Sponsor Check › Intercontinental Capital › Issuer
Limited Liability Company · organized in DELAWARE · formed Over five years ago · BOSTON, MA · SEC CIK 1379462
Part of sponsor group: Intercontinental Capital (9 issuers, 54 filings) · grouped because: shared people, same business address · confidence 99% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 21, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
Not yet searched.
Sources to be searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. State securities regulator actions: not yet searched. · Search queued. Results are added automatically; check back later or follow this page to be notified.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
Coming soon.
What will be compared: what the sponsor says publicly (website, marketing materials, claimed profile) against what public records show — SEC Form D filings, Form ADV adviser registration, and state business records. Every comparison is reviewed by a person before it is published.
No comparisons published yet.
Sources to be compared: sponsor public claims · SEC Form D · SEC Form ADV (IAPD) · state business records · As of Oct 23, 2026, 9:16 PM ET.
0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 21, 2026 D/A File 021-96109 | $0 (est.) | $0 (est.) | $0 (est.) | CHERRY TREE & ASSOCIATES BrokerCheck CRD 115151 ↗ via CHERRY TREE & ASSOCIATES (CRD 115151) MATRIX CAPITAL GROUP, INC BrokerCheck CRD 33364 ↗ via MATRIX CAPITAL GROUP, INC (CRD 33364) CAPFINANCIAL SECURITIES, LLC BrokerCheck CRD 126291 ↗ via CAPFINANCIAL SECURITIES, LLC (CRD 126291) RSP Investments, LLC BrokerCheck CRD 161622 ↗ via RSP Investments, LLC (CRD 161622) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering. "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates.
Each filing as reported by the issuer. Open a row for the full plain-English detail.
| Filing | Form D/A (amendment) filed Oct 21, 2026 · amends 0001315863-25-000770 ↗ SEC file no. 021-96109 · accession 0001315863-26-000748 |
|---|---|
| Raise progress | $8,521,790,431 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Oct 21, 2026 (7341 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 21, 2026. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 633 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: PA, OH, NY, VA, NJ, DC CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI RSP Investments, LLC — FINRA BrokerCheck CRD 161622 ↗ · associated broker-dealer: RSP Investments, LLC (CRD 161622 ↗) Solicits in: WA |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. The manager of the Issuer previously entered into placement arrangements with the entities named in Section 12 pursuant to which the manager made payments in connection with the marketing of interests in the issuer. |
| Signed by | Peter Palandjian, Chairman and CEO of the Manager of the Issuer (Oct 21, 2026) |
| Changes vs prior filing | total sold: $8,340,800,431 → $8,521,790,431 investors: 627 → 633 Compared with the D/A filed Oct 22, 2025 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 633. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index |
| Filing | Form D/A (amendment) filed Oct 22, 2025 · amends 0001379462-24-000001 ↗ SEC file no. 021-96109 · accession 0001315863-25-000770 |
|---|---|
| Raise progress | $8,340,800,431 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Oct 22, 2025 (6977 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 22, 2025. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 627 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI RSP Investments, LLC — FINRA BrokerCheck CRD 161622 ↗ · associated broker-dealer: RSP Investments, LLC (CRD 161622 ↗) Solicits in: WA |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. The manager of the Issuer previously entered into placement arrangements with the entities named in Section 12 pursuant to which the manager made payments in connection with the marketing of interests in the issuer. |
| Signed by | Peter Palandjian, Chairman and CEO of the Manager of the Issuer (Oct 22, 2025) |
| Changes vs prior filing | total sold: $8,105,338,431 → $8,340,800,431 investors: 608 → 627 Compared with the D/A filed Oct 24, 2024 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 627. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 24, 2024 · amends 0001379462-23-000001 ↗ SEC file no. 021-96109 · accession 0001379462-24-000001 |
|---|---|
| Raise progress | $8,105,338,431 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Oct 24, 2024 (6614 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 24, 2024. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 608 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI RSP Investments, LLC — FINRA BrokerCheck CRD 161622 ↗ · associated broker-dealer: RSP Investments, LLC (CRD 161622 ↗) Solicits in: WA |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. The manager of the Issuer previously entered into placement arrangements with the entities named in Section 12 pursuant to which the manager made payments in connection with the marketing of interests in the issuer. |
