Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Apr 6, 2009 → Jul 31, 2014
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
12 of 84 offerings report sales commissions totalling $16,375,738; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jul 31, 2014 D File 021-222101 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 8, 2014 D File 021-220556 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-80427 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-114329 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-130005 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-42740 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-119657 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-130054 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-130027 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-56001 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-84707 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-126089 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-42741 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-42739 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-108506 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-76219 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-99848 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-92604 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-116300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-164207 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-167594 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-167595 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-182435 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-184330 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-185385 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-191949 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-191951 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-192343 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-193920 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-193939 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-197180 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-202963 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-202946 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-204685 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Apr 2, 2014 D/A File 021-204686 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Mar 28, 2014 D/A File 021-194139 | $2,377,300 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Mar 28, 2014 D/A File 021-194141 | $428,750 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Mar 28, 2014 D/A File 021-194142 | $122,250 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Mar 28, 2014 D/A File 021-194170 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Mar 28, 2014 D/A File 021-206322 | $4,569,000 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Mar 28, 2014 D/A File 021-206323 | $1,017,400 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Mar 28, 2014 D/A File 021-206324 | $307,875 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Mar 10, 2014 D/A File 021-192966 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Jan 15, 2014 D File 021-210188 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 28, 2013 D/A File 021-141277 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Mar 4, 2013 D File 021-192684 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 1, 2013 D File 021-192637 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 7, 2013 D File 021-191490 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-125823 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-128195 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-143893 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-143881 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-144005 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-144044 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-162916 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-162917 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-162918 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 22, 2012 D/A File 021-165480 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 27, 2012 D File 021-180400 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 27, 2012 D File 021-180404 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 7, 2012 D File 021-177743 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 27, 2012 D/A File 021-79041 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ |
| EDGAR ↗ | Aug 31, 2011 D/A File 021-154050 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 17, 2011 D/A File 021-151916 | $0 | $0 | $0 | Allianz Global Investor Distributors LLC BrokerCheck CRD 25567 ↗ PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Aug 17, 2011 D/A File 021-151917 | $0 | $0 | $0 | Allianz Global Investors DistributorsLLC BrokerCheck CRD 25567 ↗ PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Aug 17, 2011 D/A File 021-151918 | $0 | $0 | $0 | Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗ PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Aug 17, 2011 D/A File 021-154058 | $3,380,000 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Aug 17, 2011 D/A File 021-154060 | $3,001,413 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Aug 17, 2011 D/A File 021-154063 | $440,250 (est.) | $0 | $0 | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Jul 8, 2011 D/A File 021-143933 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 8, 2011 D/A File 021-143908 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 7, 2011 D/A File 021-136870 | $0 | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ via PIMCO Investments LLC (CRD 154957 ↗) |
