Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Jul 22, 2014 → Oct 2, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
6 of 43 offerings report sales commissions totalling $741,659; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 2, 2026 D/A File 021-149370 | $0 | $0 | $0 [cont'd from Item 15] to the placement agent (outside the Issuer) in addition to (and not deducted from) investment amounts; the amount of such fees are unknown to the Issuer and the Investment Manager. | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Feb 26, 2026 D/A File 021-434887 | $0 (est.) | $0 (est.) | $0 (Continued from Item 15) the placement agent (outside the Issuer) in addition to (and not deducted from) investment amounts; the amount of such fees are unknown to the Issuer and the Investment Manager. | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Jan 29, 2026 D File 021-571710 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jan 15, 2026 D File 021-570150 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jan 30, 2025 D File 021-536910 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Dec 10, 2024 D File 021-531643 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jun 27, 2024 D/A File 021-485333 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in arrears on the last day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jun 27, 2024 D/A File 021-485334 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in arrears on the last day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jun 26, 2024 D File 021-516982 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in arrears on the last day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | None listed on this filing |
| EDGAR ↗ | Feb 2, 2024 D File 021-504316 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Dec 15, 2023 D File 021-499918 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Mar 10, 2023 D/A File 021-436672 | $0 (est.) | $0 (est.) | $0 (Continued from Item 15) to the placement agent (outside the Issuer) in addition to (and not deducted from) investment amounts; the amount of such fees are unknown to the Issuer and the Investment Manager. | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Jan 27, 2023 D File 021-472072 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Dec 14, 2022 D File 021-467466 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Mar 23, 2022 D File 021-438581 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Mar 10, 2022 D File 021-436753 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Feb 1, 2022 D/A File 021-221533 | $471,659 (est.) | $0 | $0 | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ N/A no CRD number reported via McMorgan & Company Capital Advisors LLC (CRD 137222 ↗) |
| EDGAR ↗ | Feb 1, 2022 D/A File 021-425383 | $0 | $0 | $0 An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Feb 5, 2021 D File 021-388627 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jan 29, 2021 D/A File 021-359359 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in arrears on the last day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | Diamond Dragon Advisors Limited no CRD number reported WAI Alternative Investments AG no CRD number reported |
| EDGAR ↗ | Jan 29, 2021 D/A File 021-359360 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in arrears on the last day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | Diamond Dragon Advisors Limited no CRD number reported WAI Alternative Investments AG no CRD number reported |
| EDGAR ↗ | Dec 16, 2020 D File 021-383434 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jun 30, 2020 D File 021-369909 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jun 12, 2020 D File 021-368844 | $0 (est.) | $0 | $0 | NYLIFE Distributors, LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Jun 12, 2020 D File 021-368846 | $0 (est.) | $0 | $0 | NYLIFE Distributors, LLC BrokerCheck CRD 35350 ↗ McMorgan & Company Capital Advisors LLC BrokerCheck CRD 137222 ↗ |
| EDGAR ↗ | Jun 12, 2020 D File 021-368847 | $0 (est.) | $0 | $0 | NYLIFE Distributors, LLC BrokerCheck CRD 35350 ↗ |
| EDGAR ↗ | Jan 30, 2020 D File 021-359393 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in arrears on the last day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | Diamond Dragon Advisors Limited no CRD number reported WAI Alternative Investments AG no CRD number reported |
| EDGAR ↗ | Dec 19, 2019 D File 021-355941 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in arrears on the last day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | Diamond Dragon Advisors Limited no CRD number reported WAI Alternative Investments AG no CRD number reported |
| EDGAR ↗ | Jul 19, 2019 D/A File 021-221567 | $10,000 (est.) | $0 | $0 | NYLIFE Distributors, LLC BrokerCheck CRD 35350 ↗ Therese M. Hernandez BrokerCheck CRD 3180225 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) Kirk C. Kashevaroff BrokerCheck CRD 2304202 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) John W. Akkerman BrokerCheck CRD 2780721 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) |
| EDGAR ↗ | Dec 20, 2018 D File 021-328646 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Dec 20, 2018 D File 021-328651 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jul 20, 2018 D/A File 021-221568 | $50,000 (est.) | $0 | $0 | NYLIFE Distributors, LLC BrokerCheck CRD 35350 ↗ Therese M. Hernandez BrokerCheck CRD 3180225 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) Kirk C. Kashevaroff BrokerCheck CRD 2304202 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) Not Applicable no CRD number reported via McMorgan & Company Capital Advisors LLC (CRD 137222 ↗) John W. Akkerman BrokerCheck CRD 2780712 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) |
| EDGAR ↗ | Jul 20, 2018 D/A File 021-291163 | $50,000 (est.) | $0 | $0 | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ Therese M. Hernandez BrokerCheck CRD 3180225 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) Kirk C. Kashevaroff BrokerCheck CRD 2304202 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) John W. Akkerman BrokerCheck CRD 2780712 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) |
| EDGAR ↗ | May 17, 2018 D File 021-312697 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jan 18, 2018 D File 021-303550 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Aug 14, 2017 D/A File 021-259088 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in arrears on the last day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | Fortress Group, Inc. BrokerCheck CRD 104408 ↗ |
| EDGAR ↗ | Aug 14, 2017 D File 021-292774 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in arrears on the last day of each fiscal quarter, equal to a percentage multiplied by the aggregate invested capital of the Issuer. | Fortress Group, Inc. BrokerCheck CRD 104408 ↗ |
| EDGAR ↗ | Jul 21, 2017 D/A File 021-221571 | $10,000 (est.) | $0 | $0 | NYLIFE Distributors, LLC BrokerCheck CRD 35350 ↗ Therese M. Hernandez BrokerCheck CRD 3180225 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) Kirk C. Kashevaroff BrokerCheck CRD 2304202 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) John W. Akkerman BrokerCheck CRD 2780712 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) |
| EDGAR ↗ | Jun 29, 2017 D File 021-289666 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jan 25, 2017 D File 021-279243 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | Diamond Dragon Capital Limited no CRD number reported Diamond Dragon Advisors Limited no CRD number reported Fortress Group, Inc. BrokerCheck CRD 104408 ↗ |
| EDGAR ↗ | Jul 22, 2016 D/A File 021-221536 | $150,000 (est.) | $0 | $0 | NYLIFE Distributors LLC BrokerCheck CRD 35350 ↗ Therese M. Hernandez BrokerCheck CRD 3180225 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) Kirk C. Kashevaroff BrokerCheck CRD 2304202 ↗ via NYLIFE Distributors LLC (CRD 35350 ↗) Not Applicable no CRD number reported via McMorgan & Company Capital Advisors LLC (CRD 137222 ↗) |
| EDGAR ↗ | Jan 28, 2016 D File 021-256159 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
| EDGAR ↗ | Feb 23, 2015 D File 021-234498 | $0 | $0 | $0 (est.) An affiliate of the General Partner will receive an annual management fee, payable by the Issuer in advance on the first day of each fiscal quarter, equal to a percentage multiplied by the subscription of each limited partner of the Issuer. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | MacKay Shields Defensive Bond Arbitrage Fund Ltd. group: Mackay Municipal | Director | Oct 2, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $640,943,303 | 41 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Plainview Funds PLC - MacKay Shields Emerging Markets Debt Portfolio group: Mackay Municipal | Director | Feb 26, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,061,197 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2026 Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 29, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2026, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 15, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Defensive Bond Arbitrage Fund Ltd. group: Mackay Municipal | Director | Oct 3, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $610,962,391 | 40 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Plainview Funds PLC - MacKay Shields Emerging Markets Debt Portfolio group: Mackay Municipal | Director | Feb 26, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,587,477 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2025 Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 30, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2025, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Dec 10, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Defensive Bond Arbitrage Fund Ltd. group: Mackay Municipal | Director | Oct 3, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $607,539,950 | 39 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities III Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jun 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $62,450,000 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities III, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jun 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $303,150,000 | 30 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities III SCSp group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the Sole Shareholder. | Jun 26, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Plainview Funds PLC - MacKay Shields Emerging Markets Debt Portfolio group: Mackay Municipal | Director | Feb 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,587,477 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2024 Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Feb 2, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2024, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Dec 15, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Defensive Bond Arbitrage Fund Ltd. group: Mackay Municipal | Director | Oct 3, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $607,203,141 | 38 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities III Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jun 27, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities III, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jun 27, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Plainview Funds PLC - MacKay Shields Structured Products Opportunities Portfolio group: Mackay Municipal | Director | Mar 10, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,610,313 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Plainview Funds PLC - MacKay Shields Emerging Markets Debt Portfolio group: Mackay Municipal | Director | Feb 24, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,005,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2023 Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 27, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2023, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Dec 14, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Defensive Bond Arbitrage Fund Ltd. group: Mackay Municipal | Director | Oct 3, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $603,508,521 | 37 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Select Co-Investment Fund (Cayman), L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Mar 23, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Select Co-Investment Fund, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Mar 10, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Plainview Funds PLC - MacKay Shields Structured Products Opportunities Portfolio group: Mackay Municipal | Director | Mar 10, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Plainview Funds PLC - MacKay Shields Emerging Markets Debt Portfolio group: Mackay Municipal | Director | Feb 24, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2022, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Feb 1, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $56,400,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Feb 1, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,781,541 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2022, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Dec 16, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Defensive Bond Arbitrage Fund Ltd. group: Mackay Municipal | Director | Oct 1, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $597,094,121 | 36 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 20, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,781,541 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2021 Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Feb 5, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities II, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 29, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,660,455 | 33 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities Cayman II, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 29, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,310,455 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2021, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Dec 16, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Defensive Bond Arbitrage Fund Ltd. group: Mackay Municipal | Director | Oct 2, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $570,458,155 | 34 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 20, 2020 | D/A | Indefinite similar: $500,000–$16,420,250 | $244,781,541 | 17 similar: 2–28 | $100,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2020 (A), L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jun 30, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields TALF 2.0 Opportunities Feeder Fund (US) LP group: Mackay Municipal | Executive Officer | Jun 12, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $36,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields TALF 2.0 Opportunities Feeder Fund (Cayman) LP group: Mackay Municipal | Executive Officer | Jun 12, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $148,982,000 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields TALF 2.0 Opportunities Feeder Fund (Cayman - GBP Hedged) LP group: Mackay Municipal | Executive Officer | Jun 12, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $65,018,000 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2020 Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 30, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities Cayman II, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 30, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities II, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 30, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2020, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Dec 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $45,101,645 | 11 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $244,224,364 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2019 Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Dec 20, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2019, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Dec 20, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $44,464,775 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,205,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $243,954,769 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields High Yield Crossover Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $243,750 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2018 Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | May 17, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2018, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 18, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Aug 14, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $121,000,000 | 15 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities Cayman, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Aug 14, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $243,845,019 | 15 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,668,275 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $105,005,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 21, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,205,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields High Yield Crossover Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 20, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2017 (A), L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jun 29, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2017, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 25, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,708,289 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,490,325 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Flexible Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $269,336,920 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $105,005,000 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,205,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jul 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $102,500,000 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Secondary Opportunities, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Mar 11, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2016, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Jan 28, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $194,551,821 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,390,350 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,205,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Flexible Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $269,336,920 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Flexible Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $269,336,920 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,005,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Abbott Capital Private Equity Investors 2015, L.P. group: Abbott | Executive Officer Executive Officer and Member of Abbott Capital Management, LLC, the sole member of the GP LLC. | Feb 23, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Emerging Markets Credit Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $100,005,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Core Plus Opportunities Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $9,305,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Floating Rate High Yield Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $38,684,000 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Flexible Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $259,998,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MacKay Shields Strategic Bond Portfolio, a sub-fund of Plainview Funds plc group: Mackay Municipal | Director | Jul 22, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $164,511,968 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Young Lee. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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