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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:17 AM ET

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Walter Ivor Conroy

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 25, 2016 → Oct 25, 2019

8deals (issuers)
$1.08Breported sold
656investors
21Form D filings
2016–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Walter Ivor Conroy is listed as an executive officer and promoter on 21 SEC Form D filings by 8 issuers between Apr 2014 and Oct 2019. Largest by amount reported sold: Harvest Small Cap Offshore, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2018; $412.8M reported sold to 85 investors), Harvest Small Cap Partners, L.P. (San Francisco, CA — pooled investment fund — 2016–2018; $246.3M reported sold to 178 investors), Harvest Small Cap Partners Qualified, L.P. (San Francisco, CA — pooled investment fund — 2016–2018; $211.4M reported sold to 71 investors), Sungevity Inc (Oakland, CA — other energy — 2014; $72.5M reported sold to 36 investors), Harvest Agriculture Select, L.P. (San Francisco, CA — pooled investment fund — 2016–2019; $55.9M reported sold to 64 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and promoter, over about 5 years. Across those companies the filings report $1.08B sold in total.

Listed alongside Joseph Andrew Jolson (20 shared filings), Raymond Siva Jackson (20 shared filings), Craig R. Johnson (19 shared filings), Harvest Capital Strategies LLC (19 shared filings, management entity), Kevin Christopher Lynch (19 shared filings) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Walter. Each name links to their own page.

7 of the issuers belong to the sponsor group Harvest (36 issuers, $2.24B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Harvest has 36 companies on file and $2.24B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 21 public filings for Walter Ivor Conroy and found 13 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Walter Ivor Conroy is no longer listed on the Jan 23, 2019 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Walter Ivor Conroy has not run yet — it is joining a line of 50,743 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Walter Ivor Conroy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Walter Ivor Conroy — 4 worth asking about (compared 21 filings on Oct 24, 2026)

Worth asking · Aug 17, 2017 – Oct 25, 2018

Amount sold went down between filings — Harvest Agriculture Select, L.P.

The Aug 17, 2017 filing says $55,883,824 sold; the Oct 25, 2018 Form D/A says $55,510,428 sold — $373,396 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 17, 2017 ↗Form D/A (later) · Oct 25, 2018 ↗Harvest Agriculture Select, L.P. — PartnerFacts page ↗
Sources
Note · Jan 1, 2006 – Oct 25, 2019

No amendment in the last 12 months on an offering that may still be open — Harvest Agriculture Select, L.P. (latest filing Oct 25, 2019)

The latest filing for this offering is dated Oct 25, 2019 (first sale Jan 1, 2006). It reports $55,510,428 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 25, 2019 ↗Harvest Agriculture Select, L.P. — PartnerFacts page ↗
Sources
Note · Feb 1, 2010 – May 6, 2016

No amendment in the last 12 months on an offering that may still be open — Harvest Technology Partners Offshore, Ltd. (latest filing May 6, 2016)

The latest filing for this offering is dated May 6, 2016 (first sale Feb 1, 2010). It reports $26,499,778 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · May 6, 2016 ↗Harvest Technology Partners Offshore, Ltd. — PartnerFacts page ↗
Sources
Note · Dec 31, 2005 – Apr 25, 2016

No amendment in the last 12 months on an offering that may still be open — Harvest Technology Partners, L.P. (latest filing Apr 25, 2016)

The latest filing for this offering is dated Apr 25, 2016 (first sale Dec 31, 2005). It reports $53,237,694 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Apr 25, 2016 ↗Harvest Technology Partners, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 25, 2018 – Jan 23, 2019

Walter Ivor Conroy is no longer listed on the Jan 23, 2019 amendment — Harvest Small Cap Offshore, Ltd.

Walter Ivor Conroy appears on the Oct 25, 2018 Form D/A (promoter) but not on the Jan 23, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 25, 2018 ↗Form D/A · Jan 23, 2019 ↗Walter Ivor Conroy — PartnerFacts page ↗Harvest Small Cap Offshore, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Oct 25, 2018 – Jan 23, 2019

Walter Ivor Conroy is no longer listed on the Jan 23, 2019 amendment — Harvest Small Cap Partners Qualified, L.P.

Walter Ivor Conroy appears on the Oct 25, 2018 Form D/A (promoter) but not on the Jan 23, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 25, 2018 ↗Form D/A · Jan 23, 2019 ↗Walter Ivor Conroy — PartnerFacts page ↗Harvest Small Cap Partners Qualified, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 25, 2018 – Jan 23, 2019

Walter Ivor Conroy is no longer listed on the Jan 23, 2019 amendment — Harvest Small Cap Partners, L.P.

