Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:25 AM ET

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Wayne Keller

Named as an officer, director or promoter on SEC Form D filings · NY · May 15, 2019 → Oct 21, 2020

2deals (issuers)

$750Kreported sold

16investors

2Form D filings

2019–2020years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Wayne Keller is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between May 2019 and Oct 2020: Reger Austin Note Fund LLC (West Seneca, NY — investing — 2020; $400K reported sold to 1 investors) and ShoptoCook, LLC (Williamsville, NY — other technology — 2019; $350K reported sold to 15 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $750K sold in total.

Listed alongside Brian Husselbee (1 shared filing), Chuck Koller (1 shared filing), Gordon Reger (1 shared filing), John Thompson (1 shared filing), Joseph Armenia (1 shared filing) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Wayne. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 11 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Wayne Keller and found 1 difference: No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Wayne Keller has not run yet — it is joining a line of 15,594 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Wayne Keller..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

WAYNE KELLER closed

United States Bankruptcy Court, D. Nevada · No. 20-14428 · Filed Sep 4, 2020 · Closed Dec 18, 2020

Role of WAYNE KELLER: Debtor · Outcome: Case closed 2020-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in NV (not a filing state)

Wayne E. Keller and Jeanene H. Keller closed

United States Bankruptcy Court, M.D. Florida · No. 3:16-bk-00057 · Filed Jan 8, 2016 · Closed Dec 5, 2016

Role of Wayne E. Keller and Jeanene H. Keller: Debtor · Outcome: Case closed 2016-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in FL (not a filing state)

Wayne M Keller closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 15-16204 · Filed Aug 31, 2015 · Closed Dec 16, 2015

Role of Wayne M Keller: Debtor · Outcome: Case closed 2015-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in PA (not a filing state)

Wayne F. Keller and Darlene A. Keller closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:10-bk-10031 · Filed Dec 14, 2010 · Closed May 13, 2011

Role of Wayne F. Keller and Darlene A. Keller: Debtor · Outcome: Case closed 2011-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in PA (not a filing state)

Wayne C Keller closed

United States Bankruptcy Court, D. New Jersey · No. 03-32973 · Filed Jul 10, 2003 · Closed Oct 24, 2003

Role of Wayne C Keller: Debtor · Outcome: Case closed 2003-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in NJ (not a filing state)

Wayne F. Keller and Darlene Keller closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:99-bk-00680 · Filed Feb 16, 1999 · Closed Jun 8, 1999

Role of Wayne F. Keller and Darlene Keller: Debtor · Outcome: Case closed 1999-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in PA (not a filing state)

Wayne Keller closed

United States Bankruptcy Court, D. New Jersey · No. 99-51012 · Filed Jan 29, 1999 · Closed Mar 31, 1999

Role of Wayne Keller: Debtor · Outcome: Case closed 1999-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in NJ (not a filing state)

Wayne J Keller and Pamela R Keller closed

United States Bankruptcy Court, C.D. California · No. 6:97-bk-21090 · Filed Jun 24, 1997 · Closed Oct 23, 1997

Role of Wayne J Keller and Pamela R Keller: Debtor · Outcome: Case closed 1997-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in CA (not a filing state)

Wayne K. Keller closed

United States Bankruptcy Court, C.D. California · No. 8:96-bk-11881 · Filed Feb 21, 1996 · Closed Jun 21, 1996

Role of Wayne K. Keller: Debtor · Outcome: Case closed 1996-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in CA (not a filing state)

WAYNE L KELLER closed

United States Bankruptcy Court, E.D. Washington · No. 92-03719 · Filed Dec 23, 1992 · Closed Feb 3, 1998

Role of WAYNE L KELLER: Debtor · Outcome: Case closed 1998-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in WA (not a filing state)

Wayne C. Keller and Beatriz E. Keller closed

United States Bankruptcy Court, D. New Jersey · No. 92-30284 · Filed Jan 15, 1992 · Closed Jun 18, 1992

Role of Wayne C. Keller and Beatriz E. Keller: Debtor · Outcome: Case closed 1992-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 22 federal dockets); court in NJ (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Wayne Keller (compared 2 filings on Oct 24, 2026)

Note · Oct 13, 2020 – Oct 21, 2020

No amendment in the last 12 months on an offering that may still be open — Reger Austin Note Fund LLC (latest filing Oct 21, 2020)

The latest filing for this offering is dated Oct 21, 2020 (first sale Oct 13, 2020). It reports $400,000 sold of $55,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 21, 2020 ↗Reger Austin Note Fund LLC — PartnerFacts page ↗

Sources

Form D · Oct 21, 2020 ↗ (Oct 21, 2020)
Reger Austin Note Fund LLC — PartnerFacts page ↗ (Oct 21, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 21, 2020 D Reger Austin Note Fund LLC File 021-378491	$0	$0	$0	None listed on this filing	EDGAR ↗
May 15, 2019 D ShoptoCook, LLC File 021-339670	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Wayne Keller on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Investing

Reger Austin Note Fund LLC

West Seneca, NY · Oct 21, 2020

Oct 21, 2020 · D · $400,000 sold of $55,000,000 · 1 investors · min. $250,000 · role: Executive Officer (COO of Issuer) EDGAR ↗

Raised $400K from 1 investor (1% of the $55M target) as of the latest filing. Wayne is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

ShoptoCook, LLC

Williamsville, NY · May 15, 2019

May 15, 2019 · D · $350,000 sold of $350,000 · 15 investors · min. $9,700 · role: Director EDGAR ↗

Raised $350K from 15 investors (100% of the $350K target) as of the latest filing. Wayne is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Wayne 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity