Sponsor Check › Issuer
Corporation · organized in DELAWARE · formed more than five years before filing · HAYWARD, CA · SEC CIK 1531034 · formerly KINESTRAL TECHNOLOGIES, INC.
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Dec 19, 2023 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or its Form ADV) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Dec 19, 2023 D/A File 021-166458 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 19, 2023 D/A File 021-314950 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 19, 2023 D File 021-500169 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 19, 2023 D File 021-500173 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 20, 2018 D File 021-314951 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 30, 2015 D File 021-250445 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 26, 2014 D File 021-212557 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 26, 2014 D File 021-212558 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to HALIO, INC. in the sources searched.
Not found in sources searched (no on-demand check has run yet): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c); NYC PLUTO ownership via NYC Open Data (64uk-42ks); Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp); Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and ownership, refreshed monthly); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL, Harris County TX, Dallas County TX (assessor ownership and deed/sale records only); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:00 PM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET · Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Counterparties that are not business entities are shown as "an individual (name withheld)"; residential addresses are never shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-500173 | Dec 19, 2023 EDGAR ↗ | Dec 19, 2023 D EDGAR ↗ | 0 | $82,797,373 | $82,797,373 | Other Technology |
| 021-500169 | Dec 19, 2023 EDGAR ↗ | Dec 19, 2023 D EDGAR ↗ | 0 | $293,283,071 | $293,283,071 | Other Technology |
| 021-314951 | Jun 20, 2018 EDGAR ↗ | Jun 20, 2018 D EDGAR ↗ | 0 | $54,620,450 | $23,585,313 | Other Technology |
| 021-314950 | Jun 20, 2018 EDGAR ↗ | Dec 19, 2023 D/A EDGAR ↗ | 1 latest Dec 19, 2023 | $87,707,115 | $87,707,115 | Other Technology |
| 021-250445 | Oct 30, 2015 EDGAR ↗ | Oct 30, 2015 D EDGAR ↗ | 0 | $33,073,962 | $29,573,963 | Other |
| 021-212558 | Feb 26, 2014 EDGAR ↗ | Feb 26, 2014 D EDGAR ↗ | 0 | $4,000,000 | $4,000,000 | Other Technology |
| 021-212557 | Feb 26, 2014 EDGAR ↗ | Feb 26, 2014 D EDGAR ↗ | 0 | $7,085,039 | $7,085,039 | Other Technology |
| 021-166458 | Sep 27, 2011 EDGAR ↗ | Dec 19, 2023 D/A EDGAR ↗ | 2 latest Dec 19, 2023 | $23,864,894 | $23,864,894 | Other Technology |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D filed Dec 19, 2023 SEC file no. 021-500173 · accession 0001739074-23-000012 |
|---|---|
| Raise progress | $82,797,373 sold of $82,797,373 offered (100%) · $0 remaining · first sale Oct 23, 2023 |
| Filing timing | Date of first sale: Oct 23, 2023 · Form D filed: Dec 19, 2023 (57 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 1,097 days (3.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 14 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Douglas Schendt, Chief Executive Officer (Dec 19, 2023) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $82,797,373. Typical range: $1,100,015–$10,001,163. Investors: 14. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Dec 19, 2023 SEC file no. 021-500169 · accession 0001739074-23-000011 |
|---|---|
| Raise progress | $293,283,071 sold of $293,283,071 offered (100%) · $0 remaining · first sale Jan 31, 2019 Issuer's note: Includes $8,524,792.29 in value of cancelled promissory notes. Additionally, the total offering amount and total amount sold represent the aggregate exercise price of certain warrants to purchase shares of capital stock of the Issuer. |
| Filing timing | Date of first sale: Jan 31, 2019 · Form D filed: Dec 19, 2023 (1783 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,823 days (7.7 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 19 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Douglas Schendt, Chief Executive Officer (Dec 19, 2023) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $293,283,071. Typical range: $1,100,015–$10,001,163. Investors: 19. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Dec 19, 2023 · amends 0001531034-18-000002 ↗ SEC file no. 021-314950 · accession 0001739074-23-000010 · filing 2 of 2 in this offering |
|---|---|
| Raise progress | $87,707,115 sold of $87,707,115 offered (100%) · $0 remaining · first sale Jan 26, 2017 Issuer's note: Includes $31,547,999.98 in value of cancelled promissory notes. Additionally, the total offering amount and total amount sold represent the aggregate exercise price of certain warrants to purchase shares of capital stock of the Issuer. |