Walter Ivor Conroy appears on the Oct 25, 2018 Form D/A (promoter) but not on the Jan 23, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Oct 25, 2018 ↗Form D/A · Jan 23, 2019 ↗Walter Ivor Conroy — PartnerFacts page ↗Harvest Small Cap Partners, L.P. — PartnerFacts page ↗
Sources
Note · Oct 25, 2018 – Oct 25, 2019

Walter Ivor Conroy's role changed at Harvest Agriculture Select, L.P.: promoter → executive officer

The Oct 25, 2018 filing lists Walter Ivor Conroy as promoter; the Oct 25, 2019 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Oct 25, 2018 ↗Form D/A · Oct 25, 2019 ↗Walter Ivor Conroy — PartnerFacts page ↗Harvest Agriculture Select, L.P. — PartnerFacts page ↗
Sources
Note · Oct 25, 2018 – Jan 23, 2019

Minimum investment changed between filings — Harvest Small Cap Offshore, Ltd.

The Oct 25, 2018 filing lists a minimum of $1,000,000; the Jan 23, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 25, 2018 ↗Form D/A (later) · Jan 23, 2019 ↗Harvest Small Cap Offshore, Ltd. — PartnerFacts page ↗
Sources
Note · Oct 25, 2018 – Jan 23, 2019

Minimum investment changed between filings — Harvest Small Cap Partners Qualified, L.P.

The Oct 25, 2018 filing lists a minimum of $1,000,000; the Jan 23, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 25, 2018 ↗Form D/A (later) · Jan 23, 2019 ↗Harvest Small Cap Partners Qualified, L.P. — PartnerFacts page ↗
Sources
Note · Oct 25, 2018 – Jan 23, 2019

Minimum investment changed between filings — Harvest Small Cap Partners, L.P.

The Oct 25, 2018 filing lists a minimum of $1,000,000; the Jan 23, 2019 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 25, 2018 ↗Form D/A (later) · Jan 23, 2019 ↗Harvest Small Cap Partners, L.P. — PartnerFacts page ↗
Sources
Note · Apr 4, 2014 – Apr 25, 2016

Walter Ivor Conroy is written 2 different ways on the filings

listed as "Walter Conroy" on 2 filings (from Apr 4, 2014), and "Walter Ivor Conroy" on 19 filings (from Apr 25, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 4, 2014 ↗Form D/A · Apr 25, 2016 ↗Walter Ivor Conroy — PartnerFacts page ↗
Sources
Note · Oct 25, 2018 – Jan 23, 2019

Address moved from San Francisco, CA to George Town, Cayman Islands (as filed: E9) — Harvest Small Cap Offshore, Ltd.

The people listed on the Oct 25, 2018 filing give San Francisco, CA; on the Jan 23, 2019 filing they give George Town, Cayman Islands (as filed: E9).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Oct 25, 2018 ↗Form D/A · Jan 23, 2019 ↗Harvest Small Cap Offshore, Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 8 offerings reports sales commissions totalling $6,250; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 25, 2019 D/A
Harvest Agriculture Select, L.P.
File 021-223546
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2018 D/A
Harvest Small Cap Offshore, Ltd.
File 021-109046
$0$0$0
The Investment Manager, who may have a relationship with one or more of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Oct 25, 2018 D/A
Harvest Small Cap Partners, L.P.
File 021-77209
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Oct 25, 2018 D/A
Harvest Small Cap Partners Qualified, L.P.
File 021-184045
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Jan 31, 2017 D
JMP Realty Trust Inc.
File 021-279667
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyliss Johnson BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
May 6, 2016 D/A
Harvest Technology Partners Offshore, Ltd.
File 021-184014
$0$0$0
The Investment Manager, who is one of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Apr 25, 2016 D/A
Harvest Technology Partners, L.P.
File 021-88783
$0$0$0
The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.
None listed on this filingEDGAR ↗
Apr 4, 2014 D
Sungevity Inc
File 021-214959
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Walter Ivor Conroy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HA
Pooled Investment Fund · group: Harvest

Harvest Agriculture Select, L.P.

San Francisco, CA · May 6, 2016 → Oct 25, 2019 · 5 filings
  • Oct 25, 2019 · D/A · $55,510,428 sold of Indefinite · 64 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Oct 25, 2018 · D/A · $55,510,428 sold of Indefinite · 64 investors · min. $250,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 17, 2017 · D/A · $55,883,824 sold of Indefinite · 64 investors · min. $250,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2016 · D/A · $53,721,370 sold of Indefinite · 64 investors · min. $250,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 6, 2016 · D/A · $53,464,067 sold of Indefinite · 63 investors · min. $250,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗

Raised $55.9M from 64 investors as of the latest filing. Walter is listed as executive officer, promoter on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Harvest

Harvest Small Cap Partners, L.P.

San Francisco, CA · May 6, 2016 → Oct 25, 2018 · 4 filings
  • Oct 25, 2018 · D/A · $196,348,736 sold of Indefinite · 166 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 17, 2017 · D/A · $193,739,491 sold of Indefinite · 166 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2016 · D/A · $178,745,647 sold of Indefinite · 154 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 6, 2016 · D/A · $174,566,611 sold of Indefinite · 143 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗

Raised $246.3M from 178 investors as of the latest filing. Walter is listed as promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Harvest

Harvest Small Cap Partners Qualified, L.P.