| EDGAR ↗ | Apr 5, 2011 D/A File 021-111994 | $0 | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ via PIMCO Investments LLC (CRD 154957 ↗) |
| EDGAR ↗ | Dec 22, 2010 D File 021-152369 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 9, 2010 D File 021-151644 | $0 | $0 | $0 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗ |
| EDGAR ↗ | Dec 1, 2010 D/A File 021-145187 | $0 | $0 | $0 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗ |
| EDGAR ↗ | Dec 1, 2010 D File 021-151256 | $0 | $0 | $0 | Allianz Global Investors Distributors LLC BrokerCheck CRD 25567 ↗ |
| EDGAR ↗ | Mar 30, 2010 D/A File 021-51336 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 31, 2009 D/A File 021-131860 | $0 | $0 | $0 | ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC BrokerCheck CRD 25567 ↗ |
| EDGAR ↗ | Jul 27, 2009 D File 021-133092 | $304,250 | $0 | $0 | CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Jul 27, 2009 D File 021-133093 | $60,000 | $0 | $0 | DEUTSCHE BANK SECURITIES INC. BrokerCheck CRD 2525 ↗ DEUTSCHE BANK TRUST COMPANY AMERICAS no CRD number reported |
| EDGAR ↗ | Jul 27, 2009 D File 021-133094 | $367,250 | $0 | $0 | CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ |
| EDGAR ↗ | Jul 27, 2009 D File 021-133095 | $0 | $0 | $0 | DEUTSCHE BANK SECURITIES INC. BrokerCheck CRD 2525 ↗ DEUTSCHE BANK TRUST COMPANY AMERICAS no CRD number reported |
| EDGAR ↗ | Apr 7, 2009 D/A File 021-68520 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | PIMCO ST Floating NAV III Subsidiary LLC group: Pimco | Executive Officer Managing Director of the Investment Manager | Jul 31, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $110,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO International Portfolio Subsidiary LLC group: Pimco | Executive Officer Managing Director of the Investment Manager | Jul 8, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $5,557,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $651,122,201 | 58 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $867,969,758 | 382 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $169,602,143 | 72 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $765,794,221 | 18 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Executive Officer, Director Director of the General Partner and Executive Officer of the Investment Manager | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,744,344,959 | 232 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging March Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging September Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,777,900 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,067,774 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $257,709,875 | 28 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $237,424,763 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $230,145,507 | 9 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $126,293,031 | 70 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,399,894 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $75,613,995 | 23 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,753,379 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $223,110,000 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,214,000 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TRENDS - 1 FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,900,000 | 2 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,200,500 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,281,516,315 | 68 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE MANAGING MEMBER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $933,690,463 | 60 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $722,637,781 | 26 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Offshore Fund II Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $350,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,158,510,140 | 79 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,348,386,268 | 32 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $946,185,657 | 4 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,474,669,446 | 16 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,284,027,316 | 55 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,970,794,471 | 177 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,021,998,051 | 49 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Apr 2, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,053,907,725 | 50 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,650,000 | 48 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $94,021,000 | 223 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $426,340,000 | 784 