PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:53 AM ET

Sponsor Check › Sponsor group

A

Algonquin

One sponsor team, 6 deal companies · Greenwich, CT

Grouped because: 2 shared people, same business address (3 issuers), similar issuer names (6) (automatic match from the filings) · not the same sponsor?

6deal companies
$119.5Mreported sold
53investors
38Form D filings
2009–2019active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Feb 20, 2019 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Algonquin is a sponsor group of 6 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 38 Form D filings between Mar 2009 and Feb 2019.

What this means One team, 6 deal companies, about 10 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $119.5M to 53 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (5), Investing (1). Issuers are based in CT (5), Cayman Islands (as filed: E9) (1).

What this means $119.5M raised across the group, about $2.25M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: George T. Hubbard (6 issuers, executive officer and director), John A. Hyman (2 issuers, executive officer and director), Dylan C. Brix (1 issuer, executive officer and director), Evan Burtton (1 issuer, director), Michael S. Devine (1 issuer, executive officer and director) and 2 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Feb 20, 2019.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 38 public filings for Algonquin and found 25 differences, 6 worth asking the sponsor about: Investor count went down between filings; Form D filed 1,732 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Algonquin has not run yet — it is joining a line of 62,924 names; searches run around the clock at the hosts' allowed rate. Searched so far: 744 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Algonquin..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Algonquin Corporation closed matched at sponsor-group level (Algonquin)
United States Bankruptcy Court, E.D. Michigan · No. 97-46906 · Filed Apr 24, 1997 · Closed Sep 3, 1997
Role of Algonquin Corporation: Debtor · Outcome: Case closed 1997-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MI (not the issuer's state); filed 1997, issuer incorporated 2007
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

25 differences found between the filings for Algonquin — 6 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · Feb 6, 2013 – Feb 10, 2014

Investor count went down between filings — Algonquin Fund LP

The Feb 6, 2013 filing reports 20 investors; the Feb 10, 2014 Form D/A reports 18 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 6, 2013 ↗Form D/A (later) · Feb 10, 2014 ↗Algonquin Fund LP — PartnerFacts page ↗
Sources
Note · Mar 10, 2017

Last filing Mar 10, 2017 with 31% of the target sold — Algonquin Middle Market Opportunities Fund, L.P.

Algonquin Middle Market Opportunities Fund, L.P. (last filing Mar 10, 2017; $31,000,000 sold of $100,000,000). There is no filing in more than two years and the last one reported under half the target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Algonquin Middle Market Opportunities Fund, L.P. — PartnerFacts page ↗EDGAR filer page ↗
Sources
Worth asking · Jul 1, 2007 – Mar 28, 2012

Form D filed 1,732 days after the first sale — ALGONQUIN SPECIAL OPPORTUNITIES FUND I LP

The filing says the first sale was Jul 1, 2007. The Form D was filed Mar 28, 2012 — 1,732 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,717 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 28, 2012 ↗ALGONQUIN SPECIAL OPPORTUNITIES FUND I LP — PartnerFacts page ↗
Sources
Note · Jan 1, 2012 – Feb 8, 2012

Form D filed 38 days after the first sale — ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.

The filing says the first sale was Jan 1, 2012. The Form D was filed Feb 8, 2012 — 38 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 23 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 8, 2012 ↗ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P. — PartnerFacts page ↗
Sources
Note · Mar 20, 2009 – Apr 6, 2009

Form D filed 17 days after the first sale — ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.

The filing says the first sale was Mar 20, 2009. The Form D was filed Apr 6, 2009 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 6, 2009 ↗ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P. — PartnerFacts page ↗
Sources
Note · Apr 1, 2005 – Feb 20, 2019

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ALGONQUIN FUND LTD (latest filing Feb 20, 2019) · No amendment in the last 12 months on an offering that may still be open — Algonquin Fund LP (latest filing Feb 20, 2019) · No amendment in the last 12 months on an offering that may still be open — Algonquin Advisors LLC (latest filing Mar 2, 2012) · No amendment in the last 12 months on an offering that may still be open — ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P. (latest filing Feb 1, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 20, 2019 ↗ALGONQUIN FUND LTD — PartnerFacts page ↗Form D/A · Feb 20, 2019 ↗Algonquin Fund LP — PartnerFacts page ↗
Sources
Worth asking · Mar 6, 2018 – Feb 20, 2019

