Sponsor Check › Person
Related person on Form D filings · address state as listed: CT · listed Feb 25, 2010 → Jul 17, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
94 of 97 offerings report sales commissions totalling $25,260,816; 1 reports finder's fees totalling $320,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jul 17, 2026 D File 021-591334 | $0 | $0 | $0 | Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 26, 2026 D File 021-588796 | $42,000 | $0 | $0 | Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Mar 17, 2026 D File 021-576771 | $51,775 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jan 2, 2026 D/A File 021-564981 | $356,950 | $0 | $0 | Herbert J. Sims & Co Inc BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jan 2, 2026 D/A File 021-566405 | $69,200 | $0 | $0 | Herbert J. Sims & Co Inc BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 15, 2025 D File 021-557501 | $180,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 29, 2025 D File 021-553073 | $187,800 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 19, 2025 D/A File 021-544307 | $186,050 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Oct 23, 2024 D File 021-527592 | $168,600 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 23, 2024 D/A File 021-522314 | $51,100 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 31, 2024 D File 021-514837 | $26,250 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 30, 2024 D File 021-514677 | $31,325 | $0 | $0 | Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Apr 26, 2024 D/A File 021-506667 | $182,700 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Apr 12, 2024 D File 021-510462 | $156,000 | $0 | $0 | Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Feb 5, 2024 D File 021-504394 | $123,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Dec 8, 2023 D File 021-499129 | $116,400 | $0 | $0 | Herbert J. Sims Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 26, 2023 D/A File 021-482993 | $12,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 26, 2023 D File 021-485099 | $30,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 10, 2023 D File 021-481336 | $120,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Apr 10, 2023 D File 021-478348 | $16,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 23, 2022 D File 021-459773 | $20,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 22, 2022 D File 021-459648 | $239,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Aug 10, 2022 D File 021-455449 | $375,600 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 22, 2022 D File 021-453438 | $267,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 13, 2022 D File 021-448946 | $214,500 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Apr 13, 2022 D File 021-441622 | $289,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Mar 18, 2022 D File 021-437919 | $177,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 7, 2021 D File 021-412507 | $0 | $320,000 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Aug 17, 2021 D File 021-410266 | $150,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 26, 2021 D File 021-400737 | $98,500 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Apr 28, 2021 D File 021-397521 | $61,200 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Oct 13, 2020 D File 021-377631 | $110,000 | $0 | $0 | Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 10, 2020 D File 021-368678 | $57,500 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Mar 26, 2020 D File 021-363707 | $205,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Feb 25, 2020 D File 021-361275 | $136,750 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jan 30, 2020 D File 021-359361 | $171,750 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Dec 26, 2019 D File 021-356397 | $372,500 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Nov 25, 2019 D File 021-354126 | $107,500 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Nov 12, 2019 D File 021-353052 | $263,700 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Oct 29, 2019 D File 021-352073 | $441,300 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Oct 16, 2019 D File 021-351129 | $132,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 4, 2019 D File 021-347941 | $138,750 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Aug 5, 2019 D File 021-345753 | $110,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 3, 2019 D File 021-343436 | $166,238 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 3, 2019 D File 021-343446 | $138,250 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 24, 2019 D File 021-342558 | $70,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 8, 2019 D File 021-339106 | $105,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Feb 4, 2019 D File 021-332095 | $1,350,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Dec 13, 2018 D File 021-327843 | $500,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 4, 2018 D File 021-320544 | $326,250 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Aug 28, 2018 D File 021-320168 | $292,500 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 13, 2018 D File 021-314531 | $985,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 4, 2018 D File 021-311688 | $111,150 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Mar 12, 2018 D/A File 021-270085 | $1,018,500 (est.) | $0 (est.) | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Feb 8, 2018 D File 021-305204 | $286,188 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Feb 8, 2018 D File 021-305200 | $167,100 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jan 10, 2018 D File 021-302828 | $292,500 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Oct 17, 2017 D File 021-296861 | $231,750 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Oct 3, 2017 D/A File 021-295887 | $304,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 13, 2017 D File 021-294580 | $347,700 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Aug 16, 2017 D File 021-292904 | $150,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Aug 3, 2017 D File 021-292088 | $190,000 (est.) | $0 (est.) | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 14, 2017 D File 021-290740 | $140,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Apr 4, 2017 D File 021-283969 | $254,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Feb 17, 2017 D File 021-280929 | $765,000 | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jan 11, 2017 D File 021-278112 | $201,750 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Nov 18, 2016 D File 021-274814 | $478,500 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Oct 7, 2016 D File 021-272077 | $123,750 (est.) | $0 (est.) | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 7, 2016 D File 021-266485 | $262,500 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 17, 2016 D File 021-265281 | $302,500 (est.) | $0 (est.) | $0 (est.) | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 2, 2016 D File 021-264240 | $258,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 4, 2016 D File 021-262591 | $150,000 | $0 | $0 (est.) | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Feb 9, 2016 D File 021-257022 | $200,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Dec 23, 2015 D File 021-253722 | $2,083,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Nov 30, 2015 D File 021-252029 | $182,500 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 9, 2015 D File 021-247258 | $125,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Nov 4, 2014 D File 021-227625 | $660,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Oct 30, 2014 D File 021-227394 | $182,500 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 16, 2014 D File 021-224828 | $100,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Aug 5, 2014 D File 021-222310 | $206,250 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 30, 2014 D File 021-222018 | $112,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 24, 2014 D File 021-221738 | $736,500 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 20, 2014 D File 021-219566 | $170,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 23, 2014 D/A File 021-175462 | $723,000 (est.) | $0 | $0 | HJ Sims & Co., Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | May 8, 2014 D File 021-217024 | $103,200 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Apr 15, 2014 D File 021-215628 | $324,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Dec 18, 2013 D File 021-208198 | $373,250 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Sep 3, 2013 D File 021-202237 | $142,500 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jul 31, 2013 D File 021-200533 | $169,500 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jun 3, 2013 D/A File 021-191560 | $338,040 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Jan 18, 2013 D File 021-190486 | $550,000 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Dec 11, 2012 D File 021-188136 | $78,500 (est.) | $0 | $0 | Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Aug 14, 2012 D File 021-182671 | $1,012,250 (est.) | $0 | $0 | Herbert J. Sims & Co., Inc. BrokerCheck CRD 3420 ↗ |
| EDGAR ↗ | Nov 17, 2011 D/A File 021-167529 | $150,000 (est.) | $0 | $0 | Herbert J. Sims & Co., Inc. BrokerCheck CRD 3420 ↗ via Herbert J. Sims & Co., Inc. (CRD 3420 ↗) |
| EDGAR ↗ | Mar 9, 2011 D File 021-156419 | $250,000 (est.) | $0 | $0 | Herbert J. Sims & Co., Inc. BrokerCheck CRD 3420 ↗ via Herbert J. Sims & Co., Inc. (CRD 3420 ↗) |
| EDGAR ↗ | Sep 3, 2010 D File 021-147302 | $75,000 (est.) | $0 | $0 | Herbert J. Sims & Co., Inc. BrokerCheck CRD 3420 ↗ via Herbert J. Sims & Co., Inc (CRD 3420 ↗) |