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $73,500,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,959,765,000 | 51 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND ONSHORE FEEDER II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,550,376,500 | 137 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,364,159,390 | 178 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $431,436 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 30, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,650,000 | 47 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 30, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $74,521,000 | 185 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 30, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $377,290,000 | 680 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND ONSHORE FEEDER II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 30, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,083,681,500 | 98 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Jan 30, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $958,974,390 | 145 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund VIII, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jan 15, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $10,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 23, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $73,500,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND ONSHORE FEEDER II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 23, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,076,481,500 | 95 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 23, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,375,000,000 | 40 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 23, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $946,974,390 | 142 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 23, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,800,000 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 23, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,321,000 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Dec 23, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $337,640,000 | 604 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Offshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 14, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $18,500,000 | 30 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 14, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $50,171,000 | 121 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund II Special Onshore Feeder, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Nov 14, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $252,100,000 | 436 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO Tail Risk Hedging September Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 16, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $39,500 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 16, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $1,500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 4, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $527,424,390 | 102 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND ONSHORE FEEDER II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 4, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $924,548,000 | 65 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 16, 2013 | D | Indefinite | $1,500,000 | 2 | No minimum reported |
| EDGAR ↗ | PIMCO Tail Risk Hedging March Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 16, 2013 | D | Indefinite | $5,950,000 | 2 | No minimum reported |
| EDGAR ↗ | PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | May 29, 2013 | D | Indefinite | $90,000,000 | 1 | No minimum reported |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Executive Officer, Director Director of the General Partner and Executive Officer of the Investment Manager | Mar 28, 2013 | D/A | Indefinite | $4,685,394,932 | 234 | $100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D/A | Indefinite | $42,025,000 | 5 | $100,000 |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D/A | Indefinite | $14,797,143 | 10 | No minimum reported |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D/A | Indefinite | $774,500 | 1 | No minimum reported |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D/A | Indefinite | $340,510,500 | 14 | $100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Offshore Fund II Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D/A | Indefinite | $301,225,000 | 4 | No minimum reported |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D/A | Indefinite | $89,382,031 | 71 | No minimum reported |
| EDGAR ↗ | PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D/A | Indefinite | $747,207,922 | 49 | No minimum reported |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D/A | Indefinite | $1,200,316,315 | 76 | No minimum reported |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE MANAGING MEMBER | Mar 28, 2013 | D/A | Indefinite | $962,849,178 | 62 | No minimum reported |
