PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:42 AM ET

Sponsor Check › Sponsor group

A

Arena

One sponsor team, 28 deal companies · Santa Monica, CA

Grouped because: 5 shared people, 3 shared management entities, same business address (2 issuers), similar issuer names (28) (automatic match from the filings) · not the same sponsor?

28deal companies
$7.42Breported sold
491investors
147Form D filings
2009–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Aug 13, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Arena is a sponsor group of 28 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names, same business address; automatic match from the filings), filing 147 Form D filings between May 2009 and Aug 2026.

What this means One team, 28 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $7.42B to 491 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (27). Issuers are based in CA (28).

What this means $7.42B raised across the group, about $15.1M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Sanije Perrett (24 issuers, executive officer and director), Arena Capital Advisors, LLC (21 issuers, executive officer, entity), Advisors Arena Capital Advisors, LLC (2 issuers, executive officer, entity), Allan E. Schweitzer (2 issuers, executive officer and director), Arena Capital Advisors LLC Arena Capital Advisors Arena Capital Advisors LLC (2 issuers, executive officer, entity) and 10 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Aug 13, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: ARENA CAPITAL ADVISORS.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 147 public filings for Arena and found 13 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Arena has not run yet — it is joining a line of 38,852 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Arena..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Arena, Inc. closed matched at sponsor-group level (Arena)
United States Bankruptcy Court, W.D. New York · No. 1-03-10215 · Filed Jan 13, 2003 · Closed Sep 26, 2005
Role of Arena, Inc.: Debtor · Outcome: Case closed 2005-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in NY (not the issuer's state); filed 2003, issuer incorporated 2009
Arena Ltd closed matched at sponsor-group level (Arena)
United States Bankruptcy Court, N.D. Illinois · No. 90-20384 · Filed Nov 1, 1990 · Closed Jun 14, 1991
Role of Arena Ltd: Debtor · Outcome: Case closed 1991-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in IL (not the issuer's state); filed 1990, issuer incorporated 2009
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

13 differences found between the filings for Arena — 5 worth asking about (compared the newest 50 of 147 filings on Oct 24, 2026; older filings not covered)

Worth asking · Oct 19, 2021 – Jan 14, 2026

Amount sold went down between filings — Arena Capital Fund, L.P.- Series 6

The Oct 19, 2021 filing says $195,270,087 sold; the Jan 14, 2026 Form D/A says $155,100,000 sold — $40,170,087 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 19, 2021 ↗Form D/A (later) · Jan 14, 2026 ↗Arena Capital Fund, L.P.- Series 6 — PartnerFacts page ↗
Sources
Worth asking · Oct 19, 2021 – Jan 14, 2026

Amount sold went down between filings — Arena Capital Fund, L.P.- Series 5

The Oct 19, 2021 filing says $252,500,000 sold; the Jan 14, 2026 Form D/A says $203,900,000 sold — $48,600,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 19, 2021 ↗Form D/A (later) · Jan 14, 2026 ↗Arena Capital Fund, L.P.- Series 5 — PartnerFacts page ↗
Sources
Worth asking · Jul 6, 2023 – Dec 16, 2024

Investor count went down between filings — Arena Short Duration High Yield Fund, L.P.- Series G

The Jul 6, 2023 filing reports 2 investors; the Dec 16, 2024 Form D/A reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jul 6, 2023 ↗Form D/A (later) · Dec 16, 2024 ↗Arena Short Duration High Yield Fund, L.P.- Series G — PartnerFacts page ↗
Sources
Worth asking · Aug 18, 2022 – Aug 14, 2024

Investor count went down between filings — Arena Capital Fund, L.P.- Series 1

The Aug 18, 2022 filing reports 12 investors; the Aug 14, 2024 Form D/A reports 11 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Aug 18, 2022 ↗Form D/A (later) · Aug 14, 2024 ↗Arena Capital Fund, L.P.- Series 1 — PartnerFacts page ↗
Sources
Note · Jun 7, 2019 – Aug 13, 2026

27 other issuers file from the same address — 25 member issuers (ARENA VII, LLC; ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A; ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES D; …)

The address on file, 12121 Wilshire Blvd., Suite 1010, Los Angeles, CA, is used by 52 issuers in our index across 5 sponsor groups; 27 are outside this group. It is on our registered-agent / shared-office list (53 issuers in 16 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

ARENA VII, LLC — PartnerFacts page ↗ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A — PartnerFacts page ↗ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES D — PartnerFacts page ↗EDGAR filer page · ARENA VII, LLC ↗
Sources
Worth asking · Apr 2, 2024 – Jan 14, 2026

