Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:25 AM ET

Sponsor Check › Person

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William Swartz

Named as an officer, director or promoter on SEC Form D filings · NC · Dec 7, 2023 → Dec 7, 2023

1deal (issuers)

$467Kreported sold

9investors

1Form D filing

2023year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Swartz is listed as a director on 1 SEC Form D filing by 1 issuer in Dec 2023: Flux Hybrids, Inc (Troutman, NC — other technology — 2023; $467K reported sold to 9 investors).

What this means One deal on file with the SEC, filed Dec 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Clay Dowdey (1 shared filing), Cody Biedermann (1 shared filing) and Micah Ulrich (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 44 bankruptcy cases matching the name listed in Key records below.

What this means 44 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for William Swartz and found 3 differences: William Swartz appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for William Swartz has not run yet — it is joining a line of 53,717 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Swartz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

44 cases: 44 closed (disposition not in docket feed)

William M Swartz closed

United States Bankruptcy Court, S.D. Indiana · No. 21-91040 · Filed Nov 12, 2021 · Closed Feb 8, 2022

Role of William M Swartz: Debtor · Outcome: Case closed 2022-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IN (not a filing state)

William R. Swartz closed

United States Bankruptcy Court, C.D. Illinois · No. 19-70197 · Filed Feb 18, 2019 · Closed Jan 20, 2022

Role of William R. Swartz: Debtor · Outcome: Case closed 2022-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

William R. Swartz and Amber N Swartz closed

United States Bankruptcy Court, C.D. Illinois · No. 18-71464 · Filed Oct 9, 2018 · Closed Mar 13, 2019

Role of William R. Swartz and Amber N Swartz: Debtor · Outcome: Case closed 2019-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

William E. Swartz and Linda G. Swartz closed

United States Bankruptcy Court, C.D. Illinois · No. 17-71234 · Filed Aug 2, 2017 · Closed Dec 22, 2017

Role of William E. Swartz and Linda G. Swartz: Debtor · Outcome: Case closed 2017-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

William H. Swartz, III closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:16-bk-02728 · Filed Jun 30, 2016 · Closed Jun 21, 2018

Role of William H. Swartz, III: Debtor · Outcome: Case closed 2018-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in PA (not a filing state)

William R. Swartz closed

United States Bankruptcy Court, C.D. Illinois · No. 15-70387 · Filed Mar 16, 2015 · Closed Oct 29, 2018

Role of William R. Swartz: Debtor · Outcome: Case closed 2018-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

William R. Swartz closed

United States Bankruptcy Court, C.D. Illinois · No. 14-70173 · Filed Feb 7, 2014 · Closed Feb 6, 2015

Role of William R. Swartz: Debtor · Outcome: Case closed 2015-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

William P Swartz closed

United States Bankruptcy Court, N.D. Ohio · No. 13-30468 · Filed Feb 14, 2013 · Closed Jun 11, 2013

Role of William P Swartz: Debtor · Outcome: Case closed 2013-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in OH (not a filing state)

William P Swartz, IV and Jennifer M Swartz closed

United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-00118 · Filed Jan 4, 2013 · Closed Sep 15, 2015

Role of William P Swartz, IV: Debtor · Outcome: Case closed 2015-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in FL (not a filing state)

William Z. Swartz and Bruce C. Bernstein, P.C. closed

United States Bankruptcy Court, D. Colorado · No. 11-33250 · Filed Sep 30, 2011 · Closed Dec 12, 2016

Role of William Z. Swartz and Bruce C. Bernstein, P.C.: Debtor · Outcome: Case closed 2016-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in CO (not a filing state)

William G Swartz closed

United States Bankruptcy Court, D. New Jersey · No. 10-23631 · Filed May 3, 2010 · Closed Sep 10, 2010

Role of William G Swartz: Debtor · Outcome: Case closed 2010-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in NJ (not a filing state)

William Swartz and Emily Swartz closed

United States Bankruptcy Court, D. New Jersey · No. 09-19086 · Filed Apr 10, 2009 · Closed Sep 14, 2009

Role of William Swartz and Emily Swartz: Debtor · Outcome: Case closed 2009-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in NJ (not a filing state)

