Sponsor Check › Issuer
Other · organized in CAYMAN ISLANDS · formed Over five years ago · SEATTLE, WA · SEC CIK 1588878
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 22, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. State securities regulator actions: not yet searched. · Search queued. Results are added automatically; check back later or follow this page to be notified.
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What will be compared: what the sponsor says publicly (website, marketing materials, claimed profile) against what public records show — SEC Form D filings, Form ADV adviser registration, and state business records. Every comparison is reviewed by a person before it is published.
No comparisons published yet.
Sources to be compared: sponsor public claims · SEC Form D · SEC Form ADV (IAPD) · state business records · As of Oct 23, 2026, 9:12 PM ET.
0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 22, 2026 D/A File 021-204591 | $0 | $0 | $0 | None listed |
As reported by the issuer on Form D (Items 12–15), latest filing per offering. "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates.
Each filing as reported by the issuer. Open a row for the full plain-English detail.
| Filing | Form D/A (amendment) filed Oct 22, 2026 · amends 0001588878-25-000004 ↗ SEC file no. 021-204591 · accession 0001588878-26-000002 |
|---|---|
| Raise progress | $576,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 22, 2026 (4769 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 22, 2026. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bryan Smith, Managing Director of the Issuer's Investment Manager (Oct 19, 2026) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 23, 2025 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index |
| Filing | Form D/A (amendment) filed Oct 23, 2025 · amends 0002041230-24-000001 ↗ SEC file no. 021-204591 · accession 0001588878-25-000004 |
|---|---|
| Raise progress | $576,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 23, 2025 (4405 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 23, 2025. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bryan Smith, Managing Director of the Issuer's Investment Manager (Oct 22, 2025) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 18, 2024 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 18, 2024 · amends 0001997148-23-000003 ↗ SEC file no. 021-204591 · accession 0002041230-24-000001 |
|---|---|
| Raise progress | $576,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 18, 2024 (4035 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 18, 2024. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bryan Smith, Managing Director of the Issuer's Investment Manager (Oct 17, 2024) |
| Changes vs prior filing | total sold: $251,000,000 → $576,000,000 Compared with the D/A filed Oct 13, 2023 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 13, 2023 · amends 0001835107-22-000081 ↗ SEC file no. 021-204591 · accession 0001997148-23-000003 |
|---|---|
| Raise progress | $251,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 13, 2023 (3664 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 13, 2023. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Bryan Smith, Managing Director of the Issuer's Investment Manager (Oct 13, 2023) |
| Changes vs prior filing | total sold: $206,000,000 → $251,000,000 Compared with the D/A filed Oct 19, 2022 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 19, 2022 · amends 0001888567-21-000002 ↗ SEC file no. 021-204591 · accession 0001835107-22-000081 |
|---|---|
| Raise progress | $206,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 19, 2022 (3305 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 19, 2022. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Albert Matriotti, Managing Director of the Issuer's Investment Manager (Oct 14, 2022) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 19, 2021 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 19, 2021 · amends 0001820007-20-000030 ↗ SEC file no. 021-204591 · accession 0001888567-21-000002 |
|---|---|
| Raise progress | $206,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 19, 2021 (2940 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 19, 2021. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Aaron Ostrovsky, Managing Director of the Issuer's Investment Manager (Oct 11, 2021) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 19, 2020 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 19, 2020 · amends 0001790908-19-000005 ↗ SEC file no. 021-204591 · accession 0001820007-20-000030 |
|---|---|
| Raise progress | $206,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 19, 2020 (2575 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 19, 2020. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Aaron Ostrovsky, Director of the Issuer's Investment Manager (Oct 9, 2020) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 17, 2019 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 17, 2019 · amends 0001730453-18-000002 ↗ SEC file no. 021-204591 · accession 0001790908-19-000005 |
|---|---|
