PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 9:15 PM ET

Sponsor Check › Sterling Office › Issuer

Sterling Real Estate Trust

Other · organized in NORTH DAKOTA · formed Over five years ago · Fargo, ND · SEC CIK 1412502

Part of sponsor group: Sterling Office (5 issuers, 86 filings) · grouped because: shared people, same business address · confidence 94% · Not the same sponsor? Request a correction

29Form D filings
$8,700,164max total sold reported
55investors (max reported)
2011–2026filing years
0new offerings, last 12 mo

Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 20, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

2. Regulatory actions

Not yet searched.

Sources to be searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. State securities regulator actions: not yet searched. · Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

4. Differences between public sources

Coming soon.

What will be compared: what the sponsor says publicly (website, marketing materials, claimed profile) against what public records show — SEC Form D filings, Form ADV adviser registration, and state business records. Every comparison is reviewed by a person before it is published.

No comparisons published yet.

Sources to be compared: sponsor public claims · SEC Form D · SEC Form ADV (IAPD) · state business records · As of Oct 23, 2026, 9:15 PM ET.

5. Money to insiders and sales commissions

3 of 12 offerings report sales commissions totalling $1,624,000; 0 report finder's fees; 2 report proceeds to related persons totalling $1,344,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Dec 30, 2011 D
File 021-171006
$672,000 (est.)$0$672,000 (est.)International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Larry O'Callahan (CRD 1121186)

International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Richard William Engen (CRD 2528314)
EDGAR ↗Jun 20, 2012 D
File 021-180035
$672,000 (est.)$0$672,000 (est.)None listed
EDGAR ↗Jul 20, 2012 D
File 021-181552
$0$0$0 (est.)None listed
EDGAR ↗Aug 17, 2012 D
File 021-182907
$0$0$0 (est.)None listed
EDGAR ↗Oct 17, 2012 D
File 021-185659
$280,000 (est.)$0$0 (est.)International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Larry O'Callahan (CRD 1121186)

International Assets Advisory, LLC BrokerCheck CRD 10645 ↗
via Richard William Engen (CRD 2528314)
EDGAR ↗Nov 13, 2012 D
File 021-186894
$0$0$0None listed
EDGAR ↗Dec 18, 2012 D
File 021-188573
$0$0$0None listed
EDGAR ↗Nov 28, 2017 D/A
File 021-189244
$0$0$0None listed
EDGAR ↗Feb 10, 2015 D
File 021-233784
$0 (est.)$0$0 (est.)
Yet to be determined.
Yet to be determined
via Gardner Financial Services, Inc. (CRD 21000)
EDGAR ↗Aug 6, 2015 D
File 021-245195
$0$0$0None listed
EDGAR ↗Oct 20, 2026 D/A
File 021-326699
$0$0$0None listed
EDGAR ↗Oct 24, 2024 D/A
File 021-523328
$0$0$0None listed

As reported by the issuer on Form D (Items 12–15), latest filing per offering. "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates.

Offerings (SEC Form D)

Each filing as reported by the issuer. Open a row for the full plain-English detail.