| EDGAR ↗ | Feb 25, 2010 D File 021-139057 | $0 | $0 | $0 | Herbert J. Sims & Co., Inc BrokerCheck CRD 3420 ↗ via Herbert J. Sims & Co., Inc (CRD 3420 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Legacy Charter School Funding II, LLC | Executive Officer, Director, Promoter | Jul 17, 2026 | D | $925,000 similar: $2,250,000–$16,950,000 | $925,000 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Legacy Charter School Funding II, LLC | Executive Officer, Director, Promoter | Jun 26, 2026 | D | $1,050,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | PTA Funding I, LLC | Executive Officer, Director, Promoter | Mar 17, 2026 | D | $595,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | CCA Funding III, LLC | Executive Officer, Director, Promoter | Jan 2, 2026 | D/A | $1,605,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Links Funding V, LLC | Executive Officer, Director, Promoter | Jan 2, 2026 | D/A | $6,490,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | CCA Funding III, LLC | Executive Officer, Director, Promoter | Dec 10, 2025 | D | $1,605,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Links Funding V, LLC | Executive Officer, Director, Promoter | Nov 25, 2025 | D | $6,490,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Hill Valley Funding III, LLC | Executive Officer, Director, Promoter | Sep 15, 2025 | D | $3,000,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Pearl Funding I, LLC | Executive Officer, Director, Promoter | Jul 29, 2025 | D | $3,130,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | TOPA Funding I, LLC | Executive Officer, Director, Promoter | May 19, 2025 | D/A | $2,690,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | TOPA Funding I, LLC | Executive Officer, Director, Promoter | May 16, 2025 | D/A | $2,690,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | TOPA Funding I, LLC | Executive Officer, Director, Promoter | Apr 23, 2025 | D | $2,885,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | DMG Funding I, LLC | Executive Officer, Director, Promoter | Oct 23, 2024 | D | $2,960,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | HACS Funding I, LLC | Executive Officer, Director, Promoter | Sep 23, 2024 | D/A | $1,055,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | HACS Funding I, LLC | Executive Officer, Director, Promoter | Aug 23, 2024 | D | $1,055,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | EAOC Funding I, LLC | Executive Officer, Director, Promoter | May 31, 2024 | D | $750,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Legacy Charter School Funding I, LLC | Executive Officer, Director, Promoter | May 30, 2024 | D | $895,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | SRMBD Funding I, LLC | Executive Officer, Director, Promoter | Apr 26, 2024 | D/A | $14,500,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Empire Funding I, LLC | Executive Officer, Director, Promoter | Apr 12, 2024 | D | $2,600,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | SRMBD Funding I, LLC | Executive Officer, Director, Promoter | Mar 5, 2024 | D | $14,500,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | ALG Funding X, LLC | Executive Officer, Director, Promoter | Feb 5, 2024 | D | $2,050,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Birchwood Funding II, LLC | Executive Officer, Director, Promoter | Dec 8, 2023 | D | $1,940,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | CRLA Funding I, LLC | Executive Officer, Director, Promoter | Jul 26, 2023 | D/A | $600,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | CCA Funding II, LLC | Executive Officer, Director, Promoter | Jun 26, 2023 | D | $1,500,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | CRLA Funding I, LLC | Executive Officer, Director, Promoter | May 31, 2023 | D | $600,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Links Funding IV, LLC | Executive Officer, Director, Promoter | May 10, 2023 | D | $2,000,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | ELS Funding I, LLC | Executive Officer, Director, Promoter | Apr 10, 2023 | D | $800,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | CCA Funding I, LLC | Executive Officer, Director, Promoter | Sep 23, 2022 | D | $1,000,000 similar: $2,250,000–$16,950,000 | $1,000,000 | 15 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | PPG Funding III, LLC | Executive Officer, Director, Promoter | Sep 22, 2022 | D | $4,780,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | PPG Funding II, LLC | Executive Officer, Director, Promoter | Aug 10, 2022 | D | $6,260,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Links Funding III, LLC | Executive Officer, Director, Promoter | Jul 22, 2022 | D | $5,340,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Hill Valley Funding I, LLC | Executive