4 people are no longer listed on a later amendment

Sanije Perrett is no longer listed on the Jan 14, 2026 amendment — Arena Capital Fund, L.P.- Series 14 · Arena Capital Advisors LLC Arena Capital Advisors Arena Capital Advisors LLC is no longer listed on the Jan 14, 2026 amendment — Arena Capital Fund, LP- Series 10 · Perrett Sanije is no longer listed on the Jan 14, 2026 amendment — Arena Capital Fund, LP- Series 17 · Sanije Advisors Arena Capital Advisors LLC is no longer listed on the Jan 14, 2026 amendment — Arena Capital Fund, L.P.- Series 14

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Apr 3, 2024 ↗Form D/A · Jan 14, 2026 ↗Sanije Perrett — PartnerFacts page ↗Arena Capital Fund, L.P.- Series 14 — PartnerFacts page ↗
Sources
Note · Aug 19, 2020 – Feb 2, 2021

Arena Capital Advisors LLC Arena Capital Advisors Arena Capital Advisors LLC is written 2 different ways on the filings

listed as "Arena Capital Advisors Arena Capital Advisors Arena Capital Advisors, LLC" on 6 filings (from Aug 19, 2020), and "Arena Capital Advisors LLC Arena Capital Advisors Arena Capital Advisors LLC" on 4 filings (from Feb 2, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 19, 2020 ↗Form D · Feb 2, 2021 ↗Arena Capital Advisors LLC Arena Capital Advisors Arena Capital Advisors LLC — PartnerFacts page ↗
Sources
Note · Oct 20, 2020 – Jan 14, 2026

Industry group changed between filings — Arena Capital Fund, L.P.- Series 8

"Other" (Oct 20, 2020 to Oct 19, 2021); then "Pooled Investment Fund" (Jan 14, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 20, 2020 ↗Form D/A · Jan 14, 2026 ↗Arena Capital Fund, L.P.- Series 8 — PartnerFacts page ↗
Sources
Note · Feb 2, 2021 – Apr 3, 2023

Industry group changed between filings — Arena Capital Fund, LP- Series 10

"Other" (Feb 2, 2021 to Apr 7, 2022); then "Pooled Investment Fund" (Apr 3, 2023 to Jan 14, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Feb 2, 2021 ↗Form D/A · Apr 3, 2023 ↗Arena Capital Fund, LP- Series 10 — PartnerFacts page ↗
Sources
Note · Dec 12, 2025 – Aug 13, 2026

23 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Arena Capital Fund, L.P.- Series 4 · Address on file is a registered agent / shared office — Arena Capital Fund, L.P.- Series 3 · Address on file is a registered agent / shared office — Arena Capital Fund, L.P.-Series 2 · Address on file is a registered agent / shared office — Arena Capital Fund, L.P.- Series 1 · Address on file is a registered agent / shared office — Arena Opportunities Fund, LP -Series 2 · and 18 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Aug 13, 2026 ↗Arena Capital Fund, L.P.- Series 4 — PartnerFacts page ↗Form D/A · Aug 13, 2026 ↗Arena Capital Fund, L.P.- Series 3 — PartnerFacts page ↗
Sources
Note · Feb 14, 2013 – Aug 13, 2026

Member companies were formed in 2 different states

Delaware (25), Cayman Islands (3) — out of 28 member issuers. The odd ones out: Post High Yield Plus Offshore Fund, Ltd. (Cayman Islands); ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO A (Cayman Islands); Arena Short Duration High Yield (Cayman) SPC- Segregated Portfolio G (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Arena — sponsor group page ↗Post High Yield Plus Offshore Fund, Ltd. — PartnerFacts page ↗ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO A — PartnerFacts page ↗Arena Short Duration High Yield (Cayman) SPC- Segregated Portfolio G — PartnerFacts page ↗
Sources
Note · Oct 20, 2020 – Jan 14, 2026

Issuer used a different name before — Arena Capital Fund, L.P.- Series 8

SEC records list prior names for this filer: Arena Capital Fund, L.P.- Series 7. The current name on file is "Arena Capital Fund, L.P.- Series 8".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Arena Capital Fund, L.P.- Series 8 — PartnerFacts page ↗
Sources
Note · May 19, 2014 – Dec 12, 2025

Issuer used a different name before — ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A