Evan Burtton is no longer listed on the Feb 20, 2019 amendment — ALGONQUIN FUND LTD

Evan Burtton appears on the Mar 6, 2018 Form D/A (director) but not on the Feb 20, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 6, 2018 ↗Form D/A · Feb 20, 2019 ↗Evan Burtton — PartnerFacts page ↗ALGONQUIN FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Apr 6, 2016 – Mar 10, 2017

Michael S. Devine is no longer listed on the Mar 10, 2017 amendment — Algonquin Middle Market Opportunities Fund, L.P.

Michael S. Devine appears on the Apr 6, 2016 Form D/A (executive officer, director) but not on the Mar 10, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 6, 2016 ↗Form D/A · Mar 10, 2017 ↗Michael S. Devine — PartnerFacts page ↗Algonquin Middle Market Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2014 – Mar 27, 2015

Dylan C. Brix is no longer listed on the Mar 27, 2015 amendment — Algonquin Middle Market Opportunities Fund, L.P.

Dylan C. Brix appears on the Mar 24, 2014 Form D/A (executive officer, director) but not on the Mar 27, 2015 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 24, 2014 ↗Form D/A · Mar 27, 2015 ↗Dylan C. Brix — PartnerFacts page ↗Algonquin Middle Market Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 27, 2015 – Mar 9, 2016

Offering amount lowered between filings — Algonquin Middle Market Opportunities Fund, L.P.

The Mar 27, 2015 filing says $100,000,000 offered; the Mar 9, 2016 Form D/A says $31,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Mar 27, 2015 ↗Form D/A (later) · Mar 9, 2016 ↗Algonquin Middle Market Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
Note · Feb 6, 2013 – Feb 10, 2014

Offering amount changed between filings — ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.

The Feb 6, 2013 filing says an indefinite amount offered; the Feb 10, 2014 Form D/A says $2,252,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 6, 2013 ↗Form D/A (later) · Feb 10, 2014 ↗ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P. — PartnerFacts page ↗
Sources
Note · Feb 10, 2014 – Mar 30, 2015

Minimum investment changed between filings — Algonquin Fund LP

The Feb 10, 2014 filing lists a minimum of $200,000; the Mar 30, 2015 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 10, 2014 ↗Form D/A (later) · Mar 30, 2015 ↗Algonquin Fund LP — PartnerFacts page ↗
Sources
Note · Mar 24, 2014 – Mar 27, 2015

Minimum investment changed between filings — Algonquin Middle Market Opportunities Fund, L.P.

The Mar 24, 2014 filing lists a minimum of $500,000; the Mar 27, 2015 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 24, 2014 ↗Form D/A (later) · Mar 27, 2015 ↗Algonquin Middle Market Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
Note · Feb 6, 2013 – Feb 10, 2014

Minimum investment changed between filings — ALGONQUIN FUND LTD

The Feb 6, 2013 filing lists a minimum of $500,000; the Feb 10, 2014 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 6, 2013 ↗Form D/A (later) · Feb 10, 2014 ↗ALGONQUIN FUND LTD — PartnerFacts page ↗
Sources
Note · Feb 6, 2013 – Feb 10, 2014

Minimum investment changed between filings — Algonquin Fund LP

The Feb 6, 2013 filing lists a minimum of $500,000; the Feb 10, 2014 Form D/A lists $200,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 6, 2013 ↗Form D/A (later) · Feb 10, 2014 ↗Algonquin Fund LP — PartnerFacts page ↗
Sources
Note · Feb 6, 2013 – Feb 10, 2014

Minimum investment changed between filings — ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.

