PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:59 AM ET

Sponsor Check › Person

William B Sims

Related person on Form D filings · address state as listed: CT · listed Feb 25, 2010 → Jul 17, 2026

96issuers
110Form D filings
2010–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:55 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:55 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

94 of 97 offerings report sales commissions totalling $25,260,816; 1 reports finder's fees totalling $320,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jul 17, 2026 D
File 021-591334
$0$0$0Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 26, 2026 D
File 021-588796
$42,000$0$0Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗
EDGAR ↗Mar 17, 2026 D
File 021-576771
$51,775$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jan 2, 2026 D/A
File 021-564981
$356,950$0$0Herbert J. Sims & Co Inc BrokerCheck CRD 3420 ↗
EDGAR ↗Jan 2, 2026 D/A
File 021-566405
$69,200$0$0Herbert J. Sims & Co Inc BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 15, 2025 D
File 021-557501
$180,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 29, 2025 D
File 021-553073
$187,800$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 19, 2025 D/A
File 021-544307
$186,050$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Oct 23, 2024 D
File 021-527592
$168,600$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 23, 2024 D/A
File 021-522314
$51,100$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 31, 2024 D
File 021-514837
$26,250$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 30, 2024 D
File 021-514677
$31,325$0$0Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗
EDGAR ↗Apr 26, 2024 D/A
File 021-506667
$182,700$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Apr 12, 2024 D
File 021-510462
$156,000$0$0Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗
EDGAR ↗Feb 5, 2024 D
File 021-504394
$123,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Dec 8, 2023 D
File 021-499129
$116,400$0$0Herbert J. Sims Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 26, 2023 D/A
File 021-482993
$12,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 26, 2023 D
File 021-485099
$30,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 10, 2023 D
File 021-481336
$120,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Apr 10, 2023 D
File 021-478348
$16,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 23, 2022 D
File 021-459773
$20,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 22, 2022 D
File 021-459648
$239,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Aug 10, 2022 D
File 021-455449
$375,600$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 22, 2022 D
File 021-453438
$267,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 13, 2022 D
File 021-448946
$214,500$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Apr 13, 2022 D
File 021-441622
$289,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Mar 18, 2022 D
File 021-437919
$177,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 7, 2021 D
File 021-412507
$0$320,000$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Aug 17, 2021 D
File 021-410266
$150,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 26, 2021 D
File 021-400737
$98,500$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Apr 28, 2021 D
File 021-397521
$61,200$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Oct 13, 2020 D
File 021-377631
$110,000$0$0Herbert J. Sims & Co. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 10, 2020 D
File 021-368678
$57,500$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Mar 26, 2020 D
File 021-363707
$205,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Feb 25, 2020 D
File 021-361275
$136,750$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jan 30, 2020 D
File 021-359361
$171,750$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Dec 26, 2019 D
File 021-356397
$372,500$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Nov 25, 2019 D
File 021-354126
$107,500$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Nov 12, 2019 D
File 021-353052
$263,700$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Oct 29, 2019 D
File 021-352073
$441,300$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Oct 16, 2019 D
File 021-351129
$132,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 4, 2019 D
File 021-347941
$138,750$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Aug 5, 2019 D
File 021-345753
$110,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 3, 2019 D
File 021-343436
