PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:02 PM ET

Sponsor Check › Lyonross Liquid › Issuer

LyonRoss Partners Fund Ltd.

Other · organized in CAYMAN ISLANDS · formed more than five years before filing · New York, NY · SEC CIK 1385350 · formerly LCM Partners Fund Ltd.; BPA Advanced Alpha Ltd

Part of sponsor group: Lyonross Liquid (4 issuers, 26 filings) · grouped because: shared people, same business address, similar issuer names · confidence 100% · Not the same sponsor? Request a correction

10Form D filings
$335,351,681max total sold reported
42investors (max reported)
2011–2020filing years
0new offerings, last 12 mo

Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Jan 16, 2020 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or its Form ADV) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.

5. Money to insiders and sales commissions

1 of 1 offering reports sales commissions totalling $71,086; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 16, 2020 D/A
File 021-98105
$71,086$0$0EFG BANK no CRD number reported

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Property records 0 documents · 0 ownership records · not yet checked

0 recorded documents and 0 ownership records matched to LyonRoss Partners Fund Ltd. in the sources searched.

Not found in sources searched (no on-demand check has run yet): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c); NYC PLUTO ownership via NYC Open Data (64uk-42ks); Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp); Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and ownership, refreshed monthly); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL, Harris County TX, Dallas County TX (assessor ownership and deed/sale records only); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:02 PM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET · Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Counterparties that are not business entities are shown as "an individual (name withheld)"; residential addresses are never shown. Items still in human review are not shown.

Offerings (SEC Form D)

Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.

Offerings at a glance — 1 offering, 10 filings (one row per SEC file number)
File no.Original Form DLatest filingAmendmentsOffered (latest)Sold (latest)Industry (latest)
021-98105not in our indexJan 16, 2020 D/A EDGAR ↗10
latest Jan 16, 2020
Indefinite$335,351,681Pooled Investment Fund

Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.