SEC records list prior names for this filer: ARENA SHORT DURATION HIGH YIELD FUND, LP. The current name on file is "ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 147 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 32 offerings report sales commissions; 0 report finder's fees; 26 report proceeds to related persons totalling $53,811,885. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 13, 2026 D/A
Arena Capital Fund, L.P.- Series 4
File 021-373521
$0$0$1,053,174 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Aug 13, 2026 D/A
Arena Capital Fund, L.P.-Series 2
File 021-373514
$0$0$3,577,246 (est.)
Arena Capital Advisors, LLC receives up to 0.75& on an annual basis of assets under management for investment management services
None listed on this filingEDGAR ↗
Aug 13, 2026 D/A
Arena Capital Fund, L.P.- Series 1
File 021-373516
$0$0$2,729,765 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Aug 13, 2026 D/A
Arena Capital Fund, L.P.- Series 3
File 021-373527
$0$0$1,872,236 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jun 18, 2026 D/A
Arena Opportunities Fund, LP -Series 2
File 021-485720
$0$0$1,656,978
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
May 4, 2026 D/A
ARENA VII, LLC
File 021-286663
$0$0$0None listed on this filingEDGAR ↗
May 4, 2026 D/A
Arena Short Duration High Yield Fund, LP- Series F
File 021-482064
$0$0$499,716 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services
None listed on this filingEDGAR ↗
Feb 4, 2026 D/A
ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO A
File 021-282198
$0$0$5,823,525 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management (through the Issuer's Master Fund) for investment management services.
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, L.P.- Series 5
File 021-377060
$0$0$1,529,250 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, L.P.- Series 6
File 021-377063
$0$0$1,163,250 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, L.P.- Series 8
File 021-378338
$0$0$985,242 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, LP- Series 10
File 021-388142
$0$0$901,701
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, L.P.- Series 11
File 021-388966
$0$0$1,145,646
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, L.P.- Series 9
File 021-389428
$0$0$223,917 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on annual basis of assets under management for investment management services. As of date, no sales have taken place. This is the estimated amount based on minimum investment of $500,000
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, L.P.- Series 15
File 021-390966
$0$0$90,000
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, L.P.- Series 14
File 021-408785
$0$0$82,465 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, LP- Series 17
File 021-409125
$0$0$10,258 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, LP- Series 16
File 021-415538
$0$0$1,998,667 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services
None listed on this filingEDGAR ↗
Jan 14, 2026 D/A
Arena Capital Fund, LP- Series 12
File 021-429584
$0$0$395,855
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Jan 9, 2026 D/A
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES D
File 021-471208
$0$0$1,717,500 (est.)
Arena Capital Advisors LLC receives up to 0.75% on an annual basis of assets under management for investment management services
None listed on this filingEDGAR ↗
Dec 12, 2025 D/A
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A
File 021-217587
$0$0$21,944,031 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Dec 12, 2025 D/A
Arena Short Duration High Yield Fund, L.P.- Series G
File 021-486109
$0$0$1,452,001
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Dec 12, 2025 D/A
Arena Opportunities Fund, LP- Series 3
File 021-486374
$0$0$525,000
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Dec 12, 2025 D/A
Arena Short Duration High Yield Fund LP - Series H
File 021-486493
$0$0$1,883,622
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Apr 7, 2022 D
Arena Capital Fund, L.P.- Series 14
File 021-440859
$0$0$55,875 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
Dec 14, 2020 D
Arena Short Duration High Yield Fund, L.P.- Series G
File 021-383141
$0$0$0
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services
None listed on this filingEDGAR ↗
Oct 21, 2020 D
Arena Short Duration High Yield (Cayman) SPC- Segregated Portfolio G
File 021-378510
$0$0$305,965
Arena Capital Advisors, LLC receives up to an 0.75% on an annual basis of assets under management (through the Issuer's Master Fund) for investment management services.
None listed on this filingEDGAR ↗
Jun 7, 2019 D
Arena Short Duration High Yield Fund, LP- Series E
File 021-341444
$0$0$189,000 (est.)
Arena Capital Advisors, LLC receives up to 0.75% on an annual basis of assets under management for investment management services.
None listed on this filingEDGAR ↗
May 1, 2018 D
ARENA VII, LLC
File 021-311381
$0$0$0None listed on this filingEDGAR ↗
May 16, 2016 D/A
ARENA VII, LLC
File 021-217586
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2013 D/A
Post High Yield Plus Fund, L.P.
File 021-130852
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2013 D/A
