PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:42 AM ET

Sponsor Check › Person

William Miller

Related person on Form D filings · address states as listed: CA, NY · listed Apr 14, 2009 → Sep 22, 2026

23issuers
31Form D filings
2009–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:09 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:09 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:09 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

2 of 23 offerings report sales commissions totalling $12,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 22, 2026 D
File 021-598301
$0$0$0
Affiliates of the General Partner may receive payments deemed to be made from the proceeds of the offering including management fees. The amount of such payments cannot be estimated at this time.
N/A no CRD number reported
via Nuveen Securities LLC (CRD 469 ↗)
EDGAR ↗Jul 14, 2026 D
File 021-590643
$0$0$0None listed on this filing
EDGAR ↗Apr 21, 2026 D
File 021-581267
$0$0$0None no CRD number reported
via Nuveen Securities LLC (CRD 469 ↗)
EDGAR ↗Oct 31, 2025 D/A
File 021-528275
$0$0$0
Affiliates of the General Partner may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
Nuveen Securities, LLC BrokerCheck CRD 469 ↗
via Nuveen Securities LLC (CRD 469 ↗)
EDGAR ↗Nov 19, 2024 D/A
File 021-495276
$0$0$0
Affiliates of the General Partner may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
Nuveen Securities, LLC BrokerCheck CRD 469 ↗
via Nuveen Securities, LLC (CRD 469 ↗)
EDGAR ↗Nov 19, 2024 D/A
File 021-497391
$0$0$0
Affiliates of the General Partner may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
None listed on this filing
EDGAR ↗Jun 16, 2023 D/A
File 021-449024
$0$0$0
Affiliates of the General Partner may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
None no CRD number reported
via Nuveen Securities, LLC (CRD 469 ↗)
EDGAR ↗Mar 9, 2023 D/A
File 021-333881
$0$0$0 (est.)None no CRD number reported
via Nuveen Securities, LLC (CRD 469 ↗)
EDGAR ↗Jan 30, 2023 D
File 021-472089
$0$0$0 (est.)
Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees, the amounts of which cannot be estimated at this time.
None no CRD number reported
via Nuveen Securities, LLC (CRD 469 ↗)
EDGAR ↗Jan 19, 2023 D
File 021-471119
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jun 29, 2022 D/A
File 021-404583
$0$0$0
Affiliates of the General Partner may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
None no CRD number reported
via Nuveen Securities, LLC (CRD 469 ↗)
EDGAR ↗Feb 10, 2022 D
File 021-433043
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Dec 21, 2021 D
File 021-426016
$0$0$0None no CRD number reported
via Nuveen Securities, LLC (CRD 469 ↗)
EDGAR ↗Mar 8, 2021 D
File 021-391452
$0$0$0
Affiliates of the General Partner may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
None no CRD number reported
via Nuveen Securities, LLC (CRD 469 ↗)

None no CRD number reported
via UBS Securities LLC (CRD 7654 ↗)
EDGAR ↗Nov 30, 2018 D
File 021-326987
$0 (est.)$0$0
Management fees will not be collected for this fund.
None no CRD number reported
via Nuveen Securities, LLC (CRD 469 ↗)
EDGAR ↗Dec 4, 2017 D
File 021-299943
$0 (est.)$0$0 (est.)
Affiliates (GP and/or Investment Manager) of, and/or persons named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
None no CRD number reported
via Nuveen Securities, LLC (CRD 469 ↗)

None no CRD number reported
via TEACHERS PERSONAL INVESTORS SERVICES, INC. (CRD 36130 ↗)
EDGAR ↗Nov 30, 2017 D
File 021-299827
$0 (est.)$0$0 (est.)
Affiliates (GP and/or Investment Manager) of, and/or persons named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.
None no CRD number reported
via UBS Financial Services Inc. (CRD 8174 ↗)
EDGAR ↗Feb 5, 2016 D
File 021-256842
$0$0$0None listed on this filing
EDGAR ↗Feb 5, 2016 D
File 021-256849
$0$0$0None listed on this filing
EDGAR ↗Feb 5, 2016 D
File 021-256846
$0$0$0None listed on this filing
EDGAR ↗Jun 6, 2014 D
File 021-218743
$0$0$0None listed on this filing
EDGAR ↗Jun 18, 2010 D
File 021-143710
$0$0$0None listed on this filing
EDGAR ↗Apr 14, 2009 D
File 021-83867
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗NRE US Strategic Self-Storage Fund II LPExecutive OfficerSep 22, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Nuveen Real Estate U.S. Strategic Healthcare Fund I LPExecutive Officer
Managing Director of the General Partner of the Issuer
Jul 14, 2026DIndefinite
similar: $155,000–$5,250,000
$432,500,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗U.S. Strategic Industrial Fund III Investors LPExecutive OfficerApr 21, 2026DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗US Strategic Industrial Fund III LPExecutive OfficerOct 31, 2025D/AIndefinite
similar: $155,000–$5,250,000
$198,000,0008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Nuveen Real Estate U.S. Affordable Housing Fund LPExecutive Officer
Assistant Secretary of General Partner of Issuer
Nov 19, 2024D/AIndefinite
similar: $500,000–$16,420,250
$346,000,0002
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗NRE US Strategic Self-Storage Fund LPExecutive OfficerNov 19, 2024D/AIndefinite
similar: $155,000–$5,250,000
$110,920,12556
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗US Strategic Industrial Fund III LPExecutive OfficerOct 31, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Nuveen Real Estate U.S. Affordable Housing Fund LPExecutive Officer
Assistant Secretary of General Partner of Issuer
Nov 16, 2023DIndefinite
similar: $500,000–$16,420,250
$250,000,0001
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗NRE US Strategic Self-Storage Fund LPExecutive OfficerOct 20, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Nuveen Real Estate U.S. Strategic Lab Vehicle LP
group: Nuveen
Executive OfficerJun 16, 2023D/AIndefinite
similar: $155,000–$5,250,000
$80,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗U.S. Cities Multifamily Fund LPExecutive Officer
Mr. Miller is the Assistant Secretary of the General Partner of the Issuer.
Mar 9, 2023D/AIndefinite
similar: $500,000–$16,420,250
$1,514,140,34915
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗U.S. Cities Multifamily Fund-A LPExecutive Officer
The Assistant Secretary of the General Partner of the Issuer.
Jan 30, 2023DIndefinite
similar: $500,000–$16,420,250
$447,839,5002
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗CASA Partners IX Holdings LLC
group: Casa
Executive OfficerJan 19, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Nuveen Real Estate U.S. Strategic Alternatives Fund I LPExecutive OfficerJun 29, 2022D/AIndefinite
similar: $155,000–$5,250,000
$237,000,00012
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Nuveen Real Estate U.S. Strategic Lab Vehicle LP
group: Nuveen
Executive OfficerJun 13, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Nuveen Real Estate U.S. Strategic Alternatives Fund I Holding Co LLCExecutive OfficerFeb 10, 2022D$125,000
similar: $155,000–$5,250,000
$125,000125
similar: 4–27
$1,000
similar: $1,000–$100,000
EDGAR ↗U.S. Cities Multifamily Fund LPExecutive Officer
Mr. Miller is the Assistant Secretary of the General Partner of the Issuer.
Feb 7, 2022D/AIndefinite
similar: $500,000–$16,420,250
$1,513,315,34914
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Nuveen Real Estate U.S. Strategic Alternatives Fund I Investors LPExecutive OfficerDec 21, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Nuveen Real Estate U.S. Strategic Alternatives Fund I LPExecutive OfficerJun 29, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗U.S. Strategic Industrial Fund II LPExecutive Officer
Mr. Miller is the Assistant Secretary and Authorized Signer of the General Partner of the Issuers
Mar 8, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗U.S. Cities Multifamily Fund LPExecutive Officer
Mr. Miller is the Assistant Secretary of the General Partner of the Issuer.
Feb 8, 2021D/AIndefinite
similar: $500,000–$16,420,250
$1,094,815,34910
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗U.S. Cities Multifamily Fund LPExecutive Officer
Mr. Miller is the Assistant Secretary of the General Partner of the Issuer.
Feb 28, 2020D/AIndefinite
similar: $500,000–$16,420,250
$686,815,3494
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗TH Real Estate U.S. Strategic Industrial Fund I Investors LPExecutive Officer
Mr. Miller is the Assistant Secretary and Authorized Signatory of the General Partner (TH Real Estate U.S. Strategic Industrial Fund I GP, LLC) of the Issuer.
Nov 30, 2018D$600,000,000
similar: $155,000–$5,250,000
$3,305,25322
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TH Real Estate U.S. Strategic Industrial Fund I LPExecutive Officer
Mr. Miller is the Assistant Secretary and Authorized Signatory of the General Partner (TH Real Estate U.S. Strategic Industrial Fund I GP, LLC) of the Issuer.
Dec 4, 2017D$600,000,000
similar: $155,000–$5,250,000
$111,715,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TH Real Estate U.S. Strategic Industrial Fund I-A LPExecutive Officer
Mr. Miller is the Assistant Secretary and Authorized Signatory of the General Partner (TH Real Estate U.S. Strategic Industrial Fund I GP, LLC) of the Issuer.
Nov 30, 2017D$600,000,000
similar: $155,000–$5,250,000
$61,715,000183
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗KKR Real Estate Trust Feeder L.P.
group: Kkr
Executive Officer
Vice President of the General Partner.
Feb 5, 2016DIndefinite
similar: $125,000–$125,000
$00
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗KKR Real Estate Finance Manager LLC
group: Kkr
Executive Officer
Chief Financial Officer and Treasurer
Feb 5, 2016DIndefinite
similar: $125,000–$125,000
$00
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗KKR Real Estate Finance Trust Inc.
group: Kkr
Executive Officer
Chief Financial Officer and Treasurer
Feb 5, 2016DIndefinite
similar: $125,000–$125,000
$00
similar: 124–125
No minimum reported
similar: $1,000–$1,000
EDGAR ↗Quaddra Software Inc.DirectorJun 6, 2014D$929,997
similar: $500,000–$7,000,000
$579,9979
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗OEC Holding CorpExecutive Officer, DirectorJun 18, 2010D$28,115,285
similar: $500,000–$7,000,000
$28,115,2858
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗scanR IncDirectorApr 14, 2009D$8,953,250
similar: $500,000–$7,000,000
$6,191,3985
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); REITS and Finance / 506(b) (3,490 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (6 management entities, 34 people)