Oct 20, 2026 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Oct 20, 2026 · amends 0001437749-25-032555 ↗
SEC file no. 021-326699 · accession 0001437749-26-033012
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Oct 20, 2026 (5051 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Oct 20, 2026.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byMichael P. Carlson, General Counsel (Oct 20, 2026)
Changes vs prior filingNo change in the fields we track
Compared with the D/A filed Oct 31, 2025 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index
Oct 31, 2025 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Oct 31, 2025 · amends 0001437749-25-017153 ↗
SEC file no. 021-326699 · accession 0001437749-25-032555
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Oct 31, 2025 (4697 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Oct 31, 2025.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byMichael P. Carlson, General Counsel (Oct 24, 2025)
Changes vs prior filingnon-accredited investors: no → yes
Compared with the D/A filed May 15, 2025 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
May 15, 2025 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed May 15, 2025 · amends 0001437749-24-010835 ↗
SEC file no. 021-326699 · accession 0001437749-25-017153
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: May 15, 2025 (4528 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated May 15, 2025.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byMichael P. Carlson, General Counsel (May 15, 2025)
Changes vs prior filingnon-accredited investors: yes → no
Compared with the D/A filed Apr 3, 2024 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Oct 24, 2024 D/A REITS and Finance — $8,700,164 sold of $33,000,000 · 55 investors EDGAR ↗
FilingForm D/A (amendment) filed Oct 24, 2024 · amends 0001437749-24-028561 ↗
SEC file no. 021-523328 · accession 0001437749-24-032002
Raise progress$8,700,164 sold of $33,000,000 offered (26%) · $24,299,836 remaining
Filing timingDate of first sale: Aug 22, 2024 · Form D filed: Oct 24, 2024 (63 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale793 days (2.2 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors55 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byMichael P. Carlson, General Counsel (Oct 24, 2024)
Changes vs prior filingtotal sold: $1,329,929 → $8,700,164
investors: 12 → 55
Compared with the D filed Sep 5, 2024 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $33,000,000. Typical range: $125,000–$125,000.
Investors: 55. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Sep 5, 2024 D REITS and Finance — $1,329,929 sold of $33,000,000 · 12 investors EDGAR ↗
FilingForm D filed Sep 5, 2024
SEC file no. 021-523328 · accession 0001437749-24-028561
Raise progress$1,329,929 sold of $33,000,000 offered (4%) · $31,670,071 remaining
Filing timingDate of first sale: Aug 22, 2024 · Form D filed: Sep 5, 2024 (14 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale793 days (2.2 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors12 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byMichael P. Carlson, General Counsel (Sep 5, 2024)
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $33,000,000. Typical range: $125,000–$125,000.
Investors: 12. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Apr 3, 2024 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Apr 3, 2024 · amends 0001437749-23-008749 ↗
SEC file no. 021-326699 · accession 0001437749-24-010835
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Apr 3, 2024 (4121 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Apr 3, 2024.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byMichael P. Carlson, General Counsel (Apr 3, 2024)
Changes vs prior filingNo change in the fields we track
Compared with the D/A filed Mar 31, 2023 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Mar 31, 2023 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Mar 31, 2023 · amends 0001437749-22-025166 ↗
SEC file no. 021-326699 · accession 0001437749-23-008749
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Mar 31, 2023 (3752 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Mar 31, 2023.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byDamon K. Gleave, CFO & Treasurer (Mar 31, 2023)
Changes vs prior filingNo change in the fields we track
Compared with the D/A filed Oct 31, 2022 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Oct 31, 2022 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Oct 31, 2022 · amends 0001437749-22-012056 ↗
SEC file no. 021-326699 · accession 0001437749-22-025166
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Oct 31, 2022 (3601 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Oct 31, 2022.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byDamon K. Gleave, CFO & Treasurer (Oct 31, 2022)
Changes vs prior filingNo change in the fields we track
Compared with the D/A filed May 12, 2022 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
May 12, 2022 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed May 12, 2022 · amends 0001412502-21-000002 ↗
SEC file no. 021-326699 · accession 0001437749-22-012056
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: May 12, 2022 (3429 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated May 12, 2022.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byDamon K. Gleave, CFO & Treasurer (May 11, 2022)
Changes vs prior filingminimum investment: $1 → $0
Compared with the D/A filed Nov 19, 2021 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Nov 19, 2021 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Nov 19, 2021 · amends 0001412502-20-000001 ↗
SEC file no. 021-326699 · accession 0001412502-21-000002
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of Sterling on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Nov 19, 2021 (3255 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Nov 19, 2021.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$1
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJoel S. Thomsen, President and Chief Investment Officer (Nov 19, 2021)