$166,238$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 3, 2019 D
File 021-343446
$138,250$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 24, 2019 D
File 021-342558
$70,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 8, 2019 D
File 021-339106
$105,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Feb 4, 2019 D
File 021-332095
$1,350,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Dec 13, 2018 D
File 021-327843
$500,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 4, 2018 D
File 021-320544
$326,250$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Aug 28, 2018 D
File 021-320168
$292,500$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 13, 2018 D
File 021-314531
$985,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 4, 2018 D
File 021-311688
$111,150$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Mar 12, 2018 D/A
File 021-270085
$1,018,500 (est.)$0 (est.)$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Feb 8, 2018 D
File 021-305204
$286,188$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Feb 8, 2018 D
File 021-305200
$167,100$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jan 10, 2018 D
File 021-302828
$292,500$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Oct 17, 2017 D
File 021-296861
$231,750$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Oct 3, 2017 D/A
File 021-295887
$304,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 13, 2017 D
File 021-294580
$347,700$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Aug 16, 2017 D
File 021-292904
$150,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Aug 3, 2017 D
File 021-292088
$190,000 (est.)$0 (est.)$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 14, 2017 D
File 021-290740
$140,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Apr 4, 2017 D
File 021-283969
$254,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Feb 17, 2017 D
File 021-280929
$765,000$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jan 11, 2017 D
File 021-278112
$201,750 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Nov 18, 2016 D
File 021-274814
$478,500 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Oct 7, 2016 D
File 021-272077
$123,750 (est.)$0 (est.)$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 7, 2016 D
File 021-266485
$262,500 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 17, 2016 D
File 021-265281
$302,500 (est.)$0 (est.)$0 (est.)Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 2, 2016 D
File 021-264240
$258,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 4, 2016 D
File 021-262591
$150,000$0$0 (est.)Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Feb 9, 2016 D
File 021-257022
$200,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Dec 23, 2015 D
File 021-253722
$2,083,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Nov 30, 2015 D
File 021-252029
$182,500 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 9, 2015 D
File 021-247258
$125,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Nov 4, 2014 D
File 021-227625
$660,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Oct 30, 2014 D
File 021-227394
$182,500 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 16, 2014 D
File 021-224828
$100,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Aug 5, 2014 D
File 021-222310
$206,250 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 30, 2014 D
File 021-222018
$112,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 24, 2014 D
File 021-221738
$736,500 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 20, 2014 D
File 021-219566
$170,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 23, 2014 D/A
File 021-175462
$723,000 (est.)$0$0HJ Sims & Co., Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗May 8, 2014 D
File 021-217024
$103,200 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Apr 15, 2014 D
File 021-215628
$324,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Dec 18, 2013 D
File 021-208198
$373,250 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Sep 3, 2013 D
File 021-202237
$142,500 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jul 31, 2013 D
File 021-200533
$169,500 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jun 3, 2013 D/A
File 021-191560
$338,040 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Jan 18, 2013 D
File 021-190486
$550,000 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Dec 11, 2012 D
File 021-188136
$78,500 (est.)$0$0Herbert J. Sims & Co. Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Aug 14, 2012 D
File 021-182671
$1,012,250 (est.)$0$0Herbert J. Sims & Co., Inc. BrokerCheck CRD 3420 ↗
