecutive Officer, Promoter, Director45Dec 8, 2009 → Sep 29, 2026
MW Marc B. WolpowExecutive Officer, Promoter43Dec 8, 2009 → Sep 29, 2026
GR Geoffrey S. RehnertExecutive Officer, Promoter43Dec 8, 2009 → Sep 29, 2026
RV RAHMAN VAHABZADEHExecutive Officer, Director13Sep 16, 2024 → Sep 14, 2026
SR STEVEN RUBYExecutive Officer, Director13Sep 16, 2024 → Sep 14, 2026
MM Michael McGonigleExecutive Officer, Director12Apr 6, 2011 → Sep 29, 2026
PA P. AUDAX DLS III BUSINESS, L.P. entityPromoter8Dec 18, 2024 → Dec 17, 2025
PA P. AUDAX DLS II BUSINESS, L.P. entityPromoter8Jun 28, 2021 → Aug 26, 2022
UG U. Peter C. GummesonExecutive Officer, Promoter, Director6Dec 8, 2009 → Apr 1, 2021
PA P. Audax DLS Business, L.P. entityPromoter6Nov 1, 2017 → Nov 1, 2018
DW Daniel H. WeintraubExecutive Officer4Apr 6, 2011 → Sep 29, 2026
RJ Richard T. JosephExecutive Officer3Dec 11, 2012 → Sep 8, 2026
DM David G. MoyerDirector2Jul 1, 2015 → Sep 14, 2026
JN Joseph F. NemiaDirector2Jul 1, 2015 → Sep 14, 2026
PD Patrick H. DowlingDirector2Jul 1, 2015 → Sep 14, 2026
JS Jason ScoffieldExecutive Officer2Dec 4, 2020 → Sep 14, 2026
AD Audax DLS Business CV, L.P. entityPromoter2Apr 28, 2026 → Apr 28, 2026
PA P. ADLS III BUSINESS LGP S.A R.L. entityPromoter2Dec 9, 2025 → Dec 9, 2025
AC Audax Credit Opportunities Business, L.P. entityExecutive Officer, Promoter1Apr 6, 2011 → Sep 29, 2026
DB Daryl H. BrownDirector1Sep 15, 2025 → Sep 14, 2026
GB Grant BokermanExecutive Officer1Sep 15, 2025 → Sep 14, 2026
AP Audax PDB Management Company, LLC entityPromoter1Sep 15, 2025 → Sep 14, 2026
AG Alexander GardinerExecutive Officer1Sep 15, 2025 → Sep 14, 2026
AM Audax Management Company (NY), LLC entityPromoter1Jul 1, 2015 → Sep 8, 2026
AS Audax SLF (ST) Business, LP entityExecutive Officer, Promoter1Jun 27, 2018 → Jun 17, 2026
AP Audax Private Credit Business, LP entityPromoter1Sep 16, 2024 → Sep 16, 2024
BP Byron PavanoExecutive Officer1Jul 1, 2015 → Dec 6, 2019
AS Audax SLF I Business, L.P. entityExecutive Officer, Promoter1Feb 12, 2016 → Feb 27, 2017
AC Audax Credit Opportunites Business, L.P. entityExecutive Officer, Promoter1Feb 12, 2015 → Feb 12, 2015
AG Audax Group, L.P. entityPromoter1Apr 6, 2011 → Apr 5, 2012

Business registration (state registry / Secretary of State)

None of the 30 issuers (first 30 of 57 issuers checked; each issuer page has its own record) has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

AUDAX PDB MANAGEMENT COMPANY, LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 7, 2025 · SEC file 801-132131 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,174,175,760 as reported on Form ADV filed Aug 5, 2026 (Item 5.F(2)(c)) · 1 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.AUDAXPRIVATEDEBT.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 5, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

AUDAX PRIVATE DEBT (legal name: AUDAX MANAGEMENT COMPANY (NY), LLC) — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 3, 2012 · SEC file 801-72999 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $25,694,791,227 as reported on Form ADV filed Aug 4, 2026 (Item 5.F(2)(c)) · 74 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.AUDAXPRIVATEDEBT.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 4, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser legal name, same state (NY), issuer filed in MA · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Audax Direct as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Audax Direct's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #128,061 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Export this report as PDF · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: BOSTON), MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.