Changes vs prior filingNo change in the fields we track
Compared with the D/A filed Nov 24, 2020 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $1. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Nov 24, 2020 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Nov 24, 2020 · amends 0001412502-19-000001 ↗
SEC file no. 021-326699 · accession 0001412502-20-000001
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of Sterling on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Nov 24, 2020 (2895 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Nov 24, 2020.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$1
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJoel S. Thomsen, President (Nov 24, 2020)
Changes vs prior filingminimum investment: $0 → $1
Compared with the D/A filed Nov 27, 2019 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $1. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Nov 27, 2019 D/A REITS and Finance — $2,325,065 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Nov 27, 2019 · amends 0001412502-18-000002 ↗
SEC file no. 021-326699 · accession 0001412502-19-000001
Raise progress$2,325,065 sold of $12,500,000 offered (19%) · $10,174,935 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of Sterling on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Nov 27, 2019 (2532 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Nov 27, 2019.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byRyan M. Downs, President (Nov 14, 2019)
Changes vs prior filingtotal sold: $2,297,033 → $2,325,065
Compared with the D/A filed Nov 28, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0. Typical range for similar offerings: $1,000–$1,000.
Offering size: $12,500,000. Typical range: $125,000–$125,000.
Investors: 18. Typical range: 124–125.
"Similar" = REITS and Finance offerings claiming 506(b) filed in the last 5 years (3,490 filings); ranges are the middle half (25th–75th percentile). No ranking or score.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Nov 28, 2018 D/A REITS and Finance — $2,297,033 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Nov 28, 2018 · amends 0001412502-18-000001 ↗
SEC file no. 021-326699 · accession 0001412502-18-000002
Raise progress$2,297,033 sold of $12,500,000 offered (18%) · $10,202,967 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of Sterling on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Nov 28, 2018 (2168 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Nov 28, 2018.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byRyan M. Downs, President (Nov 27, 2018)
Changes vs prior filingNo change in the fields we track
Compared with the D filed Nov 28, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Nov 28, 2018 D REITS and Finance — $2,297,033 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D filed Nov 28, 2018
SEC file no. 021-326699 · accession 0001412502-18-000001
Raise progress$2,297,033 sold of $12,500,000 offered (18%) · $10,202,967 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of Sterling on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Nov 28, 2018 (2168 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byRyan M. Downs, President (Nov 27, 2018)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Nov 28, 2017 D/A REITS and Finance — $2,297,033 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Nov 28, 2017 · amends 0001412502-16-000007 ↗
SEC file no. 021-189244 · accession 0001412502-17-000002
Raise progress$2,297,033 sold of $12,500,000 offered (18%) · $10,202,967 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of Sterling on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Nov 28, 2017 (1803 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Nov 28, 2017.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byRyan M. Downs, President (Nov 28, 2017)
Changes vs prior filingtotal sold: $2,163,787 → $2,297,033
Compared with the D/A filed Dec 7, 2016 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Dec 7, 2016 D/A REITS and Finance — $2,163,787 sold of $12,500,000 · 18 investors EDGAR ↗
FilingForm D/A (amendment) filed Dec 7, 2016 · amends 0001412502-14-000001 ↗
SEC file no. 021-189244 · accession 0001412502-16-000007
Raise progress$2,163,787 sold of $12,500,000 offered (17%) · $10,336,213 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of INREIT on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Dec 7, 2016 (1447 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Dec 7, 2016.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors18 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byBradley J. Swenson, President (Dec 1, 2016)
Changes vs prior filingtotal sold: $623,335 → $2,163,787
investors: 8 → 18
Compared with the D/A filed Apr 15, 2014 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Apr 19, 2016 D/A REITS and Finance — $1,553,819 sold of $12,500,000 · 15 investors EDGAR ↗
FilingForm D/A (amendment) filed Apr 19, 2016 · amends 0001412502-15-000002 ↗
SEC file no. 021-189244 · accession 0001412502-16-000005
Raise progress$1,553,819 sold of $12,500,000 offered (12%) · $10,946,181 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of Sterling on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Apr 19, 2016 (1215 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Apr 19, 2016.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors15 total · includes 4 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byBradley J. Swenson, President (Apr 15, 2016)
Changes vs prior filingtotal sold: $1,322,922 → $1,553,819
investors: 11 → 15
Compared with the D/A filed May 5, 2015 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Aug 6, 2015 D REITS and Finance — $0 sold of $20,000,000 · 0 investors EDGAR ↗
FilingForm D filed Aug 6, 2015
SEC file no. 021-245195 · accession 0001412502-15-000004
Raise progress$0 sold of $20,000,000 offered (0%) · $20,000,000 remaining
Filing timingDate of first sale: Yet to occur · Form D filed: Aug 6, 2015