EDGAR ↗Nov 17, 2011 D/A
File 021-167529
$150,000 (est.)$0$0Herbert J. Sims & Co., Inc. BrokerCheck CRD 3420 ↗
via Herbert J. Sims & Co., Inc. (CRD 3420 ↗)
EDGAR ↗Mar 9, 2011 D
File 021-156419
$250,000 (est.)$0$0Herbert J. Sims & Co., Inc. BrokerCheck CRD 3420 ↗
via Herbert J. Sims & Co., Inc. (CRD 3420 ↗)
EDGAR ↗Sep 3, 2010 D
File 021-147302
$75,000 (est.)$0$0Herbert J. Sims & Co., Inc. BrokerCheck CRD 3420 ↗
via Herbert J. Sims & Co., Inc (CRD 3420 ↗)
EDGAR ↗Feb 25, 2010 D
File 021-139057
$0$0$0Herbert J. Sims & Co., Inc BrokerCheck CRD 3420 ↗
via Herbert J. Sims & Co., Inc (CRD 3420 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Legacy Charter School Funding II, LLCExecutive Officer, Director, PromoterJul 17, 2026D$925,000
similar: $2,250,000–$16,950,000
$925,0000
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Legacy Charter School Funding II, LLCExecutive Officer, Director, PromoterJun 26, 2026D$1,050,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗PTA Funding I, LLCExecutive Officer, Director, PromoterMar 17, 2026D$595,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗CCA Funding III, LLCExecutive Officer, Director, PromoterJan 2, 2026D/A$1,605,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Links Funding V, LLCExecutive Officer, Director, PromoterJan 2, 2026D/A$6,490,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗CCA Funding III, LLCExecutive Officer, Director, PromoterDec 10, 2025D$1,605,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Links Funding V, LLCExecutive Officer, Director, PromoterNov 25, 2025D$6,490,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Hill Valley Funding III, LLCExecutive Officer, Director, PromoterSep 15, 2025D$3,000,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Pearl Funding I, LLCExecutive Officer, Director, PromoterJul 29, 2025D$3,130,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗TOPA Funding I, LLCExecutive Officer, Director, PromoterMay 19, 2025D/A$2,690,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗TOPA Funding I, LLCExecutive Officer, Director, PromoterMay 16, 2025D/A$2,690,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗TOPA Funding I, LLCExecutive Officer, Director, PromoterApr 23, 2025D$2,885,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗DMG Funding I, LLCExecutive Officer, Director, PromoterOct 23, 2024D$2,960,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗HACS Funding I, LLCExecutive Officer, Director, PromoterSep 23, 2024D/A$1,055,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗HACS Funding I, LLCExecutive Officer, Director, PromoterAug 23, 2024D$1,055,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗EAOC Funding I, LLCExecutive Officer, Director, PromoterMay 31, 2024D$750,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Legacy Charter School Funding I, LLCExecutive Officer, Director, PromoterMay 30, 2024D$895,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗SRMBD Funding I, LLCExecutive Officer, Director, PromoterApr 26, 2024D/A$14,500,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Empire Funding I, LLCExecutive Officer, Director, PromoterApr 12, 2024D$2,600,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗SRMBD Funding I, LLCExecutive Officer, Director, PromoterMar 5, 2024D$14,500,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗ALG Funding X, LLCExecutive Officer, Director, PromoterFeb 5, 2024D$2,050,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Birchwood Funding II, LLCExecutive Officer, Director, PromoterDec 8, 2023D$1,940,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗CRLA Funding I, LLCExecutive Officer, Director, PromoterJul 26, 2023D/A$600,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗CCA Funding II, LLCExecutive Officer, Director, PromoterJun 26, 2023D$1,500,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗CRLA Funding I, LLCExecutive Officer, Director, PromoterMay 31, 2023D$600,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Links Funding IV, LLCExecutive Officer, Director, PromoterMay 10, 2023D$2,000,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗ELS Funding I, LLCExecutive Officer, Director, PromoterApr 10, 2023D$800,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗CCA Funding I, LLCExecutive Officer, Director, PromoterSep 23, 2022D$1,000,000
similar: $2,250,000–$16,950,000
$1,000,00015