| EDGAR ↗ | PIMCO TRENDS - 1 FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 28, 2013 | D/A | Indefinite | $4,900,000 | 2 | $500,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 28, 2013 | D/A | Indefinite | $860,969,758 | 373 | $5,000,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 28, 2013 | D/A | Indefinite | $167,392,143 | 72 | $1,000,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 28, 2013 | D/A | Indefinite | $765,074,683 | 23 | $5,000,000 |
| EDGAR ↗ | PIMCO Global Credit Opportunity Offshore Fund II, Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 28, 2013 | D/A | Indefinite | $170,000,000 | 3 | $100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 28, 2013 | D/A | Indefinite | $1,049,324,032 | 26 | $100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 28, 2013 | D/A | Indefinite | $61,205,000 | 14 | $100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 28, 2013 | D/A | Indefinite | $946,185,657 | 3 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 28, 2013 | D/A | Indefinite | $2,146,383,345 | 16 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 28, 2013 | D/A | Indefinite | $237,424,763 | 4 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 28, 2013 | D/A | Indefinite | $1,678,525,274 | 60 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 28, 2013 | D/A | Indefinite | $363,010,000 | 11 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 28, 2013 | D/A | Indefinite | $37,753,379 | 4 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 28, 2013 | D/A | Indefinite | $1,696,660,203 | 182 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 28, 2013 | D/A | Indefinite | $1,591,752,328 | 50 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 28, 2013 | D/A | Indefinite | $444,675,509 | 67 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D/A | Indefinite | $937,223,725 | 46 | $100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D | Indefinite | $50,000,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO BRAVO FUND ONSHORE FEEDER II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D | Indefinite | $198,555,000 | 14 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D | Indefinite | $361,415,000 | 11 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 28, 2013 | D | Indefinite | $130,980,000 | 54 | No minimum reported |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 26, 2013 | D | Indefinite | $3,815,000 | 11 | No minimum reported |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 26, 2013 | D | Indefinite | $7,585,000 | 9 | No minimum reported |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 8, 2013 | D | Indefinite | $282,726 | 2 | No minimum reported |
| EDGAR ↗ | PIMCO COMMODITY ALPHA FUND LLC group: Pimco | Executive Officer Managing Director of the Manager | Mar 4, 2013 | D | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | PIMCO COMMODITY ALPHA FUND LTD. group: Pimco | Director Managing Director of the Investment Manager | Mar 1, 2013 | D | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Offshore Fund II Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 25, 2013 | D | Indefinite | $300,000,000 | 2 | No minimum reported |
| EDGAR ↗ | PIMCO Tactical Opportunities Onshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 15, 2013 | D | Indefinite | $8,940,000 | 9 | No minimum reported |
| EDGAR ↗ | PIMCO Tactical Opportunities Offshore Fund L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Feb 15, 2013 | D | Indefinite | $30,000,000 | 2 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Japan Portfolio I Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Feb 7, 2013 | D | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund VII, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $12,800,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund V, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $10,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund VI, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $23,046,557 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Portfolio III, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $21,003,138 | 1 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $319,000,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $12,010,000,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund IV Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $6,240,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund III Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $1,930,025,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $209,729,001 | 1 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Oct 22, 2012 | D/A | Indefinite | $619,338,001 | 1 | $100,000 |
| EDGAR ↗ | PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Oct 11, 2012 | D | Indefinite | $714,000 | 1 | No minimum reported |
| EDGAR ↗ | PIMCO Multi-Asset Volatility Onshore Fund LLC group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Sep 19, 2012 | D | Indefinite | $21,843,152 | 27 | No minimum reported |