| Signed by | Peter Palandjian, Chairman and CEO of the Manager of the Issuer (Oct 24, 2024) |
| Changes vs prior filing | total sold: $8,036,328,431 → $8,105,338,431 investors: 603 → 608 industry: Other Real Estate → Pooled Investment Fund Compared with the D/A filed Oct 24, 2023 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 608. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 24, 2023 · amends 0001379462-22-000001 ↗ SEC file no. 021-96109 · accession 0001379462-23-000001 |
|---|---|
| Raise progress | $8,036,328,431 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Oct 24, 2023 (6248 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 24, 2023. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 603 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI RSP Investments, LLC — FINRA BrokerCheck CRD 161622 ↗ · associated broker-dealer: RSP Investments, LLC (CRD 161622 ↗) Solicits in: AK, AZ, CA, CO, HI, ID, MT, NM, NV, OR, UT, WA, WY |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. The manager of the Issuer previously entered into placement arrangements with the entities named in Section 12 pursuant to which the manager made payments in connection with the marketing of interests in the issuer. |
| Signed by | Peter Palandjian, Chairman and CEO of the Manager of the Issuer (Oct 24, 2023) |
| Changes vs prior filing | total sold: $7,716,906,708 → $8,036,328,431 investors: 581 → 603 Compared with the D/A filed Oct 24, 2022 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $15,000–$100,000. Offering size: Indefinite. Typical range: $2,250,000–$16,950,000. Investors: 603. Typical range: 5–32. "Similar" = Other Real Estate offerings claiming 506(b) filed in the last 5 years (5,033 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 24, 2022 · amends 0001379462-21-000001 ↗ SEC file no. 021-96109 · accession 0001379462-22-000001 |
|---|---|
| Raise progress | $7,716,906,708 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Oct 24, 2022 (5883 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 24, 2022. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 581 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI RSP Investments, LLC — FINRA BrokerCheck CRD 161622 ↗ · associated broker-dealer: RSP Investments, LLC (CRD 161622 ↗) Solicits in: AK, AZ, CA, CO, HI, ID, MT, NM, NV, OR, UT, WA, WY |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. The manager of the Issuer previously entered into placement arrangements with the entities named in Section 12 pursuant to which the manager made payments in connection with the marketing of interests in the issuer. |
| Signed by | Peter Palandjian, Chairman and CEO of the Manager of the Issuer (Oct 24, 2022) |
| Changes vs prior filing | total sold: $6,792,177,543 → $7,716,906,708 investors: 506 → 581 Compared with the D/A filed Nov 12, 2021 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $15,000–$100,000. Offering size: Indefinite. Typical range: $2,250,000–$16,950,000. Investors: 581. Typical range: 5–32. "Similar" = Other Real Estate offerings claiming 506(b) filed in the last 5 years (5,033 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 12, 2021 · amends 0001379462-20-000001 ↗ SEC file no. 021-96109 · accession 0001379462-21-000001 |
|---|---|
| Raise progress | $6,792,177,543 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 12, 2021 (5537 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 12, 2021. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 506 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI RSP Investments, LLC — FINRA BrokerCheck CRD 161622 ↗ · associated broker-dealer: RSP Investments, LLC (CRD 161622 ↗) Solicits in: AK, AZ, CA, CO, HI, ID, MT, NM, NV, OR, UT, WA, WY |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. Pursuant to agreements in place with the entities named in Section 12 above, the manager may make payments to such entities in connection with the marketing of interests in the Issuer. |
| Signed by | Peter Palandjian, Chairman & President of the Manager of the Issuer (Nov 8, 2021) |
| Changes vs prior filing | total sold: $5,488,910,894 → $6,792,177,543 investors: 465 → 506 Compared with the D/A filed Nov 12, 2020 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $15,000–$100,000. Offering size: Indefinite. Typical range: $2,250,000–$16,950,000. Investors: 506. Typical range: 5–32. "Similar" = Other Real Estate offerings claiming 506(b) filed in the last 5 years (5,033 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 12, 2020 · amends 0001379462-19-000001 ↗ SEC file no. 021-96109 · accession 0001379462-20-000001 |
|---|---|
| Raise progress | $5,488,910,894 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 12, 2020 (5172 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 12, 2020. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 465 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI RSP Investments, LLC — FINRA BrokerCheck CRD 161622 ↗ · associated broker-dealer: RSP Investments, LLC (CRD 161622 ↗) Solicits in: AK, AZ, CA, CO, HI, ID, MT, NM, NV, OR, UT, WA, WY |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. Pursuant to agreements in place with the entities named in Section 12 above, the manager may make payments to such entities in connection with the marketing of interests in the Issuer. |