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Annual amendmentsIssuer reported the offering may last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors0 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$25,000
Securities offeredDebt
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byBradley J. Swenson, President and Secretary (Aug 4, 2015)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
May 5, 2015 D/A REITS and Finance — $1,322,922 sold of $12,500,000 · 11 investors EDGAR ↗
FilingForm D/A (amendment) filed May 5, 2015 · amends 0001412502-14-000001 ↗
SEC file no. 021-189244 · accession 0001412502-15-000002
Raise progress$1,322,922 sold of $12,500,000 offered (11%) · $11,177,078 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of INREIT on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: May 5, 2015 (865 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated May 5, 2015.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors11 total · includes 3 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byBradley J. Swenson, President (May 5, 2015)
Changes vs prior filingtotal sold: $623,335 → $1,322,922
investors: 8 → 11
Compared with the D/A filed Apr 15, 2014 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Feb 10, 2015 D REITS and Finance — $0 sold of $25,000,000 · 0 investors EDGAR ↗
FilingForm D filed Feb 10, 2015
SEC file no. 021-233784 · accession 0001412502-15-000001
Raise progress$0 sold of $25,000,000 offered (0%) · $25,000,000 remaining
Filing timingDate of first sale: Yet to occur · Form D filed: Feb 10, 2015
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors0 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$25,000
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itYet to be determined — no CRD number reported · associated broker-dealer: Gardner Financial Services, Inc. (CRD 21000 ↗)
Solicits in: MN, ND
Money to insidersSales commissions: $0 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.)
Yet to be determined. However, any commission fees paid to registered dealer/brokers are anticipated not to exceed 7% of the gross proceeds. · Yet to be determined.
Signed byBradley J. Swenson, President and Secretary (Feb 9, 2015)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Apr 15, 2014 D/A REITS and Finance — $623,335 sold of $12,500,000 · 8 investors EDGAR ↗
FilingForm D/A (amendment) filed Apr 15, 2014 · amends 0001412502-13-000001 ↗
SEC file no. 021-189244 · accession 0001412502-14-000001
Raise progress$623,335 sold of $12,500,000 offered (5%) · $11,876,665 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of INREIT on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Apr 15, 2014 (480 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Apr 15, 2014.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors8 total · includes 2 non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byBradley J. Swenson, President (Apr 15, 2014)
Changes vs prior filingtotal sold: $257,323 → $623,335
investors: 2 → 8
exemption: 06 → 06b
non-accredited investors: no → yes
Compared with the D filed Jan 2, 2013 (EDGAR ↗). Amendment history as filed; no conclusion is drawn.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Jan 2, 2013 D REITS and Finance — $257,323 sold of $12,500,000 · 2 investors EDGAR ↗
FilingForm D filed Jan 2, 2013
SEC file no. 021-189244 · accession 0001412502-13-000001
Raise progress$257,323 sold of $12,500,000 offered (2%) · $12,242,677 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of INREIT on a 1 for 1 basis.
Filing timingDate of first sale: Dec 21, 2012 · Form D filed: Jan 2, 2013 (12 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,055 days (13.8 years)
Annual amendmentsIssuer reported the offering may last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors2 total · issuer reported no non-accredited investors
Exemption claimed06
Minimum investment accepted$0
Securities offeredEquity · business combination transaction
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byBradley J Swenson, President (Dec 28, 2012)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Dec 18, 2012 D REITS and Finance — $19,110 sold of $19,110 · 1 investors EDGAR ↗
FilingForm D filed Dec 18, 2012
SEC file no. 021-188573 · accession 0001412502-12-000008
Raise progress$19,110 sold of $19,110 offered (100%) · $0 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of INREIT on a 1 for 1 basis.
Filing timingDate of first sale: Dec 10, 2012 · Form D filed: Dec 18, 2012 (8 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,066 days (13.9 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimed06
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byBrad Swenson, President (Dec 18, 2012)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Nov 13, 2012 D REITS and Finance — $14,000 sold of $14,000 · 1 investors EDGAR ↗
FilingForm D filed Nov 13, 2012
SEC file no. 021-186894 · accession 0001412502-12-000007
Raise progress$14,000 sold of $14,000 offered (100%) · $0 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of INREIT on a 1 for 1 basis
Filing timingDate of first sale: Nov 8, 2012 · Form D filed: Nov 13, 2012 (5 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,098 days (14.0 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimed06
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byBrad Swenson, President (Nov 13, 2012)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Oct 17, 2012 D REITS and Finance — $2,827,748 sold of $3,500,000 · 15 investors EDGAR ↗
FilingForm D filed Oct 17, 2012
SEC file no. 021-185659 · accession 0001412502-12-000006
Raise progress$2,827,748 sold of $3,500,000 offered (81%) · $672,252 remaining
Filing timingDate of first sale: Oct 3, 2012 · Form D filed: Oct 17, 2012 (14 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,134 days (14.1 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors15 total · issuer reported no non-accredited investors
Exemption claimed06
Minimum investment accepted$25,000
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itInternational Assets Advisory, LLC — FINRA BrokerCheck CRD 10645 ↗ · associated broker-dealer: Larry O'Callahan (CRD 1121186 ↗)
Solicits in: MN, ND

