PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:02 PM ET

Sponsor Check › Qs Club › Issuer

Celsius Holdings, Inc.

Corporation · organized in NEVADA · formed more than five years before filing · BOCA RATON, FL · SEC CIK 1341766 · formerly VECTOR VENTURES CORP.

Part of sponsor group: Qs Club (15 issuers, 37 filings) · grouped because: shared people · confidence 71% · Not the same sponsor? Request a correction

5Form D filings
$550,000,000max total sold reported
16investors (max reported)
2009–2022filing years
0new offerings, last 12 mo

Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Aug 2, 2022 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

2 SEC releases

Celsius Holdings, Inc. Administrative proceeding
SEC · Jan 17, 2025
Named: Celsius Holdings, Inc. · Matched on: entity name, state, city. Status and outcome as stated in the release: read the release ↗
Celsius Holdings, Inc. Administrative proceeding
SEC · Sep 25, 2024
Named: Celsius Holdings, Inc. · Matched on: entity name, state, city. Status and outcome as stated in the release: read the release ↗
3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or its Form ADV) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.

5. Money to insiders and sales commissions

1 of 4 offerings reports sales commissions totalling $7,425,000; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 2, 2022 D
File 021-454421
$7,425,000$0$0UBS Securities LLC BrokerCheck CRD 7654 ↗
EDGAR ↗Mar 14, 2017 D/A
File 021-278411
$0$0$0None listed on this filing
EDGAR ↗Apr 30, 2015 D
File 021-238945
$0$0$0None listed on this filing
EDGAR ↗Oct 28, 2009 D
File 021-100540
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Property records 0 documents · 0 ownership records · not yet checked

0 recorded documents and 0 ownership records matched to Celsius Holdings, Inc. in the sources searched.

Not found in sources searched (no on-demand check has run yet): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c); NYC PLUTO ownership via NYC Open Data (64uk-42ks); Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp); Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and ownership, refreshed monthly); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL, Harris County TX, Dallas County TX (assessor ownership and deed/sale records only); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:02 PM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET · Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Counterparties that are not business entities are shown as "an individual (name withheld)"; residential addresses are never shown. Items still in human review are not shown.

Offerings (SEC Form D)

Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.

Offerings at a glance — 4 offerings, 5 filings (one row per SEC file number)
File no.Original Form DLatest filingAmendmentsOffered (latest)Sold (latest)Industry (latest)
021-454421Aug 2, 2022 EDGAR ↗Aug 2, 2022 D EDGAR ↗0$550,000,000$550,000,000Other
021-278411Jan 13, 2017 EDGAR ↗Mar 14, 2017 D/A EDGAR ↗1
latest Mar 14, 2017
$15,000,000$15,000,000Other
021-238945Apr 30, 2015 EDGAR ↗Apr 30, 2015 D EDGAR ↗0$11,500,000$11,500,000Other
021-100540Oct 28, 2009 EDGAR ↗Oct 28, 2009 D EDGAR ↗0$7,000,000$6,000,000Manufacturing

Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.

