William Mavity is listed as an executive officer and director on 7 SEC Form D filings by 3 issuers between Apr 2011 and Oct 2012: USGI MEDICAL INC (San Clemente, CA — other health care — 2012; $16.5M reported sold to 8 investors), Cerephex Corp (Los Gatos, CA — other health care — 2012; $5.92M reported sold to 9 investors) and HOTSPUR TECHNOLOGIES INC (Mountain View, CA — other health care — 2011; $3.75M reported sold to 29 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $26.2M sold in total.
Listed alongside Farhad Khosravi (5 shared filings), Gwen Watanabe (5 shared filings), James Howard Dreher (5 shared filings), Jay Brumfield (5 shared filings), Louis Soto (5 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for William Mavity and found 6 differences, 1 worth asking the sponsor about: Form D filed 111 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.