The Feb 6, 2013 filing lists a minimum of $5,000,000; the Feb 10, 2014 Form D/A lists $102,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 6, 2013 ↗Form D/A (later) · Feb 10, 2014 ↗ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P. — PartnerFacts page ↗
Sources
Note · Mar 28, 2012 – Jul 9, 2013

John A. Hyman is written 2 different ways on the filings

listed as "John Hyman" on the Mar 28, 2012 filing, and "John A. Hyman" on 6 filings (from Jul 9, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 28, 2012 ↗Form D · Jul 9, 2013 ↗John A. Hyman — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Feb 8, 2012

George T. Hubbard is written 2 different ways on the filings

listed as "George T. Hubbard" on 36 filings (from Mar 16, 2009), and "George Hubbard" on 2 filings (from Feb 8, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Mar 16, 2009 ↗Form D · Feb 8, 2012 ↗George T. Hubbard — PartnerFacts page ↗
Sources
Note · Mar 9, 2016 – Mar 9, 2017

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — ALGONQUIN FUND LTD

The people listed on the Mar 9, 2016 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Mar 9, 2017 filing they give George Town, Grand Cayman, Cayman Islands (as filed: E9). The address now on file (C/O Elian Fiduciary Services (Cay) Ltd, 190 Elgin Avenue, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 1,006 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Mar 9, 2016 ↗Form D/A · Mar 9, 2017 ↗ALGONQUIN FUND LTD — PartnerFacts page ↗
Sources
Note · Mar 16, 2009 – Feb 1, 2010

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — ALGONQUIN FUND LTD

The people listed on the Mar 16, 2009 filing give George Town, Grand Cayman, Cayman Islands (as filed: E9); on the Feb 1, 2010 filing they give Grand Cayman, Cayman Islands (as filed: E9). The address now on file (C/O Elian Fiduciary Services (Cay) Ltd, 190 Elgin Avenue, Grand Cayman, Cayman Islands (as filed: E9)) is a registered-agent or shared-office address used by 1,006 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Mar 16, 2009 ↗Form D/A · Feb 1, 2010 ↗ALGONQUIN FUND LTD — PartnerFacts page ↗
Sources
Worth asking · Mar 16, 2009

2 separate companies in this group use the same name: "ALGONQUIN FUND LTD"

CIK 1437572 (first filed Mar 16, 2009, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1347555 (first filed Mar 16, 2009, Greenwich, CT).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

ALGONQUIN FUND LTD — PartnerFacts page ↗Algonquin Fund LP — PartnerFacts page ↗EDGAR filer page · CIK 1437572 ↗EDGAR filer page · CIK 1347555 ↗
Sources
Note · Feb 20, 2019

Address on file is a registered agent / shared office — ALGONQUIN FUND LTD

The latest filing lists C/O Elian Fiduciary Services (Cay) Ltd, 190 Elgin Avenue, Grand Cayman, Cayman Islands (as filed: E9). That address is used by 1,006 issuers in our index (registered agent / corporate services / fund administrator).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Feb 20, 2019 ↗ALGONQUIN FUND LTD — PartnerFacts page ↗
Sources
Note · Mar 10, 2017

Address on file is a registered agent / shared office — Algonquin Middle Market Opportunities Fund, L.P.

The latest filing lists 2 Greenwich Office Park, Greenwich, CT. That address is used by 9 issuers in our index (9 issuers in 6 unrelated clusters).

What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.

Form D/A · Mar 10, 2017 ↗Algonquin Middle Market Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 2, 2012 – Feb 20, 2019

Member companies were formed in 3 different states

Delaware (4), Cayman Islands (1), Connecticut (1) — out of 6 member issuers. The odd ones out: ALGONQUIN FUND LTD (Cayman Islands); Algonquin Advisors LLC (Connecticut).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Algonquin — sponsor group page ↗ALGONQUIN FUND LTD — PartnerFacts page ↗Algonquin Advisors LLC — PartnerFacts page ↗
Sources
Note · Mar 2, 2012 – Feb 20, 2019

