William Haramis is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Feb 2011: BE ACTIVE BRANDS INC. (New York, NY — industry reported as "Other" — 2011; $1.33M reported sold to 15 investors).
What this means One deal on file with the SEC, filed Feb 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Wolfson (1 shared filing), Marc Wexler (1 shared filing) and Saverio Pugliese (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for William Haramis and found 1 difference: 23% of the money raised went to insiders.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.