Sponsor Check › Issuer
Corporation · organized in ONTARIO, CANADA · formed more than five years before filing · TAMPA, FL · SEC CIK 1758124 · formerly CANSORTIUM INC.
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Sep 4, 2025 · Courts (RECAP) last checked: Oct 23, 2026, 11:54 PM ET · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:54 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:54 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or the Form ADV of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
5 of 11 offerings report sales commissions totalling $3,474,806; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 4, 2025 D File 021-556628 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 7, 2021 D File 021-423926 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 10, 2021 D File 021-398812 | $2,485,000 | $0 | $0 | Seaport Global Securities LLC BrokerCheck CRD 116270 ↗ |
| EDGAR ↗ | Apr 14, 2021 D File 021-395858 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 9, 2021 D File 021-388896 | $68,000 | $0 | $0 | Ascendant Alternative Strategies, LLC BrokerCheck CRD 0283881 ↗ |
| EDGAR ↗ | Aug 31, 2020 D File 021-374519 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 20, 2020 D File 021-361050 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 4, 2019 D File 021-341131 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 4, 2019 D/A File 021-335768 | $90,720 | $0 | $0 | Canaccord Genuity LLC BrokerCheck CRD 1020 ↗ |
| EDGAR ↗ | Feb 26, 2019 D File 021-333584 | $600,000 | $0 | $0 | Ascendant Alternative Strategies, LLC BrokerCheck CRD 0283881 ↗ |
| EDGAR ↗ | Nov 21, 2018 D/A File 021-325531 | $231,086 | $0 | $0 | Ascendant Alternative Strategies, LLC BrokerCheck CRD 0283881 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to Fluent Corp. in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:30 PM ET; last subject check: Oct 24, 2026, 12:42 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-556628 | Sep 4, 2025 EDGAR ↗ | Sep 4, 2025 D EDGAR ↗ | 0 | $210,000 | $210,000 | Other |
| 021-423926 | Dec 7, 2021 EDGAR ↗ | Dec 7, 2021 D EDGAR ↗ | 0 | $2,499,999 | $2,499,999 | Other |
| 021-398812 | May 10, 2021 EDGAR ↗ | May 10, 2021 D EDGAR ↗ | 0 | $66,000,000 | $66,000,000 | Other |
| 021-395858 | Apr 14, 2021 EDGAR ↗ | Apr 14, 2021 D EDGAR ↗ | 0 | $13,749,999 | $13,749,999 | Other |
| 021-388896 | Feb 9, 2021 EDGAR ↗ | Feb 9, 2021 D EDGAR ↗ | 0 | $674,218 | $674,218 | Other |
| 021-374519 | Aug 31, 2020 EDGAR ↗ | Aug 31, 2020 D EDGAR ↗ | 0 | $2,082,102 | $2,082,102 | Other |
| 021-361050 | Feb 20, 2020 EDGAR ↗ | Feb 20, 2020 D EDGAR ↗ | 0 | $2,879,152 | $2,879,152 | Other |
| 021-341131 | Jun 4, 2019 EDGAR ↗ | Jun 4, 2019 D EDGAR ↗ | 0 | $2,000,000 | $2,000,000 | Other |
| 021-335768 | Mar 27, 2019 EDGAR ↗ | Apr 4, 2019 D/A EDGAR ↗ | 1 latest Apr 4, 2019 | $4,047,798 | $4,047,798 | Other |
| 021-333584 | Feb 26, 2019 EDGAR ↗ | Feb 26, 2019 D EDGAR ↗ | 0 | $10,000,021 | $10,000,021 | Other |
| 021-325531 | Nov 9, 2018 EDGAR ↗ | Nov 21, 2018 D/A EDGAR ↗ | 1 latest Nov 21, 2018 | $13,670,947 | $13,670,947 | Other |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D filed Sep 4, 2025 SEC file no. 021-556628 · accession 0002060880-25-000002 |
|---|---|
| Raise progress | $210,000 sold of $210,000 offered (100%) · $0 remaining · first sale Aug 27, 2025 |
| Filing timing | Date of first sale: Aug 27, 2025 · Form D filed: Sep 4, 2025 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 423 days (1.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $210,000 |
| Securities offered | Equity |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Matt Mundy, Chief Legal Officer (Sep 4, 2025) |
| Market context | Minimum investment: $210,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $210,000. Typical range: $500,000–$7,000,000. Investors: 1. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Dec 7, 2021 SEC file no. 021-423926 · accession 0001758124-21-000004 |
|---|---|
| Raise progress | $2,499,999 sold of $2,499,999 offered (100%) · $0 remaining · first sale Dec 3, 2021 |