| Filing timing | Date of first sale: Jan 26, 2017 · Original Form D filed: Jun 20, 2018 (510 days after first sale) · This amendment (Form D/A) filed: Dec 19, 2023 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 3,558 days (9.7 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Dec 19, 2023. Most recent amendment for this offering in our index: this filing, Dec 19, 2023. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 15 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Douglas Schendt, Chief Executive Officer (Dec 19, 2023) |
| Changes vs previous filing |
Compared with the D filed Jun 20, 2018 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $87,707,115. Typical range: $1,100,015–$10,001,163. Investors: 15. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Dec 19, 2023 · amends 0001531034-11-000001 ↗ SEC file no. 021-166458 · accession 0001739074-23-000009 · filing 3 of 3 in this offering |
|---|---|
| Raise progress | $23,864,894 sold of $23,864,894 offered (100%) · $0 remaining · first sale Sep 16, 2011 Issuer's note: Includes $5,109,917.82 in value of cancelled promissory notes. Additionally, the total offering amount and total amount sold represent the aggregate exercise price of certain warrants to purchase shares of capital stock of the Issuer. |
| Filing timing | Date of first sale: Sep 16, 2011 · Original Form D filed: Sep 27, 2011 (11 days after first sale) · This amendment (Form D/A) filed: Dec 19, 2023 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,517 days (15.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Dec 19, 2023. Most recent amendment for this offering in our index: this filing, Dec 19, 2023. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 10 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Douglas Schendt, Chief Executive Officer (Dec 19, 2023) |
| Changes vs previous filing |
Compared with the D/A filed Nov 8, 2012 (EDGAR ↗). The issuer's form cites 0001531034-11-000001 as the filing it amends; the comparison here is with the filing immediately before this one in the same offering. Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $23,864,894. Typical range: $1,100,015–$10,001,163. Investors: 10. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jun 20, 2018 SEC file no. 021-314951 · accession 0001531034-18-000003 |
|---|---|
| Raise progress | $23,585,313 sold of $54,620,450 offered (43%) · $31,035,137 remaining · first sale May 10, 2018 Issuer's note: Total Amount Sold includes $13,158,823 upon conversion of debt to equity. |
| Filing timing | Date of first sale: May 10, 2018 · Form D filed: Jun 20, 2018 (41 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,089 days (8.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 19 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Suk-Bae Cha, Chief Executive Officer (Jun 19, 2018) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $54,620,450. Typical range: $1,100,015–$10,001,163. Investors: 19. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jun 20, 2018 SEC file no. 021-314950 · accession 0001531034-18-000002 · filing 1 of 2 in this offering |
|---|---|
| Raise progress | $82,602,983 sold of $82,602,983 offered (100%) · $0 remaining · first sale Jan 26, 2017 Issuer's note: Total Amount Sold includes $31,548,000 upon conversion of debt to equity. |
| Filing timing | Date of first sale: Jan 26, 2017 · Form D filed: Jun 20, 2018 (510 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,558 days (9.7 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Dec 19, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 16 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 (est.) · Finder's fees: $0 (est.) · Proceeds to officers, directors, promoters: $0 (est.) |
| Signed by | Suk-Bae Cha, Chief Executive Officer (Jun 19, 2018) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $82,602,983. Typical range: $1,100,015–$10,001,163. Investors: 16. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Oct 30, 2015 SEC file no. 021-250445 · accession 0001531034-15-000001 |
|---|---|
| Raise progress | $29,573,963 sold of $33,073,962 offered (89%) · $3,499,999 remaining · first sale Feb 5, 2015 |
| Filing timing | Date of first sale: Feb 5, 2015 · Form D filed: Oct 30, 2015 (267 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,279 days (11.7 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 8 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Debt; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Geoffrey Richardson, Chief Financial Officer (Oct 30, 2015) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $33,073,962. Typical range: $500,000–$7,000,000. Investors: 8. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Feb 26, 2014 SEC file no. 021-212558 · accession 0001531034-14-000002 |
|---|---|
| Raise progress | $4,000,000 sold of $4,000,000 offered (100%) · $0 remaining · first sale Sep 25, 2013 |
| Filing timing | Date of first sale: Sep 25, 2013 · Form D filed: Feb 26, 2014 (154 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,777 days (13.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(c) — general advertising allowed; all investors must be verified accredited |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Debt |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Suk-Bae Cha, CEO (Feb 14, 2014) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $4,000,000. Typical range: $1,000,000–$10,000,000. Investors: 4. Typical range: 1–11. "Similar" = Other Technology, Rule 506(c). Based on 805 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(c); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 576, offering size 684, investors 529. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Feb 26, 2014 SEC file no. 021-212557 · accession 0001531034-14-000001 |
|---|---|
| Raise progress | $7,085,039 sold of $7,085,039 offered (100%) · $0 remaining · first sale Sep 25, 2013 Issuer's note: Total Amount Sold includes $4,085,041 upon conversion of principal and interest from convertible promissory notes. |
| Filing timing | Date of first sale: Sep 25, 2013 · Form D filed: Feb 26, 2014 (154 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,777 days (13.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(c) — general advertising allowed; all investors must be verified accredited |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Suk-Bae Cha, CEO (Feb 14, 2014) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $7,085,039. Typical range: $1,000,000–$10,000,000. Investors: 4. Typical range: 1–11. "Similar" = Other Technology, Rule 506(c). Based on 805 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(c); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 576, offering size 684, investors 529. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 8, 2012 · amends 0001531034-11-000001 ↗ SEC file no. 021-166458 · accession 0001531034-12-000002 · filing 2 of 3 in this offering |
|---|---|
| Raise progress | $16,000,000 sold of $16,000,000 offered (100%) · $0 remaining · first sale Sep 16, 2011 Issuer's note: Total Amount Sold includes $1,024,876.72 upon conversion of principal and interest from convertible promissory notes. |
| Filing timing | Date of first sale: Sep 16, 2011 · Original Form D filed: Sep 27, 2011 (11 days after first sale) · This amendment (Form D/A) filed: Nov 8, 2012 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,517 days (15.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 8, 2012. Most recent amendment for this offering in our index: Dec 19, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 8 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Suk-Bae Cha, CEO (Nov 7, 2012) |
| Changes vs previous filing |
Compared with the D filed Sep 27, 2011 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $16,000,000. Typical range: $1,100,015–$10,001,163. Investors: 8. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Sep 27, 2011 SEC file no. 021-166458 · accession 0001531034-11-000001 · filing 1 of 3 in this offering |
|---|---|
| Raise progress | $9,000,000 sold of $16,000,000 offered (56%) · $7,000,000 remaining · first sale Sep 16, 2011 Issuer's note: Total Amount Sold includes $1,024,876.72 upon conversion of principal and interest from convertible promissory notes. |
| Filing timing | Date of first sale: Sep 16, 2011 · Form D filed: Sep 27, 2011 (11 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,517 days (15.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Dec 19, 2023 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 8 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $37,000 |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other Technology |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Howard Turner, President (Sep 27, 2011) |
| Market context | Minimum investment: $37,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $16,000,000. Typical range: $1,100,015–$10,001,163. Investors: 8. Typical range: 2–14. "Similar" = Other Technology, Rule 506(b). Based on 17,390 Form D filings 2021–2026 in the same industry and exemption (Other Technology, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 4,892, offering size 16,373, investors 16,629. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
|---|---|---|---|
| Dec 19, 2023 EDGAR ↗ | 021-314950 | Jun 20, 2018 D | total sold: $82,602,983 (Jun 20, 2018) → $87,707,115 (Dec 19, 2023) · total offering: $82,602,983 (Jun 20, 2018) → $87,707,115 (Dec 19, 2023) · investors: 16 (Jun 20, 2018) → 15 (Dec 19, 2023) · and 3 more (open the filing above) |
| Dec 19, 2023 EDGAR ↗ | 021-166458 | Nov 8, 2012 D/A | total sold: $16,000,000 (Nov 8, 2012) → $23,864,894 (Dec 19, 2023) · total offering: $16,000,000 (Nov 8, 2012) → $23,864,894 (Dec 19, 2023) · investors: 8 (Nov 8, 2012) → 10 (Dec 19, 2023) · and 5 more (open the filing above) |
| Nov 8, 2012 EDGAR ↗ | 021-166458 | Sep 27, 2011 D | total sold: $9,000,000 (Sep 27, 2011) → $16,000,000 (Nov 8, 2012) · remaining: $7,000,000 (Sep 27, 2011) → $0 (Nov 8, 2012) · minimum investment: $37,000 (Sep 27, 2011) → $0 as filed (no minimum reported) (Nov 8, 2012) · and 3 more (open the filing above) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Dec 19, 2023. Industry as reported, by offering: Previous offerings: Other Technology (2011–2014), Other (2015). Latest offering: Other Technology (2018–2023; most recent Dec 19, 2023).
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| Dipender Uk Saluja | Director | CA | Dec 19, 2023 on 4 of 11 filings listed on the latest filing | — |
| Dong Uk Choi | Director | CA | Dec 19, 2023 on 4 of 11 filings listed on the latest filing | — |
| Douglas Schendt | Executive Officer, Director | CA | Dec 19, 2023 on 4 of 11 filings listed on the latest filing | — |
| HOWARD S. BERGH also filed as HOWARD SAM BERGH; Howard S Bergh; HOWARD S BERGH | Executive Officer, Director | CA | Sep 27, 2011 → Dec 19, 2023 on 8 of 11 filings listed on the latest filing | — |
| Minjai Uk Cho | Director | CA | Dec 19, 2023 on 4 of 11 filings listed on the latest filing | — |
| Seung-Won Uk Yang | Director | CA | Dec 19, 2023 on 3 of 11 filings listed on the latest filing | — |
| Sueng-Won Uk Yang | Director | CA | Dec 19, 2023 on 1 of 11 filings listed on the latest filing | — |
| BRUCE SAM SOHN also filed as Bruce Sohn | Director | CA | Oct 30, 2015 → Jun 20, 2018 on 3 of 11 filings not listed on the latest filing (Dec 19, 2023) | 1 other issuer |
| DIPENDER SAM SALUJA | Director | CA | Jun 20, 2018 on 2 of 11 filings not listed on the latest filing (Dec 19, 2023) | — |
| HOWARD TURNER also filed as Howard Turner | Executive Officer, Director | CA | Sep 27, 2011 → Jun 20, 2018 on 6 of 11 filings not listed on the latest filing (Dec 19, 2023) | — |
| JEAN-FRANCOIS SAM HERIS | Director | CA | Jun 20, 2018 on 2 of 11 filings not listed on the latest filing (Dec 19, 2023) | — |
| SCOTT SAM ROCKLAGE also filed as SCOTT S. ROCKLAGE | Director | CA | Sep 27, 2011 → Jun 20, 2018 on 4 of 11 filings not listed on the latest filing (Dec 19, 2023) | — |
| Sam Colella also filed as SAM S. COLELLA; SAM SAM COLELLA | Director | CA | Sep 27, 2011 → Jun 20, 2018 on 7 of 11 filings not listed on the latest filing (Dec 19, 2023) | 3 other issuers |
| Suk-Bae Cha also filed as SUK-BAE S. CHA; SUK-BAE CHA | Executive Officer, Director | CA | Nov 8, 2012 → Jun 20, 2018 on 6 of 11 filings not listed on the latest filing (Dec 19, 2023) | — |
| Dipender Saluja | Director | CA | Oct 30, 2015 on 1 of 11 filings not listed on the latest filing (Dec 19, 2023) | 32 other issuers |
| Geoffrey Richardson | Executive Officer | CA | Oct 30, 2015 on 1 of 11 filings not listed on the latest filing (Dec 19, 2023) | 1 other issuer |
| Sam Bergh | Director | CA | Feb 26, 2014 → Oct 30, 2015 on 3 of 11 filings not listed on the latest filing (Dec 19, 2023) | — |
| Scott Rocklage | Director | CA | Feb 26, 2014 → Oct 30, 2015 on 3 of 11 filings not listed on the latest filing (Dec 19, 2023) | 8 other issuers |
| DAVID S. SUMMA | Executive Officer, Director | CA | Sep 27, 2011 on 1 of 11 filings not listed on the latest filing (Dec 19, 2023) | — |
Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Other issuers listing the same people (showing 40 of 45):
Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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Entity standing: not checked (no official programmatic source for CA yet).
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