Post High Yield Plus Offshore Fund, Ltd.
File 021-130853
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 28 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Arena in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗PH Post High Yield Plus Fund, L.P.shared people, same business address, similar issuer namesSanta Monica, CAPooled Investment Fund5$44,411,7227No minimum reported2009–2013
EDGAR ↗PH Post High Yield Plus Offshore Fund, Ltd.shared people, same business address, similar issuer namesSanta Monica, CAPooled Investment Fund6$161,145,9887$100,0002009–2013
EDGAR ↗AS ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES Ashared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund15$2,925,870,839
offering Indefinite · similar: $155,000–$5,250,000
317
similar: 4–27
$200,000
similar: $1,000–$100,000
2014–2025
EDGAR ↗AV ARENA VII, LLCshared people, similar issuer namesLOS ANGELES, CAPooled Investment Fund13$50,000,000
offering Indefinite · similar: $155,000–$5,250,000
14
similar: 4–27
$200,000
similar: $1,000–$100,000
2014–2026
EDGAR ↗AS ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO Ashared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund11$776,470,000
offering Indefinite · similar: $155,000–$5,250,000
38
similar: 4–27
$200,000
similar: $1,000–$100,000
2017–2026
EDGAR ↗AS Arena Short Duration High Yield Fund, LP- Series Eshared people, shared management entity, similar issuer namesLOS ANGELES, CA1$25,200,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$2,000,000
similar: $1,000–$100,000
2019–2019
EDGAR ↗AC Arena Capital Fund, L.P.- Series 4shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund7$140,423,202
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$2,000,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗AC Arena Capital Fund, L.P.-Series 2shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund6$476,966,141
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$2,000,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗AC Arena Capital Fund, L.P.- Series 3shared people, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$249,631,557
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$2,000,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗AC Arena Capital Fund, L.P.- Series 1shared people, similar issuer namesLOS ANGELES, CAPooled Investment Fund6$363,968,696
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
$2,000,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗AC Arena Capital Fund, L.P.- Series 6shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund3$195,270,087
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$200,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗AC Arena Capital Fund, L.P.- Series 5shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund3$252,500,000
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$200,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗AC Arena Capital Fund, L.P.- Series 8shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund3$131,365,660
offering Indefinite · similar: $155,000–$5,250,000
21
similar: 4–27
$200,000
similar: $1,000–$100,000
2020–2026
EDGAR ↗AS Arena Short Duration High Yield (Cayman) SPC- Segregated Portfolio Gshared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund1$40,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$200,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗AS Arena Short Duration High Yield Fund, L.P.- Series Gshared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund4$193,600,181
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$200,000
similar: $1,000–$100,000
2020–2025
EDGAR ↗AC Arena Capital Fund, LP- Series 10shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$120,226,795
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$500,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗AC Arena Capital Fund, L.P.- Series 11shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$152,752,807
offering Indefinite · similar: $155,000–$5,250,000
24
similar: 4–27
$500,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗AC Arena Capital Fund, L.P.- Series 9shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$29,855,555
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$500,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗AC Arena Capital Fund, L.P.- Series 15shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$12,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$500,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗AC Arena Capital Fund, L.P.- Series 14shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$10,995,295
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$500,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗AC Arena Capital Fund, LP- Series 17shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$1,367,798
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$500,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗AC Arena Capital Fund, LP- Series 16shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$266,488,884
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$500,000
similar: $1,000–$100,000
2021–2026
EDGAR ↗AC Arena Capital Fund, LP- Series 12shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund5$52,780,723