Jan 16, 2020 D/A Pooled Investment Fund — $335,351,681 sold of Indefinite · 42 investors EDGAR ↗
FilingForm D/A (amendment) filed Jan 16, 2020 · amends 0001385350-19-000001 ↗
SEC file no. 021-98105 · accession 0001385350-20-000002 · filing 10 of 10 in this offering
Raise progress$335,351,681 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 16, 2020
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Jan 16, 2020. Most recent amendment for this offering in our index: this filing, Jan 16, 2020.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors42 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itEFG BANK — no CRD number reported
Money to insidersSales commissions: $71,086 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byTIM BLISS, DIRECTOR (Jan 16, 2020)
Changes vs previous filing
  • total sold: $331,616,096 (Jan 15, 2019) → $335,351,681 (Jan 16, 2020)
  • investors: 39 (Jan 15, 2019) → 42 (Jan 16, 2020)
  • related persons added (Jan 16, 2020): TIM BLISS
Compared with the D/A filed Jan 15, 2019 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 42. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 15, 2019 D/A Pooled Investment Fund — $331,616,096 sold of Indefinite · 39 investors EDGAR ↗
FilingForm D/A (amendment) filed Jan 15, 2019 · amends 0001385350-18-000001 ↗
SEC file no. 021-98105 · accession 0001385350-19-000001 · filing 9 of 10 in this offering
Raise progress$331,616,096 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 15, 2019
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Jan 15, 2019. Most recent amendment for this offering in our index: Jan 16, 2020 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors39 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itEFG BANK — no CRD number reported
Money to insidersSales commissions: $71,086 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byPIERS PLAYFAIR, DIRECTOR (Jan 15, 2019)
Changes vs previous filing
  • total sold: $321,747,366 (Jan 18, 2018) → $331,616,096 (Jan 15, 2019)
  • investors: 32 (Jan 18, 2018) → 39 (Jan 15, 2019)
  • sales commissions: $67,580 (Jan 18, 2018) → $71,086 (Jan 15, 2019)
Compared with the D/A filed Jan 18, 2018 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 39. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 18, 2018 D/A Pooled Investment Fund — $321,747,366 sold of Indefinite · 32 investors EDGAR ↗
FilingForm D/A (amendment) filed Jan 18, 2018 · amends 0001385350-17-000001 ↗
SEC file no. 021-98105 · accession 0001385350-18-000001 · filing 8 of 10 in this offering
Raise progress$321,747,366 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 18, 2018
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Jan 18, 2018. Most recent amendment for this offering in our index: Jan 16, 2020 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors32 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itEFG BANK — no CRD number reported
Money to insidersSales commissions: $67,580 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byPIERS PLAYFAIR, DIRECTOR (Jan 18, 2018)
Changes vs previous filing
  • total sold: $287,636,366 (Jan 24, 2017) → $321,747,366 (Jan 18, 2018)
  • investors: 30 (Jan 24, 2017) → 32 (Jan 18, 2018)
  • sales commissions: $59,795 (Jan 24, 2017) → $67,580 (Jan 18, 2018)
Compared with the D/A filed Jan 24, 2017 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 32. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 24, 2017 D/A Pooled Investment Fund — $287,636,366 sold of Indefinite · 30 investors EDGAR ↗
FilingForm D/A (amendment) filed Jan 24, 2017 · amends 0001385350-16-000002 ↗
SEC file no. 021-98105 · accession 0001385350-17-000001 · filing 7 of 10 in this offering
Raise progress$287,636,366 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 24, 2017
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Jan 24, 2017. Most recent amendment for this offering in our index: Jan 16, 2020 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors30 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itEFG BANK — no CRD number reported
Money to insidersSales commissions: $59,795 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byPIERS PLAYFAIR, DIRECTOR (Jan 24, 2017)
Changes vs previous filing
  • total sold: $281,678,315 (Jan 28, 2016) → $287,636,366 (Jan 24, 2017)
  • sales commissions: $48,989 (Jan 28, 2016) → $59,795 (Jan 24, 2017)
Compared with the D/A filed Jan 28, 2016 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 30. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 28, 2016 D/A Pooled Investment Fund — $281,678,315 sold of Indefinite · 30 investors EDGAR ↗
FilingForm D/A (amendment) filed Jan 28, 2016 · amends 0001385350-15-000001 ↗
SEC file no. 021-98105 · accession 0001385350-16-000002 · filing 6 of 10 in this offering
Raise progress$281,678,315 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 28, 2016
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Jan 28, 2016. Most recent amendment for this offering in our index: Jan 16, 2020 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors30 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itEFG BANK — no CRD number reported
Money to insidersSales commissions: $48,989 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byPIERS PLAYFAIR, DIRECTOR (Jan 28, 2016)
Changes vs previous filing
  • total sold: $262,743,675 (Jan 26, 2015) → $281,678,315 (Jan 28, 2016)
  • investors: 29 (Jan 26, 2015) → 30 (Jan 28, 2016)
  • sales commissions: $0 (Jan 26, 2015) → $48,989 (Jan 28, 2016)
  • sales-compensation recipients added (Jan 28, 2016): EFG BANK
Compared with the D/A filed Jan 26, 2015 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 30. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 26, 2015 D/A Pooled Investment Fund — $262,743,675 sold of Indefinite · 29 investors EDGAR ↗
FilingForm D/A (amendment) filed Jan 26, 2015 · amends 0000819176-14-000009 ↗
SEC file no. 021-98105 · accession 0001385350-15-000001 · filing 5 of 10 in this offering
Raise progress$262,743,675 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 26, 2015
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Jan 26, 2015. Most recent amendment for this offering in our index: Jan 16, 2020 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors29 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byPIERS PLAYFAIR, DIRECTOR (Jan 26, 2015)
Changes vs previous filing
  • total sold: $258,836,393 (Jan 24, 2014) → $262,743,675 (Jan 26, 2015)
  • related persons no longer listed (Jan 26, 2015): ED GOLDMAN
Compared with the D/A filed Jan 24, 2014 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 29. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 24, 2014 D/A Pooled Investment Fund — $258,836,393 sold of Indefinite · 29 investors EDGAR ↗
FilingForm D/A (amendment) filed Jan 24, 2014 · amends 0001567783-13-000005 ↗
SEC file no. 021-98105 · accession 0000819176-14-000009 · filing 4 of 10 in this offering
Raise progress$258,836,393 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 24, 2014
