William Allen is listed as an executive officer on 4 SEC Form D filings by 1 issuer between Sep 2014 and Oct 2017: CGFSP II Coinvestment, LP (Washington, DC — pooled investment fund — 2014–2017; $89M reported sold to 227 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Carlyle (556 issuers, $208.72B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Carlyle has 556 companies on file and $208.72B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for William Allen and found 7 differences, 1 worth asking the sponsor about: Form D filed 536 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.