Wayne Harding is listed as an executive officer and director on 20 SEC Form D filings by 5 issuers between Nov 2009 and May 2017: AeroGrow International, Inc. (Boulder, CO — industry reported as "Other" — 2012–2013; $7.02M reported sold to 106 investors), GrowCo, Inc. (Denver, CO — agriculture — 2015–2017; $5.5M reported sold to 41 investors), TWO RIVERS WATER & FARMING Co (Denver, CO — agriculture — 2009–2013; $5.31M reported sold to 55 investors), GrowCo Partners 1, LLC (Denver, CO — commercial — 2015; $4.16M reported sold to 19 investors) and Water Redevelopment Co (Aurora, CO — industry reported as "Other" — 2017; $253K reported sold to 3 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $22.2M sold in total.
Listed alongside John McKowen (10 shared filings), Dennis Channer (4 shared filings), Garald Barber (3 shared filings), Gregg Campbell (3 shared filings), John Stroh, II (3 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Wayne. Each name links to their own page.
3 of the issuers belong to the sponsor group Vitanova (9 issuers, $15.3M reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Vitanova has 9 companies on file and $15.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 20 public filings for Wayne Harding and found 12 differences, 3 worth asking the sponsor about: Amount sold went down between filings; 4 paid sellers are listed without a CRD number; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.