PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:48 PM ET

Sponsor Check › Person

Wayne Ross

Related person on Form D filings · address state as listed: E9 · listed Sep 10, 2010 → Aug 28, 2026

5issuers
37Form D filings
2010–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 12 offerings report sales commissions; 0 report finder's fees; 9 report proceeds to related persons totalling $16,032,563. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 28, 2026 D/A
File 021-523290
$0 (est.)$0 (est.)$0 (est.)
Eagle's View Japan Management, L.P. and/or its affiliates will receive a customary management fee and/or performance allocation as described in the Issuer's Confidential Private Placement Memorandum.
None listed on this filing
EDGAR ↗Mar 31, 2026 D/A
File 021-506936
$0$0$399,327
Cumulative management fees the Investment Manager has earned since inception of the issuer on January 1, 2017. As of 12/31/25
None listed on this filing
EDGAR ↗Mar 31, 2026 D/A
File 021-507164
$0$0$3,901,470
The cumulative 1% annual Management Fee to the Investment Manaager of the Issuer, for the life of the Fund, since its formation on 12/11/2002 through 12/31/25
None listed on this filing
EDGAR ↗Mar 21, 2023 D
File 021-476417
$0$0$3,347,194
The cumulative 1% annual Management Fee to the Investment Manaager of the Issuer, for the life of the Fund, since its formation on 12/11/2002 through 12/31/22
None listed on this filing
EDGAR ↗Mar 21, 2023 D
File 021-476413
$0$0$277,580
Cumulative management fees the Investment Manager has earned since inception of the issuer on January 1, 2017. As of 12/31/22
None listed on this filing
EDGAR ↗Mar 11, 2022 D
File 021-436865
$0$0$3,138,136
The cumulative 1% annual Management Fee to the Investment Manaager of the Issuer, for the life of the Fund, since its formation on 12/11/2002 through 12/31/21
None listed on this filing
EDGAR ↗Mar 10, 2022 D
File 021-436680
$0$0$231,911
Cumulative management fees the Investment Manager has earned since inception of the issuer on January 1, 2017. As of 12/31/21
None listed on this filing
EDGAR ↗Mar 9, 2021 D/A
File 021-147544
$0$0$2,836,578
The cumulative 1% annual Management Fee to the Investment Manaager of the Issuer, for the life of the Fund, since its formation on 12/11/2002 through 12/31/20
None listed on this filing
EDGAR ↗Mar 8, 2021 D/A
File 021-278809
$0$0$158,096
Cumulative management fees the Investment Manager has earned since inception of the issuer on January 1, 2017. As of 12/31/20
None listed on this filing
EDGAR ↗Mar 7, 2016 D
File 021-258682
$0$0$1,742,271 (est.)
The cumulative 1% annual Management Fee to the Investment Manaager of the Issuer, for the life of the Fund, since its formation on 12/11/2002 through 12/31/15
None listed on this filing
EDGAR ↗Apr 23, 2015 D/A
File 021-179147
$0$0$0None listed on this filing
EDGAR ↗Apr 23, 2015 D/A
File 021-179146
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Eagle's View Japan Arbitrage Offshore Fund, Ltd.
group: Eagle
DirectorAug 28, 2026D/AIndefinite
similar: $155,000–$5,250,000
$70,302,65139
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 31, 2026D/AIndefinite
similar: $155,000–$5,250,000
$28,034,63329
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 31, 2026D/AIndefinite
similar: $155,000–$5,250,000
$8,252,96711
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Eagle's View Japan Arbitrage Offshore Fund, Ltd.
group: Eagle
DirectorSep 5, 2025D/AIndefinite
similar: $155,000–$5,250,000
$100,0001
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 19, 2025D/AIndefinite
similar: $155,000–$5,250,000
$27,859,79829
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 19, 2025D/AIndefinite
similar: $155,000–$5,250,000
$10,588,40913
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Eagle's View Japan Arbitrage Offshore Fund, Ltd.
group: Eagle
DirectorSep 5, 2024DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 11, 2024DIndefinite
similar: $155,000–$5,250,000
$25,705,59430
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 7, 2024DIndefinite
similar: $155,000–$5,250,000
$10,408,54216
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 21, 2023DIndefinite
similar: $155,000–$5,250,000
$25,583,31630
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 21, 2023DIndefinite
similar: $155,000–$5,250,000
$9,254,21716
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 11, 2022DIndefinite
similar: $155,000–$5,250,000
$36,733,30631
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 10, 2022DIndefinite
similar: $155,000–$5,250,000
$12,278,11116
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 9, 2021D/AIndefinite
similar: $155,000–$5,250,000
$37,285,29733
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 8, 2021D/AIndefinite
similar: $155,000–$5,250,000
$15,616,58617
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 30, 2020D/AIndefinite
similar: $155,000–$5,250,000
$34,957,64731
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 30, 2020D/AIndefinite
similar: $155,000–$5,250,000
$12,000,09515
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 27, 2020D/AIndefinite
similar: $155,000–$5,250,000
$8,931,07315
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 26, 2019D/AIndefinite
similar: $155,000–$5,250,000
$24,508,34632
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$8,524,71915
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 21, 2019D/AIndefinite
similar: $155,000–$5,250,000
$8,524,71915
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 8, 2018D/AIndefinite
similar: $155,000–$5,250,000
$9,015,46313
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 8, 2018D/AIndefinite
similar: $155,000–$5,250,000
$25,701,08531
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL Health Sciences Fund Ltd
group: Gll
Director
Independent 3rd Party Director
Mar 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$3,890,1628
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 7, 2017D/AIndefinite
similar: $155,000–$5,250,000
$20,992,14330
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 7, 2016D/AIndefinite
similar: $155,000–$5,250,000
$24,169,16334
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Mar 7, 2016DIndefinite
similar: $155,000–$5,250,000
$24,169,16334
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Phineus Master Fund, Ltd.
group: Phineus
DirectorApr 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$11,493,9152
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Phineus Voyager Offshore Fund, Ltd.
group: Phineus
DirectorApr 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$6,993,6859
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Director of Issuer (Independent 3rd Party Director)
Mar 11, 2015D/AIndefinite
similar: $155,000–$5,250,000
$23,087,83136
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
Director
Independent 3rd Party Director
Feb 19, 2015D/AIndefinite
similar: $155,000–$5,250,000
$23,032,74035
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Phineus Master Fund, Ltd.
group: Phineus
DirectorMay 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$9,244,9662
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Phineus Voyager Offshore Fund, Ltd.
group: Phineus
DirectorMay 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$5,530,5869
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
DirectorJul 17, 2013D/AIndefinite
similar: $155,000–$5,250,000
$22,163,36637
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
DirectorApr 19, 2013DIndefinite
similar: $155,000–$5,250,000
$20,320,21135
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
DirectorAug 14, 2012D/AIndefinite
similar: $155,000–$5,250,000
$19,237,94347
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗GLL INVESTORS, LTD
group: Gll
DirectorSep 10, 2010DIndefinite
similar: $155,000–$5,250,000
$13,361,66730
similar: 4–27
$100,000
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Wayne A Ross — address state CA, 17 issuers, May 18, 2009 → May 2, 2013
  • Wayne Ross — address state D8, 1 issuer, May 29, 2025 → Aug 3, 2026
  • Wayne Watson Ross — address state D8, 1 issuer, Nov 5, 2024 → Nov 5, 2024

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 12 names on the same filings (3 management entities, 9 people)

People and management entities the issuers listed as related persons on the same Form D filings as Wayne Ross. Source: the EDGAR rows in the table above.

  • R. GLL Investors, LLC entity — 18 shared filings (1 issuer) · role as listed: Promoter
  • GLL Investors, LLC entity — 12 shared filings (1 issuer) · role as listed: Promoter · also listed on 5 other issuers
  • Eagle's View Japan Management, L.P. entity — 3 shared filings (1 issuer) · role as listed: Promoter
  • Jason R. Gilboy — 30 shared filings (2 issuers) · roles as listed: Promoter, Director, Executive Officer · also listed on 6 other issuers
  • W. Stephen Gilboy — 18 shared filings (1 issuer) · roles as listed: Promoter, Director, Executive Officer · also listed on 5 other issuers
  • Michael R. Newlander — 18 shared filings (1 issuer) · roles as listed: Promoter, Director, Executive Officer
  • William Stephen Gilboy — 12 shared filings (1 issuer) · roles as listed: Executive Officer, Promoter · also listed on 1 other issuer
  • Michael Newlander — 12 shared filings (1 issuer) · roles as listed: Executive Officer, Promoter · also listed on 1 other issuer
  • Martino Borelli — 4 shared filings (2 issuers) · role as listed: Director
  • Neal T. Berger — 3 shared filings (1 issuer) · role as listed: Director · also listed on 15 other issuers
  • Christopher McGuire — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Don M. Seymour — 2 shared filings (1 issuer) · role as listed: Director · also listed on 70 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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