Member companies list addresses in 2 different states

CT (5), Cayman Islands (as filed: E9) (1). 2 members use a registered-agent or shared-office address: ALGONQUIN FUND LTD (C/O Elian Fiduciary Services (Cay) Ltd, 190 Elgin Avenue, Grand Cayman, Cayman Islands (as filed: E9)); Algonquin Middle Market Opportunities Fund, L.P. (2 Greenwich Office Park, Greenwich, CT).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Algonquin — sponsor group page ↗ALGONQUIN FUND LTD — PartnerFacts page ↗Algonquin Middle Market Opportunities Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 7 offerings reports sales commissions totalling $13,600; 0 report finder's fees; 1 reports proceeds to related persons totalling $235,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 20, 2019 D/A
Algonquin Fund LP
File 021-84402
$0$0$0 (est.)
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Feb 20, 2019 D/A
ALGONQUIN FUND LTD
File 021-119160
$0$0$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 10, 2017 D/A
Algonquin Middle Market Opportunities Fund, L.P.
File 021-199238
$0$0$235,000 (est.)
Primary issuer pays management fees to an entity controlled by persons identified in Item 3. Amount shown is an estimate of one year of such fees.
None listed on this filingEDGAR ↗
Feb 10, 2014 D/A
ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.
File 021-173087
$13,600$0$0 (est.)
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
N/A no CRD number reported
via WRP Investments, Inc. (CRD 7365 ↗)
EDGAR ↗
Mar 28, 2012 D
ALGONQUIN SPECIAL OPPORTUNITIES FUND I LP
File 021-175765
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 2, 2012 D/A
Algonquin Advisors LLC
File 021-139229
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 1, 2010 D/A
ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.
File 021-129900
$0 (est.)$0 (est.)$0 (est.)
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
WRP Investments, Inc. BrokerCheck CRD 7365 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 6 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Algonquin in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗AF Algonquin Fund LPshared people, similar issuer namesGREENWICH, CTPooled Investment Fund11$50,271,882
offering Indefinite · similar: $155,000–$5,250,000
22
similar: 4–27
$50,000
similar: $1,000–$100,000
2009–2019
EDGAR ↗AF ALGONQUIN FUND LTDshared people, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund12$10,055,000
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
$100,000
similar: $1,000–$100,000
2009–2019
EDGAR ↗AC ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.shared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund5$30,800,000
offering $2,252,000 · similar: $155,000–$5,250,000
11
similar: 4–27
$102,000
similar: $1,000–$100,000
2009–2014
EDGAR ↗AA Algonquin Advisors LLCshared people, same business address, similar issuer namesGREENWICH, CTInvesting3$880,0007No minimum reported2010–2012
EDGAR ↗AS ALGONQUIN SPECIAL OPPORTUNITIES FUND I LPshared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund1$25,000,0001$25,000,0002012–2012
EDGAR ↗AM Algonquin Middle Market Opportunities Fund, L.P.shared people, similar issuer namesGREENWICH, CTPooled Investment Fund6$31,000,000
offering $31,000,000 · similar: $155,000–$5,250,000
6
similar: 4–27
$250,000
similar: $1,000–$100,000
2013–2017

