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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

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WY
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Wayne P. Yetter

Named as an officer, director or promoter on SEC Form D filings · PA · Aug 8, 2011 → Nov 6, 2012

1deal (issuers)
$28Mreported sold
20investors
2Form D filings
2011–2012years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Wayne P. Yetter is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2011 and Nov 2012: NUPATHE INC. (Conshohocken, PA — pharmaceuticals — 2011–2012; $28M reported sold to 20 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Gerald W. McLaughlin (2 shared filings), Keith A. Goldan (2 shared filings), Michael F. Cola (2 shared filings), Michael F. Marino (2 shared filings), Robert P. Roche (2 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Wayne. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 10 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Wayne P. Yetter and found 1 difference: No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Wayne P. Yetter has not run yet — it is joining a line of 11,718 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

10 cases: 1 open, 1 judgment, 5 dismissed, 3 closed (disposition not in docket feed)

Yetter v. Exactech Inc open
District Court, E.D. New York · No. 1:23-cv-05698 · Filed Jul 27, 2023
Role of Yetter: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in NY (not a filing state)
Yetter v. Pfizer Inc judgment
District Court, D. South Carolina · No. 2:16-cv-03156 · Filed Sep 19, 2016 · Closed Feb 3, 2017 · Nature of suit: 367 Health care / pharm
Role of Yetter: Plaintiff · Outcome: Terminated 2017-02-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in SC (not a filing state)
Yetter v. The CBE Group, Inc. dismissed
District Court, W.D. New York · No. 1:15-cv-00511 · Filed Jun 10, 2015 · Closed Feb 7, 2017 · Nature of suit: 480 Consumer credit
Role of Yetter: Plaintiff · Outcome: Terminated 2017-02-07 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in NY (not a filing state)
Yetter v. Wells Fargo Bank, N.A. closed
District Court, E.D. Virginia · No. 2:12-cv-00072 · Filed Feb 8, 2012 · Closed Jul 26, 2012 · Nature of suit: 890 Other statutory actions
Role of Yetter: Plaintiff · Outcome: Terminated 2012-07-26 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in VA (not a filing state)
Yetter v. Buy Buy Baby, Inc. dismissed
District Court, S.D. New York · No. 1:08-cv-00186 · Filed Jan 9, 2008 · Closed Jun 18, 2008 · Nature of suit: 890 Other Statutory Actions · Cause: 15:1681 Fair Credit Reporting Act
Role of Yetter: Plaintiff · Outcome: Terminated 2008-06-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in NY (not a filing state)
Yetter v. Natural Retail Group, Inc. closed
District Court, M.D. Florida · No. 8:08-cv-00038 · Filed Jan 9, 2008 · Closed May 22, 2008 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Yetter: Plaintiff · Outcome: Terminated 2008-05-22 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in FL (not a filing state)
Yetter v. Cigna Group Insurance Company dismissed
District Court, E.D. Kentucky · No. 2:07-cv-00101 · Filed Jun 8, 2007 · Closed Aug 7, 2008 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Yetter: Plaintiff · Outcome: Terminated 2008-08-07 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in KY (not a filing state)
Yetter v. Homegold Inc closed
District Court, D. Arizona · No. 2:02-cv-00396 · Filed Mar 6, 2002 · Closed Sep 1, 2004 · Nature of suit: 690 Other forfeiture and penalty suits
Role of Yetter: Plaintiff · Outcome: Terminated 2004-09-01 — FJC Integrated Database disposition: Other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in AZ (not a filing state)
Douglas Machine & En v. Yetter Mfg Company dismissed
District Court, S.D. Iowa · No. 3:01-cv-10104 · Filed Aug 10, 2001 · Closed Jan 8, 2002 · Nature of suit: 190 Other contract actions
Role of Yetter Mfg Company: Defendant · Outcome: Terminated 2002-01-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in IA (not a filing state)
Yetter v. UNUM Life Insurance dismissed
District Court, M.D. Pennsylvania · No. 4:01-cv-00626 · Filed Apr 10, 2001 · Closed Sep 13, 2001 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Yetter: Plaintiff · Outcome: Terminated 2001-09-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in the person's filing state (PA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Wayne P. Yetter..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Yetter v. Household Automotive Finance Corporation closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-02106 · Filed Mar 15, 2004 · Closed Dec 7, 2004
Role of Yetter: Plaintiff · Outcome: Case closed 2004-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in the person's filing state (PA)
Yetter v. The CIT Group/Equipment Financing, Inc. closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-02001 · Filed Jan 2, 2004 · Closed Apr 13, 2004
Role of Yetter: Plaintiff · Outcome: Case closed 2004-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in the person's filing state (PA)
Yetter v. Ford Motor Credit Company closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-02484 · Filed Dec 31, 2003 · Closed May 14, 2004
Role of Yetter: Plaintiff · Outcome: Case closed 2004-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in the person's filing state (PA)
Tarbox v. Yetter Manufacturing Co. closed
United States Bankruptcy Court, N.D. Texas · No. 02-05062 · Filed Aug 14, 2002 · Closed Dec 4, 2002
Role of Yetter Manufacturing Co.: Defendant · Outcome: Case closed 2002-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in TX (not a filing state)
Yetter v. Wyoming Homes, Inc closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:99-ap-00086 · Filed May 13, 1999 · Closed May 20, 1999
Role of Yetter: Plaintiff · Outcome: Case closed 1999-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in the person's filing state (PA)
Don F. Scott and Yetter Renee Scott closed
United States Bankruptcy Court, D. Maryland · No. 98-24166 · Filed Oct 26, 1998 · Closed Jul 25, 2000
Role of Don F. Scott and Yetter Renee Scott: Debtor · Outcome: Case closed 2000-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); surname only in the caption; court in MD (not a filing state)
Rodney L. Yetter, Inc. closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:98-bk-01125 · Filed Apr 3, 1998 · Closed Aug 31, 1998
Role of Rodney L. Yetter, Inc.: Debtor · Outcome: Case closed 1998-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); different first name (inc); court in the person's filing state (PA)
Joseph A. Yetter closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:90-bk-02117 · Filed Dec 3, 1990 · Closed Apr 5, 1991
Role of Joseph A. Yetter: Debtor · Outcome: Case closed 1991-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); different first name (joseph); court in the person's filing state (PA)
Linda G. Yetter-Johnson closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:90-bk-02015 · Filed Nov 16, 1990 · Closed Apr 5, 1991
Role of Linda G. Yetter-Johnson: Debtor · Outcome: Case closed 1991-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 45 federal dockets); different first name (linda); court in the person's filing state (PA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Wayne P. Yetter (compared 2 filings on Oct 24, 2026)