International Assets Advisory, LLC — FINRA BrokerCheck CRD 10645 ↗ · associated broker-dealer: Richard William Engen (CRD 2528314 ↗)
Solicits in: MN, ND
Money to insidersSales commissions: $280,000 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.)
Commissions payable to registered broker/dealers will not exceed 8% of the gross payables raised.
Signed byBradley J. Swenson, President (Oct 16, 2012)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Aug 17, 2012 D REITS and Finance — $78,400 sold of $78,400 · 1 investors EDGAR ↗
FilingForm D filed Aug 17, 2012
SEC file no. 021-182907 · accession 0001412502-12-000003
Raise progress$78,400 sold of $78,400 offered (100%) · $0 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of INREIT on a 1 for 1 basis.
Filing timingDate of first sale: Aug 17, 2012 · Form D filed: Aug 17, 2012 (0 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,181 days (14.2 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimed06
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.)
Signed byKenneth P. Regan, Chief Executive Officer (Aug 17, 2012)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Jul 20, 2012 D REITS and Finance — $111,104 sold of $111,104 · 1 investors EDGAR ↗
FilingForm D filed Jul 20, 2012
SEC file no. 021-181552 · accession 0001412502-12-000002
Raise progress$111,104 sold of $111,104 offered (100%) · $0 remaining
Consideration was not paid in cash, but rather was an exchange of units of the operating partnership for shares of INREIT on a 1 for 1 basis.
Filing timingDate of first sale: Jun 21, 2012 · Form D filed: Jul 20, 2012 (29 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,238 days (14.4 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimed06
Minimum investment accepted$0
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 (est.)
Signed byKenneth P. Regan, Chief Executive Officer (Jul 20, 2012)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Jun 20, 2012 D REITS and Finance — $84,000 sold of $8,400,000 · 1 investors EDGAR ↗
FilingForm D filed Jun 20, 2012
SEC file no. 021-180035 · accession 0001412502-12-000001
Raise progress$84,000 sold of $8,400,000 offered (1%) · $8,316,000 remaining
Filing timingDate of first sale: Jun 11, 2012 · Form D filed: Jun 20, 2012 (9 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale5,248 days (14.4 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimed06
Minimum investment accepted$25,000
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $672,000 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $672,000 (est.)
Commissions payable to registered broker/dealers will not exceed 8% of the gross proceeds raised.
Signed byKenneth P. Regan, Chief Executive Officer (Jun 19, 2012)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set
Dec 30, 2011 D REITS and Finance — $0 sold of $8,400,000 · 0 investors EDGAR ↗
FilingForm D filed Dec 30, 2011
SEC file no. 021-171006 · accession 0001412502-11-000004
Raise progress$0 sold of $8,400,000 offered (0%) · $8,400,000 remaining
Filing timingDate of first sale: Yet to occur · Form D filed: Dec 30, 2011
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Annual amendmentsIssuer reported the offering is not expected to last more than one year.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors0 total · issuer reported no non-accredited investors
Exemption claimed06
Minimum investment accepted$25,000
Securities offeredEquity
Industry / issuer sizeREITS and Finance · revenue range: Decline to Disclose
Who is paid to sell itInternational Assets Advisory, LLC — FINRA BrokerCheck CRD 10645 ↗ · associated broker-dealer: Larry O'Callahan (CRD 1121186 ↗)
Solicits in: MN, ND