| Raise progress | $206,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 17, 2019 (2207 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 17, 2019. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Aaron Ostrovsky, Director of the Issuer's Investment Manager (Oct 17, 2019) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 17, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 17, 2018 · amends 0001703597-17-000006 ↗ SEC file no. 021-204591 · accession 0001730453-18-000002 |
|---|---|
| Raise progress | $206,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 17, 2018 (1842 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 17, 2018. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Aaron Ostrovsky, Director of the Issuer's Investment Manager (Oct 15, 2018) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 17, 2017 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 17, 2017 · amends 0001687201-16-000002 ↗ SEC file no. 021-204591 · accession 0001703597-17-000006 |
|---|---|
| Raise progress | $206,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 17, 2017 (1477 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 17, 2017. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Lawrence M. Gail, Managing Director of the Issuer's Investment Manager (Oct 17, 2017) |
| Changes vs prior filing | total sold: $200,000,000 → $206,000,000 Compared with the D/A filed Oct 17, 2016 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 17, 2016 · amends 0001651735-15-000007 ↗ SEC file no. 021-204591 · accession 0001687201-16-000002 |
|---|---|
| Raise progress | $200,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 17, 2016 (1112 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 17, 2016. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Lawrence M. Gail, Managing Director of the Issuer's Investment Manager (Oct 12, 2016) |
| Changes vs prior filing | No change in the fields we track Compared with the D/A filed Oct 15, 2015 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 15, 2015 · amends 0001140361-14-038119 ↗ SEC file no. 021-204591 · accession 0001651735-15-000007 |
|---|---|
| Raise progress | $200,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 15, 2015 (744 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 15, 2015. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.7 exclusion |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Lawrence M. Gail, Managing Director of the Issuer's Investment Manager (Oct 15, 2015) |
| Changes vs prior filing | exemption: 3C.7, 06b → 06b, 3C, 3C.7 Compared with the D/A filed Oct 15, 2014 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $100,000. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 1. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 15, 2014 · amends 0001140361-13-038694 ↗ SEC file no. 021-204591 · accession 0001140361-14-038119 |
|---|---|
| Raise progress | $200,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 15, 2014 (379 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 15, 2014. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Investment Company Act 3C.7 exclusion; Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Lawrence M. Gail, Managing Director of the Issuer's Investment Manager (Oct 10, 2014) |
| Changes vs prior filing | No change in the fields we track Compared with the D filed Oct 15, 2013 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Oct 15, 2013 SEC file no. 021-204591 · accession 0001140361-13-038694 |
|---|---|
| Raise progress | $200,000,000 sold of Indefinite offered · Indefinite remaining This is a continuous offering. |
| Filing timing | Date of first sale: Oct 1, 2013 · Form D filed: Oct 15, 2013 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,771 days (13.1 years) |
| Annual amendments | Issuer reported the offering may last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Investment Company Act 3C.7 exclusion; Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $100,000 |
| Securities offered | Pooled investment fund interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Lawrence M. Gail, Managing Director of the Investment Manager of the Issuer (Oct 11, 2013) |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months · most recent filing Oct 22, 2026.
| Name | Relationship | Address state | On filings | Also listed on |
|---|---|---|---|---|
| Dennis Hunter | Director The complete address of this related person is: Queensgate Bank and Trust Company Ltd.; 5th Floor, Harbour Place, 103 South Church Street, P.O. Box 30464 SMB; Grand Cayman, KY1-1202 Cayman Islands. | E9 | Oct 15, 2013 → Oct 22, 2026 | 64 other issuers |
| Karla Bodden | Director The complete address of this related person is: Queensgate Bank and Trust Company Ltd.; 5th Floor, Harbour Place, 103 South Church Street, P.O. Box 30464 SMB; Grand Cayman, KY1-1202 Cayman Islands. | E9 | Oct 15, 2013 → Oct 22, 2026 | 137 other issuers |
Executive officers, directors and promoters as self-reported by the issuer. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
No other issuers list the same related persons.
Shared address: this business address appears on filings for 70 other issuers. Stated as a count only — many addresses are shared office buildings or registered agents.
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