Sponsor Check › Sentinel Private › Issuer
Business Trust · organized in DELAWARE · formed Over five years ago · HOUSTON, TX · SEC CIK 1263072
Part of sponsor group: Sentinel Private (21 issuers, 136 filings) · grouped because: shared people, shared management entity, same business address · confidence 93% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 20, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. State securities regulator actions: not yet searched. · Search queued. Results are added automatically; check back later or follow this page to be notified.
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What will be compared: what the sponsor says publicly (website, marketing materials, claimed profile) against what public records show — SEC Form D filings, Form ADV adviser registration, and state business records. Every comparison is reviewed by a person before it is published.
No comparisons published yet.
Sources to be compared: sponsor public claims · SEC Form D · SEC Form ADV (IAPD) · state business records · As of Oct 23, 2026, 9:13 PM ET.
0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 20, 2026 D/A File 021-58454 | $0 | $0 | $0 | None listed |
As reported by the issuer on Form D (Items 12–15), latest filing per offering. "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates.
Each filing as reported by the issuer. Open a row for the full plain-English detail.
| Filing | Form D/A (amendment) filed Oct 20, 2026 · amends 0001104659-25-100993 ↗ SEC file no. 021-58454 · accession 0001104659-26-117295 |
|---|---|
| Raise progress | $391,507,257 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Oct 20, 2026 (9059 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 20, 2026. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 75 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Anne-Lise A. Wiegand, CFO of Managing Trustee of the Issuer (Oct 20, 2026) |
| Changes vs prior filing | total sold: $390,205,257 → $391,507,257 Compared with the D/A filed Oct 21, 2025 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 75. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index |
| Filing | Form D/A (amendment) filed Oct 21, 2025 · amends 0001104659-24-110006 ↗ SEC file no. 021-58454 · accession 0001104659-25-100993 |
|---|---|
| Raise progress | $390,205,257 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Oct 21, 2025 (8695 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 21, 2025. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 75 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Anne-Lise A. Wiegand, CFO of Managing Trustee of the Issuer (Oct 21, 2025) |
| Changes vs prior filing | total sold: $388,294,257 → $390,205,257 Compared with the D/A filed Oct 21, 2024 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 75. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 21, 2024 · amends 0001104659-23-110541 ↗ SEC file no. 021-58454 · accession 0001104659-24-110006 |
|---|---|
| Raise progress | $388,294,257 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Oct 21, 2024 (8330 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 21, 2024. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 75 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Anne-Lise A. Wiegand, CFO of Managing Trustee of the Issuer (Oct 10, 2024) |
| Changes vs prior filing | total sold: $383,246,257 → $388,294,257 Compared with the D/A filed Oct 20, 2023 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 75. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 20, 2023 · amends 0001104659-22-099305 ↗ SEC file no. 021-58454 · accession 0001104659-23-110541 |
|---|---|
| Raise progress | $383,246,257 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Oct 20, 2023 (7963 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 20, 2023. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 75 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Anne-Lise A. Wiegand, Managing Director & CFO of Managing Trustee of the Issuer (Oct 17, 2023) |
| Changes vs prior filing | total sold: $375,169,257 → $383,246,257 investors: 111 → 75 Compared with the D/A filed Sep 12, 2022 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 75. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Sep 12, 2022 · amends 9999999997-03-035002 ↗ SEC file no. 021-58454 · accession 0001104659-22-099305 |
|---|---|
| Raise progress | $375,169,257 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Sep 12, 2022 (7560 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 12, 2022. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 111 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Anne-Lise A. Wiegand, Managing Director & CFO of Managing Trustee of the Issuer (Sep 12, 2022) |
| Changes vs prior filing | total sold: $359,811,257 → $375,169,257 investors: 100 → 111 exemption: 3C, 06b, 3C.7 → 06b, 3C, 3C.7 Compared with the D/A filed Sep 10, 2021 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 111. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Sep 10, 2021 · amends 9999999997-03-035002 ↗ SEC file no. 021-58454 · accession 0001104659-21-114642 |
|---|---|
| Raise progress | $359,811,257 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Sep 10, 2021 (7193 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 10, 2021. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 100 total · issuer reported no non-accredited investors |