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$500,000
similar: $1,000–$100,000
2022–2026
EDGAR ↗AS ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES Dshared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund4$229,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$200,000
similar: $1,000–$100,000
2023–2026
EDGAR ↗AS Arena Short Duration High Yield Fund, LP- Series Fshared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund4$66,628,753
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$200,000
similar: $1,000–$100,000
2023–2026
EDGAR ↗AO Arena Opportunities Fund, LP -Series 2shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund4$220,930,347
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$500,000
similar: $1,000–$100,000
2023–2026
EDGAR ↗AO Arena Opportunities Fund, LP- Series 3shared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund3$70,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$500,000
similar: $1,000–$100,000
2023–2025
EDGAR ↗AS Arena Short Duration High Yield Fund LP - Series Hshared people, shared management entity, similar issuer namesLOS ANGELES, CAPooled Investment Fund3$251,149,662
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
$200,000
similar: $1,000–$100,000
2023–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Aug 13, 2026Arena Capital Fund, L.P.- Series 4D/APooled Investment FundIndefinite$140,423,202
EDGAR ↗Aug 13, 2026Arena Capital Fund, L.P.- Series 3D/APooled Investment FundIndefinite$249,631,557
EDGAR ↗Aug 13, 2026Arena Capital Fund, L.P.-Series 2D/APooled Investment FundIndefinite$476,966,141
EDGAR ↗Aug 13, 2026Arena Capital Fund, L.P.- Series 1D/APooled Investment FundIndefinite$363,968,696
EDGAR ↗Jun 18, 2026Arena Opportunities Fund, LP -Series 2D/APooled Investment FundIndefinite$220,930,347
EDGAR ↗May 4, 2026Arena Short Duration High Yield Fund, LP- Series FD/APooled Investment FundIndefinite$66,628,753
EDGAR ↗May 4, 2026ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Feb 4, 2026ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$776,470,000
EDGAR ↗Jan 14, 2026Arena Capital Fund, LP- Series 17D/APooled Investment FundIndefinite$1,367,798
EDGAR ↗Jan 14, 2026Arena Capital Fund, LP- Series 16D/APooled Investment FundIndefinite$266,488,884
EDGAR ↗Jan 14, 2026Arena Capital Fund, L.P.- Series 15D/APooled Investment FundIndefinite$12,000,000
EDGAR ↗Jan 14, 2026Arena Capital Fund, L.P.- Series 14D/APooled Investment FundIndefinite$10,995,295
EDGAR ↗Jan 14, 2026Arena Capital Fund, LP- Series 12D/APooled Investment FundIndefinite$52,780,723
EDGAR ↗Jan 14, 2026Arena Capital Fund, L.P.- Series 11D/APooled Investment FundIndefinite$152,752,807
EDGAR ↗Jan 14, 2026Arena Capital Fund, LP- Series 10D/APooled Investment FundIndefinite$120,226,795
EDGAR ↗Jan 14, 2026Arena Capital Fund, L.P.- Series 9D/APooled Investment FundIndefinite$29,855,555
EDGAR ↗Jan 14, 2026Arena Capital Fund, L.P.- Series 8D/APooled Investment FundIndefinite$131,365,660
EDGAR ↗Jan 14, 2026Arena Capital Fund, L.P.- Series 6D/APooled Investment FundIndefinite$155,100,000
EDGAR ↗Jan 14, 2026Arena Capital Fund, L.P.- Series 5D/APooled Investment FundIndefinite$203,900,000
EDGAR ↗Jan 9, 2026ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES DD/APooled Investment FundIndefinite$229,000,000
EDGAR ↗Dec 12, 2025Arena Opportunities Fund, LP- Series 3D/APooled Investment FundIndefinite$70,000,000
EDGAR ↗Dec 12, 2025Arena Short Duration High Yield Fund LP - Series HD/APooled Investment FundIndefinite$251,149,662
EDGAR ↗Dec 12, 2025Arena Short Duration High Yield Fund, L.P.- Series GD/APooled Investment FundIndefinite$193,600,181
EDGAR ↗Dec 12, 2025ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$2,925,870,839
EDGAR ↗Aug 15, 2025Arena Capital Fund, L.P.- Series 3D/APooled Investment FundIndefinite$249,631,557
EDGAR ↗Aug 15, 2025Arena Capital Fund, L.P.-Series 2D/APooled Investment FundIndefinite$472,591,141
EDGAR ↗Aug 15, 2025Arena Capital Fund, L.P.- Series 4D/APooled Investment FundIndefinite$140,423,202
EDGAR ↗Aug 15, 2025Arena Capital Fund, L.P.- Series 1D/APooled Investment FundIndefinite$358,968,696
EDGAR ↗Jun 23, 2025Arena Opportunities Fund, LP -Series 2D/APooled Investment FundIndefinite$220,930,347
EDGAR ↗May 9, 2025ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗May 8, 2025Arena Short Duration High Yield Fund, LP- Series FD/APooled Investment FundIndefinite$66,628,753
EDGAR ↗Feb 6, 2025ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$750,720,000
EDGAR ↗Jan 16, 2025ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES DD/APooled Investment FundIndefinite$194,000,000
EDGAR ↗Dec 16, 2024Arena Short Duration High Yield Fund LP - Series HD/APooled Investment FundIndefinite$251,149,662
EDGAR ↗Dec 16, 2024Arena Opportunities Fund, LP- Series 3D/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Dec 16, 2024Arena Short Duration High Yield Fund, L.P.- Series GD/APooled Investment FundIndefinite$171,600,181
EDGAR ↗Dec 16, 2024ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$2,703,385,839
EDGAR ↗Aug 14, 2024Arena Capital Fund, L.P.- Series 4D/APooled Investment FundIndefinite$140,423,202
EDGAR ↗Aug 14, 2024Arena Capital Fund, L.P.- Series 1D/APooled Investment FundIndefinite$358,968,696