| Filing timing | Date of first sale: Dec 3, 2021 · Form D filed: Dec 7, 2021 (4 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 1,786 days (4.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $2,499,999 |
| Securities offered | Equity |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | /s/ Todd Buchman, Chief Legal Officer (Dec 7, 2021) |
| Market context | Minimum investment: $2,499,999. Typical range for similar offerings: $5,000–$50,000. Offering size: $2,499,999. Typical range: $500,000–$7,000,000. Investors: 1. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed May 10, 2021 SEC file no. 021-398812 · accession 0001758124-21-000003 |
|---|---|
| Raise progress | $66,000,000 sold of $66,000,000 offered (100%) · $0 remaining · first sale Apr 29, 2021 |
| Filing timing | Date of first sale: Apr 29, 2021 · Form D filed: May 10, 2021 (11 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,004 days (5.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 13 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $500,000 |
| Securities offered | Debt; Option, warrant or other right to acquire |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Seaport Global Securities LLC — FINRA BrokerCheck CRD 116270 ↗ Solicits in: CO, CT, FL, MA, MN, NY |
| Money to insiders | Sales commissions: $2,485,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Todd Buchman, Chief Legal Officer (May 7, 2021) |
| Market context | Minimum investment: $500,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $66,000,000. Typical range: $500,000–$7,000,000. Investors: 13. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Apr 14, 2021 SEC file no. 021-395858 · accession 0001758124-21-000002 |
|---|---|
| Raise progress | $13,749,999 sold of $13,749,999 offered (100%) · $0 remaining · first sale Apr 1, 2021 |
| Filing timing | Date of first sale: Apr 1, 2021 · Form D filed: Apr 14, 2021 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,032 days (5.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 11 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $50,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Todd Buchman, Chief Legal Officer (Apr 14, 2021) |
| Market context | Minimum investment: $50,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $13,749,999. Typical range: $500,000–$7,000,000. Investors: 11. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Feb 9, 2021 SEC file no. 021-388896 · accession 0001758124-21-000001 |
|---|---|
| Raise progress | $674,218 sold of $674,218 offered (100%) · $0 remaining · first sale Feb 1, 2021 |
| Filing timing | Date of first sale: Feb 1, 2021 · Form D filed: Feb 9, 2021 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,091 days (5.7 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 17 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $1,685 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Ascendant Alternative Strategies, LLC — FINRA BrokerCheck CRD 0283881 ↗ Solicits in: CA, CT, FL, NJ, NY, TX |
| Money to insiders | Sales commissions: $68,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Todd Buchman, Chief Legal Officer (Feb 8, 2021) |
| Market context | Minimum investment: $1,685. Typical range for similar offerings: $5,000–$50,000. Offering size: $674,218. Typical range: $500,000–$7,000,000. Investors: 17. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Aug 31, 2020 SEC file no. 021-374519 · accession 0001758124-20-000002 |
|---|---|
| Raise progress | $2,082,102 sold of $2,082,102 offered (100%) · $0 remaining · first sale Aug 21, 2020 |
| Filing timing | Date of first sale: Aug 21, 2020 · Form D filed: Aug 31, 2020 (10 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,255 days (6.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 17 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $5,197 |
| Securities offered | Equity |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Todd Buchman, Chief Legal Officer (Aug 31, 2020) |
