Warren Woo is listed as an executive officer and promoter on 5 SEC Form D filings by 4 issuers between May 2014 and Nov 2025: CFT Capital Partners Fund II, LP (Los Angeles, CA — pooled investment fund — 2024–2025; $784.6M reported sold to 56 investors), CFT Capital Partners Fund, LP (Los Angeles, CA — pooled investment fund — 2022; $514M reported sold to 54 investors), Breakaway Capital Partners Fund II, L.P (Los Angeles, CA — pooled investment fund — 2016; $100M reported sold to 54 investors) and BREAKAWAY CAPITAL PARTNERS FUND, L.P. (Los Angeles, CA — pooled investment fund — 2014; $47.3M reported sold to 37 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and promoter, over about 11 years. Across those companies the filings report $1.45B sold in total.
Listed alongside CFT Capital Management, LLC (3 shared filings, management entity), Carey Kim (3 shared filings), David Giroux (3 shared filings), Breakaway Capital Management, LLC (2 shared filings, management entity), CFT Capital Partners II, LLC (2 shared filings, management entity) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Warren. Each name links to their own page.
The issuers belong to 2 sponsor groups: Breakaway (2 issuers, $147.3M reported sold, 2014–2016) and Cft (2 issuers, $1.3B reported sold, 2022–2025).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — none found. Not yet searched: SEC enforcement releases (search queued; results are added automatically).
What this means Nothing turned up where we looked (2 sources). That does not prove there is nothing — it means none was found in those sources on that date.