Warren Mackey is listed as an executive officer on 3 SEC Form D filings by 2 issuers between Oct 2010 and Mar 2012: Homestead Odyssey Partners LP (New York, NY — pooled investment fund — 2010–2012; $2.7M reported sold to 14 investors) and HOMESTEAD PARTNERS LP (New York, NY — pooled investment fund — 2012; $1.5M reported sold to 33 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $4.2M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 2 issuers belong to the sponsor group Homestead (2 issuers, $1.75M reported sold, 2010–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Homestead has 2 companies on file and $1.75M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Warren Mackey and found 6 differences, 1 worth asking the sponsor about: Form D filed 98 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.