| Signed by | Peter Palandjian, Chairman & President of the Manager of the Issuer (Nov 12, 2020) |
| Changes vs prior filing | total sold: $4,805,479,193 → $5,488,910,894 investors: 434 → 465 Compared with the D/A filed Nov 12, 2019 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $15,000–$100,000. Offering size: Indefinite. Typical range: $2,250,000–$16,950,000. Investors: 465. Typical range: 5–32. "Similar" = Other Real Estate offerings claiming 506(b) filed in the last 5 years (5,033 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 12, 2019 · amends 0001379462-18-000001 ↗ SEC file no. 021-96109 · accession 0001379462-19-000001 |
|---|---|
| Raise progress | $4,805,479,193 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 12, 2019 (4806 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 12, 2019. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 434 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI RSP Investments, LLC — FINRA BrokerCheck CRD 161622 ↗ · associated broker-dealer: RSP Investments, LLC (CRD 161622 ↗) Solicits in: AK, AZ, CA, CO, HI, ID, MT, NM, NV, OR, UT, WA, WY |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. Pursuant to agreements in place with the entities named in Section 12 above, the manager may make payments to such entities in connection with the marketing of interests in the Issuer. |
| Signed by | Peter Palandjian, Chairman & President of the Manager of the Issuer (Nov 11, 2019) |
| Changes vs prior filing | total sold: $4,014,552,966 → $4,805,479,193 investors: 375 → 434 Compared with the D/A filed Nov 14, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $15,000–$100,000. Offering size: Indefinite. Typical range: $2,250,000–$16,950,000. Investors: 434. Typical range: 5–32. "Similar" = Other Real Estate offerings claiming 506(b) filed in the last 5 years (5,033 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 14, 2018 · amends 0001379462-17-000002 ↗ SEC file no. 021-96109 · accession 0001379462-18-000001 |
|---|---|
| Raise progress | $4,014,552,966 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 14, 2018 (4443 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 14, 2018. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 375 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. Pursuant to agreements in place with the entities named in Section 12 above, the manager may make payments to such entities in connection with the marketing of interests in the Issuer. |
| Signed by | Peter Palandjian, Chairman & President of the Manager of the Issuer (Nov 14, 2018) |
| Changes vs prior filing | total sold: $3,481,137,366 → $4,014,552,966 investors: 320 → 375 Compared with the D/A filed Nov 14, 2017 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $15,000–$100,000. Offering size: Indefinite. Typical range: $2,250,000–$16,950,000. Investors: 375. Typical range: 5–32. "Similar" = Other Real Estate offerings claiming 506(b) filed in the last 5 years (5,033 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 14, 2017 · amends 0001379462-16-000002 ↗ SEC file no. 021-96109 · accession 0001379462-17-000002 |
|---|---|
| Raise progress | $3,481,137,366 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 14, 2017 (4078 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 14, 2017. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 320 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. Pursuant to agreements in place with the entities named in Section 12 above, the manager may make payments to such entities in connection with the marketing of interests in the Issuer. |
| Signed by | Peter Palandjian, Chairman & President of the Manager of the Issuer (Nov 14, 2017) |
| Changes vs prior filing | total sold: $3,015,409,544 → $3,481,137,366 investors: 281 → 320 Compared with the D/A filed Nov 14, 2016 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $15,000–$100,000. Offering size: Indefinite. Typical range: $2,250,000–$16,950,000. Investors: 320. Typical range: 5–32. "Similar" = Other Real Estate offerings claiming 506(b) filed in the last 5 years (5,033 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 14, 2016 · amends 0001379462-15-000001 ↗ SEC file no. 021-96109 · accession 0001379462-16-000002 |
|---|---|
| Raise progress | $3,015,409,544 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 14, 2016 (3713 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 14, 2016. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 281 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO MATRIX CAPITAL GROUP, INC — FINRA BrokerCheck CRD 33364 ↗ · associated broker-dealer: MATRIX CAPITAL GROUP, INC (CRD 33364 ↗) Solicits in: DC, NJ, NY, OH, PA, VA CAPFINANCIAL SECURITIES, LLC — FINRA BrokerCheck CRD 126291 ↗ · associated broker-dealer: CAPFINANCIAL SECURITIES, LLC (CRD 126291 ↗) Solicits in: HI |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) Issuer pays no such fees or expenses. Pursuant to agreements in place with the entities named in Section 12 above, the manager may make payments to such entities in connection with the marketing of interests in the Issuer. |