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗PPG Funding III, LLCExecutive Officer, Director, PromoterSep 22, 2022D$4,780,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗PPG Funding II, LLCExecutive Officer, Director, PromoterAug 10, 2022D$6,260,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Links Funding III, LLCExecutive Officer, Director, PromoterJul 22, 2022D$5,340,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Hill Valley Funding I, LLCExecutive Officer, Director, PromoterJun 13, 2022D$4,290,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗PPG Funding I, LLCExecutive Officer, Director, PromoterApr 13, 2022D$5,780,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Comprehensive Care Funding I, LLCExecutive Officer, Director, PromoterMar 18, 2022D$3,540,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Elevate Funding I, LLCExecutive Officer, Director, PromoterSep 7, 2021D$6,400,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗TL Funding IV, LLCExecutive Officer, Director, PromoterAug 17, 2021D$3,000,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗SAL FUNDING I, LLCExecutive Officer, Director, PromoterMay 26, 2021D$1,970,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Watermark FL Funding, LLCExecutive Officer, Director, PromoterApr 28, 2021D$1,020,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗ALG Funding IX, LLCExecutive Officer, Director, PromoterOct 13, 2020D$2,200,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Links Funding II, LLCExecutive Officer, Director, PromoterJun 10, 2020D$1,150,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Voralto Funding I, LLCExecutive Officer, Director, PromoterMar 26, 2020D$4,100,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Magnolia Funding I, LLCExecutive Officer, Director, PromoterFeb 25, 2020D$2,735,000
similar: $2,250,000–$16,950,000
$00
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Crown Point Funding I, LLCExecutive Officer, Director, PromoterJan 30, 2020D$3,435,000
similar: $2,250,000–$16,950,000
$3,435,00089
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Caraday Funding I, LLCExecutive Officer, Director, PromoterDec 26, 2019D$7,450,000
similar: $2,250,000–$16,950,000
$7,450,000177
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗TL Funding III, LLCExecutive Officer, Director, PromoterNov 25, 2019D$2,150,000
similar: $2,250,000–$16,950,000
$2,150,00072
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Sims Merrill Gardens VI, LLCExecutive Officer, Director, PromoterNov 12, 2019D$24,575,000
similar: $2,250,000–$16,950,000
$4,395,000104
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Sims Benchmark VI, LLCExecutive Officer, Director, PromoterOct 29, 2019D$18,500,000
similar: $2,250,000–$16,950,000
$7,355,000175
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Family Health Funding I, LLCExecutive Officer, Director, PromoterOct 16, 2019D$2,200,000
similar: $2,250,000–$16,950,000
$2,200,00063
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Links Funding I, LLCExecutive Officer, Director, PromoterSep 4, 2019D$2,775,000
similar: $2,250,000–$16,950,000
$2,775,00085
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Monarch Funding IV, LLCExecutive Officer, Director, PromoterAug 5, 2019D$2,200,000
similar: $2,250,000–$16,950,000
$2,200,00066
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗TL Funding II, LLCExecutive Officer, Director, PromoterJul 3, 2019D$3,950,000
similar: $2,250,000–$16,950,000
$3,950,000105
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Madison Funding I, LLCExecutive Officer, Director, PromoterJul 3, 2019D$5,115,000
similar: $2,250,000–$16,950,000
$5,115,000136
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Monarch Funding III, LLCExecutive Officer, Director, PromoterJun 24, 2019D$2,000,000
similar: $2,250,000–$16,950,000
$2,000,00056
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Monarch Funding II, LLCExecutive Officer, Director, PromoterMay 8, 2019D$2,100,000
similar: $2,250,000–$16,950,000
$2,100,00076
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗NHG Funding III, LLCExecutive Officer, Director, PromoterFeb 4, 2019D$27,000,000
similar: $2,250,000–$16,950,000
$27,000,000390
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Poet's Walk Funding I, LLCExecutive Officer, Director, PromoterDec 13, 2018D$10,000,000
similar: $2,250,000–$16,950,000
$10,000,000222
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Inspirit Venue Funding I, LLCExecutive Officer, Director, PromoterSep 4, 2018D$7,250,000
similar: $2,250,000–$16,950,000
$7,250,000168
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Civitas Funding I, LLCExecutive Officer, Director, PromoterAug 28, 2018D$5,850,000