| EDGAR ↗ | PIMCO Loan Interests & Credit Offshore Fund Ltd. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Aug 9, 2012 | D | Indefinite | $118,000,000 | 6 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Japan Fund II Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jun 27, 2012 | D | Indefinite | $3,000,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Japan Fund I Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jun 27, 2012 | D | Indefinite | $3,000,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Portfolio IV, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | May 7, 2012 | D | Indefinite | $3,000,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE MANAGING MEMBER | Mar 27, 2012 | D/A | Indefinite | $817,731,301 | 52 | No minimum reported |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2012 | D/A | Indefinite | $995,996,146 | 57 | No minimum reported |
| EDGAR ↗ | PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. group: Pimco | Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER | Mar 27, 2012 | D/A | Indefinite | $170,025,000 | 25 | No minimum reported |
| EDGAR ↗ | PIMCO TRENDS - 1 FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $3,900,000 | 2 | $500,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $832,835,758 | 350 | $5,000,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $159,992,143 | 69 | $1,000,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $710,072,640 | 5 | $5,000,000 |
| EDGAR ↗ | PIMCO Private Funds LLC - PIMCO Broad Market StocksPLUS Total Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $297,887,979 | 17 | $5,000,000 |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Executive Officer, Director Director of the General Partner and Executive Officer of the Investment Manager | Mar 27, 2012 | D/A | Indefinite | $4,646,317,870 | 232 | $100,000 |
| EDGAR ↗ | PIMCO Global Credit Opportunity Offshore Fund II, Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 27, 2012 | D/A | Indefinite | $170,000,000 | 3 | $100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 27, 2012 | D/A | Indefinite | $622,482,026 | 13 | $100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $7,830,000 | 10 | $100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 27, 2012 | D/A | Indefinite | $928,185,657 | 3 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 27, 2012 | D/A | Indefinite | $1,649,297,945 | 14 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $230,924,763 | 3 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 27, 2012 | D/A | Indefinite | $1,458,987,705 | 51 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $167,710,000 | 7 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $33,700,000 | 3 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 27, 2012 | D/A | Indefinite | $1,183,609,674 | 171 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 27, 2012 | D/A | Indefinite | $1,299,283,559 | 44 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 27, 2012 | D/A | Indefinite | $282,772,495 | 57 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 27, 2012 | D/A | Indefinite | $871,968,824 | 40 | $100,000 |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. group: Pimco | Executive Officer | Oct 20, 2011 | D | Indefinite | $689,506,927 | 38 | No minimum reported |
| EDGAR ↗ | PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. group: Pimco | Executive Officer | Oct 20, 2011 | D | Indefinite | $861,795,780 | 40 | No minimum reported |
| EDGAR ↗ | PIMCO Cayman Commodity Fund VII, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Sep 7, 2011 | D | Indefinite | $300,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO BRAVO Holding Fund I, L.P. group: Pimco | Executive Officer | Aug 31, 2011 | D/A | Indefinite | $200,830,443 | 2 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Holding Fund I, L.P. group: Pimco | Executive Officer | Aug 17, 2011 | D/A | Indefinite | $152,143,652 | 2 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Offshore Feeder I, L.P. group: Pimco | Executive Officer | Aug 17, 2011 | D/A | Indefinite | $273,435,000 | 27 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Onshore Feeder (TE) I, L.P. group: Pimco | Executive Officer | Aug 17, 2011 | D/A | Indefinite | $47,410,000 | 108 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Onshore Feeder I, L.P. group: Pimco | Executive Officer | Aug 17, 2011 | D/A | Indefinite | $352,640,000 | 484 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Offshore Feeder I, L.P. group: Pimco | Executive Officer | Aug 17, 2011 | D/A | Indefinite | $666,635,000 | 14 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Onshore Feeder I, L.P. group: Pimco | Executive Officer | Aug 17, 2011 | D/A | Indefinite | $634,683,300 | 33 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund, L.P. group: Pimco | Executive Officer | Aug 17, 2011 | D/A | Indefinite | $2,345,290,000 | 89 | No minimum reported |
| EDGAR ↗ | PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. group: Pimco | Executive Officer | Aug 10, 2011 | D | Indefinite | $72,710,000 | 1 | No minimum reported |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Aug 5, 2011 | D/A | Indefinite | $29,739,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Aug 5, 2011 | D/A | Indefinite | $200,038,283 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund IV Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Aug 5, 2011 | D/A | Indefinite | $3,600,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund III Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Aug 5, 2011 | D/A | Indefinite | $420,025,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Aug 5, 2011 | D/A | Indefinite | $8,048,578,274 | 1 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Aug 5, 2011 | D/A | Indefinite | $94,438,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund V, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jul 14, 2011 | D | Indefinite | $10,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund VI, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jul 14, 2011 | D | Indefinite | $980,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Portfolio III, Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jul 14, 2011 | D | Indefinite | $98,000 | 1 | $100,000 |