EDGAR ↗Jun 28, 2024Arena Opportunities Fund, LP -Series 2D/APooled Investment FundIndefinite$220,930,347
EDGAR ↗May 14, 2024Arena Short Duration High Yield Fund, LP- Series FD/APooled Investment FundIndefinite$66,628,753
EDGAR ↗Apr 3, 2024Arena Capital Fund, LP- Series 16D/APooled Investment FundIndefinite$266,488,884
EDGAR ↗Apr 3, 2024Arena Capital Fund, LP- Series 17D/APooled Investment FundIndefinite$1,367,798
EDGAR ↗Apr 3, 2024Arena Capital Fund, L.P.- Series 15D/APooled Investment FundIndefinite$12,000,000
EDGAR ↗Apr 3, 2024Arena Capital Fund, L.P.- Series 14D/APooled Investment FundIndefinite$10,995,295
EDGAR ↗Apr 2, 2024Arena Capital Fund, LP- Series 12D/APooled Investment FundIndefinite$52,780,723
EDGAR ↗Apr 2, 2024Arena Capital Fund, L.P.- Series 9D/APooled Investment FundIndefinite$25,831,921
EDGAR ↗Apr 2, 2024Arena Capital Fund, L.P.- Series 11D/APooled Investment FundIndefinite$152,752,807
EDGAR ↗Apr 2, 2024Arena Capital Fund, LP- Series 10D/APooled Investment FundIndefinite$120,226,795
EDGAR ↗Apr 2, 2024ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Feb 7, 2024ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$499,220,000
EDGAR ↗Jan 18, 2024ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES DD/APooled Investment FundIndefinite$194,000,000
EDGAR ↗Sep 28, 2023ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$1,894,670,000
EDGAR ↗Aug 18, 2023Arena Capital Fund, L.P.-Series 2D/APooled Investment FundIndefinite$472,539,887
EDGAR ↗Aug 18, 2023Arena Capital Fund, L.P.- Series 4D/APooled Investment FundIndefinite$132,223,202
EDGAR ↗Jul 11, 2023Arena Short Duration High Yield Fund LP - Series HDPooled Investment FundIndefinite$125,124,745
EDGAR ↗Jul 10, 2023Arena Opportunities Fund, LP- Series 3DPooled Investment FundIndefinite$0
EDGAR ↗Jul 6, 2023Arena Short Duration High Yield Fund, L.P.- Series GDPooled Investment FundIndefinite$37,544,818
EDGAR ↗Jun 30, 2023Arena Opportunities Fund, LP -Series 2DPooled Investment FundIndefinite$19,930,347
EDGAR ↗May 18, 2023Arena Short Duration High Yield Fund, LP- Series FDPooled Investment FundIndefinite$51,628,753
EDGAR ↗Apr 4, 2023ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Apr 4, 2023Arena Capital Fund, LP- Series 17D/APooled Investment FundIndefinite$1,367,798
EDGAR ↗Apr 4, 2023Arena Capital Fund, LP- Series 16D/APooled Investment FundIndefinite$262,288,884
EDGAR ↗Apr 4, 2023Arena Capital Fund, L.P.- Series 15D/APooled Investment FundIndefinite$12,000,000
EDGAR ↗Apr 3, 2023Arena Capital Fund, L.P.- Series 14D/APooled Investment FundIndefinite$10,995,295
EDGAR ↗Apr 3, 2023Arena Capital Fund, LP- Series 12D/APooled Investment FundIndefinite$52,780,723
EDGAR ↗Apr 3, 2023Arena Capital Fund, L.P.- Series 11D/APooled Investment FundIndefinite$152,752,807
EDGAR ↗Apr 3, 2023Arena Capital Fund, LP- Series 10D/APooled Investment FundIndefinite$120,226,795
EDGAR ↗Apr 3, 2023Arena Capital Fund, L.P.- Series 9D/APooled Investment FundIndefinite$25,831,921
EDGAR ↗Feb 13, 2023ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$427,340,000
EDGAR ↗Jan 19, 2023ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES DDPooled Investment FundIndefinite$174,000,000
EDGAR ↗Sep 30, 2022ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$1,559,330,000
EDGAR ↗Aug 19, 2022Arena Capital Fund, L.P.- Series 3D/APooled Investment FundIndefinite$249,631,557
EDGAR ↗Aug 19, 2022Arena Capital Fund, L.P.-Series 2D/APooled Investment FundIndefinite$449,949,887
EDGAR ↗Aug 19, 2022Arena Capital Fund, L.P.- Series 4D/APooled Investment FundIndefinite$124,323,202
EDGAR ↗Aug 18, 2022Arena Capital Fund, L.P.- Series 1D/APooled Investment FundIndefinite$326,867,696
EDGAR ↗Apr 7, 2022Arena Capital Fund, L.P.- Series 9D/APooled Investment FundIndefinite$13,498,527
EDGAR ↗Apr 7, 2022ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Apr 7, 2022Arena Capital Fund, LP- Series 17D/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Apr 7, 2022Arena Capital Fund, LP- Series 16D/APooled Investment FundIndefinite$24,000,000
EDGAR ↗Apr 7, 2022Arena Capital Fund, L.P.- Series 15D/APooled Investment FundIndefinite$8,400,000
EDGAR ↗Apr 7, 2022Arena Capital Fund, L.P.- Series 14DPooled Investment FundIndefinite$7,450,000
EDGAR ↗Apr 7, 2022Arena Capital Fund, LP- Series 12D/APooled Investment FundIndefinite$3,900,000
EDGAR ↗Apr 7, 2022Arena Capital Fund, L.P.- Series 11D/APooled Investment FundIndefinite$33,000,000
EDGAR ↗Apr 7, 2022Arena Capital Fund, LP- Series 10D/AOtherIndefinite$90,657,792
EDGAR ↗Feb 16, 2022ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$352,000,000
EDGAR ↗Feb 16, 2022ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$663,000,000
EDGAR ↗Jan 14, 2022Arena Capital Fund, LP- Series 12DPooled Investment FundIndefinite$25,000,000
EDGAR ↗Oct 19, 2021Arena Capital Fund, L.P.- Series 6D/APooled Investment FundIndefinite$195,270,087
EDGAR ↗Oct 19, 2021Arena Capital Fund, L.P.- Series 5D/APooled Investment FundIndefinite$252,500,000
EDGAR ↗Oct 19, 2021Arena Capital Fund, L.P.- Series 8D/AOtherIndefinite$131,365,660
EDGAR ↗Oct 4, 2021Arena Capital Fund, LP- Series 16DPooled Investment FundIndefinite$75,000,000
EDGAR ↗Aug 17, 2021Arena Capital Fund, L.P.- Series 4D/APooled Investment FundIndefinite$111,823,202