similar: $2,250,000–$16,950,000
$5,850,000129
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗NHG Funding II, LLCExecutive Officer, Director, PromoterJun 13, 2018D$19,700,000
similar: $2,250,000–$16,950,000
$19,700,000372
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Stonebridge Funding I, LLCExecutive Officer, Director, PromoterMay 4, 2018D$2,470,000
similar: $2,250,000–$16,950,000
$2,470,00080
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Sims Merrill Gardens V, LLCExecutive Officer, Director, PromoterMar 12, 2018D/A$16,975,000
similar: $2,250,000–$16,950,000
$12,765,000334
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗TL Funding I, LLCExecutive Officer, Director, PromoterFeb 8, 2018D$6,025,000
similar: $2,250,000–$16,950,000
$5,000,000128
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Sims Benchmark V, LLCExecutive Officer, Director, PromoterFeb 8, 2018D$13,590,000
similar: $2,250,000–$16,950,000
$2,785,00073
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Monarch Funding I, LLCExecutive Officer, Director, PromoterJan 10, 2018D$6,500,000
similar: $2,250,000–$16,950,000
$6,500,000168
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Affinity Portfolio Funding VI, LLCExecutive Officer, Director, PromoterOct 17, 2017D$4,635,000
similar: $2,250,000–$16,950,000
$4,635,00099
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Affinity Portfolio Funding V, LLCExecutive Officer, Director, PromoterOct 3, 2017D/A$6,080,000
similar: $2,250,000–$16,950,000
$6,080,000135
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Affinity Portfolio Funding V, LLCExecutive Officer, Director, PromoterOct 3, 2017D$6,080,000
similar: $2,250,000–$16,950,000
$6,080,000135
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗NHG Funding I, LLCExecutive Officer, Director, PromoterSep 13, 2017D$7,400,000
similar: $2,250,000–$16,950,000
$0151
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Affinity Funding IV, LLCExecutive Officer, Director, PromoterAug 16, 2017D$3,000,000
similar: $2,250,000–$16,950,000
$3,000,00089
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗LW Development Funding I, LLCExecutive Officer, Director, PromoterAug 3, 2017D$3,800,000
similar: $2,250,000–$16,950,000
$3,800,00089
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Vita Funding I, LLCExecutive Officer, Director, PromoterJul 14, 2017D$2,000,000
similar: $2,250,000–$16,950,000
$2,000,00064
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Sante Funding I, LLCExecutive Officer, Director, PromoterApr 4, 2017D$5,080,000
similar: $2,250,000–$16,950,000
$5,080,000123
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Vantage Point Funding I, LLCExecutive Officer, Director, PromoterFeb 17, 2017D$18,000,000
similar: $2,250,000–$16,950,000
$18,000,000349
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Affinity Development Funding I, LLCExecutive Officer, Director, PromoterJan 11, 2017D$4,035,000
similar: $2,250,000–$16,950,000
$4,035,000100
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Affinity Portfolio Funding III, LLCExecutive Officer, Director, PromoterNov 18, 2016D$9,570,000
similar: $2,250,000–$16,950,000
$9,570,000238
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Affinity Portfolio Funding II, LLCExecutive Officer, Director, PromoterOct 7, 2016D$2,475,000
similar: $2,250,000–$16,950,000
$2,475,00067
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Sims Merrill Gardens V, LLCExecutive Officer, Director, PromoterSep 6, 2016D$16,975,000
similar: $2,250,000–$16,950,000
$9,320,000237
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗BHCP Acquisition, LLCExecutive Officer, Director, PromoterJul 7, 2016D$5,250,000
similar: $2,250,000–$16,950,000
$5,250,000131
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Affinity Portfolio Funding, LLCExecutive Officer, Director, PromoterJun 17, 2016D$6,050,000
similar: $2,250,000–$16,950,000
$6,050,000157
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Wakefield Portfolio Funding I, LLCExecutive Officer, Director, PromoterJun 2, 2016D$5,160,000
similar: $2,250,000–$16,950,000
$5,160,000125
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Cypress Point Funding, LLCExecutive Officer, Director, PromoterMay 4, 2016D$3,000,000
similar: $2,250,000–$16,950,000
$3,000,00071
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Meridian Portfolio Funding I, LLCExecutive Officer, Director, PromoterFeb 9, 2016D$4,000,000
similar: $2,250,000–$16,950,000
$4,000,00098
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗HJSI Athena Portfolio Finance, LLCExecutive Officer, Director, PromoterDec 23, 2015D$41,660,000