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Jan 24, 2014. Most recent amendment for this offering in our index: Jan 16, 2020 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors29 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byPIERS PLAYFAIR, DIRECTOR (Jan 24, 2014)
Changes vs previous filing
  • total sold: $227,431,393 (Jan 29, 2013) → $258,836,393 (Jan 24, 2014)
  • investors: 24 (Jan 29, 2013) → 29 (Jan 24, 2014)
  • exemption: Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Jan 29, 2013) → Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Jan 24, 2014)
  • related persons added (Jan 24, 2014): CHRISTINE FLETCHER
  • related persons no longer listed (Jan 24, 2014): ISATOU SEY
Compared with the D/A filed Jan 29, 2013 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 29. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 29, 2013 D/A Pooled Investment Fund — $227,431,393 sold of Indefinite · 24 investors EDGAR ↗
FilingForm D/A (amendment) filed Jan 29, 2013 · amends 0001536265-12-000012 ↗
SEC file no. 021-98105 · accession 0001567783-13-000005 · filing 3 of 10 in this offering
Raise progress$227,431,393 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Jan 29, 2013
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Jan 29, 2013. Most recent amendment for this offering in our index: Jan 16, 2020 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors24 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byPIERS PLAYFAIR, DIRECTOR (Jan 29, 2013)
Changes vs previous filing
  • total sold: $208,777,393 (Feb 2, 2012) → $227,431,393 (Jan 29, 2013)
  • related persons added (Jan 29, 2013): ROBERT MESCHI, TALINE FESTEKJIAN
  • related persons no longer listed (Jan 29, 2013): JULIA BRONSON, ABALI HOILETT
Compared with the D/A filed Feb 2, 2012 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 24. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Feb 2, 2012 D/A Pooled Investment Fund — $208,777,393 sold of Indefinite · 24 investors EDGAR ↗
FilingForm D/A (amendment) filed Feb 2, 2012 · amends 0001509668-11-000010 ↗
SEC file no. 021-98105 · accession 0001536265-12-000012 · filing 2 of 10 in this offering
Raise progress$208,777,393 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Feb 2, 2012
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Feb 2, 2012. Most recent amendment for this offering in our index: Jan 16, 2020 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors24 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byPIERS PLAYFAIR, DIRECTOR (Feb 2, 2012)
Changes vs previous filing
  • related persons added (Feb 2, 2012): ISATOU SEY, JULIA BRONSON
  • related persons no longer listed (Feb 2, 2012): BRUCE M. CATANIA, TALINE M. FESTEKJIAN, MICHELLE M. WILSON-CLARKE
Compared with the D/A filed Feb 18, 2011 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 24. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Feb 18, 2011 D/A Pooled Investment Fund — $208,777,393 sold of Indefinite · 24 investors EDGAR ↗
FilingForm D/A (amendment) filed Feb 18, 2011 · amends a pre-2008 paper filing (EDGAR accession 9999999997-07-000889, no electronic copy)
SEC file no. 021-98105 · accession 0001509668-11-000010 · filing 1 of 10 in this offering
Raise progress$208,777,393 sold of Indefinite offered · Indefinite remaining · first sale Jul 1, 2006
Filing timingDate of first sale: Jul 1, 2006 · Original Form D filed: not in our index (filed before 2008, under another file number, or its link has not yet been retrieved from EDGAR) · This amendment (Form D/A) filed: Feb 18, 2011
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale7,420 days (20.3 years)
Annual amendmentsIssuer reported the offering may last more than one year. This filing is an amendment dated Feb 18, 2011. Most recent amendment for this offering in our index: Jan 16, 2020 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors24 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredPooled investment fund interests
Entity detailsOrganized in CAYMAN ISLANDS · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryPooled Investment Fund (Hedge Fund)
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byBRUCE CATANIA, CHIEF OPERATING AND CHIEF COMPLIANCE OFFICER (Feb 18, 2011)
Changes vs previous filingPrevious filing in this offering: a pre-2008 paper filing that is not on EDGAR in electronic form. No comparison is shown.
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 24. Typical range: 4–27.
"Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Amendment history — 10 amendments on this page, each compared with the filing before it in the same offering
Amendment filedFile no.Compared withWhat changed (both values as filed)
Jan 16, 2020 EDGAR ↗021-98105Jan 15, 2019 D/Atotal sold: $331,616,096 (Jan 15, 2019) → $335,351,681 (Jan 16, 2020) · investors: 39 (Jan 15, 2019) → 42 (Jan 16, 2020) · related persons added (Jan 16, 2020): TIM BLISS
Jan 15, 2019 EDGAR ↗021-98105Jan 18, 2018 D/Atotal sold: $321,747,366 (Jan 18, 2018) → $331,616,096 (Jan 15, 2019) · investors: 32 (Jan 18, 2018) → 39 (Jan 15, 2019) · sales commissions: $67,580 (Jan 18, 2018) → $71,086 (Jan 15, 2019)
Jan 18, 2018 EDGAR ↗021-98105Jan 24, 2017 D/Atotal sold: $287,636,366 (Jan 24, 2017) → $321,747,366 (Jan 18, 2018) · investors: 30 (Jan 24, 2017) → 32 (Jan 18, 2018) · sales commissions: $59,795 (Jan 24, 2017) → $67,580 (Jan 18, 2018)
Jan 24, 2017 EDGAR ↗021-98105Jan 28, 2016 D/Atotal sold: $281,678,315 (Jan 28, 2016) → $287,636,366 (Jan 24, 2017) · sales commissions: $48,989 (Jan 28, 2016) → $59,795 (Jan 24, 2017)
Jan 28, 2016 EDGAR ↗021-98105Jan 26, 2015 D/Atotal sold: $262,743,675 (Jan 26, 2015) → $281,678,315 (Jan 28, 2016) · investors: 29 (Jan 26, 2015) → 30 (Jan 28, 2016) · sales commissions: $0 (Jan 26, 2015) → $48,989 (Jan 28, 2016) · and 1 more (open the filing above)
Jan 26, 2015 EDGAR ↗021-98105Jan 24, 2014 D/Atotal sold: $258,836,393 (Jan 24, 2014) → $262,743,675 (Jan 26, 2015) · related persons no longer listed (Jan 26, 2015): ED GOLDMAN
Jan 24, 2014 EDGAR ↗021-98105Jan 29, 2013 D/Atotal sold: $227,431,393 (Jan 29, 2013) → $258,836,393 (Jan 24, 2014) · investors: 24 (Jan 29, 2013) → 29 (Jan 24, 2014) · exemption: Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)); Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Jan 29, 2013) → Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only (Jan 24, 2014) · and 2 more (open the filing above)
Jan 29, 2013 EDGAR ↗021-98105Feb 2, 2012 D/Atotal sold: $208,777,393 (Feb 2, 2012) → $227,431,393 (Jan 29, 2013) · related persons added (Jan 29, 2013): ROBERT MESCHI, TALINE FESTEKJIAN · related persons no longer listed (Jan 29, 2013): JULIA BRONSON, ABALI HOILETT
Feb 2, 2012 EDGAR ↗021-98105Feb 18, 2011 D/Arelated persons added (Feb 2, 2012): ISATOU SEY, JULIA BRONSON · related persons no longer listed (Feb 2, 2012): BRUCE M. CATANIA, TALINE M. FESTEKJIAN, MICHELLE M. WILSON-CLARKE
Feb 18, 2011 EDGAR ↗021-98105not in our indexNo comparison (previous filing not in our index)

Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.

All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Jan 16, 2020. Industry as reported, by offering: One offering, reported as Pooled Investment Fund (Feb 18, 2011).

Key people (related persons as listed on Form D)

NameRelationshipAddress stateOn filings (first → last)Also listed on
Christine Fletcher
also filed as CHRISTINE FLETCHER
DirectorE9Jan 24, 2014 → Jan 16, 2020
on 7 of 10 filings
listed on the latest filing
48 other issuers
PIERS PLAYFAIR
also filed as PIERS M. PLAYFAIR
Executive OfficerNYFeb 18, 2011 → Jan 16, 2020
on 10 of 10 filings
listed on the latest filing
3 other issuers
Robert Meschi
also filed as ROBERT MESCHI
DirectorE9Jan 29, 2013 → Jan 16, 2020
on 8 of 10 filings
listed on the latest filing
82 other issuers
TALINE FESTEKJIAN
also filed as TALINE M. FESTEKJIAN
Executive OfficerNYFeb 18, 2011 → Jan 16, 2020
on 9 of 10 filings
listed on the latest filing
1 other issuer
TIM BLISSExecutive Officer, DirectorNYJan 16, 2020
on 1 of 10 filings
listed on the latest filing
—
ED GOLDMAN
also filed as ED M. GOLDMAN
Executive OfficerNYFeb 18, 2011 → Jan 24, 2014
on 4 of 10 filings
not listed on the latest filing (Jan 16, 2020)
1 other issuer
Isatou Sey
also filed as ISATOU SEY
DirectorE9Feb 2, 2012 → Jan 29, 2013
on 2 of 10 filings
not listed on the latest filing (Jan 16, 2020)
20 other issuers
Abali Hoilett
also filed as ABALI HOILETT
DirectorE9Feb 2, 2012
on 1 of 10 filings
not listed on the latest filing (Jan 16, 2020)
71 other issuers
JULIA BRONSONExecutive OfficerNYFeb 2, 2012
on 1 of 10 filings
not listed on the latest filing (Jan 16, 2020)
1 other issuer
Abali M. Hoilett
also filed as ABALI M. HOILETT
DirectorE9Feb 18, 2011
on 1 of 10 filings
not listed on the latest filing (Jan 16, 2020)
12 other issuers
BRUCE CATANIA
also filed as BRUCE M. CATANIA
Executive OfficerNYFeb 18, 2011
on 1 of 10 filings
not listed on the latest filing (Jan 16, 2020)
2 other issuers
Michelle M. Wilson-Clarke
also filed as MICHELLE M. WILSON-CLARKE
DirectorE9Feb 18, 2011
on 1 of 10 filings
not listed on the latest filing (Jan 16, 2020)
158 other issuers

Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.

Connections

Other issuers listing the same people (showing 40 of 82):

Shared address: this business address appears on filings for 8 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Public profiles

Public profiles official links and public statements, each with its source and date

Not yet collected.

Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the issuer's own Form ADV; we never look it up elsewhere and never collect personal or family accounts.

Entity standing: not checked (no official programmatic source for NY yet).

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Filing-to-filing changes are in Amendment history above.

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