| Exemption claimed | Investment Company Act 3C exclusion; Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Anne-Lise A. Wiegand, Managing Director & CFO of Managing Trustee of the Issuer (Sep 10, 2021) |
| Changes vs prior filing | total sold: $329,444,000 → $359,811,257 investors: 97 → 100 exemption: 06b, 3C, 3C.7 → 3C, 06b, 3C.7 Compared with the D/A filed Sep 10, 2020 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 100. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Sep 10, 2020 · amends 0001144204-14-050910 ↗ SEC file no. 021-58454 · accession 0001104659-20-103801 |
|---|---|
| Raise progress | $329,444,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Sep 10, 2020 (6828 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 10, 2020. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 97 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Anne-Lise A. Wiegand, Managing Director, CFO of Managing Trustee of the Issuer (Sep 9, 2020) |
| Changes vs prior filing | total sold: $116,238,000 → $329,444,000 investors: 40 → 97 Compared with the D/A filed Aug 18, 2014 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 97. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Sep 10, 2019 · amends 0001144204-18-048661 ↗ SEC file no. 021-58454 · accession 0001144204-19-044043 |
|---|---|
| Raise progress | $308,950,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Sep 10, 2019 (6462 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 10, 2019. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 93 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Anne-Lise A. Wiegand, SVP & CFO of Managing Trustee of the Issuer (Sep 10, 2019) |
| Changes vs prior filing | total sold: $275,692,000 → $308,950,000 investors: 84 → 93 Compared with the D/A filed Sep 10, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 93. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Sep 10, 2018 · amends 9999999997-03-035002 ↗ SEC file no. 021-58454 · accession 0001144204-18-048661 |
|---|---|
| Raise progress | $275,692,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Sep 10, 2018 (6097 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Sep 10, 2018. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 84 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Anne-Lise A. Wiegand, SVP & CFO of Managing Trustee of the Issuer (Sep 7, 2018) |
| Changes vs prior filing | total sold: $237,707,000 → $275,692,000 investors: 76 → 84 Compared with the D/A filed Aug 18, 2017 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 84. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Aug 18, 2017 · amends 9999999997-03-035002 ↗ SEC file no. 021-58454 · accession 0001144204-17-044062 |
|---|---|
| Raise progress | $237,707,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Aug 18, 2017 (5709 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 18, 2017. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 76 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | D. Fort Flowers, Chairman and CEO of the Managing Trustee of the Issuer (Aug 17, 2017) |
| Changes vs prior filing | total sold: $201,982,000 → $237,707,000 investors: 68 → 76 Compared with the D/A filed Aug 11, 2016 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 76. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Aug 11, 2016 · amends 0001144204-15-050327 ↗ SEC file no. 021-58454 · accession 0001144204-16-118205 |
|---|---|
| Raise progress | $201,982,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Aug 11, 2016 (5337 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 11, 2016. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 68 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bart Rainey, Sr Managing Director of the Managing Trustee of the Issuer (Aug 10, 2016) |
| Changes vs prior filing | total sold: $141,210,000 → $201,982,000 investors: 47 → 68 Compared with the D/A filed Aug 18, 2015 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 68. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Aug 18, 2015 · amends 0001144204-14-050910 ↗ SEC file no. 021-58454 · accession 0001144204-15-050327 |
|---|---|
| Raise progress | $141,210,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Aug 18, 2015 (4978 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 18, 2015. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 47 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bart Rainey, Sr Managing Director of Managing Trustee of the Issuer (Aug 7, 2015) |
| Changes vs prior filing | total sold: $116,238,000 → $141,210,000 investors: 40 → 47 Compared with the D/A filed Aug 18, 2014 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 47. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Aug 18, 2014 · amends 9999999997-03-035002 ↗ SEC file no. 021-58454 · accession 0001144204-14-050910 |
|---|---|
| Raise progress | $116,238,000 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Dec 31, 2001 · Form D filed: Aug 18, 2014 (4613 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,063 days (24.8 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Aug 18, 2014. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 40 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Hedge Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | D. Fort Flowers, Chairman and CEO of the Managing Trustee of the Issuer (Aug 15, 2014) |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months · most recent filing Oct 20, 2026.