William J Swartz and Jean E. Swartz closed

United States Bankruptcy Court, S.D. Ohio · No. 3:08-bk-36043 · Filed Nov 25, 2008 · Closed Jun 18, 2014

Role of William J Swartz and Jean E. Swartz: Debtor · Outcome: Case closed 2014-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in OH (not a filing state)

William J. Swartz closed

United States Bankruptcy Court, N.D. California · No. 08-12486 · Filed Nov 20, 2008 · Closed Mar 16, 2009

Role of William J. Swartz: Debtor · Outcome: Case closed 2009-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in CA (not a filing state)

William I Swartz and Avilda J Swartz closed

United States Bankruptcy Court, N.D. Illinois · No. 08-20124 · Filed Aug 1, 2008 · Closed Nov 7, 2008

Role of William I Swartz and Avilda J Swartz: Debtor · Outcome: Case closed 2008-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

William J. Swartz and Jean E. Swartz closed

United States Bankruptcy Court, S.D. Ohio · No. 3:05-bk-43882 · Filed Oct 13, 2005 · Closed Mar 30, 2009

Role of William J. Swartz and Jean E. Swartz: Debtor · Outcome: Case closed 2009-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in OH (not a filing state)

William S Swartz closed

United States Bankruptcy Court, N.D. Illinois · No. 05-30351 · Filed Aug 3, 2005 · Closed Dec 14, 2005

Role of William S Swartz: Debtor · Outcome: Case closed 2005-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

William W. Swartz closed

United States Bankruptcy Court, N.D. Ohio · No. 05-15611 · Filed Apr 25, 2005 · Closed Aug 17, 2005

Role of William W. Swartz: Debtor · Outcome: Case closed 2005-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in OH (not a filing state)

William S. Swartz and Sharon A. Swartz closed

United States Bankruptcy Court, W.D. New York · No. 2-05-20518 · Filed Feb 10, 2005 · Closed Jul 27, 2005

Role of William S. Swartz and Sharon A. Swartz: Debtor · Outcome: Case closed 2005-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in NY (not a filing state)

William M Swartz closed

United States Bankruptcy Court, N.D. Illinois · No. 04-35627 · Filed Sep 24, 2004 · Closed Dec 20, 2007

Role of William M Swartz: Debtor · Outcome: Case closed 2007-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

William S. Swartz and Sharon A. Swartz closed

United States Bankruptcy Court, W.D. New York · No. 2-04-23023 · Filed Jul 13, 2004 · Closed Nov 8, 2005

Role of William S. Swartz and Sharon A. Swartz: Debtor · Outcome: Case closed 2005-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in NY (not a filing state)

William M. Swartz and Patricia A. Swartz closed

United States Bankruptcy Court, N.D. New York · No. 03-66454 · Filed Sep 23, 2003 · Closed Oct 21, 2008

Role of William M. Swartz and Patricia A. Swartz: Debtor · Outcome: Case closed 2008-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in NY (not a filing state)

WILLIAM H SWARTZ closed

United States Bankruptcy Court, D. Minnesota · No. 03-32163 · Filed Mar 26, 2003 · Closed Oct 30, 2003

Role of WILLIAM H SWARTZ: Debtor · Outcome: Case closed 2003-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in MN (not a filing state)

William J Swartz and April M Swartz closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:02-bk-03845 · Filed Jul 16, 2002 · Closed Oct 23, 2002

Role of William J Swartz and April M Swartz: Debtor · Outcome: Case closed 2002-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in PA (not a filing state)

William B Swartz and Patricia A Swartz closed

United States Bankruptcy Court, W.D. Washington · No. 02-13827 · Filed Mar 28, 2002 · Closed Aug 2, 2002

Role of William B Swartz and Patricia A Swartz: Debtor · Outcome: Case closed 2002-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in WA (not a filing state)

William Swartz closed

United States Bankruptcy Court, D. New Jersey · No. 99-15977 · Filed Jun 29, 1999 · Closed Oct 15, 1999

Role of William Swartz: Debtor · Outcome: Case closed 1999-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in NJ (not a filing state)

