Walker N. Moody is listed as an executive officer and director on 40 SEC Form D filings by 19 issuers between Mar 2011 and Jul 2026. Largest by amount reported sold: PEP Energy Equity Opportunities Fund LP (Houston, TX — pooled investment fund — 2020–2026; $250.3M reported sold to 87 investors), TPH Energy Equity Opportunities Fund LP (New York, NY — pooled investment fund — 2012–2015; $235.1M reported sold to 92 investors), PEP Henry Production Partners LP (Houston, TX — pooled investment fund — 2019–2020; $163.6M reported sold to 9 investors), Whipstock Co-Investment Fund LP (Houston, TX — pooled investment fund — 2014–2015; $153.8M reported sold to 18 investors), Solanas Energy Infrastructure Fund Plus LP (New York, NY — pooled investment fund — 2011–2014; $113.1M reported sold to 96 investors) and 14 more (all listed below).
What this means That is a lot of deals — 19 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $1.3B sold in total.
The issuers belong to 4 sponsor groups: Bdt (26 issuers, $32.36B reported sold, 2009–2026), Jefferies (32 issuers, $6.42B reported sold, 2009–2026), Tph Energy (2 issuers, $89.2M reported sold, 2015–2016) and Tph Energy (2 issuers, $235.9M reported sold, 2011–2019).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 40 public filings for Walker N. Moody and found 9 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.