People and management entities the issuers listed as related persons on the same Form D filings as William Miller. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Nuveen Alternatives Advisors LLC entity — 6 shared filings (3 issuers) · roles as listed: Promoter, Executive Officer · also listed on 34 other issuers
  • U.S. Cities Multifamily Fund GP LLC entity — 5 shared filings (2 issuers) · roles as listed: Executive Officer, Promoter · also listed on 1 other issuer
  • TH Real Estate Global LLC entity — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Promoter
  • KKR KREF Feeder GP LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Nuveen Real Estate Global LLC entity — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Promoter
  • NRE US Strategic Self-Storage Fund II GP LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Gordon Christopher McGibbon — 9 shared filings (6 issuers) · roles as listed: Executive Officer, Promoter · also listed on 6 other issuers
  • Melissa Reagen — 7 shared filings (5 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Michael Hunter — 7 shared filings (5 issuers) · roles as listed: Executive Officer, Director · also listed on 4 other issuers
  • Randy Giraldo — 5 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Nikita Rao — 5 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Brad Simpkins — 4 shared filings (4 issuers) · role as listed: Executive Officer
  • Arden Davis — 3 shared filings (2 issuers) · role as listed: Executive Officer
  • Christine Nardecchia — 3 shared filings (2 issuers) · role as listed: Executive Officer
  • Graydon Bouchillon — 3 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 12 other issuers
  • Marjorie Pierre-Merritt — 3 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 2 other issuers
  • Todd A. Fisher — 3 shared filings (3 issuers) · roles as listed: Executive Officer, Director · also listed on 56 other issuers
  • Ralph Rosenberg — 3 shared filings (3 issuers) · roles as listed: Executive Officer, Director · also listed on 44 other issuers
  • Patrick Mattson — 3 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 17 other issuers
  • Christen Lee — 3 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 36 other issuers
  • Matthew Salem — 3 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • William J. Janetschek — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 105 other issuers
  • Brian Bull — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 32 other issuers
  • Nadir Settles — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 4 other issuers
  • Jenny Du — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Harvey Koo — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Merredith Treaster — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Pamela West — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Jason Carss — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 262 other issuers
  • Suzanne O. Donohoe — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 94 other issuers
  • JOHN C. GLOVER — 1 shared filing (1 issuer) · role as listed: Director · also listed on 60 other issuers
  • Jon Callaghan — 1 shared filing (1 issuer) · role as listed: Director · also listed on 32 other issuers
  • Andrew P Laszlo — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Junie Yoon — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Rudy Ruano — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • C. Mark Boelhouwer — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Michael Hand — 1 shared filing (1 issuer) · role as listed: Director · also listed on 23 other issuers
  • William Magee — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • David Sorkin — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 85 other issuers
  • Christopher Lee — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 151 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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