Yoshito Hiro is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Mar 2019: Globis Fund VI, L.P. (Tokyo, Japan (as filed: M0) — pooled investment fund — 2019; $21.5M reported sold to 3 investors) and Globis Fund VI-S, L.P. (Tokyo, Japan (as filed: M0) — pooled investment fund — 2019; $5.38M reported sold to 3 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $26.9M sold in total.
Listed alongside Globis 6th Fund LLP (2 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Yoshito. Each name links to their own page.
All 2 issuers belong to the sponsor group Globis (4 issuers, $111.2M reported sold, 2019–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Globis has 4 companies on file and $111.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 8 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Yoshito Hiro and found 1 difference: Yoshito Hiro appears on 2 deals that stopped filing before reaching their target.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.