Officer, Director, Promoter | Jun 13, 2022 | D | $4,290,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | PPG Funding I, LLC | Executive Officer, Director, Promoter | Apr 13, 2022 | D | $5,780,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Comprehensive Care Funding I, LLC | Executive Officer, Director, Promoter | Mar 18, 2022 | D | $3,540,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Elevate Funding I, LLC | Executive Officer, Director, Promoter | Sep 7, 2021 | D | $6,400,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | TL Funding IV, LLC | Executive Officer, Director, Promoter | Aug 17, 2021 | D | $3,000,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | SAL FUNDING I, LLC | Executive Officer, Director, Promoter | May 26, 2021 | D | $1,970,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Watermark FL Funding, LLC | Executive Officer, Director, Promoter | Apr 28, 2021 | D | $1,020,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | ALG Funding IX, LLC | Executive Officer, Director, Promoter | Oct 13, 2020 | D | $2,200,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Links Funding II, LLC | Executive Officer, Director, Promoter | Jun 10, 2020 | D | $1,150,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Voralto Funding I, LLC | Executive Officer, Director, Promoter | Mar 26, 2020 | D | $4,100,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Magnolia Funding I, LLC | Executive Officer, Director, Promoter | Feb 25, 2020 | D | $2,735,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Crown Point Funding I, LLC | Executive Officer, Director, Promoter | Jan 30, 2020 | D | $3,435,000 similar: $2,250,000–$16,950,000 | $3,435,000 | 89 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Caraday Funding I, LLC | Executive Officer, Director, Promoter | Dec 26, 2019 | D | $7,450,000 similar: $2,250,000–$16,950,000 | $7,450,000 | 177 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | TL Funding III, LLC | Executive Officer, Director, Promoter | Nov 25, 2019 | D | $2,150,000 similar: $2,250,000–$16,950,000 | $2,150,000 | 72 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Sims Merrill Gardens VI, LLC | Executive Officer, Director, Promoter | Nov 12, 2019 | D | $24,575,000 similar: $2,250,000–$16,950,000 | $4,395,000 | 104 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Sims Benchmark VI, LLC | Executive Officer, Director, Promoter | Oct 29, 2019 | D | $18,500,000 similar: $2,250,000–$16,950,000 | $7,355,000 | 175 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Family Health Funding I, LLC | Executive Officer, Director, Promoter | Oct 16, 2019 | D | $2,200,000 similar: $2,250,000–$16,950,000 | $2,200,000 | 63 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Links Funding I, LLC | Executive Officer, Director, Promoter | Sep 4, 2019 | D | $2,775,000 similar: $2,250,000–$16,950,000 | $2,775,000 | 85 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Monarch Funding IV, LLC | Executive Officer, Director, Promoter | Aug 5, 2019 | D | $2,200,000 similar: $2,250,000–$16,950,000 | $2,200,000 | 66 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | TL Funding II, LLC | Executive Officer, Director, Promoter | Jul 3, 2019 | D | $3,950,000 similar: $2,250,000–$16,950,000 | $3,950,000 | 105 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Madison Funding I, LLC | Executive Officer, Director, Promoter | Jul 3, 2019 | D | $5,115,000 similar: $2,250,000–$16,950,000 | $5,115,000 | 136 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Monarch Funding III, LLC | Executive Officer, Director, Promoter | Jun 24, 2019 | D | $2,000,000 similar: $2,250,000–$16,950,000 | $2,000,000 | 56 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Monarch Funding II, LLC | Executive Officer, Director, Promoter | May 8, 2019 | D | $2,100,000 similar: $2,250,000–$16,950,000 | $2,100,000 | 76 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | NHG Funding III, LLC | Executive Officer, Director, Promoter | Feb 4, 2019 | D | $27,000,000 similar: $2,250,000–$16,950,000 | $27,000,000 | 390 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Poet's Walk Funding I, LLC | Executive Officer, Director, Promoter | Dec 13, 2018 | D | $10,000,000 similar: $2,250,000–$16,950,000 | $10,000,000 | 222 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Inspirit Venue Funding I, LLC | Executive Officer, Director, Promoter | Sep 4, 2018 | D | $7,250,000 similar: $2,250,000–$16,950,000 | $7,250,000 | 168 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Civitas Funding I, LLC | Executive Officer, Director, Promoter | Aug 28, 2018 | D | $5,850,000 similar: $2,250,000–$16,950,000 | $5,850,000 | 129 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | NHG Funding II, LLC | Executive Officer, Director, Promoter | Jun 13, 2018 | D | $19,700,000 similar: $2,250,000–$16,950,000 | $19,700,000 | 372 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Stonebridge Funding I, LLC | Executive Officer, Director, Promoter | May 4, 2018 | D | $2,470,000 similar: $2,250,000–$16,950,000 | $2,470,000 | 80 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Sims Merrill Gardens V, LLC | Executive Officer, Director, Promoter | Mar 12, 2018 | D/A | $16,975,000 similar: $2,250,000–$16,950,000 | $12,765,000 | 334 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | TL Funding I, LLC | Executive Officer, Director, Promoter | Feb 8, 2018 | D | $6,025,000 similar: $2,250,000–$16,950,000 | $5,000,000 | 128 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Sims Benchmark V, LLC | Executive Officer, Director, Promoter | Feb 8, 2018 | D | $13,590,000 similar: $2,250,000–$16,950,000 | $2,785,000 | 73 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Monarch Funding I, LLC | Executive Officer, Director, Promoter | Jan 10, 2018 | D | $6,500,000 similar: $2,250,000–$16,950,000 | $6,500,000 | 168 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Affinity Portfolio Funding VI, LLC | Executive Officer, Director, Promoter | Oct 17, 2017 | D | $4,635,000 similar: $2,250,000–$16,950,000 | $4,635,000 | 99 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Affinity Portfolio Funding V, LLC | Executive Officer, Director, Promoter | Oct 3, 2017 | D/A | $6,080,000 similar: $2,250,000–$16,950,000 | $6,080,000 | 135 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Affinity Portfolio Funding V, LLC | Executive Officer, Director, Promoter | Oct 3, 2017 | D | $6,080,000 similar: $2,250,000–$16,950,000 | $6,080,000 | 135 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | NHG Funding I, LLC | Executive Officer, Director, Promoter | Sep 13, 2017 | D | $7,400,000 similar: $2,250,000–$16,950,000 | $0 | 151 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Affinity Funding IV, LLC | Executive Officer, Director, Promoter | Aug 16, 2017 | D | $3,000,000 similar: $2,250,000–$16,950,000 | $3,000,000 | 89 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | LW Development Funding I, LLC | Executive Officer, Director, Promoter | Aug 3, 2017 | D | $3,800,000 similar: $2,250,000–$16,950,000 | $3,800,000 | 89 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Vita Funding I, LLC | Executive Officer, Director, Promoter | Jul 14, 2017 | D | $2,000,000 similar: $2,250,000–$16,950,000 | $2,000,000 | 64 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Sante Funding I, LLC | Executive Officer, Director, Promoter | Apr 4, 2017 | D | $5,080,000 similar: $2,250,000–$16,950,000 | $5,080,000 | 123 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Vantage Point Funding I, LLC | Executive Officer, Director, Promoter | Feb 17, 2017 | D | $18,000,000 similar: $2,250,000–$16,950,000 | $18,000,000 | 349 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Affinity Development Funding I, LLC | Executive Officer, Director, Promoter | Jan 11, 2017 | D | $4,035,000 similar: $2,250,000–$16,950,000 | $4,035,000 | 100 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Affinity Portfolio Funding III, LLC | Executive Officer, Director, Promoter | Nov 18, 2016 | D | $9,570,000 similar: $2,250,000–$16,950,000 | $9,570,000 | 238 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Affinity Portfolio Funding II, LLC | Executive Officer, Director, Promoter | Oct 7, 2016 | D | $2,475,000 similar: $2,250,000–$16,950,000 | $2,475,000 | 67 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Sims Merrill Gardens V, LLC | Executive Officer, Director, Promoter | Sep 6, 2016 | D | $16,975,000 similar: $2,250,000–$16,950,000 | $9,320,000 | 237 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | BHCP Acquisition, LLC | Executive Officer, Director, Promoter | Jul 7, 2016 | D | $5,250,000 similar: $2,250,000–$16,950,000 | $5,250,000 | 131 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Affinity Portfolio Funding, LLC | Executive Officer, Director, Promoter | Jun 17, 2016 | D | $6,050,000 similar: $2,250,000–$16,950,000 | $6,050,000 | 157 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Wakefield Portfolio Funding I, LLC | Executive Officer, Director, Promoter | Jun 2, 2016 | D | $5,160,000 similar: $2,250,000–$16,950,000 | $5,160,000 | 125 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Cypress Point Funding, LLC | Executive Officer, Director, Promoter | May 4, 2016 | D | $3,000,000 similar: $2,250,000–$16,950,000 | $3,000,000 | 71 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Meridian Portfolio Funding I, LLC | Executive Officer, Director, Promoter | Feb 9, 2016 | D | $4,000,000 similar: $2,250,000–$16,950,000 | $4,000,000 | 98 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | HJSI Athena Portfolio Finance, LLC | Executive Officer, Director, Promoter | Dec 23, 2015 | D | $41,660,000 similar: $2,250,000–$16,950,000 | $41,660,000 | 470 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Riverchase Funding, LLC | Executive Officer, Director, Promoter | Nov 30, 2015 | D | $3,650,000 similar: $2,250,000–$16,950,000 | $3,650,000 | 84 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Gryphon BH Funding, LLC | Executive Officer, Director, Promoter | Sep 9, 2015 | D | $2,500,000 similar: $2,250,000–$16,950,000 | $2,500,000 | 57 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Hawkeye Village Finance I, LLC | Executive Officer, Director, Promoter | Nov 4, 2014 | D | $11,000,000 similar: $2,250,000–$16,950,000 | $11,000,000 | 209 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Treeo Funding I, LLC | Executive Officer, Director, Promoter | Oct 30, 2014 | D | $3,650,000 similar: $2,250,000–$16,950,000 | $3,650,000 | 94 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Gryphon Finance I, LLC | Executive Officer, Director, Promoter | Sep 16, 2014 | D | $2,000,000 similar: $2,250,000–$16,950,000 | $2,000,000 | 52 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Carmel Acquisition, LLC | Executive Officer, Director, Promoter | Aug 5, 2014 | D | $4,125,000 similar: $2,250,000–$16,950,000 | $4,125,000 | 101 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Epic Finance I, LLC | Executive Officer, Director, Promoter | Jul 30, 2014 | D | $1,600,000 similar: $2,250,000–$16,950,000 | $1,600,000 | 43 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Athena Acquisition VI, LLC | Executive Officer, Director, Promoter | Jul 24, 2014 | D | $12,275,000 similar: $2,250,000–$16,950,000 | $7,800,000 | 157 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Discovery Funding Sarasota Bay, LLC | Executive Officer, Director, Promoter | Jun 20, 2014 | D | $3,400,000 similar: $2,250,000–$16,950,000 | $3,400,000 | 82 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Sims Merrill Gardens III, LLC | Executive Officer, Director, Promoter | May 23, 2014 | D/A | $12,050,000 similar: $2,250,000–$16,950,000 | $12,050,000 | 245 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Heatherwood Acquisition, LLC | Executive Officer, Director, Promoter | May 8, 2014 | D | $1,720,000 similar: $2,250,000–$16,950,000 | $1,720,000 | 58 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Fox Ridge Finance, LLC | Executive Officer, Director, Promoter | Apr 15, 2014 | D | $5,400,000 similar: $2,250,000–$16,950,000 | $5,400,000 | 117 similar: 5–32 | $15,000 similar: $15,000–$100,000 |
| EDGAR ↗ | MacKenzie Preferred Funding, LLC | Executive Officer, Director, Promoter | Dec 18, 2013 | D | $14,500,000 similar: $3,160,078–$25,000,000 | $7,465,000 | 156 similar: 4–53 | $15,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Orchard View Acquisition, LLC | Executive Officer, Director, Promoter | Sep 3, 2013 | D | $2,375,000 | $0 | 0 | $15,000 |
| EDGAR ↗ | HBS Acquisition Finance, LLC | Executive Officer, Promoter | Jul 31, 2013 | D | $3,390,000 | $3,390,000 | 0 | $15,000 |
| EDGAR ↗ | Sims Cathcart Funding, LLC | Executive Officer, Promoter | Jun 3, 2013 | D/A | $6,260,000 | $6,260,000 | 130 | $15,000 |
| EDGAR ↗ | Sims Cathcart Funding, LLC | Executive Officer, Promoter | Jun 3, 2013 | D/A | $6,260,000 | $0 | 0 | $15,000 |
| EDGAR ↗ | Sims Cathcart Funding, LLC | Executive Officer, Promoter | Feb 8, 2013 | D | $6,160,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | Elderwood Acquisition, LLC | Executive Officer, Promoter | Jan 18, 2013 | D | $11,000,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | Fountains Acquisition Finance I, LLC | Executive Officer, Promoter | Dec 11, 2012 | D | $1,570,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | LTC Acquisition Finance, LLC | Executive Officer, Promoter | Aug 14, 2012 | D | $20,245,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | Sims Merrill Gardens III, LLC | Executive Officer, Promoter | Mar 23, 2012 | D | $9,460,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | Benchmark Edgehill Funding, LLC | Executive Officer, Promoter | Nov 17, 2011 | D/A | $3,000,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | Benchmark Edgehill Funding, LLC | Executive Officer, Promoter | Oct 19, 2011 | D | $3,000,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | SIMS BENCHMARK I LLC | Executive Officer | Mar 9, 2011 | D | $5,000,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | HJSI Preferred Funding II, LLC | Executive Officer, Promoter | Sep 3, 2010 | D | $3,000,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | Sims Evergreen Funding, LLC | Executive Officer, Promoter | Feb 25, 2010 | D | $1,063,000 | $0 | 0 | $25,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as William B Sims. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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