William Swartz closed

United States Bankruptcy Court, D. New Jersey · No. 98-16194 · Filed Jul 1, 1998 · Closed May 27, 1999

Role of William Swartz: Debtor · Outcome: Case closed 1999-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in NJ (not a filing state)

William W. Swartz closed

United States Bankruptcy Court, N.D. Ohio · No. 98-14417 · Filed Jun 11, 1998 · Closed Oct 27, 1998

Role of William W. Swartz: Debtor · Outcome: Case closed 1998-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in OH (not a filing state)

William I. Swartz and Linda L. Swartz closed

United States Bankruptcy Court, N.D. Indiana · No. 98-30767 · Filed Feb 27, 1998 · Closed Jun 24, 1998

Role of William I. Swartz and Linda L. Swartz: Debtor · Outcome: Case closed 1998-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IN (not a filing state)

William F. Swartz and Helen Liggett Swartz closed

United States Bankruptcy Court, D. Maryland · No. 98-52242 · Filed Feb 18, 1998 · Closed Mar 29, 2000

Role of William F. Swartz and Helen Liggett Swartz: Debtor · Outcome: Case closed 2000-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in MD (not a filing state)

William J Swartz closed

United States Bankruptcy Court, S.D. Ohio · No. 3:97-bk-34708 · Filed Aug 19, 1997 · Closed Nov 21, 2002

Role of William J Swartz: Debtor · Outcome: Case closed 2002-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in OH (not a filing state)

William F. Swartz closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:96-bk-03006 · Filed Oct 18, 1996 · Closed May 23, 1997

Role of William F. Swartz: Debtor · Outcome: Case closed 1997-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in PA (not a filing state)

William Swartz closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 96-13926 · Filed May 1, 1996 · Closed Aug 26, 1998

Role of William Swartz: Debtor · Outcome: Case closed 1998-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in PA (not a filing state)

William M Swartz closed

United States Bankruptcy Court, N.D. Illinois · No. 95-03486 · Filed Feb 21, 1995 · Closed May 15, 1998

Role of William M Swartz: Debtor · Outcome: Case closed 1998-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

William J. Swartz closed

United States Bankruptcy Court, N.D. California · No. 94-10088 · Filed Jan 14, 1994 · Closed Jan 25, 1996

Role of William J. Swartz: Debtor · Outcome: Case closed 1996-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in CA (not a filing state)

Linda T. Swartz and William F. Swartz closed

United States Bankruptcy Court, D. Massachusetts · No. 93-42658 · Filed Sep 30, 1993 · Closed Feb 4, 1994

Role of William F. Swartz: Debtor · Outcome: Case closed 1994-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in MA (not a filing state)

William J. Swartz and Kristie J. Swartz closed

United States Bankruptcy Court, N.D. Ohio · No. 92-33670 · Filed Oct 16, 1992 · Closed Mar 8, 1993

Role of William J. Swartz and Kristie J. Swartz: Debtor · Outcome: Case closed 1993-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in OH (not a filing state)

William B. Swartz and Cheryl A. Swartz closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:90-bk-02305 · Filed Dec 31, 1990 · Closed Jun 14, 1991

Role of William B. Swartz and Cheryl A. Swartz: Debtor · Outcome: Case closed 1991-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in PA (not a filing state)

William E. Swartz and Dawn D. Swartz closed

United States Bankruptcy Court, N.D. Ohio · No. 90-33667 · Filed Oct 22, 1990 · Closed Apr 30, 1991

Role of William E. Swartz and Dawn D. Swartz: Debtor · Outcome: Case closed 1991-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in OH (not a filing state)

William S. Swartz closed

United States Bankruptcy Court, W.D. New York · No. 2-90-21224 · Filed Jun 14, 1990 · Closed Oct 27, 1992

Role of William S. Swartz: Debtor · Outcome: Case closed 1992-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in NY (not a filing state)

William Swartz and Florence Swartz closed

United States Bankruptcy Court, D. Utah · No. 88-23950 · Filed Jul 11, 1988 · Closed Apr 8, 1991

