Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:54 AM ET

Sponsor Check › Person

Yogen Dalal

Named as an officer, director or promoter on SEC Form D filings · CA · Sep 15, 2009 → Aug 18, 2023

4deals (issuers)

$47.9Mreported sold

93investors

14Form D filings

2009–2023years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: not yet

The short version

Yogen Dalal is listed as a director on 14 SEC Form D filings by 4 issuers between Sep 2009 and Aug 2023: Glooko, Inc. (Palo Alto, CA — other health care — 2021–2023; $30M reported sold to 11 investors), ELECTRIC CLOUD INC (San Jose, CA — other technology — 2013–2015; $12M reported sold to 22 investors), Hancock Medical, Inc. (Mountain View, CA — other health care — 2018; $3.94M reported sold to 40 investors) and PACKET DESIGN INC (Santa Clara, CA — telecommunications — 2009–2012; $2M reported sold to 20 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $47.9M sold in total.

Listed alongside Jack Bradley (8 shared filings), Judith Estrin (7 shared filings), Robert Hower (7 shared filings), Hossein Eslambolchi (6 shared filings), Stephen Smith (6 shared filings) and 34 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Yogen. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — none found. Not yet searched: SEC enforcement releases.

What this means Nothing turned up where we looked (2 sources). That does not prove there is nothing — it means none was found in those sources on that date.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 18, 2023 D Glooko, Inc. File 021-490085	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 17, 2021 D Glooko, Inc. File 021-392587	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 1, 2018 D Hancock Medical, Inc. File 021-304642	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 9, 2015 D ELECTRIC CLOUD INC File 021-243402	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 23, 2014 D/A ELECTRIC CLOUD INC File 021-202433	$0	$0	$0	N/A no CRD number reported	EDGAR ↗
Oct 9, 2012 D PACKET DESIGN INC File 021-185136	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 13, 2012 D PACKET DESIGN INC File 021-179643	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 8, 2011 D PACKET DESIGN INC File 021-169794	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 13, 2011 D/A PACKET DESIGN INC File 021-164275	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 21, 2011 D/A PACKET DESIGN INC File 021-160284	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 15, 2009 D PACKET DESIGN INC File 021-53159	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Yogen Dalal on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

Glooko, Inc.

Palo Alto, CA · Mar 17, 2021 → Aug 18, 2023 · 2 filings

Aug 18, 2023 · D · $0 sold of $67,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 17, 2021 · D · $30,000,000 sold of $35,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30M from 11 investors (45% of the $67M target) as of the latest filing. Yogen is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Hancock Medical, Inc.

Mountain View, CA · Feb 1, 2018

Feb 1, 2018 · D · $3,944,418 sold of $6,595,383 · 40 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.94M from 40 investors (60% of the $6.6M target) as of the latest filing. Yogen is listed as director.

Latest filing on EDGAR ↗

Sources

Other Technology

ELECTRIC CLOUD INC

San Jose, CA · Sep 6, 2013 → Jul 9, 2015 · 3 filings

Jul 9, 2015 · D · $4,244,999 sold of $4,732,500 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 23, 2014 · D/A · $11,999,993 sold of $11,999,993 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 6, 2013 · D · $7,999,997 sold of $9,999,999 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12M from 22 investors (100% of the $4.73M target) as of the latest filing. Yogen is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications

PACKET DESIGN INC

Santa Clara, CA · Sep 15, 2009 → Oct 9, 2012 · 8 filings

Oct 9, 2012 · D · $350,368 sold of $446,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 13, 2012 · D · $250,207 sold of $318,500 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 8, 2011 · D · $754,155 sold of $960,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 13, 2011 · D/A · $476,635 sold of $610,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 11, 2011 · D · $476,290 sold of $610,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 21, 2011 · D/A · $1,216,137 sold of $1,217,585 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
May 25, 2011 · D · $999,999 sold of $1,217,585 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 15, 2009 · D · $2,000,002 sold of $4,000,003 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2M from 20 investors (100% of the $446K target) as of the latest filing. Yogen is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

YOGEN DALAL — WA, 1 issuer, Oct 15, 2009 → Nov 12, 2013 · no shared issuer

People around Yogen 39

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person

Jack Bradley

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Robert Hower

Director · 7 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Judith Estrin

Director · 7 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Stephen Smith

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Stephen Smith is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Hossein Eslambolchi

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Steven M Krausz

Director · 3 shared filings (1 issuer) · also on 10 other issuers

Steven M Krausz is on 11 issuers in total — a repeat sponsor. Their page lists every one.

Person

Douglas Schrier

Director · 3 shared filings (1 issuer) · also on 12 other issuers

Douglas Schrier is on 13 issuers in total — a repeat sponsor. Their page lists every one.

Person

Prathap Dendi

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Christian Nall

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

John K. Ousterhout

Director · 3 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Rohit Jainendra

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Anders Wallgren

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Steve Brodie

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Michael D. Majors

Director · 3 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Wende Hutton

Director · 2 shared filings (1 issuer) · also on 17 other issuers

Wende Hutton is on 18 issuers in total — a repeat sponsor. Their page lists every one.

Person

Steven Vattuone

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Jim Ensell

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Steve Lien

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Russ Johannesson

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Clay Davidson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Charles Boorady

Director · 2 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Simon Chong

Director · 2 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Stephen K. Smith

Director · 2 shared filings (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Bob Hower

Director · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Judy Estrin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Tom Goff

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Vishy Karra

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Steven Vatttuone

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Michael Kisch

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Kiki Broe

Director · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

KOMATHI STEM

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Zach Henderson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Komathi Stern

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Mike Doherty

Director · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Alfonso Zulueta

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Ed Marshall

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Tracy Bahl

Director · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Christina Dickerson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

Person

Prakash Menon

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Yogen Dalal. Their page shows their other deals.

The team behind the deals

Same business address

3 other issuers file from the same address

NEUROGAMI MEDICAL, INC. Mountain View, CA · 2017
FP Technology Mountain View, CA · 2010
WOVEN SYSTEMS INC Santa Clara, CA · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Palo Alto, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Members get an email when Yogen Dalal appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Yogen Dalal

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 4

People around Yogen 39

The team behind the deals

3 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person