International Assets Advisory, LLC — FINRA BrokerCheck CRD 10645 ↗ · associated broker-dealer: Richard William Engen (CRD 2528314 ↗)
Solicits in: MN, ND
Money to insidersSales commissions: $672,000 (est.) · Finder's fees: $0 · Proceeds to officers, directors, promoters: $672,000 (est.)
Commissions payable to registered broker/dealers will not exceed 8% of the gross proceeds raised.
Signed byKenneth P. Regan, Chief Executive Officer (Dec 29, 2011)
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set

All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months · most recent filing Oct 20, 2026.

Key people (related persons as listed on Form D)

NameRelationshipAddress stateOn filingsAlso listed on
David F. PerkinsExecutive OfficerNDOct 24, 2024 → Oct 20, 20263 other issuers
Gregory P. HammesDirectorNDApr 3, 2024 → Oct 20, 20261 other issuer
James S. WielandDirector
Trustee
NDFeb 10, 2015 → Oct 20, 20263 other issuers
Joel S. ThomsenDirectorNDMay 12, 2022 → Oct 20, 20263 other issuers
Kenneth P. ReganExecutive Officer, Director
Chief Executive Officer and Trustee
NDFeb 10, 2015 → Oct 20, 20263 other issuers
Lance R. WolfDirector
Trustee
NDFeb 10, 2015 → Oct 20, 20263 other issuers
Luke B. SwensonExecutive OfficerNDApr 3, 2024 → Oct 20, 20263 other issuers
Mark T. PolovitzDirectorNDNov 24, 2020 → Oct 20, 20261 other issuer
Megan E. SchreinerExecutive OfficerNDApr 3, 2024 → Oct 20, 20263 other issuers
Michael P. CarlsonExecutive OfficerNDMar 31, 2023 → Oct 20, 20263 other issuers
Michelle L. KorsmoDirectorNDMay 12, 2022 → Oct 20, 20261 other issuer
Timothy A. HuntDirectorNDMay 12, 2022 → Oct 20, 20261 other issuer
Timothy L. HaugenDirectorNDMay 12, 2022 → Oct 20, 20263 other issuers
Lisa A. ReichExecutive OfficerNDMay 15, 20252 other issuers
James T. WielandDirectorNDSep 5, 2024 → Oct 24, 2024—
Ann L. ChristensonDirectorNDNov 24, 2020 → Apr 3, 20241 other issuer
Damon K. GleaveExecutive OfficerNDMay 12, 2022 → Mar 31, 20233 other issuers
Barry L. SchmiessExecutive OfficerNDOct 31, 20222 other issuers
Wayne W. CarlsonExecutive OfficerNDMay 12, 2022 → Oct 31, 20223 other issuers
Ann l. ChristensonDirectorNDMay 12, 20221 other issuer
ANN L. CHRISTENSENDirectorNDNov 19, 2021—
ERICA J. CHAFFEEExecutive OfficerNDNov 27, 2019 → Nov 19, 20213 other issuers
JAMES S. WIELANDDirector
Trustee
NDDec 7, 2016 → Nov 19, 20213 other issuers
JOEL S. THOMSENExecutive OfficerNDNov 28, 2017 → Nov 19, 20213 other issuers
KENNETH P. REGANExecutive Officer, Director
Chief Executive Officer and Trustee
NDApr 19, 2016 → Nov 19, 20213 other issuers
LANCE R. WOLFDirector
Trustee
NDApr 19, 2016 → Nov 19, 20213 other issuers
MARK T. POLOVITZDirectorNDNov 19, 20211 other issuer
MICHELLE L. KORSMODirectorNDNov 28, 2017 → Nov 19, 20211 other issuer
TIMOTHY A. HUNTDirectorNDNov 28, 2017 → Nov 19, 20211 other issuer
TIMOTHY L. HAUGENDirectorNDNov 28, 2017 → Nov 19, 20213 other issuers
WAYNE W. CARLSONExecutive OfficerNDNov 19, 20213 other issuers