EDGAR ↗Aug 17, 2021Arena Capital Fund, L.P.- Series 3D/APooled Investment FundIndefinite$221,131,557
EDGAR ↗Aug 17, 2021Arena Capital Fund, L.P.- Series 1D/APooled Investment FundIndefinite$251,897,696
EDGAR ↗Aug 17, 2021Arena Capital Fund, L.P.-Series 2D/APooled Investment FundIndefinite$309,929,887
EDGAR ↗Aug 6, 2021Arena Capital Fund, LP- Series 17DPooled Investment FundIndefinite$100,500
EDGAR ↗Aug 4, 2021Arena Capital Fund, L.P.- Series 14DPooled Investment FundIndefinite$2,000,500
EDGAR ↗Apr 16, 2021ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Mar 2, 2021Arena Capital Fund, L.P.- Series 15DPooled Investment FundIndefinite$10,000,000
EDGAR ↗Feb 19, 2021ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$304,764,000
EDGAR ↗Feb 18, 2021ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$959,000,000
EDGAR ↗Feb 12, 2021Arena Capital Fund, L.P.- Series 9DPooled Investment FundIndefinite$0
EDGAR ↗Feb 10, 2021Arena Capital Fund, L.P.- Series 11DPooled Investment FundIndefinite$145,600,000
EDGAR ↗Feb 2, 2021Arena Capital Fund, LP- Series 10DOtherIndefinite$50,000,000
EDGAR ↗Dec 14, 2020Arena Short Duration High Yield Fund, L.P.- Series GDPooled Investment FundIndefinite$0
EDGAR ↗Oct 21, 2020Arena Short Duration High Yield (Cayman) SPC- Segregated Portfolio GDPooled Investment FundIndefinite$40,000,000
EDGAR ↗Oct 20, 2020Arena Capital Fund, L.P.- Series 8DOtherIndefinite$47,795,000
EDGAR ↗Oct 5, 2020Arena Capital Fund, L.P.- Series 6DPooled Investment FundIndefinite$50,000,000
EDGAR ↗Oct 5, 2020Arena Capital Fund, L.P.- Series 5DPooled Investment FundIndefinite$50,000,000
EDGAR ↗Aug 19, 2020Arena Capital Fund, L.P.- Series 3DPooled Investment FundIndefinite$10,280,000
EDGAR ↗Aug 19, 2020Arena Capital Fund, L.P.- Series 1DPooled Investment FundIndefinite$248,647,696
EDGAR ↗Aug 19, 2020Arena Capital Fund, L.P.-Series 2DPooled Investment FundIndefinite$242,929,887
EDGAR ↗Aug 19, 2020Arena Capital Fund, L.P.- Series 4DPooled Investment FundIndefinite$23,500,000
EDGAR ↗Apr 20, 2020ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Feb 18, 2020ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$299,137,419
EDGAR ↗Feb 18, 2020ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$733,182,065
EDGAR ↗Jun 7, 2019Arena Short Duration High Yield Fund, LP- Series EDPooled Investment FundIndefinite$25,200,000
EDGAR ↗Apr 25, 2019ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Feb 22, 2019ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$585,355,009
EDGAR ↗Feb 22, 2019ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$176,744,804
EDGAR ↗May 1, 2018ARENA VII, LLCDPooled Investment FundIndefinite$50,000,000
EDGAR ↗Feb 27, 2018ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$133,787,021
EDGAR ↗Feb 27, 2018ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$449,306,285
EDGAR ↗May 12, 2017ARENA VII, LLCDPooled Investment FundIndefinite$50,000,000
EDGAR ↗Mar 15, 2017ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO AD/APooled Investment FundIndefinite$131,789,289
EDGAR ↗Mar 9, 2017ARENA SHORT DURATION HIGH YIELD (CAYMAN) FUND, SPC - SEGREGATED PORTFOLIO ADPooled Investment FundIndefinite$125,150,000
EDGAR ↗Mar 6, 2017ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$382,898,285
EDGAR ↗Jun 15, 2016ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$323,724,759
EDGAR ↗May 16, 2016ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Jun 17, 2015ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$303,214,759
EDGAR ↗May 21, 2015ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$232,084,759
EDGAR ↗May 18, 2015ARENA VII, LLCD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Jun 26, 2014ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES AD/APooled Investment FundIndefinite$137,020,000
EDGAR ↗May 19, 2014ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES ADPooled Investment FundIndefinite$117,000,000
EDGAR ↗May 19, 2014ARENA VII, LLCDPooled Investment FundIndefinite$48,000,000
EDGAR ↗Feb 14, 2013Post High Yield Plus Offshore Fund, Ltd.D/APooled Investment FundIndefinite$161,145,988
EDGAR ↗Feb 14, 2013Post High Yield Plus Fund, L.P.D/APooled Investment FundIndefinite$44,411,722
EDGAR ↗May 24, 2012Post High Yield Plus Offshore Fund, Ltd.D/APooled Investment FundIndefinite$161,145,988
EDGAR ↗May 24, 2012Post High Yield Plus Fund, L.P.D/APooled Investment FundIndefinite$41,111,722
EDGAR ↗May 27, 2011Post High Yield Plus Fund, L.P.D/APooled Investment FundIndefinite$37,361,722
EDGAR ↗May 27, 2011Post High Yield Plus Offshore Fund, Ltd.D/APooled Investment FundIndefinite$70,000,000
EDGAR ↗May 28, 2010Post High Yield Plus Offshore Fund, Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗May 28, 2010Post High Yield Plus Fund, L.P.D/APooled Investment FundIndefinite$3,000,000
EDGAR ↗May 13, 2009Post High Yield Plus Offshore Fund, Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗May 12, 2009Post High Yield Plus Offshore Fund, Ltd.DPooled Investment FundIndefinite$0
EDGAR ↗May 12, 2009Post High Yield Plus Fund, L.P.DPooled Investment FundIndefinite$3,000,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Aug 13, 2026. Industry history, as reported on each offering's latest filing: All 32 offerings reported: Pooled Investment Fund (2009–2023).