| Name | Relationship | Address state | On filings | Also listed on |
|---|---|---|---|---|
| Anne-Lise Wiegand | Executive Officer CFO of the Managing Trustee | TX | Oct 20, 2026 | 8 other issuers |
| D. Fort Flowers | Director Executive Chairman of the Board of the Managing Trustee | TX | Aug 18, 2014 → Oct 20, 2026 | 10 other issuers |
| David A. Bristol, Jr. | Director Vice Chairman, Principal and Director of the Managing Trustee | TX | Aug 18, 2014 → Oct 20, 2026 | 10 other issuers |
| Lisa Prast | Director Director of the Managing Trustee | TX | Oct 20, 2026 | 5 other issuers |
| Lissa Gangjee | Executive Officer, Director President and CEO, Director of the Managing Trustee | TX | Oct 20, 2026 | 5 other issuers |
| Manual Mehos | Director Director of the Managing Trustee | TX | Oct 20, 2026 | 5 other issuers |
| Mark Sparano | Director Director of the Managing Trustee | TX | Oct 20, 2026 | 5 other issuers |
| Richard R. Cruse | Director Director of the Managing Trustee | TX | Aug 18, 2014 → Oct 20, 2026 | 10 other issuers |
| Richard R. Flowers | Director Director of the Managing Trustee | TX | Sep 10, 2019 → Oct 20, 2026 | 9 other issuers |
| Sentinel Trust Company, L.B.A. entity | Executive Officer Managing Trustee of the Issuer | TX | Aug 18, 2014 → Oct 20, 2026 | 10 other issuers |
| Stephanie Donaho | Director Director of the Managing Trustee | TX | Oct 20, 2026 | 5 other issuers |
| Todd Burchett | Executive Officer CIO of the Managing Trustee | TX | Oct 20, 2026 | 5 other issuers |
| Walter Muller III | Director Director of the Managing Trustee | TX | Oct 20, 2026 | 5 other issuers |
| Anne-Lise R. Wiegand | Executive Officer CFO of the Managing Trustee | TX | Sep 10, 2021 → Oct 21, 2025 | 8 other issuers |
| Lisa Fort Prast | Director Director of the Managing Trustee | TX | Sep 10, 2019 → Oct 21, 2025 | 9 other issuers |
| Lissa Fort Gangjee | Executive Officer, Director President and CEO, Director of the Managing Trustee | TX | Sep 10, 2019 → Oct 21, 2025 | 9 other issuers |
| Manual Fort Mehos | Director Director of the Managing Trustee | TX | Sep 10, 2019 → Oct 21, 2025 | 9 other issuers |
| Mark R. Sparano | Director Director of the Managing Trustee | TX | Sep 10, 2019 → Oct 21, 2025 | 9 other issuers |
| Stephanie R. Donaho | Director Director of the Managing Trustee | TX | Aug 18, 2015 → Oct 21, 2025 | 9 other issuers |
| Todd R. Burchett | Executive Officer CIO of the Managing Trustee | TX | Sep 10, 2021 → Oct 21, 2025 | 8 other issuers |
| Walter R. Muller III | Director Director of the Managing Trustee | TX | Sep 10, 2019 → Oct 21, 2025 | 9 other issuers |
| Lisa J. Prast | Director Director of the Managing Trustee | TX | Sep 10, 2018 | 6 other issuers |
| Manuel J. Mehos | Director Director of the Managing Trustee | TX | Aug 18, 2014 → Sep 10, 2018 | 9 other issuers |
| Mark J. Sparano | Director Director of the Managing Trustee | TX | Sep 10, 2018 | 6 other issuers |
| Richard J. Flowers | Director Director of the Managing Trustee | TX | Sep 10, 2018 | 6 other issuers |
| Walter J. Muller III | Director Director of the Managing Trustee | TX | Sep 10, 2018 | 6 other issuers |
| John Thomas Eubank | Director Director of the Managing Trustee | TX | Aug 18, 2014 → Aug 18, 2017 | 7 other issuers |
| Joseph Thomas Flowers | Director Director of the Managing Trustee | TX | Aug 11, 2016 → Aug 18, 2017 | 6 other issuers |
| Lisa Thomas Prast | Director Director of the Managing Trustee | TX | Aug 11, 2016 → Aug 18, 2017 | 6 other issuers |
| Marcie R. Bristol | Director Director of the Managing Trustee | TX | Aug 18, 2015 → Aug 18, 2017 | 6 other issuers |
| Richard Thomas Flowers | Director Director of the Managing Trustee | TX | Aug 18, 2017 | 6 other issuers |
| John Thomas Murray | Director Director of the Managing Trustee | TX | Aug 11, 2016 | 5 other issuers |
| Harvey C. Fruehauf | Director Director of the Managing Trustee | TX | Aug 18, 2014 → Aug 18, 2015 | 6 other issuers |
| John M. Murray | Director Director of the Managing Trustee | TX | Aug 18, 2015 | 5 other issuers |
| Sara M. Beall | Director Director of the Managing Trustee | TX | Aug 18, 2014 → Aug 18, 2015 | 6 other issuers |
| Albert A. Prast | Director Director of the Managing Trustee | TX | Aug 18, 2014 | 6 other issuers |
| Mark M. Foster | Director Director of the Managing Trustee | TX | Aug 18, 2014 | 6 other issuers |
Executive officers, directors and promoters as self-reported by the issuer. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Other issuers listing the same people:
Shared address: this business address appears on filings for 23 other issuers. Stated as a count only — many addresses are shared office buildings or registered agents.
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