| EDGAR ↗ | Overlay Strategies Fund II, a series of PIMCO Offshore Funds group: Pimco | Executive Officer | Jul 8, 2011 | D/A | Indefinite | $20,000,000 | 1 | No minimum reported |
| EDGAR ↗ | PIMCO Tail Risk Hedging Fund 1, a series of PIMCO Tail Risk Hedging Funds LLC group: Pimco | Executive Officer | Jul 8, 2011 | D/A | Indefinite | $75,600,500 | 22 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Onshore Feeder (TE) I, L.P. group: Pimco | Executive Officer | May 10, 2011 | D/A | Indefinite | $41,685,000 | 97 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Offshore Feeder I, L.P. group: Pimco | Executive Officer | May 10, 2011 | D/A | Indefinite | $253,385,000 | 27 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Onshore Feeder I, L.P. group: Pimco | Executive Officer | May 10, 2011 | D/A | Indefinite | $341,290,000 | 472 | No minimum reported |
| EDGAR ↗ | PIMCO EqS Pathfinder Private Fund LLC group: Pimco | Executive Officer Executive Officer of the Member and Managing Director of the Investment Manager | Apr 7, 2011 | D/A | Indefinite | $5,600,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO BRAVO Fund Special Onshore Feeder (TE) I, L.P. group: Pimco | Executive Officer | Apr 5, 2011 | D/A | Indefinite | $35,085,000 | 77 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Onshore Feeder I, L.P. group: Pimco | Executive Officer | Apr 5, 2011 | D/A | Indefinite | $293,700,000 | 415 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Offshore Feeder I, L.P. group: Pimco | Executive Officer | Apr 5, 2011 | D/A | Indefinite | $160,360,000 | 27 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Onshore Feeder I, L.P. group: Pimco | Executive Officer | Apr 5, 2011 | D/A | Indefinite | $420,475,383 | 22 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Offshore Feeder I, L.P. group: Pimco | Executive Officer | Apr 5, 2011 | D/A | Indefinite | $128,385,000 | 3 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund, L.P. group: Pimco | Executive Officer | Apr 5, 2011 | D/A | Indefinite | $1,282,942,083 | 60 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Holding Fund I, L.P. group: Pimco | Executive Officer | Apr 5, 2011 | D/A | Indefinite | $32,249,338 | 2 | No minimum reported |
| EDGAR ↗ | PIMCO MONEY MARKET OFFSHORE FUND group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 5, 2011 | D/A | Indefinite | $2,940,177,870 | 24 | $100,000 |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Executive Officer, Director Director of the General Partner and Executive Officer of the Investment Manager | Mar 31, 2011 | D/A | Indefinite | $4,634,067,870 | 232 | $100,000 |
| EDGAR ↗ | PIMCO TRENDS - 1 FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $3,600,000 | 2 | $500,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $786,843,758 | 333 | $5,000,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $708,572,640 | 5 | $5,000,000 |
| EDGAR ↗ | PIMCO Private Funds LLC - PIMCO Broad Market StocksPLUS Total Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $297,887,979 | 17 | $5,000,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $154,697,143 | 67 | $1,000,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $7,125,000 | 5 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $33,700,000 | 3 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $267,674,595 | 52 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $159,110,000 | 4 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2011 | D/A | Indefinite | $230,924,763 | 3 | $100,000 |
| EDGAR ↗ | PIMCO Global Credit Opportunity Offshore Fund II, Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 29, 2011 | D/A | Indefinite | $170,000,000 | 3 | $100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 29, 2011 | D/A | Indefinite | $591,939,433 | 11 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 29, 2011 | D/A | Indefinite | $1,464,597,945 | 14 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 29, 2011 | D/A | Indefinite | $1,445,626,134 | 50 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 29, 2011 | D/A | Indefinite | $1,092,768,451 | 39 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 29, 2011 | D/A | Indefinite | $1,076,944,674 | 169 | $100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 29, 2011 | D/A | Indefinite | $928,185,657 | 3 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 29, 2011 | D/A | Indefinite | $870,768,824 | 38 | $100,000 |
| EDGAR ↗ | PIMCO TRENDS - 1 FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Feb 3, 2011 | D/A | Indefinite | $3,600,000 | 2 | $500,000 |