Note · Aug 2, 2011 – Aug 8, 2011

No amendment in the last 12 months on an offering that may still be open — NUPATHE INC. (latest filing Aug 8, 2011)

The latest filing for this offering is dated Aug 8, 2011 (first sale Aug 2, 2011). It reports $1,100,000 sold of $30,600,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $1,230,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 6, 2012 D
NUPATHE INC.
File 021-186575
$1,230,000$0$0Leerink Swann LLC BrokerCheck CRD 39011 ↗
via Leerink Swann LLC (CRD 39011 ↗)

MTS Securities, LLC BrokerCheck CRD 104059 ↗
via MTS Securities, LLC (CRD 104059 ↗)
EDGAR ↗
Aug 8, 2011 D
NUPATHE INC.
File 021-164068
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Wayne P. Yetter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

NUPATHE INC.

Conshohocken, PA · Aug 8, 2011 → Nov 6, 2012 · 2 filings
  • Nov 6, 2012 · D · $28,000,000 sold of $28,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 8, 2011 · D · $1,100,000 sold of $30,600,000 · 1 investors · min. $500,000 · role: Director EDGAR ↗

Raised $28M from 20 investors (100% of the $28M target) as of the latest filing. Wayne is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Wayne 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael F. Cola

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Keith A. Goldan

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Terri B. Sebree

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald W. McLaughlin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael F. Marino

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Michael F. Marino is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert P. Roche

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William J. Federici

Director · 2 shared filings (1 issuer)

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeanne Cunicelli

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Jeanne Cunicelli is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Kurtzman

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Gary Kurtzman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Richard S. Kollender

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Richard S. Kollender is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jane H. Hollingsworth

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bart J. Dunn

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Armando Anido

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Sisko

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James Datin

Director · 1 shared filing (1 issuer) · also on 6 other issuers

James Datin is on 7 issuers in total — a repeat sponsor. Their page lists every one.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Ezra H. Felker

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Wayne P. Yetter. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Wayne P. Yetter by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Wayne P. Yetter is listed on: none on file. No website or social profile named in NUPATHE INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #337,174 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Conshohocken, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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