Sponsor Check › Person
Related person on Form D filings · address state as listed: CT · listed Jun 12, 2009 → Mar 29, 2018
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 18 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Mar 29, 2018 D/A File 021-131939 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-131946 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-131985 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-133191 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-117157 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-117156 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-117158 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-255283 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-255284 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-40622 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 29, 2018 D/A File 021-39239 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 29, 2015 D/A File 021-146275 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 29, 2015 D/A File 021-131940 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2015 D/A File 021-156950 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2015 D/A File 021-156952 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 24, 2015 D/A File 021-156949 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 14, 2012 D/A File 021-57810 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 22, 2010 D/A File 021-57809 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | SPM Macro Master Fund, L.P. on behalf of & for the account of the Real Estate Risk Transfer Master Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $136,149,268 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Fund, L.P. on behalf of & for the account of the Real Estate Risk Transfer Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $94,130,527 | 10 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Fund, L.P. | Executive Officer Principal of SPM III, LLC | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $80,893,272 | 63 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM OPPORTUNITY MASTER FUND, L.P. | Executive Officer Principal of SPM III, LLC | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,756,970 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Master Fund, L.P. | Executive Officer Principal of SPM III, LLC | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $342,073,610 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Fund, L.P. | Executive Officer Principal of SPM III, LLC | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,656,118 | 75 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Fund, L.P. | Executive Officer Principal of SPM III | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $57,066,767 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Master Fund, L.P. | Executive Officer Principal of SPM III | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $512,618,222 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Offshore Fund, Ltd. | Executive Officer Principal of SPM III | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $330,432,941 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | STRUCTURED SERVICING HOLDINGS MASTER FUND LP | Executive Officer | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $730,035,074 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | STRUCTURED SERVICING HOLDINGS LP | Executive Officer Principal of Structured Portfolio Management, L.L.C. | Mar 29, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,393,322 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | STRUCTURED SERVICING HOLDINGS MASTER FUND LP | Executive Officer | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $767,646,531 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | STRUCTURED SERVICING HOLDINGS LP | Executive Officer Principal of Structured Portfolio Management, L.L.C. | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $80,655,005 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Fund, L.P. | Executive Officer Principal of SPM III | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $68,379,765 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Master Fund, L.P. | Executive Officer Principal of SPM III | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $698,429,891 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Offshore Fund, Ltd. | Executive Officer Principal of SPM III | May 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $419,499,062 | 8 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Fund, L.P. on behalf of & for the account of the Real Estate Risk Transfer Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Jan 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,724,762 | 11 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Fund, L.P. on behalf of & for the account of the Real Estate Risk Transfer Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Jan 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,724,762 | 11 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM OPPORTUNITY MASTER FUND, L.P. | Executive Officer Principal of SPM III, LLC | Oct 7, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $136,004,593 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Fund, L.P. | Executive Officer Principal of SPM III, LLC | Oct 7, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $114,297,603 | 90 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Master Fund, L.P. | Executive Officer Principal of SPM III, LLC | Oct 7, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $632,364,179 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Fund, L.P. | Executive Officer Principal of SPM III, LLC | Oct 7, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,218,938 | 78 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Master Fund, L.P. | Executive Officer Principal of SPM III | May 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $566,836,726 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Fund, L.P. | Executive Officer Principal of SPM III | May 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $94,750,555 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | STRUCTURED SERVICING HOLDINGS LP | Executive Officer Principal of Structured Portfolio Management, L.L.C. | May 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $184,339,586 | 23 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | STRUCTURED SERVICING HOLDINGS MASTER FUND LP | Executive Officer | May 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $788,173,346 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Master Fund, L.P. on behalf of & for the account of the Real Estate Risk Transfer Master Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Jan 15, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $35,166,330 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Fund, L.P. on behalf of & for the account of the Real Estate Risk Transfer Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Jan 15, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $29,166,330 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Offshore Fund, Ltd. | Executive Officer | Sep 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,451,805 | 29 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM OPPORTUNITY MASTER FUND, L.P. | Executive Officer Principal of SPM Products | Sep 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $239,912,741 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Fund, L.P. | Executive Officer Principal of SPM Products | Sep 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $189,460,936 | 125 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Offshore Fund, Ltd | Executive Officer | Sep 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $882,888,838 | 59 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Master Fund, L.P. | Executive Officer Principal of SPM Products | Sep 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,173,144,031 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Fund, L.P. | Executive Officer Principal of SPM Products | Sep 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $290,255,193 | 117 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Offshore Fund, Ltd. | Executive Officer Principal of SPM III | May 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $605,488,569 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Master Fund, L.P. | Executive Officer Principal of SPM III | May 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,002,766,380 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Fund, L.P. | Executive Officer Principal of SPM III | May 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $163,056,801 | 9 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Offshore Fund, SPC. on behalf of & for the account of the MVPQ Segregated Portfolio | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 24, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,293,199 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Master Fund, L.P. on behalf of & for the account of The MVPQ Master Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 24, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $64,005,037 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Fund, L.P. on behalf of & for the account of the MVPQ Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 24, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,711,838 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Fund, L.P. | Executive Officer Principal of SPM Products | Sep 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $325,143,482 | 114 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Master Fund, L.P. | Executive Officer Principal of SPM Products | Sep 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,383,032,243 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Offshore Fund, Ltd | Executive Officer Principal of SPM Products | Sep 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,057,888,761 | 70 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Fund, L.P. | Executive Officer Principal of SPM Products | Sep 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $210,058,425 | 106 