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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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Willis Hale

Named as an officer, director or promoter on SEC Form D filings · FL · Oct 21, 2009 → Jun 27, 2011

2deals (issuers)
$1.2Mreported sold
132investors
5Form D filings
2009–2011years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Willis Hale is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 2 issuers between Oct 2009 and Jun 2011: ProMed Alliance International, Inc. (Deerfield Beach, FL — hospitals and physicians — 2011; $756K reported sold to 83 investors) and PEER REVIEW MEDIATION & ARBITRATION INC (Boca Raton, FL — other health care — 2009; $446K reported sold to 49 investors).

What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 2 years. Across those companies the filings report $1.2M sold in total.

Listed alongside David Larry (4 shared filings) and Marc Combs (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Willis. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 2 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Willis Hale and found 12 differences, 9 worth asking the sponsor about: WI securities regulator summary order naming a team member (Jan 23, 2013); CO securities regulator stipulation and consent naming Willis Hale (Feb 23, 2012); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Willis Hale has not run yet — it is joining a line of 34,838 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Stipulation and Consent CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date Feb 23, 2012 · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Promed Alliance International Inc., New Horizon Publishing, Inc., Willis B. Hale, Joseph Hilton (aka Joseph Yurkin) and Robert David Allara
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; regulator in CO (not a filing state); co-listed entity "promed alliance international" is an issuer this person is named on
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Willis Hale..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Willis B. Hale, Jr. closed
United States Bankruptcy Court, S.D. Florida. · No. 24-16028 · Filed Jun 18, 2024 · Closed Aug 27, 2024
Role of Willis B. Hale, Jr.: Debtor · Outcome: Case closed 2024-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in the person's filing state (FL)
Willis D. Hale and Lena M. Hale closed
United States Bankruptcy Court, E.D. Kentucky · No. 03-60169 · Filed Feb 7, 2003 · Closed Jun 3, 2003
Role of Willis D. Hale and Lena M. Hale: Debtor · Outcome: Case closed 2003-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in KY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Willis Hale — 9 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Jan 23, 2013

WI securities regulator summary order naming a team member (Jan 23, 2013)

Wisconsin Department of Financial Institutions, Division of Securities issued a Summary Order dated Jan 23, 2013. Respondents as listed: Promed Alliance International Inc.; Willis Bradford Hale; Jordan Hernandez. Matched to ProMed Alliance International, Inc. (related issuer).

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Worth asking · Feb 23, 2012

CO securities regulator stipulation and consent naming Willis Hale (Feb 23, 2012)

Colorado Department of Regulatory Agencies, Division of Securities issued a Stipulation and Consent dated Feb 23, 2012. Respondents as listed: Promed Alliance International Inc., New Horizon Publishing, Inc., Willis B. Hale, Joseph Hilton (aka Joseph Yurkin) and Robert David Allara. Matched to Willis Hale.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Worth asking · Jun 18, 2024 – Aug 27, 2024

Bankruptcy case: Willis B. Hale, Jr. — filed Jun 18, 2024

United States Bankruptcy Court, S.D. Florida. docket "Willis B. Hale, Jr." filed Jun 18, 2024, closed Aug 27, 2024. Willis Hale is listed as Debtor ("Willis B. Hale, Jr."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Feb 7, 2003 – Jun 3, 2003

Bankruptcy case: Willis D. Hale and Lena M. Hale — filed Feb 7, 2003

United States Bankruptcy Court, E.D. Kentucky docket "Willis D. Hale and Lena M. Hale" filed Feb 7, 2003, closed Jun 3, 2003. Willis Hale is listed as Debtor ("Willis D. Hale and Lena M. Hale"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Oct 27, 2009

Amount sold went down between filings — PEER REVIEW MEDIATION & ARBITRATION INC

The Oct 27, 2009 filing says $445,985 sold; the Oct 27, 2009 Form D/A says $357,265 sold — $88,720 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Oct 21, 2009

Investor count went down between filings — PEER REVIEW MEDIATION & ARBITRATION INC

The Oct 21, 2009 filing reports 49 investors; the Oct 21, 2009 Form D reports 33 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Jun 27, 2011

Willis Hale appears on 1 deal that stopped filing before reaching its target

ProMed Alliance International, Inc. (last filing Jun 27, 2011; $755,500 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Aug 5, 2010 – Jun 27, 2011

Form D filed 326 days after the first sale — ProMed Alliance International, Inc.

The filing says the first sale was Aug 5, 2010. The Form D was filed Jun 27, 2011 — 326 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 311 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Jan 4, 2008 – Oct 21, 2009

Form D filed 656 days after the first sale — PEER REVIEW MEDIATION & ARBITRATION INC

The filing says the first sale was Jan 4, 2008. The Form D was filed Oct 21, 2009 — 656 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 641 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Jan 4, 2007 – Oct 21, 2009

Form D filed 1,021 days after the first sale — PEER REVIEW MEDIATION & ARBITRATION INC

The filing says the first sale was Jan 4, 2007. The Form D was filed Oct 21, 2009 — 1,021 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,006 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Aug 5, 2010 – Jun 27, 2011

No amendment in the last 12 months on an offering that may still be open — ProMed Alliance International, Inc. (latest filing Jun 27, 2011)

The latest filing for this offering is dated Jun 27, 2011 (first sale Aug 5, 2010). It reports $755,500 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jan 4, 2007 – Oct 27, 2009

No amendment in the last 12 months on an offering that may still be open — PEER REVIEW MEDIATION & ARBITRATION INC (latest filing Oct 27, 2009)

The latest filing for this offering is dated Oct 27, 2009 (first sale Jan 4, 2007). It reports $357,265 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 27, 2011 D
ProMed Alliance International, Inc.
File 021-161867
$0$0$0None listed on this filingEDGAR ↗
Oct 27, 2009 D/A
PEER REVIEW MEDIATION & ARBITRATION INC
File 021-71882
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Willis Hale on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Hospitals and Physicians

ProMed Alliance International, Inc.

Deerfield Beach, FL · Jun 27, 2011
  • Jun 27, 2011 · D · $755,500 sold of $10,000,000 · 83 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗

Raised $756K from 83 investors (8% of the $10M target) as of the latest filing. Willis is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Health Care

PEER REVIEW MEDIATION & ARBITRATION INC

Boca Raton, FL · Oct 21, 2009 → Oct 27, 2009 · 4 filings
  • Oct 27, 2009 · D/A · $357,265 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Oct 27, 2009 · D/A · $445,985 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Oct 21, 2009 · D · $357,265 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Oct 21, 2009 · D · $445,985 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $446K from 49 investors as of the latest filing. Willis is listed as executive officer, director, promoter on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Willis 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Larry

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Willis Hale. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Combs

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Willis Hale. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Willis Hale by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Willis Hale is listed on: none on file. No website or social profile named in ProMed Alliance International, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #350,367 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Deerfield Beach, FL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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