| EDGAR ↗ | PIMCO BRAVO Fund Special Onshore Feeder (TE) I, L.P. group: Pimco | Executive Officer | Jan 19, 2011 | D | Indefinite | $14,750,000 | 17 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Offshore Feeder I, L.P. group: Pimco | Executive Officer | Jan 19, 2011 | D | Indefinite | $17,600,000 | 14 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Special Onshore Feeder I, L.P. group: Pimco | Executive Officer | Jan 19, 2011 | D | Indefinite | $148,150,000 | 229 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Holding Fund I, L.P. group: Pimco | Executive Officer | Jan 19, 2011 | D | Indefinite | $0 | 2 | No minimum reported |
| EDGAR ↗ | Overlay Strategies Fund V, a series of PIMCO Offshore Funds group: Pimco | Executive Officer | Dec 22, 2010 | D | Indefinite | $3,150,000 | 1 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Offshore Feeder I, L.P. group: Pimco | Executive Officer | Dec 15, 2010 | D | Indefinite | $20,000,000 | 1 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund Onshore Feeder I, L.P. group: Pimco | Executive Officer | Dec 15, 2010 | D | Indefinite | $161,155,000 | 8 | No minimum reported |
| EDGAR ↗ | PIMCO BRAVO Fund, L.P. group: Pimco | Executive Officer | Dec 15, 2010 | D | Indefinite | $267,700,000 | 38 | No minimum reported |
| EDGAR ↗ | PIMCO GLOBAL ASSET OPPORTUNITY OFFSHORE FUND, L.P. group: Pimco | Executive Officer | Dec 9, 2010 | D | Indefinite | $50,000,000 | 1 | No minimum reported |
| EDGAR ↗ | PIMCO Distressed Credit Fund B, L.P. group: Pimco | Executive Officer | Dec 1, 2010 | D | Indefinite | $45,000,000 | 2 | No minimum reported |
| EDGAR ↗ | PIMCO Distressed Credit Fund, L.P. group: Pimco | Executive Officer | Dec 1, 2010 | D/A | Indefinite | $44,750,000 | 21 | No minimum reported |
| EDGAR ↗ | PIMCO Distressed Credit Fund, L.P. group: Pimco | Executive Officer | Jul 19, 2010 | D | Indefinite | $29,550,000 | 8 | No minimum reported |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jun 25, 2010 | D | Indefinite | $7,448,636,698 | 1 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO I LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jun 24, 2010 | D | Indefinite | $200,179,725 | 1 | $100,000 |
| EDGAR ↗ | Overlay Strategies Fund II, a series of PIMCO Offshore Funds group: Pimco | Executive Officer | Jun 23, 2010 | D | Indefinite | $10,000,000 | 1 | No minimum reported |
| EDGAR ↗ | PIMCO Tail Risk Hedging Fund 1, a series of PIMCO Tail Risk Hedging Funds LLC group: Pimco | Executive Officer | Jun 23, 2010 | D | Indefinite | $33,000,000 | 3 | No minimum reported |
| EDGAR ↗ | PIMCO Cayman Commodity Fund III Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jun 23, 2010 | D | Indefinite | $28,000,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Cayman Commodity Fund IV Ltd. group: Pimco | Executive Officer Managing Director of the Investment Manager | Jun 23, 2010 | D | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY PORTFOLIO II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jun 23, 2010 | D/A | Indefinite | $6,751,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO CAYMAN COMMODITY FUND II LTD group: Pimco | Executive Officer Managing Director of the Investment Manager | Jun 22, 2010 | D/A | Indefinite | $49,438,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO Global Credit Opportunity Offshore Fund II, Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 29, 2010 | D | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | PIMCO EqS Pathfinder Private Fund LLC group: Pimco | Executive Officer Executive Officer of the Member and Managing Director of the Investment Manager | Apr 23, 2010 | D/A | Indefinite | $5,600,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 2, 2010 | D/A | Indefinite | $870,087,000 | 10 | $100,000 |
| EDGAR ↗ | PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 2, 2010 | D/A | Indefinite | $557,889,000 | 7 | $100,000 |
| EDGAR ↗ | PIMCO Combined Alpha Strategies Offshore Fund Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 1, 2010 | D/A | Indefinite | $1,129,907,000 | 3 | $100,000 |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Executive Officer, Director Director of the General Partner and Executive Officer of the Investment Manager | Apr 1, 2010 | D/A | Indefinite | $4,502,192,000 | 231 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Apr 1, 2010 | D/A | Indefinite | $1,334,790,000 | 39 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 31, 2010 | D/A | Indefinite | $1,191,739,000 | 31 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 31, 2010 | D/A | Indefinite | $1,326,696,000 | 161 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. group: Pimco | Executive Officer Executive Officer of the Investment Manager | Mar 31, 2010 | D/A | Indefinite | $1,442,816,000 | 12 | $100,000 |
| EDGAR ↗ | RED RIVER HYPI LP group: Pimco | Executive Officer, Director Director of the General Partner and Executive Officer of the Investment Manager | Mar 30, 2010 | D/A | Indefinite | $1,569,845,000 | 2 | $25,000,000 |