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM OPPORTUNITY MASTER FUND, L.P. | Executive Officer Principal of SPM Products | Sep 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $258,501,720 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Offshore Fund, Ltd. | Executive Officer | Sep 23, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $48,443,295 | 29 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Master Fund, L.P. | Executive Officer Principal of SPM III | May 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $369,517,922 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Fund, L.P. | Executive Officer Principal of SPM III | May 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,206,352 | 25 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Master Fund, L.P. on behalf of & for the account of The MVPQ Master Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $121,611,384 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Fund, L.P. on behalf of & for the account of the MVPQ Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 18, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,224,691 | 16 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Offshore Fund, Ltd. | Executive Officer | Aug 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $46,955,503 | 28 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Offshore Fund, Ltd | Director | Aug 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,154,827,338 | 110 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Fund, L.P. | Executive Officer Principal of SPM Products | Aug 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $411,550,566 | 171 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM OPPORTUNITY MASTER FUND, L.P. | Executive Officer Principal of SPM Products | Aug 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $184,677,908 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Master Fund, L.P. | Executive Officer Principal of SPM Products | Aug 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,566,377,904 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Fund, L.P. | Executive Officer Principal of SPM Products | Aug 22, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $137,722,405 | 67 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Master Fund, L.P. | Executive Officer Principal of SPM Products | May 2, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $369,517,922 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Fund, L.P. | Executive Officer Principal of SPM Products | May 2, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $144,206,352 | 25 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Fund, L.P. on behalf of & for the account of the MVPQ Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 19, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,871,047 | 15 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Master Fund, L.P. on behalf of & for the account of The MVPQ Master Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 19, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,761,047 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Offshore Fund, Ltd. | Executive Officer | Aug 22, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $94,806,693 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM OPPORTUNITY MASTER FUND, L.P. | Executive Officer Principal of SPM Products | Aug 22, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $198,724,334 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Fund, L.P. | Executive Officer Principal of SPM Products | Aug 22, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $103,917,641 | 47 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Offshore Fund, Ltd | Director | Aug 22, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,069,000,000 | 98 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Master Fund, L.P. | Executive Officer Principal of SPM Products | Aug 22, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,615,253,686 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Fund, L.P. | Executive Officer Principal of SPM Products | Aug 22, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $455,015,217 | 160 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Fund, L.P. | Executive Officer Principal of SPM Products | May 2, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $139,915,029 | 23 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Master Fund, L.P. | Executive Officer Principal of SPM Products | May 2, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $242,342,672 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Fund, L.P. on behalf of & for the account of the MVPQ Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 19, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $19,901,047 | 14 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Master Fund, L.P. on behalf of & for the account of The MVPQ Master Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 19, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,751,047 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARMENIDES FUND L P | Executive Officer Officer of SPM JR., LLC | Mar 14, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $413,274,526 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Offshore Fund, Ltd. | Executive Officer | Sep 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,500,000 | 31 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Fund, L.P. | Executive Officer Principal of SPM Products | Sep 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $262,500,000 | 75 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM OPPORTUNITY MASTER FUND, L.P. | Executive Officer Principal of SPM Products | Sep 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $406,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Fund, L.P. | Executive Officer Principal of SPM Products | Sep 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $346,925,000 | 127 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Master Fund, L.P. | Executive Officer Principal of SPM Products | Sep 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,100,000,000 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Offshore Fund, Ltd | Director | Sep 9, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $496,000,000 | 79 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Fund, L.P. on behalf of & for the account of the MVPQ Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 17, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $12,911,047 | 7 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Macro Master Fund, L.P. on behalf of & for the account of The MVPQ Master Series | Executive Officer Principal of SPM Products, Investment Adviser of the Issuer | Mar 17, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $21,911,047 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARMENIDES FUND L P | Executive Officer Officer of SPM JR., LLC | Mar 10, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $413,274,526 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Fund, L.P. | Executive Officer Principal of SPM Products | Sep 28, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $139,915,029 | 23 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MBS Agency Master Fund, L.P. | Executive Officer Principal of SPM Products | Sep 28, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $242,342,672 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Offshore Fund, Ltd | Director | Aug 12, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $37,125,000 | 12 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Offshore Fund, Ltd. | Executive Officer | Aug 12, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $106,526,971 | 18 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Fund, L.P. | Executive Officer Principal of SPM Products | Aug 12, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $196,972,608 | 54 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM OPPORTUNITY MASTER FUND, L.P. | Executive Officer Principal of SPM Products | Aug 12, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $303,999,579 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Fund, L.P. | Executive Officer Principal of SPM Products | Aug 12, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,180,000 | 23 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Master Fund, L.P. | Executive Officer Principal of SPM Products | Aug 11, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $320,955,000 | 4 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARMENIDES MASTER FUND L P | Executive Officer Officer of Structured Servicing Transactions Group, L.L.C., General Partner of the Issuer | Feb 22, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $811,644,781 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PARMENIDES FUND L P | Executive Officer Officer of SPM JR., LLC | Feb 22, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $413,274,526 | 63 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Fund, L.P. | Executive Officer | Jul 29, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $400,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Core Master Fund, L.P. | Executive Officer Officer of Upper Shad Associates, LLC, Managing Member of Structured Servicing Transactions Group, L.L.C., General Partner of the Issuer | Jun 15, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $265,000,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM OPPORTUNITY MASTER FUND, L.P. | Executive Officer Officer of Upper Shad Associates LLC, Managing Member of Structured Servicing Transactions Group, L.L.C., General Partner of the Issuer | Jun 12, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $248,474,580 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | SPM Opportunity Fund, L.P. | Executive Officer Officer of Upper Shad Associates, Managing Member of Structured Servicing Transactions Group, L.L.C., General Partner of the Issuer | Jun 12, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $168,197,608 | 31 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as William Mok. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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