| Market context | Minimum investment: $5,197. Typical range for similar offerings: $5,000–$50,000. Offering size: $2,082,102. Typical range: $500,000–$7,000,000. Investors: 17. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Feb 20, 2020 SEC file no. 021-361050 · accession 0001758124-20-000001 |
|---|---|
| Raise progress | $2,879,152 sold of $2,879,152 offered (100%) · $0 remaining · first sale Feb 7, 2020 |
| Filing timing | Date of first sale: Feb 7, 2020 · Form D filed: Feb 20, 2020 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,451 days (6.7 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 5 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $100,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Todd Buchman, Chief Legal Officer (Feb 20, 2020) |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $2,879,152. Typical range: $500,000–$7,000,000. Investors: 5. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jun 4, 2019 SEC file no. 021-341131 · accession 0001758124-19-000005 |
|---|---|
| Raise progress | $2,000,000 sold of $2,000,000 offered (100%) · $0 remaining · first sale May 23, 2019 |
| Filing timing | Date of first sale: May 23, 2019 · Form D filed: Jun 4, 2019 (12 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,711 days (7.4 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $900,000 |
| Securities offered | Debt |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Jeffrey Reath, Executive Vice President (Jun 4, 2019) |
| Market context | Minimum investment: $900,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $2,000,000. Typical range: $500,000–$7,000,000. Investors: 2. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Apr 4, 2019 · amends 0001758124-19-000003 ↗ SEC file no. 021-335768 · accession 0001758124-19-000004 · filing 2 of 2 in this offering |
|---|---|
| Raise progress | $4,047,798 sold of $4,047,798 offered (100%) · $0 remaining · first sale Mar 21, 2019 |
| Filing timing | Date of first sale: Mar 21, 2019 · Original Form D filed: Mar 27, 2019 (6 days after first sale) · This amendment (Form D/A) filed: Apr 4, 2019 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 2,774 days (7.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Apr 4, 2019. Most recent amendment for this offering in our index: this filing, Apr 4, 2019. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 15 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $4,000 |
| Securities offered | Equity |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Canaccord Genuity LLC — FINRA BrokerCheck CRD 1020 ↗ Solicits in: FL, NY |
| Money to insiders | Sales commissions: $90,720 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Jeffrey Reath, Executive Vice President (Apr 4, 2019) |
| Changes vs previous filing |
Compared with the D filed Mar 27, 2019 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $4,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $4,047,798. Typical range: $500,000–$7,000,000. Investors: 15. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Mar 27, 2019 SEC file no. 021-335768 · accession 0001758124-19-000003 · filing 1 of 2 in this offering |
|---|---|
| Raise progress | $2,535,798 sold of $2,535,798 offered (100%) · $0 remaining · first sale Mar 21, 2019 |
| Filing timing | Date of first sale: Mar 21, 2019 · Form D filed: Mar 27, 2019 (6 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,774 days (7.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Apr 4, 2019 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 12 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $4,000 |
| Securities offered | Equity |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Jeffrey Reath, Executive Vice President (Mar 26, 2019) |
| Market context | Minimum investment: $4,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $2,535,798. Typical range: $500,000–$7,000,000. Investors: 12. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Feb 26, 2019 SEC file no. 021-333584 · accession 0001758124-19-000002 |
|---|---|
| Raise progress | $10,000,021 sold of $10,000,021 offered (100%) · $0 remaining · first sale Feb 13, 2019 |