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Feb 20, 2019ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$10,055,000
EDGAR ↗Feb 20, 2019Algonquin Fund LPD/APooled Investment FundIndefinite$50,271,882
EDGAR ↗Mar 6, 2018ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$10,010,000
EDGAR ↗Mar 6, 2018Algonquin Fund LPD/APooled Investment FundIndefinite$48,206,882
EDGAR ↗Mar 10, 2017Algonquin Middle Market Opportunities Fund, L.P.D/APooled Investment Fund$31,000,000$31,000,000
EDGAR ↗Mar 9, 2017ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$10,010,000
EDGAR ↗Mar 9, 2017Algonquin Fund LPD/APooled Investment FundIndefinite$44,726,882
EDGAR ↗Apr 6, 2016Algonquin Middle Market Opportunities Fund, L.P.D/APooled Investment Fund$31,000,000$31,000,000
EDGAR ↗Mar 9, 2016Algonquin Middle Market Opportunities Fund, L.P.D/APooled Investment Fund$31,000,000$31,000,000
EDGAR ↗Mar 9, 2016ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$10,010,000
EDGAR ↗Mar 9, 2016Algonquin Fund LPD/APooled Investment FundIndefinite$35,050,000
EDGAR ↗Mar 30, 2015ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$10,010,000
EDGAR ↗Mar 30, 2015Algonquin Fund LPD/APooled Investment FundIndefinite$35,050,000
EDGAR ↗Mar 27, 2015Algonquin Middle Market Opportunities Fund, L.P.D/APooled Investment Fund$100,000,000$27,000,000
EDGAR ↗Mar 27, 2015ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$10,010,000
EDGAR ↗Mar 24, 2014Algonquin Middle Market Opportunities Fund, L.P.D/APooled Investment Fund$100,000,000$26,500,000
EDGAR ↗Feb 10, 2014ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.D/APooled Investment Fund$2,252,000$2,252,000
EDGAR ↗Feb 10, 2014ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$8,575,000
EDGAR ↗Feb 10, 2014Algonquin Fund LPD/APooled Investment FundIndefinite$34,800,000
EDGAR ↗Jul 9, 2013Algonquin Middle Market Opportunities Fund, L.P.DPooled Investment Fund$100,000,000$21,500,000
EDGAR ↗Feb 6, 2013ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.D/APooled Investment FundIndefinite$1,102,000
EDGAR ↗Feb 6, 2013ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$8,295,000
EDGAR ↗Feb 6, 2013Algonquin Fund LPD/APooled Investment FundIndefinite$32,750,000
EDGAR ↗Mar 28, 2012ALGONQUIN SPECIAL OPPORTUNITIES FUND I LPDPooled Investment Fund$25,000,000$25,000,000
EDGAR ↗Mar 2, 2012Algonquin Advisors LLCD/AInvestingIndefinite$880,000
EDGAR ↗Feb 8, 2012ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.DPooled Investment FundIndefinite$102,000
EDGAR ↗Feb 8, 2012Algonquin Fund LPD/APooled Investment FundIndefinite$29,250,000
EDGAR ↗Feb 8, 2012ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$7,280,000
EDGAR ↗Mar 3, 2011Algonquin Advisors LLCD/AInvestingIndefinite$880,000
EDGAR ↗Feb 8, 2011Algonquin Fund LPD/APooled Investment FundIndefinite$28,750,000
EDGAR ↗Feb 8, 2011ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$5,900,000
EDGAR ↗Mar 3, 2010Algonquin Advisors LLCDInvestingIndefinite$880,000
EDGAR ↗Feb 1, 2010ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.D/APooled Investment FundIndefinite$30,800,000
EDGAR ↗Feb 1, 2010Algonquin Fund LPD/APooled Investment FundIndefinite$27,600,000
EDGAR ↗Feb 1, 2010ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$3,650,000
EDGAR ↗Apr 6, 2009ALGONQUIN CREDIT OPPORTUNITY FUND I, L.P.DPooled Investment FundIndefinite$26,600,000
EDGAR ↗Mar 16, 2009ALGONQUIN FUND LTDD/APooled Investment FundIndefinite$3,650,000
EDGAR ↗Mar 16, 2009Algonquin Fund LPD/APooled Investment FundIndefinite$27,250,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Feb 20, 2019. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009), Investing (2010). Latest offering: Pooled Investment Fund (2012–2013; most recent Jul 9, 2013).

People across the group

NameRolesIssuers hereFirst → last listed
GH George T. HubbardDirector, Executive Officer6Mar 16, 2009 → Feb 20, 2019
JH John A. HymanExecutive Officer, Director2Mar 28, 2012 → Mar 10, 2017
SD Scott DakersDirector1Mar 16, 2009 → Feb 20, 2019
PH Padraig HoareDirector1Feb 20, 2019 → Feb 20, 2019
EB Evan BurttonDirector1Mar 16, 2009 → Mar 6, 2018
MD Michael S. DevineExecutive Officer, Director1Jul 9, 2013 → Apr 6, 2016
DB Dylan C. BrixExecutive Officer, Director1Jul 9, 2013 → Mar 24, 2014

Business registration (state registry / Secretary of State)

1 of 6 issuers have a matched state registry record — records by status: merged or converted 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Algonquin.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Algonquin as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Algonquin's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #239,553 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

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Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗OpenCorporates ↗