Will Jump is listed as an executive officer on 15 SEC Form D filings by 11 issuers between Feb 2011 and Jul 2017. Largest by amount reported sold: AXA Rosenberg International Small Cap Institutional Fund LLC (Orinda, CA — pooled investment fund — 2011; $1.34B reported sold to 45 investors), AXA Rosenberg Small/Mid Cap Institutional Fund LLC (Orinda, CA — pooled investment fund — 2011; $748.4M reported sold to 77 investors), AXA Rosenberg International Equity Institutional Fund LLC (Orinda, CA — pooled investment fund — 2011; $638M reported sold to 16 investors), AXA ROSENBERG US 130/30 INSTITUTIONAL FUND LLC (Orinda, CA — pooled investment fund — 2011; $202M reported sold to 3 investors), AXA Rosenberg Global Equity Institutional Fund LLC (Orinda, CA — pooled investment fund — 2011; $142.4M reported sold to 1 investors) and 6 more (all listed below).
What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $3.47B sold in total.
Listed alongside AXA Rosenberg Investment Management, LLC (15 shared filings, management entity) and Martha Clark (10 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Will. Each name links to their own page.
All 11 issuers belong to the sponsor group Axa Rosenberg (12 issuers, $1.52B reported sold, 2009–2017).
What this means A sponsor group is one team that sets up a new company for each deal. Axa Rosenberg has 12 companies on file and $1.52B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 15 public filings for Will Jump and found 9 differences, 4 worth asking the sponsor about: Amount sold went down between filings; 4 offerings reported fewer investors on a later filing; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.