| Filing timing | Date of first sale: Feb 13, 2019 · Form D filed: Feb 26, 2019 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,810 days (7.7 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 17 total · includes 0 non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $25,000 |
| Securities offered | Debt |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Ascendant Alternative Strategies, LLC — FINRA BrokerCheck CRD 0283881 ↗ Solicits in: CA, CT, FL, NJ, NY, TX |
| Money to insiders | Sales commissions: $600,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Jeffrey Reath, Executive Vice President (Feb 25, 2019) |
| Market context | Minimum investment: $25,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $10,000,021. Typical range: $500,000–$7,000,000. Investors: 17. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 21, 2018 · amends 0001758124-18-000001 ↗ SEC file no. 021-325531 · accession 0001758124-18-000002 · filing 2 of 2 in this offering |
|---|---|
| Raise progress | $13,670,947 sold of $13,670,947 offered (100%) · $0 remaining · first sale Oct 30, 2018 |
| Filing timing | Date of first sale: Oct 30, 2018 · Original Form D filed: Nov 9, 2018 (10 days after first sale) · This amendment (Form D/A) filed: Nov 21, 2018 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 2,916 days (8.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Nov 21, 2018. Most recent amendment for this offering in our index: this filing, Nov 21, 2018. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 38 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Option, warrant or other right to acquire |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Ascendant Alternative Strategies, LLC — FINRA BrokerCheck CRD 0283881 ↗ Solicits in: CA, CT, FL, NE, NJ, NY, TX, VA |
| Money to insiders | Sales commissions: $231,086 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Jeffrey Reath, Executive Vice President (Nov 21, 2018) |
| Changes vs previous filing |
Compared with the D filed Nov 9, 2018 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $13,670,947. Typical range: $500,000–$7,000,000. Investors: 38. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Nov 9, 2018 SEC file no. 021-325531 · accession 0001758124-18-000001 · filing 1 of 2 in this offering |
|---|---|
| Raise progress | $11,310,155 sold of $11,310,155 offered (100%) · $0 remaining · first sale Oct 30, 2018 |
| Filing timing | Date of first sale: Oct 30, 2018 · Form D filed: Nov 9, 2018 (10 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,916 days (8.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Nov 21, 2018 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 27 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $25,000 |
| Securities offered | Option, warrant or other right to acquire |
| Entity details | Organized in ONTARIO, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Ascendant Alternative Strategies, LLC — FINRA BrokerCheck CRD 0283881 ↗ Solicits in: CA, CT, FL, NE, NJ, NY, TX, VA |
| Money to insiders | Sales commissions: $172,499 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Jeffrey Reath, Executive Vice President (Nov 8, 2018) |
| Market context | Minimum investment: $25,000. Typical range for similar offerings: $5,000–$50,000. Offering size: $11,310,155. Typical range: $500,000–$7,000,000. Investors: 27. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
|---|---|---|---|
| Apr 4, 2019 EDGAR ↗ | 021-335768 | Mar 27, 2019 D | total sold: $2,535,798 (Mar 27, 2019) → $4,047,798 (Apr 4, 2019) · total offering: $2,535,798 (Mar 27, 2019) → $4,047,798 (Apr 4, 2019) · investors: 12 (Mar 27, 2019) → 15 (Apr 4, 2019) · and 2 more (open the filing above) |
| Nov 21, 2018 EDGAR ↗ | 021-325531 | Nov 9, 2018 D | total sold: $11,310,155 (Nov 9, 2018) → $13,670,947 (Nov 21, 2018) · total offering: $11,310,155 (Nov 9, 2018) → $13,670,947 (Nov 21, 2018) · investors: 27 (Nov 9, 2018) → 38 (Nov 21, 2018) · and 2 more (open the filing above) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Sep 4, 2025. Industry as reported, by offering: All 11 offerings reported: Other (2018–2025).