MICHELLE R. KORSMODirectorNDNov 28, 2018 → Nov 24, 20201 other issuer
RYAN M. DOWNSExecutive OfficerNDNov 28, 2017 → Nov 24, 20203 other issuers
BRUCE W. FURNESSDirector
Chairman of the Board
NDApr 19, 2016 → Nov 27, 20191 other issuer
JAMES R. HANSENDirector
Trustee
NDApr 19, 2016 → Nov 27, 20192 other issuers
RICHARD F. SAVAGEAUDirectorNDNov 28, 2017 → Nov 27, 2019—
ANGIE D. STOCKExecutive Officer
Chief Accounting Officer and Treasurer
NDApr 19, 2016 → Nov 28, 20183 other issuers
BRADLEY J. SWENSONExecutive Officer
President and Secretary
NDApr 19, 2016 → Dec 7, 20163 other issuers
CLIFFORD W. FEARINGDirectorNDApr 19, 2016 → Dec 7, 20161 other issuer
RICHARD R. SAVAGEAUDirector
Trustee
NDApr 19, 2016 → Dec 7, 20161 other issuer
TIMOTHY R. HAUGENDirector
Trustee
NDApr 19, 2016 → Dec 7, 2016—
TIMOTHY R. HUNTDirector
Trustee
NDApr 19, 2016 → Dec 7, 20161 other issuer
JAMES S. WEILANDDirectorNDApr 19, 20161 other issuer
Angie D. StockExecutive Officer
Chief Accounting Officer and Treasurer
NDFeb 10, 2015 → Aug 6, 20153 other issuers
Bradley J. SwensonExecutive Officer
President and Secretary
NDFeb 10, 2015 → Aug 6, 20153 other issuers
Bruce W. FurnessDirector
Chairman of the Board
NDFeb 10, 2015 → Aug 6, 20151 other issuer
Clifford D. FearingDirector
Trustee
NDAug 6, 2015—
James R. HansenDirector
Trustee
NDNov 13, 2012 → Aug 6, 20152 other issuers
Richard R. SavageauDirector
Trustee
NDApr 15, 2014 → Aug 6, 20151 other issuer
Timothy R. HaugenDirector
Trustee
NDApr 15, 2014 → Aug 6, 2015—
Timothy R. HuntDirector
Trustee
NDNov 13, 2012 → Aug 6, 20151 other issuer
Angie D StockExecutive Officer
Chief Accounting Officer and Treasurer
NDApr 15, 2014 → May 5, 20153 other issuers
Bradley J SwensonExecutive Officer
President and Secretary
NDDec 30, 2011 → May 5, 20153 other issuers
Bruce W FurnessDirector
Chairman of the Board
NDDec 30, 2011 → May 5, 20151 other issuer
Clifford W FearingDirectorNDDec 30, 2011 → May 5, 20151 other issuer
James S WielandDirector
Trustee
NDDec 30, 2011 → May 5, 20153 other issuers
Kenneth P ReganExecutive Officer, Director
Chief Executive Officer and Trustee
NDDec 30, 2011 → May 5, 20153 other issuers
Lance R WolfDirector
Trustee
NDDec 30, 2011 → May 5, 20153 other issuers
Cliford D. FearingDirector
Trustee
NDFeb 10, 2015—
Lawrence R O'CallaghanDirectorNDDec 30, 2011 → Jan 2, 20131 other issuer
Peter J WingerExecutive OfficerNDDec 30, 2011 → Jan 2, 20131 other issuer
Richard R SavageauDirector
Trustee
NDDec 30, 2011 → Jan 2, 20131 other issuer
James R HansenDirector
Trustee
NDDec 30, 2011 → Oct 17, 20122 other issuers
Timothy R HuntDirector
Trustee
NDDec 30, 2011 → Oct 17, 20121 other issuer
Darla J IversonExecutive OfficerNDDec 30, 2011 → Aug 17, 2012—
Peggy W BeckerDirectorNDDec 30, 2011—

Executive officers, directors and promoters as self-reported by the issuer. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.

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