Aug 2, 2022 D Other — $550,000,000 sold of $550,000,000 · 1 investors EDGAR ↗
FilingForm D filed Aug 2, 2022
SEC file no. 021-454421 · accession 0001200876-22-000027
Raise progress$550,000,000 sold of $550,000,000 offered (100%) · $0 remaining · first sale Aug 1, 2022
Filing timingDate of first sale: Aug 1, 2022 · Form D filed: Aug 2, 2022 (1 day after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale1,545 days (4.2 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in NEVADA · formed more than five years before filing · revenue range: Over $100,000,000 (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itUBS Securities LLC — FINRA BrokerCheck CRD 7654 ↗
Solicits in: NY
Money to insidersSales commissions: $7,425,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJohn Fieldly, Chief Executive Officer (Aug 1, 2022)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $550,000,000. Typical range: $500,000–$7,000,000.
Investors: 1. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Mar 14, 2017 D/A Other — $15,000,000 sold of $15,000,000 · 14 investors EDGAR ↗
FilingForm D/A (amendment) filed Mar 14, 2017 · amends 0001341766-17-000001 ↗
SEC file no. 021-278411 · accession 0001341766-17-000004 · filing 2 of 2 in this offering
Raise progress$15,000,000 sold of $15,000,000 offered (100%) · $0 remaining · first sale Dec 30, 2016
Filing timingDate of first sale: Dec 30, 2016 · Original Form D filed: Jan 13, 2017 (14 days after first sale) · This amendment (Form D/A) filed: Mar 14, 2017
This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn.
Time since first sale3,585 days (9.8 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. This filing is an amendment dated Mar 14, 2017. Most recent amendment for this offering in our index: this filing, Mar 14, 2017.
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors14 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$300,000
Securities offeredEquity
Entity detailsOrganized in NEVADA · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJohn Fieldly, Interim President and CEO; CFO (Mar 14, 2017)
Changes vs previous filing
  • total sold: $4,800,000 (Jan 13, 2017) → $15,000,000 (Mar 14, 2017)
  • total offering: $12,600,000 (Jan 13, 2017) → $15,000,000 (Mar 14, 2017)
  • remaining: $7,800,000 (Jan 13, 2017) → $0 (Mar 14, 2017)
  • investors: 4 (Jan 13, 2017) → 14 (Mar 14, 2017)
  • related persons no longer listed (Mar 14, 2017): Gerry David
Compared with the D filed Jan 13, 2017 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn.
Market contextMinimum investment: $300,000. Typical range for similar offerings: $5,000–$50,000.
Offering size: $15,000,000. Typical range: $500,000–$7,000,000.
Investors: 14. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Jan 13, 2017 D Other — $4,800,000 sold of $12,600,000 · 4 investors EDGAR ↗
FilingForm D filed Jan 13, 2017
SEC file no. 021-278411 · accession 0001341766-17-000001 · filing 1 of 2 in this offering
Raise progress$4,800,000 sold of $12,600,000 offered (38%) · $7,800,000 remaining · first sale Dec 30, 2016
Filing timingDate of first sale: Dec 30, 2016 · Form D filed: Jan 13, 2017 (14 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale3,585 days (9.8 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Mar 14, 2017 (EDGAR ↗).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors4 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$300,000
Securities offeredEquity
Entity detailsOrganized in NEVADA · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJohn Fieldly, CFO (Jan 13, 2017)
Market contextMinimum investment: $300,000. Typical range for similar offerings: $5,000–$50,000.
Offering size: $12,600,000. Typical range: $500,000–$7,000,000.
Investors: 4. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Apr 30, 2015 D Other — $11,500,000 sold of $11,500,000 · 16 investors EDGAR ↗
FilingForm D filed Apr 30, 2015
SEC file no. 021-238945 · accession 0001341766-15-000002
Raise progress$11,500,000 sold of $11,500,000 offered (100%) · $0 remaining · first sale Apr 20, 2015
Filing timingDate of first sale: Apr 20, 2015 · Form D filed: Apr 30, 2015 (10 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale4,205 days (11.5 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors16 total · issuer reported no non-accredited investors
Exemption claimedRule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted$0 as filed (no minimum reported)
Securities offeredEquity
Entity detailsOrganized in NEVADA · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryOther
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJohn Fieldly, CFO (Apr 30, 2015)
Market contextMinimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $11,500,000. Typical range: $500,000–$7,000,000.
Investors: 16. Typical range: 2–14.
"Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Oct 28, 2009 D Manufacturing — $6,000,000 sold of $7,000,000 · 1 investors EDGAR ↗
FilingForm D filed Oct 28, 2009
SEC file no. 021-100540 · accession 0001222097-09-000012
Raise progress$6,000,000 sold of $7,000,000 offered (86%) · $1,000,000 remaining · first sale Aug 8, 2008
Filing timingDate of first sale: Aug 8, 2008 · Form D filed: Oct 28, 2009 (446 days after first sale)
Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale6,651 days (18.2 years)
Annual amendmentsIssuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET).
Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors1 total · issuer reported no non-accredited investors
Exemption claimedRule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted$2,000,000
Securities offeredEquity
Entity detailsOrganized in NEVADA · formed more than five years before filing · revenue range: $1,000,001 - $5,000,000 (state and year as reported on the issuer's latest filing)
As reported by the issuer on Form D (Items 1–2 and 5).
IndustryManufacturing
Who is paid to sell itNo sales compensation recipients listed on this filing.
Money to insidersSales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed byJan Norelid, CFO (Oct 28, 2009)
Market contextMinimum investment: $2,000,000. Typical range for similar offerings: $10,000–$60,000.
Offering size: $7,000,000. Typical range: $1,000,000–$7,247,539.
Investors: 1. Typical range: 2–13.
"Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
SourceThis filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET
Amendment history — 1 amendment on this page, each compared with the filing before it in the same offering
Amendment filedFile no.Compared withWhat changed (both values as filed)
Mar 14, 2017 EDGAR ↗021-278411Jan 13, 2017 Dtotal sold: $4,800,000 (Jan 13, 2017) → $15,000,000 (Mar 14, 2017) · total offering: $12,600,000 (Jan 13, 2017) → $15,000,000 (Mar 14, 2017) · remaining: $7,800,000 (Jan 13, 2017) → $0 (Mar 14, 2017) · and 2 more (open the filing above)

Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.

All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Aug 2, 2022. Industry as reported, by offering: Previous offerings: Manufacturing (2009). Latest offering: Other (2015–2022; most recent Aug 2, 2022).

Key people (related persons as listed on Form D)

NameRelationshipAddress stateOn filings (first → last)Also listed on
Alexandre RubertiDirectorFLAug 2, 2022
on 1 of 5 filings
listed on the latest filing
—
Caroline LevyDirectorFLAug 2, 2022
on 1 of 5 filings
listed on the latest filing
—
Cheryl S. MillerDirectorFLAug 2, 2022
on 1 of 5 filings
listed on the latest filing
—
Damon S. DeSantisDirectorFLAug 2, 2022
on 1 of 5 filings
listed on the latest filing
—
Hal E. Kravitz
also filed as Hal Kravitz
DirectorFLJan 13, 2017 → Aug 2, 2022
on 3 of 5 filings
listed on the latest filing
1 other issuer
Jarrod LanghansExecutive OfficerFLAug 2, 2022
on 1 of 5 filings
listed on the latest filing
—
John FieldlyExecutive Officer, DirectorFLApr 30, 2015 → Aug 2, 2022
on 4 of 5 filings
listed on the latest filing
1 other issuer
Joyce S. RussellDirectorFLAug 2, 2022
on 1 of 5 filings
listed on the latest filing
—
Nicholas E. Castaldo
also filed as Nicholas Castaldo
DirectorFLJan 13, 2017 → Aug 2, 2022
on 3 of 5 filings
listed on the latest filing
1 other issuer
Christopher E. LaiDirectorFLJan 13, 2017 → Mar 14, 2017
on 2 of 5 filings
not listed on the latest filing (Aug 2, 2022)
—
Kevin E. HarringtonDirectorFLApr 30, 2015 → Mar 14, 2017
on 3 of 5 filings
not listed on the latest filing (Aug 2, 2022)
—
Thomas E. LynchDirectorFLApr 30, 2015 → Mar 14, 2017
on 3 of 5 filings
not listed on the latest filing (Aug 2, 2022)
—
Tim E. LeissnerDirectorFLJan 13, 2017 → Mar 14, 2017
on 2 of 5 filings
not listed on the latest filing (Aug 2, 2022)
—
William H. MilmoeDirectorFLApr 30, 2015 → Mar 14, 2017
on 3 of 5 filings
not listed on the latest filing (Aug 2, 2022)
—
Gerry DavidExecutive OfficerFLApr 30, 2015 → Jan 13, 2017
on 2 of 5 filings
not listed on the latest filing (Aug 2, 2022)
1 other issuer
Kathleen M. DwyerDirectorFLApr 30, 2015
on 1 of 5 filings
not listed on the latest filing (Aug 2, 2022)
—
Nickolas M. CastaldoDirectorFLApr 30, 2015
on 1 of 5 filings
not listed on the latest filing (Aug 2, 2022)
—
Jan NorelidExecutive Officer, DirectorFLOct 28, 2009
on 1 of 5 filings
not listed on the latest filing (Aug 2, 2022)
—

Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.

Connections

Other issuers listing the same people:

Shared address: this business address appears on filings for 11 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Public profiles

Public profiles official links and public statements, each with its source and date

Not yet collected.

Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the issuer's own Form ADV; we never look it up elsewhere and never collect personal or family accounts.

Entity standing: not checked (no official programmatic source for FL yet).

Export this report as PDF (all source links + data timestamp; members · included free during the launch period)

Corrections log

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Filing-to-filing changes are in Amendment history above.

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