Role of William Swartz and Florence Swartz: Debtor · Outcome: Case closed 1991-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in UT (not a filing state)

William R. Swartz and Patricia I. Swartz closed

United States Bankruptcy Court, D. Maryland · No. 87-51869 · Filed Aug 14, 1987 · Closed Dec 15, 1987

Role of William R. Swartz and Patricia I. Swartz: Debtor · Outcome: Case closed 1987-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in MD (not a filing state)

William J. Swartz and Rita S. Swartz closed

United States Bankruptcy Court, W.D. Michigan · No. 86-90203 · Filed Oct 24, 1986 · Closed Mar 31, 1987

Role of William J. Swartz and Rita S. Swartz: Debtor · Outcome: Case closed 1987-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in MI (not a filing state)

William S Swartz closed

United States Bankruptcy Court, N.D. Illinois · No. 84-07634 · Filed Jun 15, 1984 · Closed Jun 18, 1985

Role of William S Swartz: Debtor · Outcome: Case closed 1985-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 63 federal dockets); court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for William Swartz (compared 1 filing on Oct 24, 2026)

Note · Dec 7, 2023

William Swartz appears on 1 deal that stopped filing before reaching its target

Flux Hybrids, Inc (last filing Dec 7, 2023; $467,000 sold of $1,300,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Flux Hybrids, Inc — PartnerFacts page ↗

Sources

Flux Hybrids, Inc — PartnerFacts page ↗ (Dec 7, 2023)

Note · Apr 15, 2022 – Dec 7, 2023

No amendment in the last 12 months on an offering that may still be open — Flux Hybrids, Inc (latest filing Dec 7, 2023)

The latest filing for this offering is dated Dec 7, 2023 (first sale Apr 15, 2022). It reports $467,000 sold of $1,300,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Dec 7, 2023 ↗Flux Hybrids, Inc — PartnerFacts page ↗

Sources

Form D/A · Dec 7, 2023 ↗ (Dec 7, 2023)
Flux Hybrids, Inc — PartnerFacts page ↗ (Dec 7, 2023)

Note · Nov 8, 2022 – Dec 7, 2023

Offering amount changed between filings — Flux Hybrids, Inc

The Nov 8, 2022 filing says $333,100 offered; the Dec 7, 2023 Form D/A says $1,300,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 8, 2022 ↗Form D/A (later) · Dec 7, 2023 ↗Flux Hybrids, Inc — PartnerFacts page ↗

Sources

Form D (earlier) · Nov 8, 2022 ↗ (Nov 8, 2022)
Form D/A (later) · Dec 7, 2023 ↗ (Dec 7, 2023)
Flux Hybrids, Inc — PartnerFacts page ↗ (Dec 7, 2023)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 7, 2023 D/A Flux Hybrids, Inc File 021-464149	$0	$0	$0 (est.) Proceeds will be used for working capital, which may include normal compensation to executive officers.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named William Swartz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Flux Hybrids, Inc

Troutman, NC · Dec 7, 2023

Dec 7, 2023 · D/A · $467,000 sold of $1,300,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $467K from 9 investors (36% of the $1.3M target) as of the latest filing. William is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around William 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Cody Biedermann

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William Swartz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Clay Dowdey

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William Swartz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Micah Ulrich

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as William Swartz. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Swartz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

fluxhybrids.com ↗ found via Flux Hybrids, Inc (fluxhybrids.com — Form C 0001670254-24-000563 (issuer website as filed))

Websites and social links of the issuers William Swartz is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Troutman, NC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

fluxhybrids.com ↗ found on Flux Hybrids, Inc (fluxhybrids.com — Form C 0001670254-24-000563 (issuer website as filed))

Change history

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William Swartz

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

William Swartz appears on 1 deal that stopped filing before reaching its target

No amendment in the last 12 months on an offering that may still be open — Flux Hybrids, Inc (latest filing Dec 7, 2023)

Offering amount changed between filings — Flux Hybrids, Inc

5. Money to insiders

Deals 1

Flux Hybrids, Inc

People around William 3

Cody Biedermann

Clay Dowdey

Micah Ulrich

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Found on the sponsor's own site

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person