Wayne Morges is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Aug 2009 and Nov 2010: PHARMATHENE, INC (Annapolis, MD — industry reported as "Other" — 2009–2010; $19.3M reported sold to 22 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Derace L. Schaffer (2 shared filings), Eric I. Richman (2 shared filings), Francesca Cook (2 shared filings), James H. Cavanaugh (2 shared filings), Joan Fusco (2 shared filings) and 12 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Wayne. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Wayne Morges and found 4 differences: Form D filed 16 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.