San Francisco, CA · May 6, 2016 → Oct 25, 2018 · 4 filings
  • Oct 25, 2018 · D/A · $177,843,922 sold of Indefinite · 68 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 17, 2017 · D/A · $174,755,348 sold of Indefinite · 67 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • Aug 25, 2016 · D/A · $164,748,032 sold of Indefinite · 61 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗
  • May 6, 2016 · D/A · $143,883,928 sold of Indefinite · 51 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗

Raised $211.4M from 71 investors as of the latest filing. Walter is listed as promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Harvest

Harvest Small Cap Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · May 6, 2016 → Oct 25, 2018 · 4 filings
  • Oct 25, 2018 · D/A · $192,254,418 sold of Indefinite · 75 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, a Director of the issuer) EDGAR ↗
  • Aug 17, 2017 · D/A · $183,254,418 sold of Indefinite · 75 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, a Director of the issuer) EDGAR ↗
  • Aug 25, 2016 · D/A · $172,009,418 sold of Indefinite · 73 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, a Director of the issuer) EDGAR ↗
  • May 6, 2016 · D/A · $166,004,418 sold of Indefinite · 73 investors · min. $1,000,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, a Director of the issuer) EDGAR ↗

Raised $412.8M from 85 investors as of the latest filing. Walter is listed as promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JR
REITS and Finance · group: Harvest

JMP Realty Trust Inc.

San Francisco, CA · Jan 31, 2017
  • Jan 31, 2017 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Walter is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HT
Pooled Investment Fund · group: Harvest

Harvest Technology Partners Offshore, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · May 6, 2016
  • May 6, 2016 · D/A · $26,499,778 sold of Indefinite · 4 investors · min. $500,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, a director of the issuer) EDGAR ↗

Raised $26.5M from 4 investors as of the latest filing. Walter is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HT
Pooled Investment Fund · group: Harvest

Harvest Technology Partners, L.P.

San Francisco, CA · Apr 25, 2016
  • Apr 25, 2016 · D/A · $53,237,694 sold of Indefinite · 93 investors · min. $500,000 · role: Promoter (Chief Legal Officer of Harvest Capital Strategies LLC, the general partner of the issuer) EDGAR ↗

Raised $53.2M from 93 investors as of the latest filing. Walter is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S
Other Energy

Sungevity Inc

Oakland, CA · Apr 4, 2014
  • Apr 4, 2014 · D · $72,512,281 sold of $72,512,281 · 36 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $72.5M from 36 investors (100% of the $72.5M target) as of the latest filing. Walter is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Walter 23

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HC
Management entity

Harvest Capital Strategies LLC

Director, Executive Officer · 19 shared filings (6 issuers) · also on 15 other issuers

Harvest Capital Strategies LLC is on 21 issuers in total — a repeat sponsor. Their page lists every one.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Andrew Jolson

Promoter, Executive Officer, Director · 20 shared filings (7 issuers) · also on 16 other issuers

Joseph Andrew Jolson is on 23 issuers in total — a repeat sponsor. Their page lists every one.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Siva Jackson

Promoter, Executive Officer · 20 shared filings (7 issuers) · also on 12 other issuers

Raymond Siva Jackson is on 19 issuers in total — a repeat sponsor. Their page lists every one.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Christopher Lynch

Promoter, Executive Officer · 19 shared filings (6 issuers) · also on 12 other issuers

Kevin Christopher Lynch is on 18 issuers in total — a repeat sponsor. Their page lists every one.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Craig R. Johnson

Promoter, Executive Officer · 19 shared filings (6 issuers) · also on 23 other issuers

Craig R. Johnson is on 29 issuers in total — a repeat sponsor. Their page lists every one.

ZR
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary S. Rosenberg

Promoter, Executive Officer · 19 shared filings (6 issuers) · also on 3 other issuers

Zachary S. Rosenberg is on 9 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Stevenson

Director · 5 shared filings (2 issuers) · also on 103 other issuers

Paul Stevenson is on 105 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found (searched own website, image search on Oct 24, 2026)
Person

James Keyes

Director · 3 shared filings (2 issuers) · also on 125 other issuers

James Keyes is on 127 issuers in total — a repeat sponsor. Their page lists every one.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Cater

Director · 2 shared filings (1 issuer) · also on 97 other issuers

Philip Cater is on 98 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Davenport

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Shannon

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Kennedy

Executive Officer · 1 shared filing (1 issuer) · also on 10 other issuers

Daniel Kennedy is on 11 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Birch

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Guettel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Crane

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Hollingshead

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Reuben Munger

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Reuben Munger is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Dave Dunlap

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Asarnow

Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Dobberpuhl

Director · 1 shared filing (1 issuer)

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Atherton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Schwarz

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Ledbetter

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Walter Ivor Conroy. Their page shows their other deals.

The team behind the deals

H
Sponsor group

Harvest

36 issuers · 157 filings · $2.24B reported sold · 2009–2026

One team, 36 deal companies. Walter Ivor Conroy is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Walter Ivor Conroy.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Walter Ivor Conroy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Walter Ivor Conroy is listed on: none on file. No website or social profile named in Harvest Small Cap Partners, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #24,523 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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