| EDGAR ↗ | RED RIVER HYPI LP group: Pimco | Executive Officer, Director Director of the General Partner and Executive Officer of the Investment Manager | Mar 30, 2010 | D/A | Indefinite | $1,569,845,000 | 2 | $25,000,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2010 | D/A | Indefinite | $1,035,663,000 | 316 | $5,000,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2010 | D/A | Indefinite | $145,756,000 | 66 | $1,000,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2010 | D/A | Indefinite | $5,400,000 | 2 | $100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC - PIMCO Broad Market StocksPLUS Total Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2010 | D/A | Indefinite | $297,888,000 | 5 | $5,000,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 30, 2010 | D/A | Indefinite | $712,243,000 | 17 | $5,000,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 29, 2010 | D/A | Indefinite | $154,110,000 | 3 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 29, 2010 | D/A | Indefinite | $265,125,000 | 51 | $100,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 29, 2010 | D/A | Indefinite | $33,500,000 | 3 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Mar 29, 2010 | D/A | Indefinite | $218,925,000 | 2 | $100,000 |
| EDGAR ↗ | PIMCO EqS Pathfinder Private Fund LLC group: Pimco | Executive Officer Executive Officer of the Member and Managing Director of the Investment Manager | Mar 19, 2010 | D/A | Indefinite | $5,600,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO TRENDS - 1 FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Jan 27, 2010 | D/A | Indefinite | $3,300,000 | 2 | $500,000 |
| EDGAR ↗ | PIMCO EqS Pathfinder Private Fund LLC group: Pimco | Executive Officer Executive Officer of the Member and Managing Director of the Investment Manager | Dec 14, 2009 | D | Indefinite | $5,600,000 | 1 | $100,000 |
| EDGAR ↗ | PIMCO TALF Investment & Recovery Fund (Series A), a series of limited partnership interests in PIMCO Private Funds II, L.P. group: Pimco | Executive Officer MANAGING DIRECTOR | Jul 31, 2009 | D/A | $1,501,775,000 | $1,501,775,000 | 28 | $10,000,000 |
| EDGAR ↗ | PIMCO TALF Investment & Recovery Fund Special Onshore Feeder II, L.P. group: Pimco | Executive Officer MANAGING DIRECTOR | Jul 27, 2009 | D | $60,485,000 | $60,485,000 | 25 | $1,000,000 |
| EDGAR ↗ | PIMCO TALF Investment & Recovery Fund Special Onshore Feeder I, L.P. group: Pimco | Executive Officer MANAGING DIRECTOR | Jul 27, 2009 | D | $81,000,000 | $81,000,000 | 89 | $500,000 |
| EDGAR ↗ | PIMCO TALF Investment & Recovery Fund Special Offshore Feeder II, L.P. group: Pimco | Executive Officer MANAGING MEMBER | Jul 27, 2009 | D | $25,000,000 | $25,000,000 | 7 | $1,000,000 |
| EDGAR ↗ | PIMCO TALF Investment & Recovery Fund Special Offshore Feeder I, L.P. group: Pimco | Executive Officer MANAGING DIRECTOR | Jul 27, 2009 | D | $69,000,000 | $69,000,000 | 38 | $500,000 |
| EDGAR ↗ | PIMCO TALF Investment & Recovery Fund (Series A), a series of limited partnership interests in PIMCO Private Funds II, L.P. group: Pimco | Executive Officer MANAGING DIRECTOR | Jul 27, 2009 | D/A | $1,726,635,000 | $1,726,635,000 | 28 | $10,000,000 |
| EDGAR ↗ | PIMCO TALF Investment & Recovery Fund (Series A), a series of limited partnership interests in PIMCO Private Funds II, L.P. group: Pimco | Executive Officer MANAGING DIRECTOR | Jun 10, 2009 | D | Indefinite | $289,000,000 | 11 | $10,000,000 |
| EDGAR ↗ | PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 9, 2009 | D/A | Indefinite | $131,677,000 | 59 | $1,000,000 |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Director Director of the General Partner | Apr 9, 2009 | D/A | Indefinite | $4,373,291,000 | 230 | $100,000 |
| EDGAR ↗ | PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 9, 2009 | D/A | Indefinite | $944,803,000 | 286 | $5,000,000 |
| EDGAR ↗ | StocksPLUS, L.P. group: Pimco | Executive Officer | Apr 8, 2009 | D | $50,000,000 | $35,000,000 | 2 | $5,000,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 8, 2009 | D/A | Indefinite | $260,825,000 | 49 | $100,000 |
| EDGAR ↗ | PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 8, 2009 | D | Indefinite | $712,243,000 | 17 | $5,000,000 |
| EDGAR ↗ | PIMCO Private Funds LLC - PIMCO Broad Market StocksPLUS Total Return Fund group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 8, 2009 | D/A | Indefinite | $290,529,000 | 5 | $5,000,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3E Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 8, 2009 | D/A | Indefinite | $154,110,000 | 3 | $100,000 |
| EDGAR ↗ | PIMCO Absolute Return Strategy 3 Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 7, 2009 | D/A | Indefinite | $218,925,000 | 2 | $100,000 |
| EDGAR ↗ | PIMCO Global Cross-asset Opportunities Onshore Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 7, 2009 | D | Indefinite | $5,400,000 | 2 | $100,000 |
| EDGAR ↗ | PIMCO PensionPLUS Fund LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 7, 2009 | D/A | Indefinite | $375,000,000 | 4 | $10,000,000 |
| EDGAR ↗ | PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC group: Pimco | Executive Officer Executive Officer of the Managing Member | Apr 7, 2009 | D/A | Indefinite | $32,500,000 | 2 | $100,000 |
| EDGAR ↗ | RED RIVER HYPI LP group: Pimco | Director Director of the General Partner | Apr 6, 2009 | D/A | Indefinite | $1,301,553,000 | 2 | $25,000,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as William H. Gross. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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