| Signed by | Peter Palandjian, Chairman & President of the Manager of the Issuer (Nov 14, 2016) |
| Changes vs prior filing | total sold: $2,058,313,597 → $3,015,409,544 investors: 226 → 281 Compared with the D/A filed Nov 13, 2015 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $15,000–$100,000. Offering size: Indefinite. Typical range: $2,250,000–$16,950,000. Investors: 281. Typical range: 5–32. "Similar" = Other Real Estate offerings claiming 506(b) filed in the last 5 years (5,033 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 13, 2015 · amends 0001379462-14-000002 ↗ SEC file no. 021-96109 · accession 0001379462-15-000001 |
|---|---|
| Raise progress | $2,058,313,597 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 13, 2015 (3346 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 13, 2015. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 226 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Peter Palandjian, Chairman, CEO, Pres. & Treas. of manager of Issuer (Nov 13, 2015) |
| Changes vs prior filing | total sold: $1,325,318,974 → $2,058,313,597 investors: 165 → 226 Compared with the D/A filed Nov 26, 2014 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $35,000. Typical range for similar offerings: $15,000–$100,000. Offering size: Indefinite. Typical range: $2,250,000–$16,950,000. Investors: 226. Typical range: 5–32. "Similar" = Other Real Estate offerings claiming 506(b) filed in the last 5 years (5,033 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 26, 2014 · amends 0001379462-13-000001 ↗ SEC file no. 021-96109 · accession 0001379462-14-000002 |
|---|---|
| Raise progress | $1,325,318,974 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 26, 2014 (2994 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 26, 2014. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 165 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Other Real Estate · revenue range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Peter Palandjian, Chairman, CEO, Pres. & Treas. of manager of Issuer (Nov 18, 2014) |
| Changes vs prior filing | total sold: $877,704,769 → $1,325,318,974 investors: 125 → 165 industry: Pooled Investment Fund → Other Real Estate Compared with the D/A filed Nov 4, 2013 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 18, 2014 · amends 0001379462-13-000001 ↗ SEC file no. 021-96109 · accession 0001379462-14-000001 |
|---|---|
| Raise progress | $1,325,318,974 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 18, 2014 (2986 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 18, 2014. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 165 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Peter Palandjian, Chairman, CEO, Pres. & Treas. of manager of Issuer (Nov 18, 2014) |
| Changes vs prior filing | total sold: $877,704,769 → $1,325,318,974 investors: 125 → 165 Compared with the D/A filed Nov 4, 2013 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 4, 2013 · amends 0001379462-12-000001 ↗ SEC file no. 021-96109 · accession 0001379462-13-000001 |
|---|---|
| Raise progress | $877,704,769 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Nov 4, 2013 (2607 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 4, 2013. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 125 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $35,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | CHERRY TREE & ASSOCIATES — FINRA BrokerCheck CRD 115151 ↗ · associated broker-dealer: CHERRY TREE & ASSOCIATES (CRD 115151 ↗) Solicits in: MO |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Peter Palandjian, Chairman, CEO, Pres. & Treas. of manager of Issuer (Nov 4, 2013) |
| Changes vs prior filing | total sold: $735,123,297 → $877,704,769 investors: 97 → 125 minimum investment: $120,000 → $35,000 exemption: 06, 3C, 3C.1 → 06b Compared with the D/A filed Jul 13, 2012 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 13, 2012 · amends 0001379462-11-000001 ↗ SEC file no. 021-96109 · accession 0001379462-12-000001 |
|---|---|
| Raise progress | $735,123,297 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Jul 13, 2012 (2128 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 13, 2012. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 97 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $120,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Peter Palandjian, Chairman, CEO, Pres. & Treas. of manager of Issuer (Jul 13, 2012) |
| Changes vs prior filing | total sold: $595,681,418 → $735,123,297 investors: 49 → 97 exemption: 06, 3C, 3C.1, 3C.7 → 06, 3C, 3C.1 Compared with the D/A filed Jul 14, 2011 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 14, 2011 · amends 0001379462-10-000001 ↗ SEC file no. 021-96109 · accession 0001379462-11-000001 |