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| Chris Hagedorn | Director | FL | Sep 4, 2025 on 1 of 13 filings listed on the latest filing | — |
| David E. Vautrin | Executive Officer, Director Issuer's note: Interim Chief Executive Officer and Director | FL | Sep 4, 2025 on 1 of 13 filings listed on the latest filing | — |
| Dawn Sweeney | Director | FL | Sep 4, 2025 on 1 of 13 filings listed on the latest filing | — |
| Mark Eckenrode | Director | FL | Dec 7, 2021 → Sep 4, 2025 on 2 of 13 filings listed on the latest filing | — |
| Matt Mundy | Executive Officer Issuer's note: Chief Legal Officer | FL | Sep 4, 2025 on 1 of 13 filings listed on the latest filing | — |
| Patricia Fonseca | Executive Officer Issuer's note: Chief Financial Officer | FL | Apr 14, 2021 → Sep 4, 2025 on 4 of 13 filings listed on the latest filing | — |
| Peter Shumlin | Director | FL | Sep 4, 2025 on 1 of 13 filings listed on the latest filing | — |
| Richard Mavrinac | Director | FL | Sep 4, 2025 on 1 of 13 filings listed on the latest filing | — |
| Roger Daher | Director Issuer's note: Director | FL | Aug 31, 2020 → Sep 4, 2025 on 6 of 13 filings listed on the latest filing | 1 other issuer |
| Vic Bindi | Executive Officer Issuer's note: Chief Revenue Officer | FL | Sep 4, 2025 on 1 of 13 filings listed on the latest filing | — |
| William Smith | Director | FL | Dec 7, 2021 → Sep 4, 2025 on 2 of 13 filings listed on the latest filing | 1 other issuer |
| Alex Spiro | Director | A6 | Dec 7, 2021 on 1 of 13 filings not listed on the latest filing (Sep 4, 2025) | — |
| John McKimm | Director Issuer's note: Director | A6 | Nov 9, 2018 → Dec 7, 2021 on 11 of 13 filings not listed on the latest filing (Sep 4, 2025) | — |
| Robert Beasley | Executive Officer, Director Issuer's note: Chief Executive Officer and Director | A6 | Feb 9, 2021 → Dec 7, 2021 on 4 of 13 filings not listed on the latest filing (Sep 4, 2025) | — |
| Todd Buchman | Executive Officer Issuer's note: Chief Legal Officer | A6 | Feb 20, 2020 → Dec 7, 2021 on 6 of 13 filings not listed on the latest filing (Sep 4, 2025) | — |
| David Abrams | Director Issuer's note: Director | A6 | Nov 9, 2018 → May 10, 2021 on 10 of 13 filings not listed on the latest filing (Sep 4, 2025) | — |
| Neal Hochberg | Director Issuer's note: Director | A6 | Nov 9, 2018 → May 10, 2021 on 10 of 13 filings not listed on the latest filing (Sep 4, 2025) | — |
| Henry Batievsky | Executive Officer, Director Issuer's note: Chief Financial Officer | A6 | Nov 9, 2018 → Feb 9, 2021 on 9 of 13 filings not listed on the latest filing (Sep 4, 2025) | 1 other issuer |
| Jose Javier Hidalgo | Executive Officer, Director Issuer's note: Director and Chief Executive Officer | A6 | Nov 9, 2018 → Feb 20, 2020 on 7 of 13 filings not listed on the latest filing (Sep 4, 2025) | 1 other issuer |
| Jeffrey Reath | Executive Officer, Director Issuer's note: Director, Executive Vice President of Finance and Secretary | A6 | Nov 9, 2018 → Jun 4, 2019 on 6 of 13 filings not listed on the latest filing (Sep 4, 2025) | — |
| Patrick Maloy | Executive Officer, Director Issuer's note: Director and Chief Operating Officer | A6 | Nov 9, 2018 → Jun 4, 2019 on 6 of 13 filings not listed on the latest filing (Sep 4, 2025) | — |
| Samantha Hymes | Executive Officer Issuer's note: Executive Vice President of Operations | A6 | Nov 9, 2018 → Apr 4, 2019 on 5 of 13 filings not listed on the latest filing (Sep 4, 2025) | — |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings with the same first and last name and no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (Chris E. Hagedorn; Dawn E. Sweeney; Mark E. Eckenrode; Patricia E. Fonseca; Peter E. Shumlin; Richard E. Mavrinac; Roger E. Daher; Vic E. Bindi; William E. Smith; John Javier McKimm; Todd Javier Buchman; David Javier Abrams; Neal Javier Hochberg; Henry Javier Batievsky; Jeffrey Javier Reath; Patrick Javier Maloy; Samantha Javier Hymes) — the filing on EDGAR is the source.
Other issuers listing the same people:
Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
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Entity standing: not checked (no official programmatic source for FL yet).
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