People across the group

NameRolesIssuers hereFirst → last listed
SP Sanije PerrettExecutive Officer, Director24Feb 14, 2013 → Aug 13, 2026
AC Arena Capital Advisors, LLC entityExecutive Officer21May 19, 2014 → Aug 13, 2026
AC Arena Capital Advisors LLC Arena Capital Advisors Arena Capital Advisors LLC entityExecutive Officer2Aug 19, 2020 → Aug 13, 2026
DE Daniel ElperinDirector2Mar 9, 2017 → Feb 4, 2026
AA Advisors Arena Capital Advisors, LLC entityExecutive Officer2Feb 10, 2021 → Jan 14, 2026
LP Lawrence PostExecutive Officer, Director2May 12, 2009 → Feb 14, 2013
SP Sanije J. PerrettExecutive Officer2May 28, 2010 → May 24, 2012
AS Allan E. SchweitzerDirector, Executive Officer2May 12, 2009 → May 28, 2010
SA Sanije Arena Capital Advisors LLC entityExecutive Officer1Aug 19, 2020 → Aug 13, 2026
AM Arena Management, LLC entityExecutive Officer1May 19, 2014 → May 4, 2026
SP Sanije Advisors PerrettExecutive Officer1Mar 2, 2021 → Jan 14, 2026
PS Perrett SanijeExecutive Officer1Aug 6, 2021 → Apr 3, 2024
SA Sanije Advisors Arena Capital Advisors LLC entityExecutive Officer1Aug 4, 2021 → Apr 3, 2024
DC David E. CanterExecutive Officer1May 12, 2009 → May 12, 2009
TM Timothy P. MullaneyExecutive Officer1May 12, 2009 → May 12, 2009

Business registration (state registry / Secretary of State)

None of the 28 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

ARENA CAPITAL ADVISORS — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 31, 2014 · SEC file 801-79134 · Main office: LOS ANGELES, CA · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $5,328,247,859 as reported on Form ADV filed May 14, 2026 (Item 5.F(2)(c)) · 40 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.LINKEDIN.COM ↗

Item 11 disclosure questions as answered on Form ADV filed May 14, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Arena as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Arena's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #50,102 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

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Business registries

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