similar: $2,250,000–$16,950,000
$41,660,000470
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Riverchase Funding, LLCExecutive Officer, Director, PromoterNov 30, 2015D$3,650,000
similar: $2,250,000–$16,950,000
$3,650,00084
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Gryphon BH Funding, LLCExecutive Officer, Director, PromoterSep 9, 2015D$2,500,000
similar: $2,250,000–$16,950,000
$2,500,00057
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Hawkeye Village Finance I, LLCExecutive Officer, Director, PromoterNov 4, 2014D$11,000,000
similar: $2,250,000–$16,950,000
$11,000,000209
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Treeo Funding I, LLCExecutive Officer, Director, PromoterOct 30, 2014D$3,650,000
similar: $2,250,000–$16,950,000
$3,650,00094
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Gryphon Finance I, LLCExecutive Officer, Director, PromoterSep 16, 2014D$2,000,000
similar: $2,250,000–$16,950,000
$2,000,00052
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Carmel Acquisition, LLCExecutive Officer, Director, PromoterAug 5, 2014D$4,125,000
similar: $2,250,000–$16,950,000
$4,125,000101
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Epic Finance I, LLCExecutive Officer, Director, PromoterJul 30, 2014D$1,600,000
similar: $2,250,000–$16,950,000
$1,600,00043
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Athena Acquisition VI, LLCExecutive Officer, Director, PromoterJul 24, 2014D$12,275,000
similar: $2,250,000–$16,950,000
$7,800,000157
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Discovery Funding Sarasota Bay, LLCExecutive Officer, Director, PromoterJun 20, 2014D$3,400,000
similar: $2,250,000–$16,950,000
$3,400,00082
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Sims Merrill Gardens III, LLCExecutive Officer, Director, PromoterMay 23, 2014D/A$12,050,000
similar: $2,250,000–$16,950,000
$12,050,000245
similar: 5–32
$25,000
similar: $15,000–$100,000
EDGAR ↗Heatherwood Acquisition, LLCExecutive Officer, Director, PromoterMay 8, 2014D$1,720,000
similar: $2,250,000–$16,950,000
$1,720,00058
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗Fox Ridge Finance, LLCExecutive Officer, Director, PromoterApr 15, 2014D$5,400,000
similar: $2,250,000–$16,950,000
$5,400,000117
similar: 5–32
$15,000
similar: $15,000–$100,000
EDGAR ↗MacKenzie Preferred Funding, LLCExecutive Officer, Director, PromoterDec 18, 2013D$14,500,000
similar: $3,160,078–$25,000,000
$7,465,000156
similar: 4–53
$15,000
similar: $25,000–$100,000
EDGAR ↗Orchard View Acquisition, LLCExecutive Officer, Director, PromoterSep 3, 2013D$2,375,000$00$15,000
EDGAR ↗HBS Acquisition Finance, LLCExecutive Officer, PromoterJul 31, 2013D$3,390,000$3,390,0000$15,000
EDGAR ↗Sims Cathcart Funding, LLCExecutive Officer, PromoterJun 3, 2013D/A$6,260,000$6,260,000130$15,000
EDGAR ↗Sims Cathcart Funding, LLCExecutive Officer, PromoterJun 3, 2013D/A$6,260,000$00$15,000
EDGAR ↗Sims Cathcart Funding, LLCExecutive Officer, PromoterFeb 8, 2013D$6,160,000$00$25,000
EDGAR ↗Elderwood Acquisition, LLCExecutive Officer, PromoterJan 18, 2013D$11,000,000$00$25,000
EDGAR ↗Fountains Acquisition Finance I, LLCExecutive Officer, PromoterDec 11, 2012D$1,570,000$00$25,000
EDGAR ↗LTC Acquisition Finance, LLCExecutive Officer, PromoterAug 14, 2012D$20,245,000$00$25,000
EDGAR ↗Sims Merrill Gardens III, LLCExecutive Officer, PromoterMar 23, 2012D$9,460,000$00$25,000
EDGAR ↗Benchmark Edgehill Funding, LLCExecutive Officer, PromoterNov 17, 2011D/A$3,000,000$00$25,000
EDGAR ↗Benchmark Edgehill Funding, LLCExecutive Officer, PromoterOct 19, 2011D$3,000,000$00$25,000
EDGAR ↗SIMS BENCHMARK I LLCExecutive OfficerMar 9, 2011D$5,000,000$00$25,000
EDGAR ↗HJSI Preferred Funding II, LLCExecutive Officer, PromoterSep 3, 2010D$3,000,000$00$25,000
EDGAR ↗Sims Evergreen Funding, LLCExecutive Officer, PromoterFeb 25, 2010D$1,063,000$00$25,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • William Sims — address state NJ, 1 issuer, Jan 7, 2016 → Jan 7, 2016 · no shared issuer found
  • William Pickett Sims — address state TX, 1 issuer, Oct 2, 2019 → Jun 9, 2022 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 1 name on the same filings (0 management entities, 1 people)

People and management entities the issuers listed as related persons on the same Form D filings as William B Sims. Source: the EDGAR rows in the table above.

  • R. Jeffrey Sands — 109 shared filings (96 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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