|---|---|
| Raise progress | $595,681,418 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Jul 14, 2011 (1763 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 14, 2011. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 49 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $120,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Peter Palandjian, Chairman and CEO of manager of Issuer (Jul 14, 2011) |
| Changes vs prior filing | minimum investment: $600,000 → $120,000 Compared with the D/A filed Jul 14, 2010 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jul 14, 2010 · amends 0001379462-09-000003 ↗ SEC file no. 021-96109 · accession 0001379462-10-000001 |
|---|---|
| Raise progress | $595,681,418 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Jul 14, 2010 (1398 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jul 14, 2010. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 49 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $600,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Peter Palandjian, Chairman and CEO of manager of Issuer (Jul 14, 2010) |
| Changes vs prior filing | total sold: $566,952,755 → $595,681,418 Compared with the D/A filed Jun 18, 2009 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Jun 18, 2009 · amends 9999999997-06-044303 ↗ SEC file no. 021-96109 · accession 0001379462-09-000003 |
|---|---|
| Raise progress | $566,952,755 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Sep 15, 2006 · Form D filed: Jun 18, 2009 (1007 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 7,344 days (20.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jun 18, 2009. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 49 total · issuer reported no non-accredited investors |
| Exemption claimed | 06; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $600,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Peter Palandjian, Chairman and CEO of manager of Issuer (Jun 18, 2009) |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months · most recent filing Oct 21, 2026 · industry as reported over time: Pooled Investment Fund → Other Real Estate.
| Name | Relationship | Address state | On filings | Also listed on |
|---|---|---|---|---|
| David S. Carella | Executive Officer CFO of Intercontinental Real Estate Corporation, the Manager of the Issuer | MA | Oct 24, 2022 → Oct 21, 2026 | 4 other issuers |
| Marie-Louise Manon Lauren Freese | Executive Officer, Director Secretary of Intercontinental Real Estate Corporation, the Manager of the Issuer. | MA | Oct 21, 2026 | — |
| PAUL J. NASSER | Executive Officer President of Intercontinental Real Estate Corporation, the Manager of the Issuer | MA | Jun 18, 2009 → Oct 21, 2026 | 6 other issuers |
| PETER PALANDJIAN | Executive Officer, Director CHAIRMAN, CEO, SECRETARY & TREASURER OF INTERCONTINENTAL REAL ESTATE CORPORATION, THE MANAGER OF THE ISSUER | MA | Jun 18, 2009 → Oct 21, 2026 | 7 other issuers |
| THOMAS R. TARANTO, JR. | Executive Officer, Director CIO, VP AND ASSISTANT SECRETARY OF INTERCONTINENTAL REAL ESTATE CORPORATION, THE MANAGER OF THE ISSUER | MA | Nov 4, 2013 → Oct 21, 2026 | 6 other issuers |
| IRA J. STEPANIAN | Director DIRECTOR OF INTERCONTINENTAL REAL ESTATE CORPORATION, THE MANAGER OF THE ISSUER | MA | Jul 14, 2010 → Nov 13, 2015 | 1 other issuer |
| IRA STEPANIAN | Executive Officer, Director DIRECTOR OF INTERCONTINENTAL REAL ESTATE CORPORATION, THE MANAGER OF THE ISSUER | MA | Jun 18, 2009 | 1 other issuer |
Executive officers, directors and promoters as self-reported by the issuer. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Other issuers listing the same people:
Shared address: this business address appears on filings for 7 other issuers. Stated as a count only — many addresses are shared office buildings or registered agents.
Not yet searched. Sources to be searched: SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
Not yet collected. We store official links only (company website, verified via a profile claim) and the earliest archived date of the website; never personal or family accounts.
Export this report as PDF (all source links + data timestamp; members)
No corrections have been requested for this page.
The complete public-record profile for U.S. Real Estate Investment Fund, LLC, plus the weekly new-filings list.
Only "Connect me" shares your details — with this sponsor, at a flat price we charge them, never tied to whether you invest. "Just researching" shares nothing.
Free. Tell us what's wrong and, if you can, where the correct public record is. Every request is logged with its status (received → under review → fixed / confirmed with source).
Sponsors may add a sourced explanation next to any fact on this page. Reviewed before publishing; never edits the public record.
Free. Get the "Claimed by sponsor" chip and a verified contact for corrections. Claiming never changes the public-record section.