Sponsor Check › Person
Related person on Form D filings · address states as listed: CO, A1 · listed Jul 20, 2011 → Jul 29, 2021
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
5 of 12 offerings report sales commissions totalling $969,824; 1 reports finder's fees totalling $204,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jul 29, 2021 D File 021-408176 | $264 (est.) | $0 | $0 | Haywood Securities Inc. no CRD number reported via Haywood Securities (USA) Inc. (CRD 42072 ↗) |
| EDGAR ↗ | Feb 6, 2019 D File 021-332230 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 28, 2017 D File 021-299556 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 9, 2014 D File 021-224333 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 18, 2014 D File 021-212072 | $0 | $0 | $0 | SPROTT GLOBAL RESOURCE INVESTMENTS LTD. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Feb 18, 2014 D File 021-212074 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 3, 2012 D/A File 021-179160 | $509,468 (est.) | $0 | $0 | CORMARK SECURITIES (USA) LIMITED BrokerCheck CRD 101000 ↗ SPROTT GLOBAL RESOURCE INVESTMENTS, LTD. BrokerCheck CRD 35878 ↗ CANACCORD GENUITY INC. BrokerCheck CRD 1020 ↗ |
| EDGAR ↗ | Apr 4, 2012 D File 021-176149 | $240,433 | $0 | $0 | GLOBAL RESOURCE INVESTMENTS BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Sep 12, 2011 D File 021-165690 | $215,962 | $0 | $0 | GLOBAL RESOURCE INVESTMENTS BrokerCheck CRD 35878 ↗ SPROTT ASSET MANAGEMENT LP no CRD number reported via CORMARK SECURITIES (USA) LIMITED (CRD 101000 ↗) |
| EDGAR ↗ | Jul 20, 2011 D File 021-163198 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 5, 2011 D File 021-153003 | $3,697 (est.) | $0 | $0 | Salman Partners (USA) Inc. BrokerCheck CRD 43842 ↗ |
| EDGAR ↗ | Feb 26, 2010 D File 021-58180 | $0 | $204,000 | $0 | Global Resource Investments, Ltd. BrokerCheck CRD 35878 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | RANCHERO GOLD CORP. | Executive Officer, Director | Jul 29, 2021 | D | $234,071 similar: $500,000–$7,000,000 | $234,071 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Kuya Silver Corp./BC group: Kuya | Executive Officer, Director | Feb 6, 2019 | D | $211,557 similar: $500,000–$7,000,000 | $87,112 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Kuya Silver Corp./BC group: Kuya | Executive Officer, Director | Nov 28, 2017 | D | $290,668 similar: $1,000,000–$16,613,798 | $290,668 | 12 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | GLOBAL MINERALS LTD | Executive Officer, Director | Sep 9, 2014 | D | $659,787 similar: $500,000–$7,000,000 | $388,110 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | GLOBAL MINERALS LTD | Executive Officer, Director | Feb 18, 2014 | D | $374,822 similar: $500,000–$7,000,000 | $103,232 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | GLOBAL MINERALS LTD | Executive Officer, Director | Feb 18, 2014 | D | $4,356,507 similar: $500,000–$7,000,000 | $1,815,211 | 19 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ESPERANZA RESOURCES CORP group: Reservoir | Director | Jul 3, 2012 | D/A | $8,491,125 similar: $500,000–$7,000,000 | $8,491,125 | 124 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ESPERANZA RESOURCES CORP group: Reservoir | Director | Jun 1, 2012 | D | $7,491,125 similar: $500,000–$7,000,000 | $7,491,125 | 123 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | GLOBAL MINERALS LTD | Executive Officer, Director | Apr 4, 2012 | D | $13,592,359 similar: $500,000–$7,000,000 | $4,976,918 | 147 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | GLOBAL MINERALS LTD | Executive Officer, Director | Sep 12, 2011 | D | $2,439,484 similar: $500,000–$7,000,000 | $1,259,987 | 43 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | GLOBAL MINERALS LTD | Director | Jul 20, 2011 | D | $1,785,782 similar: $500,000–$7,000,000 | $1,785,782 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ESPERANZA RESOURCES CORP group: Reservoir | Executive Officer, Director | Jan 5, 2011 | D | $73,949 similar: $500,000–$7,000,000 | $73,949 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ESPERANZA RESOURCES CORP group: Reservoir | Executive Officer, Director | Feb 26, 2010 | D | $4,080,000 similar: $500,000–$7,000,000 | $4,080,000 | 88 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as WILLIAM PINCUS. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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