Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:57 AM ET

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William Brocker

Named as an officer, director or promoter on SEC Form D filings · NY · Aug 14, 2025 → Aug 14, 2025

1deal (issuers)

$0reported sold

0investors

1Form D filing

2025year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:58 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

William Brocker is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2025: Aker Fund I LP (New York, NY — pooled investment fund — 2025).

What this means One deal on file with the SEC, filed Aug 2025. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Michael Amato (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around William. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 court cases matching the name, 11 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for William Brocker has not run yet — it is joining a line of 2,696 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 5 dismissed

BROCKER REBAR CO. v. FREECON, INC. dismissed

District Court, District of Columbia · No. 1:96-cv-01359 · Filed Jun 14, 1996 · Closed Dec 10, 1996 · Nature of suit: 190 Other contract actions

Role of BROCKER REBAR CO.: Plaintiff · Outcome: Terminated 1996-12-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in DC (not a filing state)

BROCKER REBAR CO. v. LISBON CONTRACTORS dismissed

District Court, E.D. Pennsylvania · No. 2:92-cv-06299 · Filed Nov 2, 1992 · Closed Dec 17, 1992 · Nature of suit: 130 Miller act

Role of BROCKER REBAR CO.: Plaintiff · Outcome: Terminated 1992-12-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in PA (not a filing state)

Brocker v. Snap-On Tools Corp. dismissed

District Court, S.D. Iowa · No. 4:90-cv-80678 · Filed Dec 5, 1990 · Closed Oct 14, 1992 · Nature of suit: 190 Other contract actions

Role of Brocker: Plaintiff · Outcome: Terminated 1992-10-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in IA (not a filing state)

BROCKER MFG. v. MERGENTIME CORP. dismissed

District Court, District of Columbia · No. 1:89-cv-01990 · Filed Jul 12, 1989 · Closed Jul 13, 1990 · Nature of suit: 190 Other contract actions

Role of BROCKER MFG.: Plaintiff · Outcome: Terminated 1990-07-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in DC (not a filing state)

BROCKER MANUF. & SUPPLY CO v. J.A. CAVANAUGH CONTRACTORS dismissed

District Court, E.D. Pennsylvania · No. · Filed Nov 8, 1988 · Closed Jan 23, 1989 · Nature of suit: 190 Other contract actions

Role of BROCKER MANUF. & SUPPLY CO: Plaintiff · Outcome: Terminated 1989-01-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in PA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:58 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched William Brocker..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

CashCall, Inc. v. Brocker closed

United States Bankruptcy Court, D. Minnesota · No. 13-03161 · Filed Aug 6, 2013 · Closed Mar 26, 2014

Role of Brocker: Defendant · Outcome: Case closed 2014-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in MN (not a filing state)

William Brocker and Tovana Brocker closed

United States Bankruptcy Court, S.D. Texas · No. 10-34563 · Filed May 31, 2010 · Closed Jul 19, 2011

Role of William Brocker and Tovana Brocker: Debtor · Outcome: Case closed 2011-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); first name matches; court in TX (not a filing state)

Keith Ellis Brocker closed

United States Bankruptcy Court, S.D. Ohio · No. 2:10-bk-51319 · Filed Feb 11, 2010 · Closed Jun 16, 2010

Role of Keith Ellis Brocker: Debtor · Outcome: Case closed 2010-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); different first name (ellis); court in OH (not a filing state)

Brocker v. Onewest Bank, FSB fna Indymac Federal Bank, Succes closed

United States Bankruptcy Court, E.D. Virginia · No. 10-01001 · Filed Jan 4, 2010 · Closed Jun 24, 2010

Role of Brocker: Plaintiff · Outcome: Case closed 2010-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in VA (not a filing state)

William A Brocker closed

United States Bankruptcy Court, N.D. Ohio · No. 05-42295 · Filed Apr 25, 2005 · Closed Sep 14, 2005

Role of William A Brocker: Debtor · Outcome: Case closed 2005-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); first name matches; court in OH (not a filing state)

First Usa Bank v. Brocker closed

United States Bankruptcy Court, M.D. Florida · No. 6:03-ap-00046 · Filed Jan 27, 2003 · Closed Jul 28, 2003

Role of Brocker: Defendant · Outcome: Case closed 2003-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in FL (not a filing state)

Robert Brocker Unger and Marianne Lois Unger closed

United States Bankruptcy Court, W.D. Missouri · No. 00-42190 · Filed Jun 12, 2000 · Closed Jul 19, 2005

Role of Robert Brocker Unger and Marianne Lois Unger: Debtor · Outcome: Case closed 2005-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); different first name (robert); court in MO (not a filing state)

William O. Brocker and Debbie E. Brocker closed

United States Bankruptcy Court, E.D. Oklahoma · No. 98-72639 · Filed Sep 16, 1998 · Closed Jan 13, 1999

Role of William O. Brocker and Debbie E. Brocker: Debtor · Outcome: Case closed 1999-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); first name matches; court in OK (not a filing state)

Carr, Esq., Trustee v. Brocker Rebar Co., Inc. closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:96-ap-00062 · Filed Mar 8, 1996 · Closed May 15, 1996

Role of Brocker Rebar Co., Inc.: Defendant · Outcome: Case closed 1996-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in PA (not a filing state)

Wilke v. Brocker Manufacturing & Supply Co., Inc. closed

United States Bankruptcy Court, D. Maryland · No. 88-05142 · Filed Jun 10, 1988 · Closed Feb 20, 1998

Role of Brocker Manufacturing & Supply Co., Inc.: Defendant · Outcome: Case closed 1998-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); surname only in the caption; court in MD (not a filing state)

William Otto Brocker closed

United States Bankruptcy Court, E.D. Oklahoma · No. 87-71388 · Filed Dec 2, 1987 · Closed Jan 31, 1991

Role of William Otto Brocker: Debtor · Outcome: Case closed 1991-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 22 federal dockets); different first name (otto); court in OK (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:58 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for William Brocker (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 14, 2025 D Aker Fund I LP File 021-554801	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named William Brocker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

Aker Fund I LP

New York, NY · Aug 14, 2025

Aug 14, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Partner of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. William is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around William 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Amato

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as William Brocker. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to William Brocker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers William Brocker is listed on: none on file. No website or social profile named in Aker Fund I LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #63,702 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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William Brocker

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

Aker Fund I LP

People around William 1

Michael Amato

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person